On the morning of 22 October 2024, the pilot of a Cessna Aircraft Company 150L, registered VH‑EYU, was conducting a private flight from Bacchus Marsh aircraft landing area, Victoria. Strong and gusting winds were present. After commencing a take-off roll, the pilot rejected the take-off, before taxiing back to the same runway for a second take‑off.
On the second take-off, the aircraft became airborne and climbed to about 150 ft above the runway, before it pitched steeply nose-up, then the nose dropped suddenly, followed by the left wing dropping. The aircraft then entered a vertical descent, rotating approximately 270° before colliding with terrain. The pilot, who was the sole occupant of the aircraft, was fatally injured, and the aircraft was destroyed.
What the ATSB found
The ATSB found that shortly after take-off, in strong and gusty wind conditions, the aircraft stalled at a height too low to recover before colliding with terrain. It is probable that the aircraft was too slow on take-off into those conditions, and that inputs made to counteract the crosswind increased the angle of attack of the left wing. These factors, combined with the wind conditions, increased the risk of a quick and unrecoverable stall.
Safety message
While an aerodynamic stall can occur at any airspeed, at any altitude, and with any engine power setting, it is most hazardous during take-off and landing when the aircraft is close to the ground. When gusting conditions are present, pilots should consider waiting for more benign conditions. Guidance advises pilots to conduct their own testing in progressively higher winds to determine both their own capability and that of the aircraft.
Maintaining the aircraft’s attitude and correcting any change in attitude due to wind gusts during climb, is vital to ensure the critical angle of attack is not exceeded. Reducing the angle of attack by lowering the aircraft nose at the first indication of a stall is the most important immediate response for stall avoidance and recovery.
Pilots must understand and recognise the conditions which make stall more likely and the symptoms of an approaching stall so they can act to prevent a stall before an unrecoverable condition develops. If pilots judge the weather to be suitable, they should consider climbing out at a higher airspeed to provide a buffer above their aircraft’s stall speed for detection and correction of an impending stall.
The investigation
Decisions regarding the scope of an investigation are based on many factors, including the level of safety benefit likely to be obtained from an investigation and the associated resources required. For this occurrence, a limited-scope investigation was conducted in order to produce a short investigation report, and allow for greater industry awareness of findings that affect safety and potential learning opportunities.
The occurrence
On the morning of 22 October 2024, at the Bacchus Marsh aircraft landing area (ALA), Victoria, a Cessna Aircraft Company 150L aircraft, registered VH‑EYU, was being prepared for a private flight under visual flight rules[1] to Lethbridge ALA, Victoria, about 35 km to the southwest. The weather conditions at the time were described as having strong, variable and gusty winds with a temperature of about 27°C.
Closed circuit television (CCTV) showed the pilot arriving for their flight at about 1000. Later, at about 1047, another CCTV camera located at a flying school, recorded the aircraft taxiing to the fuel bowser. After fuelling, the pilot drained a fuel sample from the aircraft fuel tanks and checked the sample. The pilot, who was the sole occupant, climbed in, then started the aircraft and taxied to a run‑up area[2] and performed engine run-up and flight control checks. They then taxied toward runway 27[3] for take‑off (Figure 1).
At about 1110 local time, a common traffic advisory frequency[4] (CTAF) recording captured the pilot stating that they were commencing their take‑off roll. Shortly after, the pilot transmitted another radio call stating that they were rejecting the take‑off. There was no further information provided by the pilot to explain why the take‑off was rejected.
The rejected take-off attracted the attention of witnesses who were now observing VH‑EYU. The pilot taxied the aircraft off the runway and returned to the end of runway 27. At 1114, the pilot commenced a second take‑off roll.
The witnesses included a flight instructor. They identified that the aircraft appeared unstable after take-off. The CCTV showed the right wing dipping twice during this take‑off, with the pilot levelling the aircraft each time. The flight instructor stated that at about 50 ft, the aircraft pitched up quickly, before the nose was pushed down again.
After the aircraft had passed the runway intersection and reached an altitude of about 150 ft, it pitched steeply upward, before the nose and then the left wing rapidly dropped. The aircraft entered a nose down vertical descent to the left, rotating approximately 270° before colliding heavily with terrain. After the collision, personnel from the flying school attended the accident site and found the pilot fatally injured. The aircraft was destroyed.
Figure 1: Bacchus Marsh ALA and VH‑EYU approximate flight path (yellow) and accident site
Source: Google Earth, annotated by the ATSB
Context
Pilot information
The pilot commenced their flight training in July 2019 and held a recreational pilot licence (aeroplane), which was issued on 14 November 2023. They held a single engine aeroplane class rating. The pilot also held navigation, controlled aerodrome, controlled airspace and flight radio endorsements which were issued on 19 April 2024.
Overall, the pilot had accumulated about 184 hours total aeronautical experience, of which 71.9 hours were in the Cessna 152 and 3.8 hours in the Cessna 150.
The pilot joined Bacchus Marsh Aero Club on 19 August 2024 and had completed 3 club check flights with an independent instructor during September and October 2024. Since joining the club, the pilot had flown a total of 20.1 hours in Cessna 172, Cessna 152 and Cessna 150 aircraft. They had also flown 3.3 hours in a Cessna 152 the previous day.
The pilot held a Class 2 aviation medical certificate issued by the Civil Aviation Safety Authority, without medical restrictions, which was valid until 19 March 2026.
Post-mortem examination
The post-mortem and toxicology examinations did not identify any indication of incapacitation or substances that could have affected the pilot’s capacity to perform the flight.
Aircraft information
The Cessna 150L is a high wing, all-metal, 2‑place, single‑engine aircraft with a fixed tricycle landing gear. It is powered by a 4‑cylinder Teledyne‑Continental O‑200‑A engine, driving a 2‑blade fixed‑pitch propeller. VH‑EYU (Figure 2) was manufactured in the United States in 1974 and first registered in Australia in May 1974. It had been owned by the Bacchus Marsh Aero Club since December 2023.
The aircraft was fitted with a stall warning horn on the left wing, which produces an audible signal to the pilot when the wing is approaching its critical angle of attack (AoA). The Cessna 150L’s stated stall speed in take‑off configuration with wings level was 48 kt.[5]
No crosswind limitation was published in the C150 L model owner’s manual. There was only a need for the manufacturer to demonstrate crosswind capability up to 8.5 kt (20% of the stall speed in a landing configuration). While it is possible that the aircraft may be capable of meeting the controllability standard in higher winds, this had not been established by the manufacturer.
Figure 2: VH-EYU
Source: Bacchus Marsh Aero Club
Recent maintenance history
The last 100‑hour periodic maintenance inspection was conducted on 19 January 2024. At the time of the accident, VH‑EYU had accrued a total time in service of 8,962.3 hours. Maintenance records also showed that since January, the following maintenance had been performed:
a 50-hour/6-month oil and filter change
the left brake was serviced
the flap position indicator spring was replaced.
The aircraft had flown about 36.3 hours since the last scheduled maintenance which was conducted on 21 April 2024. There were no open defects recorded on the maintenance release and no outstanding or overdue maintenance was noted.
Aerodrome information
Bacchus Marsh aircraft landing area (ALA) was located about 6.5 km south of Bacchus Marsh, Victoria. It consisted of 2 sealed runways, 01/19 in a north‑south direction and 09/27 in the east‑west direction. The ALA was home to the Bacchus Marsh Aero Club, a pilot training school and several gliding clubs, as well as several privately owned aircraft.
The ALA was in non‑controlled Class G airspace. Aircraft operating in the area did not require clearance and a common traffic advisory frequency (CTAF) was available for pilot‑to‑pilot communication.
Bacchus Marsh Aero Club
Bacchus Marsh Aero Club operated several single-engine aircraft that were available to hire for approved club members, including the Cessna 150, 152, 172 and 182 models. Due to its status of being a private flying club and to satisfy insurance purposes, the club had a procedure in place for an independent flight instructor to conduct flight checks on new members prior to them being approved to fly club aircraft.
Site information
The accident site was in a barley field, 205 m south of the runway 27 centreline and to the west of runway 19/01 (Figure 1). The fuselage was orientated to the north. Ground impact marks were directly under the wreckage indicating no forward momentum. The damage signatures showed that the aircraft had impacted the field in a steep nose down attitude with the initial ground contact at the leading edge of the left wing. Severe disruption of the cockpit area, wing assembly and rear fuselage had occurred from the impact (Figure 3).
Figure 3: VH-EYU at the accident site
Source: ATSB
Wreckage examination
The ATSB’s examination of the wreckage did not identify any evidence of pre‑existing faults, flight control issues or engine issues and there was no evidence of birdstrike.
All components were accounted for at the accident site. The right fuel tank had ruptured, while the left tank remained intact. A quantity of fuel was removed from the aircraft fuel tank for onsite testing and was found to be clean and clear of contaminants. Fuel was removed from the carburettor, which was also tested with no water or contaminants found.
The wings and centre fuselage roof section had separated and moved forwards as a result of the impact. Portions of the airframe were removed by first responders prior to ATSB examination, and these were photographed prior to removal. The stall warning horn on the left wing was damaged in the accident sequence and could not be tested for functionality. The flaps were noted to be retracted, which is the position required in the normal take‑off checklist.
An examination of the seat rails showed that the pilot seat was locked into position and had not moved prior to the accident.
The engine and propeller displayed no pre‑existing damage. The engine was externally examined, and all components were accounted for. The engine was able to be rotated which indicated no significant internal damage had occurred.
The propeller and flange had fractured from the engine crankshaft and there was evidence of rotation on the fracture surfaces. The propeller displayed minor rotational scoring and rearward bending which was indicative of low rotational energy at the time of impact.
The throttle control in the cockpit was set at a low power position and had been bent upwards during the impact sequence.
Survival aspects
The pilot had been wearing a lap/sash seat belt during the accident flight. The extent of the damage to the occupiable space of the aircraft cabin meant that the impact was not considered survivable.
Aircraft stall and spin behaviour
Aerodynamic stalls
An aerodynamic stall is a rapid decrease in lift and increase in drag caused by the separation of airflow from the wing’s upper surface. A stall occurs when the angle of attack[6] exceeds the wing’s critical angle of attack,[7] resulting in the disruption to the smooth airflow over the wing. This can ordinarily occur at angles of around 16° (Figure 4). Due to the sudden reduction in lift from the wing and rearward movement of the centre of lift, an uncommanded nose‑down pitch ensues.
The US Federal Aviation Administration (FAA) Airplane Flying Handbook (2021) states that:
• Impending Stall—an impending stall occurs when the AOA causes a stall warning but has not yet reached the critical AOA. Indications of an impending stall can include buffeting… or aural warning.
• Full Stall—a full stall occurs when the critical AOA is exceeded. Indications of a full stall are typically that an uncommanded nose down pitch cannot be readily arrested and may be accompanied by an uncommanded rolling motion...
The FAA Airplane Flying Handbook (2021) also states that for an impending stall the pilot should:
…immediately reduce AOA once the stall warning device goes off, if installed, or recognizes other cues such as buffeting. The pilot should hold the nose down control input as required to eliminate the stall warning. Then level the wings maintain coordinated flight, and then apply whatever additional power is necessary to return to the desired flightpath.
Figure 4: Effect of increasing angle of attack leading to a stall condition
Source: CASA AvSafety, annotated by the ATSB
Aerodynamic spins
A spin can result when an aircraft simultaneously stalls and yaws.[8] The yaw can be initiated by rudder application (through manipulation of the rudder pedals) or by yaw effects from a range of factors that include aileron deflection, torque, wind and engine/propeller effects. A spin is characterised by the aircraft following a downward, corkscrew path and requires significantly more altitude for recovery compared to a wings level stall.
