Date Issue Released
Issue number
Issue Owner
Brookfield Rail
Safety issue title
Increasing train speed
Safety Issue Description

After re-railing the track, permitted train speed was increased without due consideration of the effects of cyclic track irregularities on the dynamic performance of the WOE class wagon.

Date issue released
Mode of Transport
Rail
Transport Function
Rail: Infrastructure
Issue number
Issue Owner
Aurizon and Brookfield Rail
Safety issue title
Train braking performance
Safety Issue Description

The loss of brake pipe integrity during the derailment event did not result in the train brakes automatically activating.

Date issue released
Mode of Transport
Rail
Transport Function
Rail: Rolling stock
Issue number
Issue Owner
Aurizon and Brookfield Rail
Safety issue title
Driver reporting and cab ride arrangements
Safety Issue Description

The frequency of driver reporting and locomotive cab rides by track inspectors had been insufficient for identifying rough track through the derailment site.

Date issue released
Mode of Transport
Rail
Transport Function
Rail: Rolling stock
Issue number
Issue Owner
Australian Rail Track Corporation
Safety issue title
Infrastructure flood management
Safety Issue Description

A register for recording ‘special locations’ in accordance with the ARTC Engineering (Track & Civil) Code of Practice - Section 10 – Flooding, had not been established to manage track infrastructure prone to flood damage.

Date issue released
Mode of Transport
Rail
Transport Function
Network Operations
Issue number
Issue Owner
Australian Rail Track Corporation
Safety issue title
Management of weather warnings
Safety Issue Description

The ARTC did not have a comprehensive system in place to identify and actively manage risks associated with severe weather events that were likely to affect the safety of their rail network.

Date issue released
Mode of Transport
Rail
Transport Function
Network Operations
Issue number
Issue Owner
Australian Rail Track Corporation
Safety issue title
Response to flood event investigations
Safety Issue Description

The ARTC’s processes for developing and implementing changes to operational procedures as a result of incident investigation findings were ineffective at mitigating the risk of future similar incidents.

Date issue released
Mode of Transport
Rail
Transport Function
Network Operations
Issue number
Issue Owner
Genesee & Wyoming Australia
Safety issue title
Genesee & Wyoming Australia procedures for acceptance of dangerous freight
Safety Issue Description

Genesee & Wyoming Australia had no procedure in place to verify (either in total or by random selection) that the nature or condition of freight provided by their customers, complied with their Standard Condition of Carriage.

Date issue released
Mode of Transport
Rail
Transport Function
Rail: Freight
Issue number
Issue Owner
Airservices Australia
Safety issue title
Controller training for black ‘not concerned’ track awareness
Safety Issue Description

Controllers were routinely exposed to ‘not concerned’ radar tracks that were generally inconsequential in the en route environment, leading to a high level of expectancy that such tracks were not relevant for aircraft separation purposes. Training did not emphasise the importance of scanning ‘not concerned’ radar tracks in jurisdiction airspace.

Date issue released
Mode of Transport
Aviation
Transport Function
Airspace
Issue number
Issue Owner
Airservices Australia
Safety issue title
Limited system features for protection against inhibited tracks
Safety Issue Description

The limited interoperability between The Australian Advanced Air Traffic System and Australian Defence Air Traffic System increased the risk of error due to the need for a number of manual interventions or processes to facilitate the coordination and processing of traffic.

Date issue released
Mode of Transport
Aviation
Transport Function
Airspace
Issue number
Issue Owner
Virgin Australia Regional Airlines Pty Ltd
Safety issue title
Virgin Australia Regional Airlines Pty Ltd TAWS under reporting
Safety Issue Description

There was a significant underreporting by Virgin Australia Regional Airlines Pty Ltd ATR72 terrain awareness warning system-related occurrences.

Date issue released
Mode of Transport
Aviation
Transport Function
Aviation: Air transport
Issue number
Issue Owner
Airservices Australia
Safety issue title
Convergent air routes and airspace sectorisation
Safety Issue Description

The convergence of many published air routes overhead Adelaide, combined with the convergence point being positioned on the sector boundary of the Augusta and Tailem Bend sectors, reduced the separation assurance provided by strategically separated one-way air routes and increased the potential requirement for controller intervention to assure separation.

Date issue released
Mode of Transport
Aviation
Transport Function
Airspace
Issue number
Issue Owner
Sydney Trains
Safety issue title
Differences in identifying trains
Safety Issue Description

Differences exist in the way signallers and Protection Officers (POs) identify trains to each other.

Date issue released
Mode of Transport
Rail
Transport Function
Rail: Passenger - metropolitan
Issue number
Issue Owner
Sydney Trains
Safety issue title
No forms or checklists
Safety Issue Description

There were no forms or checklists to provide practical guidance for completing the steps required to implement Absolute Signal Blocking (ASB) or to provide an auditable record of the process.

Date issue released
Mode of Transport
Rail
Transport Function
Rail: Passenger - metropolitan
Issue number
Issue Owner
Sydney Trains
Safety issue title
Insufficient guidance in Absolute Signal Blocking
Safety Issue Description

Rule NWT 308 Absolute Signal Blocking and procedure NPR703 Using Absolute Signal Blocking did not provide any guidance on acceptable methods for determining the location of rail traffic in the section or confirming the clearance of rail traffic past a proposed work location.

Date issue released
Mode of Transport
Rail
Transport Function
Rail: Passenger - metropolitan
Issue number
Issue Owner
Sydney Trains
Safety issue title
Auditing not effective
Safety Issue Description

The Sydney Trains regime for auditing worksite protection arrangements was not effective in identifying emerging trends or safety critical issues when using Absolute Signal Blocking (ASB).

Date issue released
Mode of Transport
Rail
Transport Function
Rail: Passenger - metropolitan
Issue number
Issue Owner
Sydney Trains
Safety issue title
Infrastructure not marked on ATRICS screen
Safety Issue Description

Not all major infrastructure was marked on the ATRICS screens for the North Shore panel.

Date issue released
Mode of Transport
Rail
Transport Function
Rail: Passenger - metropolitan
Issue number
Issue Owner
Genesee and Wyoming Australia
Safety issue title
Guidelines
Safety Issue Description

The GWA guidance does not provide clear and unambiguous information for train crews on acceptable points approach speeds where sighting distance is reduced

Date issue released
Mode of Transport
Rail
Transport Function
Rail: Infrastructure
Issue number
Issue Owner
Genesee and Wyoming Australia
Safety issue title
Special locations
Safety Issue Description

Union Reef was not treated as a special location as defined in the ARA Code of Practice for the Australian Rail Network.

Date issue released
Mode of Transport
Rail
Transport Function
Rail: Infrastructure
Issue number
Issue Owner
Genesee and Wyoming Australia
Safety issue title
Train crew distraction and priorities
Safety Issue Description

The train crew had conflicting responsibilities distracting them from the safety critical task of driving. GWA did not have specific policies and procedures to define responsibilities of train crews approaching safety critical phases of operation.

Date issue released
Mode of Transport
Rail
Transport Function
Rail: Freight
Issue number
Issue Owner
ISIR Impianti Srl
Safety issue title
Manufacturer’s instructions
Safety Issue Description

The manufacturer’s instruction manual for Seven Seas Voyager’s waste incinerator contained no specific instructions for ash grate maintenance or replacement. Such instructions would have provided useful information for the ship’s crew to plan and safely complete periodic ash grate maintenance.

Date issue released
Mode of Transport
Marine
Transport Function
Marine: Shipboard operations