The spin recovery procedure stated in the Cessna 150L handbook was:
For recovery from an inadvertent or intentional spin, the following procedure should be used.
• retard the throttle to idle position
• apply full rudder opposite to the direction of rotation
• after one-fourth turn, move the control wheel forward of neutral in a brisk motion
• as rotation stops, neutralize rudder and make a smooth recovery from the resulting dive.
Application of aileron in the direction of the spin will greatly increase the rotation rate and delay the recovery. Ailerons should be held in a neutral position throughout the spin and the recovery. Intentional spins with flaps extended are prohibited.
To recover from the spin, the pilot requires sufficient height to conduct the procedure and fly away. During the initial stages of a take‑off, there is insufficient height to perform these actions.
Control input in a crosswind
In a crosswind, to prevent uncommanded roll, the pilot must turn the control yoke into wind. This will move the ailerons to change the relative angle of attack of each wing (Figure 5). The aileron on the into‑wind wing (right in this case) will move up, create a lower angle of attack and produce less lift. The aileron on the downwind wing (left in this case) will move down, creating a higher angle of attack and more lift. Therefore, resisting the rolling moment created by the crosswind.
Figure 5: Effect of aileron use on angle of attack
Source: Flight Safety Australia
Guidance
The FAA Airplane Flying Handbook (2021) states for take‑off in gusty conditions that:
During take-offs in a strong, gusty wind, it is advisable that an extra margin of speed be obtained before the airplane is allowed to leave the ground. A take-off at the normal take-off speed may result in a lack of positive control, or a stall, when the airplane encounters a sudden lull in strong, gusty wind, or other turbulent air currents. In this case, the pilot should allow the airplane to stay on the ground longer to attain more speed, then make a smooth, positive rotation to leave the ground.
A Civil Aviation Safety Authority publication AC 91‑02 v1.2 – Suitable places to take‑off and land, and the FAA publication Personal minimums for wind both identify that is the responsibility of the pilot in command to consider the winds and determine if the aircraft can be operated safely in the prevailing conditions. The FAA publication advises pilots to conduct their own testing in progressively higher winds to determine both their own capability and that of the airframe.
Meteorological information
Forecast weather
The planned flight from Bacchus Marsh to Lethbridge was within the Victoria graphical area forecast (GAF)[9] region. The Bureau of Meteorology issued a GAF which included the Bacchus Marsh area, at 0900 on 22 October 2024, and was valid from 1000–1600. The forecast indicated visibility greater than 10 km and no cloud. A Grid Point Wind and Temperature Forecast was issued by the Bureau of Meteorology at 0525 on 22 October 2024. No wind and temperature was available in the Bacchus Marsh area below 5,000 ft.
The Bureau of Meteorology issued aerodrome forecasts (TAF)[10] and meteorological aerodrome reports (METAR)[11] for Melbourne, Essendon, Avalon and Ballarat airports. A special meteorological report (SPECI)[12] was also issued, which highlighted that a significant wind gust had been recorded.
There was no record that the pilot had used any personal login to access weather forecasts prior to their flight, from any official sources. It is unknown if the pilot had checked a forecast via other sources which did not require accounts for access.
Nearby airport weather
The actual weather at Bacchus Marsh ALA was not recorded and not available. However, forecasts and observation reports were available for nearby airports. Table 1 shows the recorded winds at Melbourne Airport leading up to the accident. Melbourne Airport is about 38 km on a bearing of 78° True (° T) from Bacchus Marsh.
Table 1: Wind speed and direction recorded at Melbourne Airport
Report
Time (local)
Bearing ° T
Wind speed (kt)
Time before accident
METAR
1000
010
22
74 minutes
SPECI
1007
020
21, gusting to 32
67 minutes
METAR
1030
020
20
44 minutes
METAR
1100
010
20
14 minutes
Source: Bureau of Meteorology
Table 2 shows the recorded winds at Ballarat Airport leading up to the accident. Ballarat Airport is about 59 km on a bearing of 293° T from Bacchus Marsh.
Table 2: Wind speed and direction recorded at Ballarat Airport
Report
Time (local)
Bearing ° T
Wind speed (kt)
Time before accident
METAR
1000
360
13
74 minutes
METAR
1030
360
13
44 minutes
METAR
1100
360
10
14 minutes
METAR
1130
360
14
-16 minutes
Source: Bureau of Meteorology
Windsock indication
Figure 6 shows VH-EYU taxiing to the runway threshold in the opposite direction but parallel to the take‑off direction. The visible opening of the orange windsock in the background indicates headwind and crosswind components for take‑off.
Figure 6: VH-EYU taxiing prior to second take‑off
Source: Supplied
Witness observations of the weather
A number of witnesses described the temperature to be ‘very hot’ (27°C) with strong and gusting winds at the time of the accident. The winds were changing in strength (15–30 kt) and direction (between runways 27 and 01) (Figure 7). A flight instructor, who was an eyewitness to the accident stated that they had cancelled a student’s flight which was to occur later in the day due to the gusty conditions.
FlySto data from a Cessna 172
A Cessna 172 was flying nearby at the time of the accident and landed at Bacchus Marsh ALA 10 minutes after the accident. Data from the aircraft was uploaded to FlySto.[13] This data recorded the average wind from ground level up to 3,600 ft over a 40‑minute period. The wind direction varied between 262° T and 335° T and at speeds from 6–32 kt. At the time of the accident, this aircraft was located 14 km (8 NM) to the south of Bacchus Marsh ALA and had recorded a 27 kt wind from 290° T while on descent. The temperature recorded upon landing was 29°C.
A component of this data will be normal changes in wind speed and direction due to changes in altitude. For this reason, the average winds referenced in FlySto cannot be used to determine exact conditions at ground level at the time of the accident.
Figure 7: Witness observation (red arc) and recorded data from FlySto (orange arc), showing approximate wind directions and speeds around time of VH‑EYU take‑off
Source: Google Earth, annotated by the ATSB
CCTV and witness video
CCTV recorded the pilot’s arrival at the airport, refuelling, engine run‑up and control checks, and both take‑off runs. All videos showed evidence of strong and gusting winds creating movement in nearby trees and grass. Pitot cover flags on parked aircraft and clothing of people on the apron were observed flapping in the wind. The videos also captured wind noise varying with gusts.
A gliding club located to the east of the ALA had erected a small windsock, which was observed to be moving erratically with the varying wind strength and directions. The witness video provided, showed this windsock to be a smaller commercially available item. Due to its design, it did not meet the standards[14] for wind direction indicators and therefore was not able to provide any information of wind speed.
Recorded information
CTAF recording
CTAF recordings provided the standard radio transmissions made by the pilot. The recordings also captured the engine sounds each time a transmission was made and showed that the engine sounded normal throughout the duration of the recordings.
The pilot sounded calm during transmission and voiced no concern with the engine or aircraft after the first rejected take‑off and subsequent return for the second take‑off.
Aircraft data
The aircraft was not equipped with either a cockpit voice recorder or a flight data recorder, nor was it required to be. Further, there was no active flight tracking equipment or other devices fitted to the aircraft to provide parameters from the accident flight.
CCTV
The ATSB conducted frame‑by‑frame analysis of the CCTV of the second take‑off. This analysis showed that the groundspeed of the aircraft was 42 kt when the aircraft became airborne.
Related occurrences
AO-2014-023: Cessna 150G, VH-RXM, Loss of control during initial climb, 18 February 2014, Moorabbin Airport
An instructor and student pilot were conducting a trial instructional flight. The aircraft departed with a 3–4 kt tailwind. The student was operating the aileron and elevator controls, with the instructor operating the rudder. During the initial climb, the student continued to apply back pressure to the control column resulting in a reduction in optimal airspeed, and a higher‑than‑normal aircraft nose attitude. As the instructor attempted to rectify the aircraft’s profile, the right wing dropped, and the aircraft began to descend.
The instructor’s efforts to recover the aircraft to a normal climb attitude were not successful, and the right side of the aircraft struck the ground. The aircraft bounced, then came to a halt on its left side. The instructor and student egressed through the right door, and both sustained minor injuries. The aircraft was substantially damaged.
NTSB Docket WPR21LA255 Cessna 150L, N1972L, Collision during take‑off, 30 June 2021, Mud Lake Airport (1U2), Terreton, Jefferson County, Idaho, United States
The pilot reported that, upon landing, they saw a crop duster aircraft descending for a short base for landing on the opposite runway. The pilot initiated a go around with the flaps still extended and with a high-density altitude. The aeroplane attained an altitude of about 50 to 100 ft above ground level when the aeroplane stalled, and the left wing dropped. The pilot attempted to recover but did not have enough height before the aeroplane collided with the ground. The aeroplane nosed over and came to rest inverted. The wings and fuselage were substantially damaged. The pilot and passenger sustained serious injuries.
Safety analysis
While there was no evidence that the pilot accessed official weather forecasts on the day of the accident, the pilot may have consulted informal sources, and they were able to experience the weather at Bacchus Marsh prior to departure. Through the movement of the distant windsock, vegetation, pitot covers on parked aircraft and the clothing of people in view of CCTV and video, it was evident that strong gusting winds were present. Noise on the audio track of CCTV also showed gusts were occurring.
This supported observations of witnesses at the airfield of the conditions throughout the day and at the time of the accident. It is almost certain the wind conditions would have also been evident to the pilot at the time of take‑off. While no weather recording equipment was available at Bacchus Marsh, the evidence available allowed for an estimate of wind varying from west to north at speeds from around 10 kt gusting to 30 kt.
There was no evidence of problems with the aircraft. The CCTV showed the pilot conducting pre‑take‑off run-up and control checks prior to the first take‑off. Witnesses and analysis of engine sound from CTAF broadcasts from VH‑EYU confirmed that the engine sounded normal. Additionally, post‑accident examination of the aircraft found no evidence of pre‑accident damage which would have affected the flight.
There was no stated or discernible reason for the first rejected take‑off. The pilot gave no indication of an aircraft serviceability issue in their radio calls. They did not conduct any additional engine run‑up checks or stop the aircraft to perform any exterior airframe inspection. After exiting the runway, the aircraft was taxied without delay to runway 27 for the second take‑off.
On the second take‑off, CCTV analysis showed the groundspeed of the aircraft was 42 kt when the aircraft became airborne. Based on witness observation and the Cessna 150 measurements, the ATSB estimates the aircraft likely had an airspeed of over 50 kt, marginally faster than the 48 kt stall speed of the aircraft. At that time, crosswind was likely to be around 15 kt.
Witnesses identified and CCTV footage showed that the aircraft’s attitude was unstable after becoming airborne. This indicates that the aircraft was affected by the strong, variable and gusting headwind and crosswind components as the pilot attempted the second take‑off. These uncommanded wind‑driven movements would require constant aircraft attitude adjustments by the pilot.
The flight instructor’s observation of the steep pitch‑up and controlled lowering of the nose which occurred at around 50 ft is consistent with the pilot manipulating the controls to avoid the aircraft descending back onto the runway and to maintain a suitable airspeed and take-off profile. The second uncorrected steep pitch‑up which occurred at around 150 ft, and the subsequent dropping of the left wing and nose resulting in entry into a left incipient spin, was consistent with a fully developed stall and loss of control in flight. This, in turn, was consistent with evidence of the accident site, in which the aircraft wreckage was confined to a small area, with evidence of a high vertical impact and low forward speed.
In this accident, it is almost certain that, after take‑off and at low level, the aircraft was subjected to a strong and gusting wind. The nature of the prevailing winds increased the likelihood of a drop in airspeed during a phase of flight where the aircraft was flown at a high angle of attack, leading to an impending stall condition.
It is possible that the impending stall period was very short due to gust strength and the pitch‑up movement created conditions for aerodynamic stall. Further, as the airspeed at take‑off was likely only a few knots higher than the stall speed, there was minimal buffer to account for any sudden drop of wind strength. The evidence indicates that the angle of attack of the wings increased beyond the critical angle, the left wing of the aircraft aerodynamically stalled, and the aircraft entered the incipient phase of a spin. The stalling of the left wing indicates that the angle of attack on the left wing was higher than that on the right. This is likely due to control inputs to counteract a crosswind from the right.
The actions that take place when the aircraft enters a spin require the pilot to retard the throttle. The throttle position in the aircraft was found in a low power setting, which was likely due to the pilot responding to the aircraft entering the incipient phase of a spin. Because the aircraft stalled at a height of about 150 ft, there was insufficient height to recover before the aircraft collided with terrain.
Findings
ATSB investigation report findings focus on safety factors (that is, events and conditions that increase risk). Safety factors include ‘contributing factors’ and ‘other factors that increased risk’ (that is, factors that did not meet the definition of a contributing factor for this occurrence but were still considered important to include in the report for the purpose of increasing awareness and enhancing safety). In addition ‘other findings’ may be included to provide important information about topics other than safety factors.
These findings should not be read as apportioning blame or liability to any particular organisation or individual.
From the evidence available, the following finding is made with respect to the loss of control and collision with terrain involving Cessna 150L, VH-EYU, at Bacchus Marsh aircraft landing area, Victoria, on 22 October 2024.
Contributing factors
It is probable that the aircraft was too slow on take‑off for the strong and gusty wind conditions and significant crosswind, meaning there was minimal buffer to manage an impending stall. Shortly after take‑off, the aircraft stalled at a height too low to recover, resulting in a collision with terrain.
Sources and submissions
Sources of information
The sources of information during the investigation included:
Bacchus Marsh Aero Club
Civil Aviation Safety Authority
Victoria Police
the maintenance organisation for VH-EYU
Airservices Australia
Bureau of Meteorology
Peninsula Aero Club
Oxford Aviation Academy
TVSA Pilot Training
witnesses
video footage of the accident flight and other videos taken on the day of the accident
Civil Aviation Safety Authority 2024, AvSafety: Preventing a stall at low level, Civil Aviation Safety Authority, Canberra, ACT, Preventing a stall at low level
Federal Aviation Administration 2021, Airplane Flying Handbook (FAA-H-8083-3C), Federal Aviation Administration, Washington DC Airplane Flying Handbook
Under section 26 of the Transport Safety Investigation Act 2003, the ATSB may provide a draft report, on a confidential basis, to any person whom the ATSB considers appropriate. That section allows a person receiving a draft report to make submissions to the ATSB about the draft report.
A draft of this report was provided to the following directly involved parties:
the Civil Aviation Safety Authority
the Bacchus Marsh Aero Club
the National Transportation Safety Board.
Any submissions from those parties were reviewed and, where considered appropriate, the text of the draft report was amended accordingly.
Purpose of safety investigations
The objective of a safety investigation is to enhance transport safety. This is done through:
identifying safety issues and facilitating safety action to address those issues
providing information about occurrences and their associated safety factors to facilitate learning within the transport industry.
It is not a function of the ATSB to apportion blame or provide a means for determining liability. At the same time, an investigation report must include factual material of sufficient weight to support the analysis and findings. At all times the ATSB endeavours to balance the use of material that could imply adverse comment with the need to properly explain what happened, and why, in a fair and unbiased manner. The ATSB does not investigate for the purpose of taking administrative, regulatory or criminal action.
Terminology
An explanation of terminology used in ATSB investigation reports is available here. This includes terms such as occurrence, contributing factor, other factor that increased risk, and safety issue.
Publishing information
Released in accordance with section 25 of the Transport Safety Investigation Act 2003
Ownership of intellectual property rights in this publication
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Creative Commons licence
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Copyright in material obtained from other agencies, private individuals or organisations, belongs to those agencies, individuals or organisations. Where you wish to use their material, you will need to contact them directly.
[1]Visual flight rules (VFR): a set of regulations that permit a pilot to operate an aircraft only in weather conditions generally clear enough to allow the pilot to see where the aircraft is going.
[2]Run-up area: a designated area of an airfield where pilots can perform functional pre-flight checks of aircraft systems.
[3]Runway number: the number represents the magnetic heading of the runway. In this case, ‘27’ represents a magnetic heading of 270°.
[4]Common traffic advisory frequency (CTAF): radio frequency on which pilots monitor and use to make positional broadcasts when operating within a 10 NM radius of the airport.
[5]The Cessna 150L Owner’s Manual lists all speeds in miles per hour.
[6]Angle of attack: the acute angle between the chord line of the airfoil and the direction of the relative wind.
[7]Critical angle of attack. the angle of attack at which a wing stalls regardless of airspeed, flight attitude, or weight.
[8]Yaw: the motion of an aircraft about its vertical or normal axis.
[9]Graphical Area Forecast (GAF): provides information on weather, cloud, visibility, icing, turbulence and freezing level in a graphical layout with supporting text.
[10]Aerodrome Forecast (TAF): a statement of meteorological conditions expected for the specified period of time in the airspace within 5 nautical miles (9 km) of the aerodrome reference point.
[11]METAR (Meteorological Aerodrome Report) is a routine aerodrome weather report issued at half hourly time intervals. The report ordinarily covers an area of 8 km radius from the aerodrome reference point.
[12]SPECI: a special report of meteorological conditions, issued when one or more elements meet specified criteria significant to aviation.
[13]FlySto is a web-based application that allows for upload and interpretation of flight data from a range of avionics devices.
This preliminary report details factual information established in the investigation’s early evidence collection phase and has been prepared to provide timely information to the industry and public. Preliminary reports contain no analysis or findings, which will be detailed in the investigation’s final report. The information contained in this preliminary report is released in accordance with section 25 of the Transport Safety Investigation Act 2003.
The occurrence
On 22 October 2024, at about 1110 local time, the pilot of a Cessna 150L registered VH‑EYU, commenced the take-off roll on runway 27[1] at Bacchus Marsh airfield, Victoria (Figure 1). Shortly after, the pilot made a radio call stating that they were rejecting the take‑off. The aircraft was then taxied off the runway and returned to the threshold of runway 27, where at 1114 the pilot recommenced the take-off.
Several witnesses at the airfield observed the second take-off and identified that, during its initial climb, the aircraft attitude pitched steeply upward. Witnesses described that the left wing dropped rapidly. The aircraft then entered a vertical descent, rotating approximately 270° before colliding heavily with terrain. The pilot (who was the sole occupant) sustained fatal injuries and the aircraft was destroyed. There was no post-impact fire.
Figure 1: Bacchus Marsh airfield and VH-EYU accident location
Source: Google Earth, annotated by the ATSB
Context
Pilot information
The pilot held a Recreational Pilot Licence (Aeroplane) and a Class 2 Aviation Medical Certificate, valid until March 2026. The pilot held a single engine aeroplane rating, and navigation endorsement. At the time of the accident, the pilot had about 184 hours total aeronautical experience, of which 3.8 hours were in Cessna 150 aircraft.
Aircraft information
The Cessna 150L is a high wing, all-metal, 2-place, single-engine aircraft with a fixed tricycle landing gear. It is powered by a 4-cylinder Teledyne-Continental O-200-A engine, driving a 2-blade fixed-pitch propeller. The aircraft was manufactured by Cessna in the United States in 1974 and first registered in Australia in May 1974. It had been owned by the Bacchus Marsh Aero Club since December 2023 (Figure 2).
The last 100-hour periodic maintenance inspection was conducted on 19 January 2024. At the time of the accident, it had accrued a total time in service of 8,962.3 hours. The aircraft had flown about 34 hours since the last scheduled maintenance which was conducted on 21 April 2024. There no known defects documented on the aircraft maintenance release.
Figure 2: VH-EYU
Source: Bacchus Marsh Aero Club
Aerodrome information
Bacchus Marsh airfield is located about 6.5 km south of Bacchus Marsh, Victoria, Australia. It is an aircraft landing area (ALA) consisting of 2 sealed north/south (01/19) and east/west (09/27) runways. The airfield was primarily used by the Bacchus Marsh Aero Club, a pilot training school and several gliding clubs.
Bacchus Marsh Aero Club
Bacchus Marsh Aero Club operates several high wing single-engine aircraft available to hire for approved club members, including the Cessna 150, 152, 172 and 182. The pilot joined the club on 19 August 2024 and subsequently completed check rides with an instructor on 13 September, 27 September and 4 October 2024.
Site information
ATSB investigators first attended the accident site on 23 October 2024. The aircraft had impacted into a barley field 205 m south of the runway 27 centreline and was orientated toward the north. The damage signatures confirmed that it had impacted the field in a steep nose down attitude. Severe disruption of the cockpit area, the wing assembly and rear fuselage had occurred from the impact (Figure 3).
Figure 3: VH-EYU at the accident site near to the airfield runways
Source: ATSB
Wreckage examination
The ATSB conducted a preliminary examination of the aircraft wreckage in the field, then moved the wreckage to a secure hangar for detailed examination. The examinations identified:
no evidence of pre-impact defects with the flight controls or structure
all components were accounted for at the accident site
the engine was able to be rotated and there were no obvious defects upon external examination
the throttle setting was at idle position (low power)
rotational damage signatures to the propeller were minimal which indicated a low engine power setting at the time of the impact
the propeller and flange had fractured from the engine crankshaft.
A quantity of fuel was removed from the aircraft for onsite testing and was found to be clean and clear of contaminants.
Meteorological information
Forecast
The Bureau of Meteorology (BoM) issued a graphical area forecast that included the Bacchus Marsh area, at 0900 on 22 October 2024, that was valid from 1000–1600. The forecast indicated visibility greater than 10 km and no cloud.
Witness observations of the weather
Witnesses at Bacchus Marsh airfield described the wind at the time of the accident as strong and gusty, changing in direction and strength. A flight instructor stated that they had cancelled a student’s flight due to the increasingly gusty conditions which were present on the day.
Meteorological observations
There was no BoM aerodrome weather information specifically for Bacchus Marsh, but the ATSB obtained meteorological observations for the surrounding areas of Melbourne, Essendon, Avalon and Ballarat airports (Figure 4).
Figure 4: Location of Bacchus Marsh airfield relative to nearby aerodrome weather forecast locations
Source: Google Earth, annotated by the ATSB
Table 1 shows the recorded winds in meteorological aerodrome reports (METAR)[2] and special meteorological reports (SPECI)[3] issued between 1000 and 1200 on 22 October 2024. The wind direction is in degrees true[4] rounded to the nearest 10 degrees. The wind direction and speed are the mean values over 10 minutes, and the gust is the maximum wind speed over a 2-minute period.
Table 1: Aerodrome wind observations
Time
Melbourne
Essendon
Avalon
Ballarat
1000
010° 22 kt
360° 15 kt
020° 8 kt
360° 13 kt
1007[1]
020° 21 kt gusting to 32 kt
1020[1]
360° 17 kt gusting to 27 kt
1030
020° 20 kt
360° 16 kt
360° 10 kt
360° 13 kt
1100
010° 20 kt
360° 18 kt
330° 12 kt
360° 10 kt
1130
010° 19 kt
360° 15 kt
350° 12 kt
360° 14 kt
1200
010° 17 kt
360° 15 kt
350° 11 kt
360° 16 kt
[1] SPECI
Further investigation
To date, the ATSB has:
examined the aircraft wreckage
conducted witness interviews
reviewed common traffic advisory frequency recordings
reviewed CCTV footage and mobile phone footage
obtained weather information.
The investigation is continuing and will include:
further review of the pilot’s experience, qualifications and training
further review and analysis of recorded CCTV and mobile phone footage
further analysis of the weather conditions
examination of the aircraft maintenance history.
A final report will be released at the conclusion of the investigation. Should a critical safety issue be identified during the course of the investigation, the ATSB will immediately notify relevant parties so appropriate and timely safety action can be taken.
Purpose of safety investigations
The objective of a safety investigation is to enhance transport safety. This is done through:
identifying safety issues and facilitating safety action to address those issues
providing information about occurrences and their associated safety factors to facilitate learning within the transport industry.
It is not a function of the ATSB to apportion blame or provide a means for determining liability. At the same time, an investigation report must include factual material of sufficient weight to support the analysis and findings. At all times the ATSB endeavours to balance the use of material that could imply adverse comment with the need to properly explain what happened, and why, in a fair and unbiased manner. The ATSB does not investigate for the purpose of taking administrative, regulatory or criminal action.
Terminology
An explanation of terminology used in ATSB investigation reports is available here. This includes terms such as occurrence, contributing factor, other factor that increased risk, and safety issue.
Publishing information
Released in accordance with section 25 of the Transport Safety Investigation Act 2003
Ownership of intellectual property rights in this publication
Unless otherwise noted, copyright (and any other intellectual property rights, if any) in this report publication is owned by the Commonwealth of Australia.
Creative Commons licence
With the exception of the Commonwealth Coat of Arms, ATSB logo, and photos and graphics in which a third party holds copyright, this report is licensed under a Creative Commons Attribution 4.0 International licence.
The CC BY 4.0 licence enables you to distribute, remix, adapt, and build upon our material in any medium or format, so long as attribution is given to the Australian Transport Safety Bureau.
Copyright in material obtained from other agencies, private individuals or organisations, belongs to those agencies, individuals or organisations. Where you wish to use their material, you will need to contact them directly.
[1]Runway number: the number represents the magnetic heading of the runway. In this case, 27 represents a magnetic heading of 270°.
[2]METAR: a routine aerodrome weather report issued at half hourly time intervals.
[3]SPECI: a special aerodrome weather report issued only when meteorological parameters meet specific criteria.
[4]The magnetic variation at Bacchus Marsh was 11° east.
Occurrence Briefs are concise reports that detail the facts surrounding a transport safety occurrence, as received in the initial notification and any follow-up enquiries. They provide an opportunity to share safety messages in the absence of an investigation. Because occurrence briefs are not investigations under the Transport Safety Investigation Act 2003, the information in them is de-identified.
What happened
On 22June 2024 at about 0915 local time, a Robinson R44 was conducting a scenic flight with a pilot and 2 passengers onboard, over the King Leopold Ranges, Western Australia. While in a slow downwind cruise of 30 kt at about 500 feet above ground level, the pilot detected a loss of tail rotor effectiveness as well as a loss of rotor RPM. They attempted to correct and continue flight, however, were unable to maintain height and performed an emergency landing over rocky terrain. The helicopter landed flat on both skids, however skidded down a slope on the left side and rolled to the left, impacting a rock ledge. The helicopter was substantially damaged (Figure 1).
Figure 1: Helicopter accident site
Safety message
Pilots are reminded of the effect of density altitude on aircraft performance. Robinson Helicopter Company (RHC) pilot operating handbooks provide performance charts to assist pilots with planning flights. These include a density altitude chart and out-of-ground effect hover ceiling chart to provide an expectation of aircraft performance during flight. Operators are encouraged to conduct periodic reviews with pilots on aircraft performance and limitations in a range of weather conditions.
Pilots must be prepared to respond immediately to a low RPM warning and ensure they are familiar with the power curve and associated airspeeds for their particular helicopter.
RHC advises pilots of their piston-engine helicopters to roll on the throttle while lowering the collective lever and, during forward flight apply aft cyclic as per the low RPM recovery procedure.
The RHC website provides training videos for higher risk flight conditions, including several presentations on rotor energy management which could be beneficial to pilots during their initial training, upgrades and flight reviews.
Pilots are encouraged to review low RPM rotor stall RHC (SN-24), aerial survey and photo flights RHC (SN-34) and unanticipated yaw RHC (SN-42) in the Robinson Helicopter Company Safety Notices.
About this report
Decisions regarding whether to conduct an investigation, and the scope of an investigation, are based on many factors, including the level of safety benefit likely to be obtained from an investigation. For this occurrence, no investigation has been conducted and the ATSB did not verify the accuracy of the information. A brief description has been written using information supplied in the notification and any follow-up information in order to produce a short summary report, and allow for greater industry awareness of potential safety issues and possible safety actions.
On 26 April 2024, the pilot (who was the sole occupant) of a DHC‑1 MK 22 Chipmunk, registered VH‑POR, taxied for take‑off from Jandakot Airport, Western Australia for a private flight. A witness took photographs of the aircraft taxiing past, which showed the engine cowl latches on the left side had not been secured.
After the aircraft took off, another witness near the runway recalled seeing something ‘flapping’ on the aircraft. This witness, and witnesses in a nearby building looking through a window, observed the aircraft turn to the left at low height near the end of the runway. The pilot declared a MAYDAY, and camera footage showed the aircraft’s angle of bank increasing and the aircraft descending before colliding with terrain.
An instructor, with a student pilot who had just landed, taxied to a position adjacent to the accident site to provide assistance. The pilot was initially treated onsite by Royal Flying Doctor Service personnel before being transported to hospital. Later, the pilot succumbed to injuries.
What the ATSB found
Prior to commencing taxi, the pilot did not detect that the engine cowl latches on the left side had been left unfastened. After take-off, the cowl was free to open and close in flight. Witness reports and camera footage show the engine cowl was opening and closing until the aircraft collided with terrain.
While likely distracted by the flapping engine cowl and experiencing a high cognitive workload, the pilot made a MAYDAY call while commencing a low‑level turn, likely in an attempt to return to land. During the turn, the aircraft’s angle of bank increased, and the aircraft aerodynamically stalled and collided with terrain.
When the aircraft collided with terrain, the upper structure between the front and rear cockpits, corresponding to the attach point for the front cockpit shoulder harness, was torn away from its mountings. Most noteworthy, all 12 rivets (6 per side) that attached the structure to the mountings had sheared. ATSB examination of the rivets using metallurgical equipment found that all of the rivets were of a non-conforming type, and half were estimated to be about one-third of the specification strength. This compromised the crashworthiness of the aircraft, however, the effect on survivability in this accident could not be determined.
What has been done as a result
To advise DHC‑1 Chipmunk maintainers and owners of the importance of ensuring modifications are carried out to the required specification, the ATSB issued a safety advisory notice (AO‑2024‑013‑SAN‑01) on 11 September 2024.
The Portuguese Office for the Prevention and Investigation of Accidents in Civil Aviation and Rail (GPIAAF) published information from the ATSB’s safety advisory notice (AO-2024-013-SAN-01) in its Civil Aviation Quarterly Bulletin Publication (issue QB 03/2024) in October 2024.
Safety message
This accident illustrates the importance of pre-flight preparation to reduce the likelihood of an abnormal occurrence. In addition, pilots are reminded of the hazards that can lead to loss of control events, such as high angles of bank, especially at low heights, which should be avoided to reduce the risk of a stall/spin accident.
The modification carried out on the accident aircraft significantly compromised its crashworthiness. Maintainers and owners are reminded that when making modifications to any aircraft, that they are carried out to the required specification, or during maintenance returned to that specification.
The investigation
Decisions regarding the scope of an investigation are based on many factors, including the level of safety benefit likely to be obtained from an investigation and the associated resources required. For this occurrence, a limited-scope investigation was conducted in order to produce a short investigation report, and allow for greater industry awareness of findings that affect safety and potential learning opportunities.
The occurrence
On the afternoon of 26 April 2024, the pilot (who was the sole occupant) of a DHC‑1 MK 22 ‘Chipmunk’, registered VH‑POR, commenced taxi for take-off at Jandakot Airport, Western Australia for a private flight. The weather was clear, with the wind about 10 kt from the north‑west.
A witness on the southern apron took photographs of the aircraft taxiing past, which show the engine cowl latches on the left side were oriented vertically[1] (Figure 1).
Figure 1: VH‑POR taxiing for take-off
The gap at the rear edge of the cowl is normally present when the cowl is closed fully. Image source: Witness, annotated by the ATSB
The pilot continued to taxi to the end of runway 24L and at 1313 was given clearance to take off. Camera footage recorded the aircraft commencing its take-off roll and becoming airborne about halfway along the runway’s length (Figure 2).
Figure 2: Approximate flight path
Image source: Google Earth, annotated by the ATSB
One witness, located at the run-up bay, recalled seeing something ‘flapping’ on the aircraft during the take-off. This witness, and witnesses in a nearby building looking through a window, observed the aircraft turn to the left at low height near the end of runway 24L. There were no reports of an abnormal engine sound. At 1314:24, the pilot made a radio call stating ‘papa oscar romeo papa oscar romeo MAYDAY MAYDAY MAYDAY’.[2]
The camera footage showed the aircraft’s angle of bank increasing and the aircraft descending before colliding with terrain.
A camera at a building about 180 m to the south‑east of the accident site recorded the engine cowling on the left side opening and closing in the seconds prior to the aircraft’s collision with terrain (Figure 3).
Figure 3: VH-POR showing engine cowl open
Image source: Supplied, annotated by the ATSB
An instructor with a student pilot who had just landed recalled seeing the aircraft’s engine cowl open and the collision with terrain. The instructor and student taxied to a position adjacent to the accident site to provide assistance. The pilot was initially treated onsite by Royal Flying Doctor Service personnel before being transported to hospital. The pilot succumbed to injuries 3 days later.
Context
Pilot information
The pilot was issued a private pilot licence (aeroplanes) by the United Kingdom Civil Aviation Authority in 1977. The pilot was issued with an Australian private pilot licence (aeroplanes) in 1978 and held a current Civil Aviation Safety Regulation Part 61 Private Pilot (Aeroplane) Licence. The pilot held a valid class 2 civil aviation medical certificate with no restrictions and was required to wear vision correction when flying.
The pilot had no reported significant medical conditions. Toxicology and post-mortem examination reports were not available at the time of publication.
At the time of the accident, the pilot had accumulated about 330 hours total aeronautical experience. In the 12 months prior to the accident, the pilot had flown about 5 hours, 3.5 hours of which was in VH‑POR. The pilot completed a flight review in December 2023, and their last flight prior to the accident was in January 2024. Both flights were in VH-POR.
Aircraft information
General information
The DHC-1 MK 22 Chipmunk is a 2 seat, low-wing aircraft constructed predominantly from light aluminium alloy with fabric covered wings and control surfaces. The aircraft was designed for ab initio military flight training. The Chipmunk was manufactured in Canada, the United Kingdom, and Portugal.
VH‑POR was manufactured in Portugal under licence by Oficinas Gerais de Material Aeronautico[3] (OGMA) in 1958 as a DHC-1 MK 20, and later modified to MK 22 specifications.[4] It was powered by a 4 cylinder de Havilland Gipsy Major 10 MK 2 engine driving a fixed-pitch wooden propeller. The aircraft operated in service with the Portuguese Air Force before being operated privately in the United States from 1979. It was first registered in Australia in 2010, and the accident pilot had been the registration holder since 2018.
A periodic inspection and minor maintenance tasks were carried out on 22 March 2024. At the time of the accident, the aircraft had accumulated 2,082 flying hours.
Engine cowl
Access to the engine is via a cowling door on either side. The cowl doors are hinged at the top and fastened by 2 latches at the bottom of each cowl. The latches are attached to the lower engine cowl and when in the vertical position pass through holes on the cowling doors (Figure 4, left). To fasten the cowl, the latches are pulled outboard, further compressing a pre‑compressed spring, and turned aft (1/4 turn) to the horizontal position. Releasing the latch then fastens the cowl. The latches are held in place by the spring and prevented from unfastening by a tab (Figure 4, right). There was no evidence of pre‑impact damage to the engine cowl latches fitted to VH‑POR (see Wreckage and impact information).
Figure 4: DHC-1 Chipmunk cowl latch detail (exemplar aircraft, left side shown)
Image source: Supplied, annotated by the ATSB
Fuel line priming and carburettor flooding
A number of actions are required to start the engine of a DHC-1 Chipmunk, including to ensure the lines from the fuel pumps to the carburettor have been filled with fuel (primed). This is accomplished by the use of a hand lever on the rear fuel pump which is accessed via an opening on the left engine cowl. After this is accomplished, the carburettor is flooded[5] using a pull-wire that is accessed via another opening on the left engine cowl. The left engine cowl can be opened to allow direct access instead of using the access openings to perform these actions.
Crashworthiness modification
Modification H.268
The upper structure between the front and rear cockpits of the DHC-1 Chipmunk, corresponding to the attach point for the front cockpit shoulder harness, had 2 mountings, called gussets (Figure 5 and Figure 6).
Image source: Alan K. Radecki, annotated by the ATSB
Figure 6: Modification H.268 gusset and rivet location (left side shown)
Image source: ATSB, de Havilland Support Ltd, annotated by the ATSB
In October 1966, modification H.268 was issued[6] to strengthen this structure. The modification was classified as ‘desirable’, and was applicable to DHC-1 Chipmunk marks 20 (which included Portuguese-manufactured aircraft), 21, 22, 22A and 23. The modification replaced the original aluminium alloy gussets with high-tensile steel. The modification required the forward row of rivets attaching the structure to the gussets to be part number SP85 mushroom head rivets, and the rear row to be part number AS2230 countersunk rivets. Later testing by the manufacturer subjected the front cockpit shoulder harness of a modified aircraft to a 22 G load, with no failures.
Information on the ATSB examination of relevant components of VH‑POR is presented in Wreckage and impact information.
Technical news sheet 154
On 29 March 1966, in the United Kingdom there was a fatal accident involving a DHC-1 MK 22 Chipmunk, registered G‑ARME. Following the investigation into the accident, Hawker Siddeley[7] issued technical news sheet TNS 154 in May 1967. Compliance with TNS 154 was classified as ‘mandatory’, to be carried out prior to 31 July 1967. The heading indicated that it was applicable to ‘CT(C1)’ series aircraft, meaning those in civilian (non-military) service. TNS 154 also stated that it was for English production Chipmunk aircraft. The ATSB was advised by de Havilland Support Ltd (DHSL) that since the 1990s, the Portuguese Air Force and military operators of DHC-1 Chipmunks in the United Kingdom have been briefed when new technical news sheets were issued.
The procedure to fulfil TNS 154 is summarised as follows. After gaining access to the gussets securing the upper structure between the front and rear cockpits to the fuselage, dimensional checks (diameter and edge distance) were to be made on the 3 bolt holes in each gusset. If either criterion was not met, the aircraft was required to have modification H.268 embodied. Additionally, each gusset was to be inspected for the presence of the correct number of securing rivets.
Applicability to Portuguese manufactured DHC-1 Chipmunks
All Chipmunk aircraft manufactured in Portugal had been originally built to MK 20 specifications. When issued in 1966, modification H.268 was applicable to Portuguese manufactured MK 20 Chipmunks and remained applicable when those aircraft were converted to MK 22 (civilian) specifications. When issued in 1967, TNS 154 was not applicable for MK 20 (military) aircraft but became applicable to any aircraft modified to MK 22 (civilian) specifications.
The available Portuguese records for VH‑POR did not include entries for modification H.268 or TNS 154. The records did however show that various modifications and civilian TNS inspection requirements had been carried out when VH-POR was operating in Portuguese Air Force service.
The aircraft manufacturer (OGMA) advised that it had no record of being advised about modification H.268 by Hawker Siddeley, and that it had received technical news sheet TNS 154 in 1997.
Additionally, the ATSB were advised[8] that the Portuguese Air Force held no records for aircraft serial number OGMA 44 (VH‑POR). However, of the 6 remaining DHC-1 Chipmunk aircraft still operating in Portuguese Air Force service in 2025, records indicate that:
no aircraft have records of modification H.268 being embodied
records showed inspections in accordance with TNS 154, and that modification H.268 was not needed.
Australian airworthiness requirements
In 1966, the Australian Department of Civil Aviation (DCA) issued airworthiness advisory circular AAC 1‑3 Chipmunk aircraft – crashworthiness. This document outlined 3 modifications that were considered by the DCA as ‘highly desirable’. The modifications were for the installation of inertia reel shoulder harnesses, energy absorbing seat inserts, and for the modification of the front cockpit shoulder harness mount point structure. For the latter, AAC 1‑3 stated that:
The structural shell which carries the front shoulder harness attachment is in itself quite rigid, but fails by tearing at its attachment to the aircraft upper longerons when subjected to a high load applied through the shoulder harness. A sheet aluminium alloy doubler running from the shoulder harness attach point down to the longeron bolts and using existing rivets and bolts will provide the reinforcement desired.
This modification could be seen in historical photographs of DHC-1 Chipmunk aircraft in Royal Aero Club service in Australia.
In response to TNS 154, an Australian airworthiness directive, AD/DHC-1/18, was issued in August 1967 and mandated that compliance to TNS 154 was required before 1 January 1968. In 2008, AD/DHC-1/18 was cancelled on the basis that ‘as all affected aircraft would have been inspected and modified by now, this AD is no longer required.’
VH-POR crashworthiness modification
No records from the aircraft’s time in the United States were available for examination. Maintenance records from the time the aircraft was registered in Australia were available to the investigation, along with incomplete records from the aircraft’s service in Portugal. There was no record available showing whether modification H.268 or the requirements of technical news sheet TNS 154 having been carried out on VH‑POR. Examination by the ATSB of the aircraft showed that modification H.268 had been embodied (the relevant mountings, or gussets, were steel as required by H.268) at an unknown time, and with non-conforming rivets (see Rivet examination).
Aerodrome information
Jandakot Airport is a certified, controlled airport. It had 3 asphalt runways:
06L/24R (in parallel with 06R/24L and 1,392-m long)
12/30 (1,508-m long).
The accident flight took off from runway 24L, which was only available from sunrise to sunset, and at all times the circuit direction was left (turns made in the circuit were to the left).
Wreckage and impact information
General information
The wreckage had been relocated to a secure hangar on Jandakot Airport prior to the arrival of ATSB investigators. Further, the accident site had been decontaminated after the wreckage was relocated due to a significant fuel spill. Therefore, a detailed survey of the impact location was not possible. However, in addition to the 2 cameras showing the flight and accident, the ATSB obtained photographs of the site provided by first responders.
The ATSB examined the wreckage in the hangar. All major aircraft components were accounted for, and the propeller showed evidence that the engine was running at impact. The engine control pushrods in the engine compartment had been fractured by impact forces. Flight control continuity was established. The wing flaps were assessed to have likely been in the retracted position at the time of impact, which is a permissible setting for take-off.
Damage to the engine cowl latches was indicative of the latches being correctly fastened on the right side but unfastened on the left at the time of impact. The engine cowls and latches were otherwise undamaged.
Cockpit structure
The ATSB found that on impact the upper structure between the front and rear cockpits, corresponding to the attach point for the front cockpit shoulder harness, was torn away from its mountings (Figure 7). All 12 rivets (6 per side) that attached the structure to the mountings had sheared.
Figure 7: Detached upper structure showing harness attach point and location of sheared rivets
Upper structure has been placed in position for the photograph and is representative of its position immediately post-accident. Image source: ATSB, de Havilland Support Ltd (detail), annotated by the ATSB
Rivet examination
The gussets fitted to VH‑POR were steel, rather than aluminium alloy, which indicated that modification H.268 had been embodied. This modification also required the use of part number SP85 and AS2230 rivets. Both types were required to be manufactured to British standard L.86, which was an aluminium alloy that included copper and magnesium.[10] The standard also specified that the rivets were to be anodised (a surface treatment) and coloured violet.
The sheared rivets and coatings from VH‑POR were examined and tested by the ATSB using metallurgical equipment. It was determined that:
The material composition of the rear row of rivets (countersunk) was consistent with pure or near-pure aluminium[11] and therefore a non-conforming specification. Testing indicated a significant reduction in strength, estimated to be about one-third of the strength of the specification rivets.
The material composition of the forward row of rivets (mushroom head) was consistent with an alloy consistent with L.86. The rivets were coated with a gold-coloured chromate conversion coating instead of violet anodising. ATSB testing indicated that the strength of the rivets met or exceeded literature values for L.86 alloy.
The presence of the non-conforming rivets significantly reduced the integrity of the structure retaining the front cockpit restraint, and thereby compromised the crashworthiness of the aircraft. This non-conforming modification may be present in other Chipmunk aircraft, in which case it would likely affect survivability in an accident.
To advise DHC‑1 Chipmunk maintainers and owners of the importance of carrying out this modification to the required specification, the ATSB issued a safety advisory notice (AO‑2024‑013‑SAN‑01) on 11 September 2024.
Survival aspects
The ATSB attempted to determine the impact velocity and deceleration imparted on the aircraft’s structure during the accident. As there was no recorded data[12], calculations of deceleration during the impact were made using estimates of the aircraft’s velocity and angle of impact. Additionally, assumptions were required in the analysis resulting in a wide range of possible outcomes across the established threshold for human tolerance. As a result, the ATSB was unable to definitively determine whether the impact accelerations were within or exceeded the levels considered tolerable for human survival.
Similarly, it was not possible to determine whether the longitudinal force was greater than the force that the restraints were known to withstand in testing (22 G) and therefore not possible to determine whether the correct rivets would also have failed had they been fitted.
Flight path analysis
The pilot’s handbook and pilot’s notes for the Chipmunk state that normal take-off speed is 45 kt, climb speed is 70 kt, and stall speed is 47 kt with the wing flaps up. The ATSB estimated from camera footage of the accident flight that the aircraft’s angle of bank increased to about 55° during its turn while maintaining about 130 ft, immediately prior to the descent (Figure 8). It was not possible to accurately estimate its airspeed at this time.
Figure 8: VH-POR angle of bank during left turn after take-off
Image source: Supplied, annotated by the ATSB
The aerodynamic stall[13] speed of aircraft in a steady turn increases appreciably with an angle of bank greater than 30°, and at angles greater than 45° there is a rapid increase in stall speed. At 55° angle of bank, stall speed is increased by about 32%. The Chipmunk’s stall speed in a 55° steady turn while maintaining level flight would have therefore been about 62 kt.
Guidance on manoeuvring at low level
The 2024 Civil Aviation Safety Authority information card Preventing a stall at low level (2405.4903) provided tips for pilots including:
Manoeuvring at low level increases the chances of a low-level stall.
…
Remember that turns and any application of ‘G’ will increase the stall speed – sometimes dramatically.
…
Try to avoid using more than 30 degrees of bank in the circuit. Use coordinated controls.
The 2010 ATSB educational publication Avoidable Accidents No. 3 - Managing partial power loss after take-off in single-engine aircraft (AR-2010-055) noted that:
A turnback requires accurate flying during a period of high stress to prevent a stall and possibly a spin occurring. If an aerodynamic stall and or spin occurs, given that these circumstances are likely to be at low level, there is little likelihood of a successful recovery. With careful management and by being aware of the hazards that can lead to loss of control events, the risk of being involved in a stall/spin accident can be reduced.
During a non-normal or emergency event in-flight, and particularly in a critical phase of flight such as initial climb and final approach, there can be a high cognitive workload placed on the pilot. In such a situation, a pilot’s hierarchical priorities are to ensure the aircraft remains in controlled flight, navigate (such as to a suitable landing area) and, if time permits, communicate the nature of the emergency to air traffic control enabling them to respond appropriately. These hierarchical priorities are colloquially known as ‘aviate, navigate, communicate’.
Related occurrences
The ATSB was advised by DHSL of an occurrence in the United Kingdom where the left engine cowl of a DHC-1 Chipmunk opened in flight. The pilot of that aircraft reported that by sideslipping[14] the aircraft, the cowling slammed shut until the aircraft was straightened for touchdown when it opened again. The aircraft landed safely, and there was no reported damage to the cowling.
Additionally, a DHC-1 Chipmunk subject matter expert advised the ATSB of 3 other occurrences in Australia involving a Chipmunk where the left cowl opened in flight. The ATSB was able to obtain formal investigation records about one of these accidents (described below). On the other 2 occasions there were no reported issues with performance or controllability, and both aircraft landed safely. There was minor damage to the left cowl on one aircraft.
Accident involving DHC-1 MK 10 Chipmunk, VH-RFW at Bull Creek, Western Australia on 19 September 1959
On 19 September 1959, the pilot of a DHC‑1 MK 10 Chipmunk, registered VH‑RFW, had difficulty recovering from a spin during aerobatic manoeuvres and entered a dive, during which the left engine cowl opened then slammed shut. The investigation report did not state whether the cowl stayed shut or opened again. When the pilot applied power to return to Perth Airport, the engine did not respond, and the throttle lever was reportedly loose. The pilot elected to land at an emergency airstrip at Bull Creek. During landing the pilot inadvertently approached downwind and the aircraft overshot the runway, collided with trees and caught fire. The pilot survived and was treated for burns in hospital. The investigation found that the left engine cowl had been unfastened, and had damaged the throttle linkage as it slammed closed in flight.
Safety analysis
Engine cowl latches
In preparing the aircraft for flight, it is possible that the fuel line priming and carburettor flooding functions were carried out by opening the left engine cowl, rather than via the openings on it, and that the cowl was then left unsecured. Alternatively, the cowl might have been opened for another reason or left unfastened from previous activities. In any case, the pilot did not detect that the engine cowl latches on the left side had been left unfastened prior to boarding the aircraft and commencing taxi. After take-off, the cowl was free to open and close in flight.
Left turn after take-off
This accident, and the 1959 accident involving VH‑RFW, demonstrate that the engine cowl being free to open and close in‑flight can be hazardous. However, while by no means a benign event, there were 2 anecdotally reported occasions involving DHC-1 Chipmunks where the left engine cowl was not secured. With these, there were no reported performance or controllability issues, and the aircraft were able to be recovered safely. Nevertheless, in this case the engine cowl began flapping after take-off, and the pilot would have been likely distracted and experiencing a high cognitive workload while managing the in-flight emergency.
From the available evidence, there were no indications of pre-impact defects, configuration issues (other than the cowl being unfastened), or controllability issues. There were no engine issues, and it is very likely the aircraft’s engine controls had not been damaged in a similar way to the accident involving VH‑RFW. The reason for the pilot commencing a left turn after take-off could not be determined, though it is possible that the pilot was attempting to recover by conducting a circuit and returning to Jandakot Airport.
During the turn the pilot made a MAYDAY call, and the aircraft’s angle of bank then increased until reaching about 55°. The rapid increase in stall speed associated with higher angles of bank resulted in the aircraft aerodynamically stalling at a height where recovery was not possible.
While the pilot was appropriately licenced and had completed a flight review using VH‑POR about 4 months prior to the accident, the extent to which the pilot’s limited recent experience influenced their actions could not be established.
Non-conforming rivets and survivability
On an unknown date, potentially many years previously, rivets that did not conform to the design specification had been fitted to the mountings between the front and rear cockpits. Importantly, the attach point for the front cockpit shoulder harness was attached to this structure. Testing indicated a significant reduction in strength in half of the rivets (the aft 3 rivets on both sides), estimated to be about one-third of the strength of the specification rivets.
During the accident, all of the rivets securing the structure failed. However, it was not possible to establish whether the correct rivets would also have failed, and the impact deceleration alone may have been above expected human tolerance. Therefore, it was not possible to establish whether the presence of non-conforming rivets affected survivability in this instance. Regardless, the presence of non-conforming rivets was a latent threat to the aircraft’s crashworthiness and reduced the likelihood of an accident being survivable.
As complete records for the aircraft were not available, it was not possible to determine where or when the rivets had been installed. The 6 DHC-1 Chipmunk aircraft still operating in Portuguese Air Force service had been inspected but not modified, and this likely occurred after the aircraft manufacturer (OGMA) received TNS 154 in 1997. It is therefore likely that VH‑POR had not been inspected under TNS 154 in Portugal prior to 1979 when the aircraft was privately registered in the United States, and modification H.268 was likely carried out some time later. While the existing rivets would have been replaced when the H.268 modification was made, some or all may have been replaced again later.
This non-conforming modification may be present in other Chipmunk aircraft, in which case it would likely affect survivability in an accident.
Australian airworthiness directive
The Australian airworthiness directive relating to TNS 154, AD/DHC-1/18, was issued when the aircraft operating in Australia had been manufactured in England, and therefore meeting the stipulated applicability for TNS 154. The airworthiness directive was cancelled in 2008 (before VH‑POR was first registered in Australia) on the expectation that all aircraft by that time had been inspected and modified. Read strictly, the cancellation did not account for the possibility that an aircraft could have been inspected, met the dimensional criterion, and therefore not modified in accordance with H.268.
Findings
ATSB investigation report findings focus on safety factors (that is, events and conditions that increase risk). Safety factors include ‘contributing factors’ and ‘other factors that increased risk’ (that is, factors that did not meet the definition of a contributing factor for this occurrence but were still considered important to include in the report for the purpose of increasing awareness and enhancing safety). In addition ‘other findings’ may be included to provide important information about topics other than safety factors.
These findings should not be read as apportioning blame or liability to any particular organisation or individual.
From the evidence available, the following findings are made with respect to the collision with terrain involving Oficinas Gerais de Material Aeronautico DHC-1 MK 22 Chipmunk, VH‑POR at Jandakot Airport, Western Australia on 26 April 2024.
Contributing factors
The pilot did not detect that the engine cowl latches on the left side had been left unfastened prior to commencing taxi. After take-off, the cowl was free to open and close in flight.
During a low level, high angle of bank turn, and while the pilot was likely distracted by the flapping engine cowl and experiencing a high cognitive workload, the aircraft aerodynamically stalled and collided with terrain.
Other factors that increased risk
Rivets that did not conform to the design specification had been fitted to mountings between the front and rear cockpits and significantly reduced the integrity of the structure retaining the front cockpit restraint. This compromised the crashworthiness of the aircraft; however, the effect on survivability in this accident could not be determined.
Safety actions
Whether or not the ATSB identifies safety issues in the course of an investigation, relevant organisations may proactively initiate safety action in order to reduce their safety risk. The ATSB has been advised of the following proactive safety action in response to this occurrence.
Safety advisory notice to DHC-1 Chipmunk maintainers and owners
SAN number:
AO-2024-013-SAN-01
SAN release date:
11 September 2024
The ATSB advises DHC-1 Chipmunk maintainers and owners to be aware that fitment of non‑conforming rivets where the upper structure between the front and rear cockpits attaches to the gussets on either side could significantly compromise the crashworthiness of the aircraft.
Those conducting work on aircraft must ensure modifications are carried out to the required specification, or during maintenance returned to that specification.
Proactive safety action taken by the GPIAAF
Action number:
AO-2024-013-PSA-01
Action organisation:
Gabinete de Prevenção e Investigação de Acidentes com Aeronaves e de Acidentes Ferroviários (GPIAAF)
Action status:
Closed
The Portuguese Office for the Prevention and Investigation of Accidents in Civil Aviation and Rail (GPIAAF) published information from the ATSB’s safety advisory notice (AO-2024-013-SAN-01) in its Civil Aviation Quarterly Bulletin Publication (issue QB 03/2024) in October 2024.
Sources and submissions
Sources of information
The sources of information during the investigation included:
Air Accidents Investigation Branch (United Kingdom)
Airservices Australia
Civil Aviation Safety Authority
de Havilland Support Ltd
Gabinete de Prevenção e Investigação de Acidentes com Aeronaves e de Acidentes Ferroviários (Portugal)
National Archives of Australia
OGMA Indústria Aeronáutica de Portugal
Portuguese Air Force
Royal Aero Club of Western Australia
Western Australia Police Force
accident witnesses
camera footage of the accident flight and other photographs taken on the day of the accident
subject matter experts.
Acknowledgement
The ATSB would like to acknowledge the significant assistance provided by multiple DHC-1 Chipmunk subject matter experts during the onsite investigation phase and evidence collection activities.
References
Hurt, Jr., H.H. (1965). Aerodynamics for naval aviators (NAVAIR 00-80T-80) University of Southern California, United States.
National Archives of Australia B638, 6/659/133 - Accident at Bulls [sic] Creek on 19/9/1959: DHC‑1 A/C: VH‑RFW [includes photographs and plans], 1959 - 1960.
Submissions
Under section 26 of the Transport Safety Investigation Act 2003, the ATSB may provide a draft report, on a confidential basis, to any person whom the ATSB considers appropriate. That section allows a person receiving a draft report to make submissions to the ATSB about the draft report.
A draft of this report was provided to the following directly involved parties:
Air Accidents Investigation Branch (United Kingdom)
Civil Aviation Safety Authority
De Havilland Aircraft of Canada Limited
de Havilland Support Ltd
Gabinete de Prevenção e Investigação de Acidentes com Aeronaves e de Acidentes Ferroviários (Portugal)
Royal Aero Club of Western Australia
Transport Safety Board of Canada.
The submissions were reviewed and, where considered appropriate, the text of the report was amended accordingly.
Purpose of safety investigations
The objective of a safety investigation is to enhance transport safety. This is done through:
identifying safety issues and facilitating safety action to address those issues
providing information about occurrences and their associated safety factors to facilitate learning within the transport industry.
It is not a function of the ATSB to apportion blame or provide a means for determining liability. At the same time, an investigation report must include factual material of sufficient weight to support the analysis and findings. At all times the ATSB endeavours to balance the use of material that could imply adverse comment with the need to properly explain what happened, and why, in a fair and unbiased manner. The ATSB does not investigate for the purpose of taking administrative, regulatory or criminal action.
Terminology
An explanation of terminology used in ATSB investigation reports is available here. This includes terms such as occurrence, contributing factor, other factor that increased risk, and safety issue.
Publishing information
Released in accordance with section 25 of the Transport Safety Investigation Act 2003
Ownership of intellectual property rights in this publication
Unless otherwise noted, copyright (and any other intellectual property rights, if any) in this report publication is owned by the Commonwealth of Australia.
Creative Commons licence
With the exception of the Commonwealth Coat of Arms, ATSB logo, and photos and graphics in which a third party holds copyright, this report is licensed under a Creative Commons Attribution 4.0 International licence.
The CC BY 4.0 licence enables you to distribute, remix, adapt, and build upon our material in any medium or format, so long as attribution is given to the Australian Transport Safety Bureau.
Copyright in material obtained from other agencies, private individuals or organisations, belongs to those agencies, individuals or organisations. Where you wish to use their material, you will need to contact them directly.
[2]MAYDAY: an internationally recognised radio call announcing a distress condition where an aircraft or its occupants are being threatened by serious and/or imminent danger and the flight crew require immediate assistance.
[3]Currently known as OGMA Indústria Aeronáutica de Portugal.
[4]The DHC-1 MK 20 was the export version of the original MK 10 manufactured for military service in the United Kingdom. For civilian use, aircraft were modified to MK 22 and other specifications.
[5]Flooding fills the carburettor float bowl by depressing its float and overriding the float’s normal function which is to shut off fuel flow to the carburettor bowl when it reaches a set level.
[7]Hawker Siddeley was the type certificate holder at the time.
[8]The Portuguese Office for the Prevention and Investigation of Accidents in Civil Aviation and Rail (GPIAAF) established contact with the Portuguese Air Force on the ATSB’s behalf and provided a response.
[9]Runway numbering: represents the magnetic heading closest to the runway orientation (for example, runway 24L is oriented 236º magnetic).
[10]International equivalences were Alloy Designation 2117, US specification AMS7222, and European specification ENAW-AlCu2.5Mg).
[11]The composition was not determined exactly; there was >99% aluminium with some alloying iron and silicon, consistent with 1000-series aluminium, although the specific alloy could not be determined.
[12]The aircraft was not fitted with flight or engine recording devices, and there was no requirement to do so.
[13]Aerodynamic stall occurs when airflow separates from the wing’s upper surface and becomes turbulent. A stall occurs at high angles of attack, typically 16˚ to 18˚, and results in reduced lift.
[14]Sideslipping is a manoeuvre in which controls are deliberately crossed, for example to sideslip to the left, the aircraft is banked to left while right rudder is applied.
Preliminary report
Report release date: 04/07/2024
This preliminary report details factual information established in the investigation’s early evidence collection phase, and has been prepared to provide timely information to the industry and public. Preliminary reports contain no analysis or findings, which will be detailed in the investigation’s final report. The information contained in this preliminary report is released in accordance with section 25 of the Transport Safety Investigation Act 2003.
The occurrence
On the afternoon of 26 April 2024, the pilot (who was the sole occupant) of a DHC‑1 MK 22 Chipmunk, registered VH‑POR, commenced taxi for take-off at Jandakot Airport, Western Australia for a private flight. The weather was clear, with the wind about 10 kt from the north‑west.
A witness on the southern apron took photographs of the aircraft taxiing past, which show the engine cowl latches on the left side were oriented vertically[1] (Figure 1).
Figure 1: VH‑POR taxiing for take-off
The gap at the rear edge of the cowl is normally present when the cowl is closed fully.
Image source: Witness, annotated by the ATSB.
The pilot continued to taxi to the end of runway 24L and at 1313 was given clearance to take off. Camera footage recorded the aircraft commencing its take-off roll and becoming airborne about halfway along the runway’s length (Figure 2).
Figure 2: Approximate flight path
Image source: Google Earth, annotated by the ATSB.
One witness, located at the run-up bay, recalled seeing something ‘flapping’ on the aircraft during the take-off. This witness, and witnesses in a nearby building looking through a window, observed the aircraft roll to the left at low height near the end of runway 24L. There were no reports of an abnormal engine sound. At 1314:24, the pilot made a radio call stating ‘papa oscar romeo papa oscar romeo MAYDAY MAYDAY MAYDAY’.[2]
The camera footage showed the aircraft’s angle of bank increasing and the aircraft descending before colliding with terrain. A camera at a building about 180 m to the south‑east of the accident site recorded the engine cowling on the left side opening and closing in the seconds prior to the aircraft’s collision with terrain (Figure 3).
Figure 3: VH-POR showing engine cowl open
Image source: Supplied, annotated by the ATSB.
An instructor with a student pilot who had just landed recalled seeing the aircraft’s engine cowl open and the collision with terrain. The instructor and student taxied to a position adjacent to the accident site to provide assistance. The pilot was initially treated on‑site by Royal Flying Doctor Service personnel before being transported to hospital. Later, the pilot succumbed to injuries.
Context
Pilot information
The pilot was issued a private pilot licence (aeroplanes) by the United Kingdom Civil Aviation Authority in 1977. The pilot was issued with an Australian private pilot licence (aeroplanes) in 1978 and held a current Civil Aviation Safety Regulation Part 61 Private Pilot (Aeroplane) Licence. The pilot held a valid class 2 civil aviation medical certificate with no restrictions and was required to wear vision correction when flying.
The pilot had no reported significant medical conditions. Toxicology and post-mortem examination reports were not available at the time of publication.
At the time of the accident, the pilot had accumulated about 330 hours total aeronautical experience.
Aircraft information
General information
The DHC-1 MK 22 Chipmunk is a 2 seat, low-wing aircraft constructed predominantly from light aluminium alloy with fabric covered wings and control surfaces. The aircraft was designed for ab initio military flight training.
VH-POR was manufactured in Portugal under licence by Oficinas Gerais de Material Aeronautico (OGMA) in 1958. It was powered by a 4 cylinder de Havilland Gipsy Major 10 MK 2 engine driving a fixed-pitch wooden propeller. It was first registered in Australia in 2010 and the accident pilot had been the registration holder since 2018.
A periodic inspection and minor maintenance tasks were carried out on 22 March 2024. At the time of the accident, the aircraft had accumulated 2,082 flying hours.
Engine cowl
Access to the engine is via a cowling door on either side. The cowl doors are hinged at the top and fastened by 2 latches at the bottom of each cowl. The latches are attached to the lower engine cowl and when in the vertical position pass through holes on the cowling doors (Figure 4, left). To fasten the cowl, the latches are pulled outboard, further compressing a pre‑compressed spring, and turned clockwise (1/4 turn) to the horizontal position. Releasing the latch fastens the cowl and the latches are held in place by the spring and prevented from turning counterclockwise by a tab (Figure 4, right).
The wreckage had been relocated to a secure hangar on Jandakot Airport prior to the arrival of ATSB investigators. Further, the accident site had been repatriated due to a significant fuel spill after the wreckage was relocated. Therefore, a detailed survey of the impact location was not possible. However, in addition to the 2 cameras showing the flight and accident, the ATSB obtained photographs of the site provided by first responders.
The ATSB examined the wreckage in the hangar. All major aircraft components were accounted for, and the propeller showed evidence that the engine was running at impact. Flight control continuity was established, and the wing flaps were assessed to have likely been in the retracted position at the time of impact.
Damage to the engine cowl latches was indicative of the latches being correctly fastened on the right side and unfastened on the left.
Further investigation
To date, the ATSB has:
examined the wreckage
recovered aircraft components associated with occupant restraints
interviewed relevant parties and eyewitnesses
collected aircraft, pilot, airport, and operator documentation
conducted preliminary analysis of video recordings and ATC transmissions.
The investigation is continuing and will include further:
examination of the aircraft components
review of aircraft and pilot documentation
analysis of the aircraft flight path, and impact forces.
A final report will be released at the conclusion of the investigation. Should a critical safety issue be identified during the course of the investigation, the ATSB will immediately notify relevant parties so appropriate and timely safety action can be taken.
Purpose of safety investigations
The objective of a safety investigation is to enhance transport safety. This is done through:
identifying safety issues and facilitating safety action to address those issues
providing information about occurrences and their associated safety factors to facilitate learning within the transport industry.
It is not a function of the ATSB to apportion blame or provide a means for determining liability. At the same time, an investigation report must include factual material of sufficient weight to support the analysis and findings. At all times the ATSB endeavours to balance the use of material that could imply adverse comment with the need to properly explain what happened, and why, in a fair and unbiased manner. The ATSB does not investigate for the purpose of taking administrative, regulatory or criminal action.
Terminology
An explanation of terminology used in ATSB investigation reports is available here. This includes terms such as occurrence, contributing factor, other factor that increased risk, and safety issue.
Publishing information
Released in accordance with section 25 of the Transport Safety Investigation Act 2003
Ownership of intellectual property rights in this publication
Unless otherwise noted, copyright (and any other intellectual property rights, if any) in this report publication is owned by the Commonwealth of Australia.
Creative Commons licence
With the exception of the Commonwealth Coat of Arms, ATSB logo, and photos and graphics in which a third party holds copyright, this report is licensed under a Creative Commons Attribution 4.0 International licence.
The CC BY 4.0 licence enables you to distribute, remix, adapt, and build upon our material in any medium or format, so long as attribution is given to the Australian Transport Safety Bureau.
Copyright in material obtained from other agencies, private individuals or organisations, belongs to those agencies, individuals or organisations. Where you wish to use their material, you will need to contact them directly.
[2]MAYDAY: an internationally recognised radio call announcing a distress condition where an aircraft or its occupants are being threatened by serious and/or imminent danger and the flight crew require immediate assistance.
Occurrence summary
Investigation number
AO-2024-013
Occurrence date
26/04/2024
Location
Jandakot Airport
State
Western Australia
Report release date
25/03/2025
Report status
Final
Investigation level
Short
Investigation type
Occurrence Investigation
Investigation status
Completed
Mode of transport
Aviation
Aviation occurrence category
Aircraft preparation, Collision with terrain, Loss of control
Occurrence class
Accident
Highest injury level
Fatal
Aircraft details
Manufacturer
De Havilland Canada/De Havilland Aircraft of Canada
On 11 April 2024, a flight instructor and student pilot were conducting a dual training flight under the instrument flight rules in a Beechcraft E55 aircraft, registered VH-OMD and operated by Fly Oz. The aircraft departed from Cowra Airport, New South Wales, and conducted instrument approaches to Goulburn and Canberra Airports, before returning to Cowra.
As the aircraft tracked over the Cowra non-directional beacon (NDB) to conduct a practise instrument approach to runway 15, the instructor simulated a failure of the left engine by moving the mixture lever to the idle cut-off position. The student continued the approach with the left engine inoperative and the propeller windmilling, then joined the circuit for runway 33 on the crosswind leg.
During the landing flare, the instructor initiated a go-around. The aircraft rapidly yawed and rolled to the left and impacted the ground in an almost vertical nose-down attitude before coming to rest inverted. The flight crew sustained minor injuries and the aircraft was substantially damaged.
What the ATSB found
The ATSB found that the instructor moved the left engine mixture lever to idle cut-off to simulate an engine failure over the navigation aid, and it was likely that they unintentionally did not subsequently move the lever to rich and ensure the engine was restarted and available for instant use, when attempting to set zero thrust on the downwind leg of the circuit. As a result, the instructor initiated a go-around below the minimum control speed, unaware the left engine was inoperative, resulting in an asymmetric loss of control.
The ATSB also found that Fly Oz's asymmetric training procedure involved failing one engine using the mixture control without confirmation the engine was subsequently restarted, rather than reducing throttle to simulate zero thrust in accordance with the Beechcraft E55 Airplane Flight Manual. The use of the throttle to simulate an engine failure ensures the engine is available for immediate use, whereas using the mixture control increased the risk of an undetected inoperative engine during descent and landing, and the associated loss of control.
What has been done as a result
Fly Oz amended its multi-engine training to simulate engine failures only using throttle at any height. It has also taken the following proactive safety action:
Following a simulated engine failure, zero thrust is to be set immediately after the student has completed the engine failure drills.
The instructor standardisation manuals were being updated to include a requirement that both the student and instructor confirm that the pitch, power and mixture controls are set back to normal 2‑engine configuration during checks on final. This is now a call out item, ensuring that both pilots are satisfied with the correct settings.
Safety message
In conventional twin-engine aeroplanes, loss of power on one engine can lead to a loss of directional control and an accident if there is insufficient height above the ground to recover.
Aircraft manufacturers’ procedures for one engine inoperative training should be followed in the first instance. In this case, the manufacturer required the throttle be used to simulate an engine failure. In addition to the manufacturer’s procedures, Civil Aviation Safety Authority guidance recommended using the throttle rather than the mixture to simulate an engine failure when at low level – such as asymmetric instrument approaches. This ensures power can quickly be restored if needed.
Accidents as a result of engine malfunctions in twin-engine aeroplanes are rare, but often fatal. As such, training to manage one engine inoperative flight is important, but should not introduce unnecessary risks.
The occurrence
On 11 April 2024, a student pilot and flight instructor were conducting a dual instructional flight in a Beechcraft E55 aircraft, registered VH-OMD and operated by Fly Oz. The flight was the student’s third multi-engine aeroplane navigation exercise. The flight was to be conducted under the instrument flight rules,[1] from Cowra, New South Wales (NSW), to Canberra, Australian Capital Territory, and return. As the flight was conducted almost entirely in visual meteorological conditions,[2] the student wore a view limiting device or ‘hood’, to simulate flying in cloud or poor visibility.
OzRunways[3] flight path data showed that the aircraft departed Cowra Airport at 1156 local time. En route to Canberra, the student conducted an instrument approach[4] to Goulburn Airport, NSW, but did not land there. The student then conducted an instrument approach to Canberra, landed and taxied to the general aviation apron. After a short break, and without shutting down the engines, the aircraft departed Canberra Airport at 1323 via a standard instrument departure. The aircraft climbed to 10,000 ft above mean sea level (AMSL), tracked via waypoint AVBEG and commenced a descent when 35 NM from Cowra (Figure 1).
Figure 1: VH-OMD track from Cowra to Goulburn, Canberra and return via AVBEG
Source: OzRunways data overlaid on Google Earth, annotated by the ATSB
At 1404, the aircraft passed over the Cowra non-directional beacon (NDB)[5] at about 3,600 ft AMSL (2,600 ft above ground level) and commenced the NDB approach to runway 15. The instructor then simulated an engine failure, by pulling the left engine mixture control lever to the idle cut-off position. In that position, no fuel would flow from the injectors to the engine, but the magnetos would continue generating spark, and the propeller blades would windmill[6] unless feathered.[7]
In response, the student conducted initial engine failure checks and identified that the left engine was inoperative. At that time, the flight crew did not complete the operator’s one engine inoperative procedure to either feather the left propeller or set zero thrust to simulate a feathered propeller (see the section titled Simulated one engine inoperative – Fly Oz procedures). The flight path data showed that, consistent with the simulated left engine failure, the aircraft deviated left of the published outbound track, and tracked outbound on the published inbound track for about 2 minutes, before starting to correct to the right (Figure 2).
Figure 2: VH-OMD track overlaid on published Cowra NDB approach
Source: OzRunways and Airservices Australia data overlaid on Google Earth, annotated by the ATSB
About 4 minutes after passing over the NDB, the aircraft commenced a left inbound turn and was established within the required 5° tolerance of the published inbound track about 5 NM from the threshold of runway 15.
The Cowra Airport common traffic advisory frequency (CTAF) was not recorded. However, the student reported making the standard radio calls, including broadcasting when inbound and on downwind, and using the word ‘asymmetric’ in their calls to alert others that they were practising one engine inoperative procedures. The instructor reported communicating with the pilots of 2 other aircraft operating in the circuit at the time. Those 2 aircraft were operating on runway 33, which was the most into wind runway. To sequence with the circuit traffic, the instructor advised the student they were now ‘visual’ and could lift the hood and track to join the crosswind leg of the circuit for runway 33.
The instructor thought that they had set zero thrust either when inbound on the instrument approach or on the downwind leg of the circuit, and recalled first asking the student whether they wanted zero thrust set. However, the student recalled prompting the instructor to set zero thrust on downwind. The instructor reported that their normal procedure for setting zero thrust was to bring the propeller pitch lever to the feather detent, then push the mixture lever forward to rich and gradually move the left throttle lever forward until the manifold pressure gauge read about 10 inches Hg.[8] The instructor reported that, although they usually moved the engine/propeller controls slowly, there would be a detectable yaw[9] associated with returning power to the inoperative engine.
The student and instructor both reported that the student’s normal downwind checks included checking both mixture levers were in the fully rich position, but neither could recall when the checks were done. The student recalled extending the landing gear either just before, or when turning onto, the base leg of the circuit. Neither the instructor nor the student recalled when the student extended the approach (15°) stage of flaps. After turning onto final, the student reported completing their pre-landing checks by pushing both pitch levers forward to the full fine position, checking they had 3 green lights, which indicated the landing gear was down and locked, and electing not to extend full (30°) flap for landing.
A review of recorded flight data identified that the aircraft crossed the runway threshold at 1416:01 aligned with the runway centreline. The instructor reported that the student commenced the flare[10] a bit high and therefore directed them to add some power to cushion the landing. The instructor further reported that when the student added power, the aircraft immediately yawed significantly to the left such that it was no longer aligned with the runway. In response, the instructor called for a go-around. The student could not recall being asked to add power and reported that the main landing gear touched down on the runway before the instructor initiated the go-around. However, the instructor recalled that the wheels did not touch down and that the go-around commenced about 30–50 ft above the runway.
OzRunways data showed that the aircraft started to deviate left of the runway centreline at 1416:14 at 69 kt ground speed, but there was insufficient recorded information to determine whether or not it touched down prior to that occurring. The instructor reported taking control of the aircraft from the student and verifying that both throttle levers were fully forward. Assessing that the yaw was due to left rudder input by the student, the instructor called for the student to let go of the controls and applied right rudder, but was unsuccessful in regaining control of the aircraft. A witness facing away from the runway heard what they assessed as one engine power up and turned to see the aircraft 10–20 ft above the runway, pitched 10–12° nose-up, and in a rapid left roll (Figure 3).
Figure 3: VH-OMD track along the runway, accident site and witness location
Source: OzRunways data overlaid on Google Earth, annotated by the ATSB
The aircraft collided with the ground in a nearly vertical nose-down attitude and came to rest inverted (Figure 4). The student and instructor sustained minor injuries and it is possible that their recollection of events may have been affected by trauma associated with the collision. The aircraft was substantially damaged.
Figure 4: VH-OMD accident site
Source: Cowra Council
Context
Personnel information
The student was enrolled in Fly Oz’s commercial pilot licence (aeroplane), multi-engine aeroplane class and command instrument rating integrated flight training course. At the time of the accident, the student held a private pilot licence (aeroplane) and had accrued 247 hours of flying time, 11 of those in VH-OMD (all in the last 90 days), with 7 hours recorded as instrument flight time.
The instructor held a commercial pilot licence (aeroplane), with multi-engine aeroplane class and command instrument ratings, which they had attained at Fly Oz. The instructor had accrued 850 hours of flying time, of which 82.8 were in VH-OMD (70.3 of those in the last 90 days and 43.5 hours recorded as instrument flight time).
Aircraft information
General
VH-OMD was a Beechcraft E55 (serial number TE-970), manufactured in the United States (US) in 1974 and first registered in Australia in 1990. Fly Oz was not the registered operator[11] of VH‑OMD but hired the aircraft and had been using it for training and charter operations for about 6 months.
The aircraft was powered by 2 Continental IO-520-C 6-cylinder, horizontally‑opposed, fuel‑injected engines rated at 285 hp at 2,700 RPM and fitted with 2 Hartzell 3-bladed full‑feathering constant speed propellers (PHC-C3YF-2UF).
The maintenance release[12] current on the accident day showed that the aircraft was approved to operate under instrument flight rules and charter categories. The maintenance release was issued on 9 April 2024 with an aircraft total time in service of 4,622.1 hours. Since then, 2 flights totalling 8.8 hours flight time had been conducted prior to the accident day. There were no recorded defects or outstanding maintenance.
The aircraft departed with a take-off weight of 2,190 kg and operated within the approved weight and balance envelope during the flight, at mid-range centres of gravity.
Fuel system
The fuel system included multiple individual fuel cells with a total capacity of 651 L. The fuel cells had elastomeric liners capable of tolerating large deformation without rupture. In an impact, this reduced the likelihood of an explosive fuel-air mist compared with unlined metal tanks. The fuel selector was an OFF-ON-CROSSFEED arrangement for each engine with the selector panel located on the floor.
Each engine had a 2-speed electric (auxiliary) fuel boost pump, which could be selected at HIGH pressure, OFF or LOW pressure. High was used for providing fuel pressure to prime the engine before start and provided near maximum engine performance should the engine‑driven pump fail. The airplane flight manual (AFM) stated that the ‘high pressure position should not be selected while the engine is operating except in the event of engine driven pump failure since the high pressure mode supplies a greater pressure than can be accepted by the injector system for a reduced power condition’.
Front seats and restraints
The front seats were fitted with 4-point restraints, each consisting of 2 lap straps connected to the seat frame and 2 shoulder harness straps connected via a Y belt to an inertia reel attached to the upper cabin structure. The inertia reel was designed with a locking device that would secure the shoulder straps in the event of sudden forward movement or impact. The seats could be adjusted forward or aft, with the seat guides sliding along 3 seat rails: 2 main (aft) and 1 centre (forward) (Figure 5). The seat is retained at the desired adjustment by a spring-loaded locking pin engaging in one of the forward centre rail holes. Shims could be added to the inside of the guide to ensure locking pin alignment.
Figure 5: Seat rails
Left seat position depicted in image, right seat rails identical. Source: ATSB and Beechcraft, annotated by ATSB
Meteorological information
The Bureau of Meteorology graphical area and grid point wind and temperature forecasts covering Cowra Airport for the accident time predicted primarily clear skies, visibility greater than 10 km and a light northerly wind.
Consistent with the forecasts, Cowra Airport’s recorded meteorological conditions[13] at 1400 included wind at 3 kt from 010°, and at 1430 the wind was 5 kt from 310°. At both those times, there was no cloud, the temperature was 21 °C and QNH 1019 hPa.[14]
Recorded data
OzRunways[15] data from the student’s electronic flight bag application contained aircraft track, altitude and ground speed. The ATSB also obtained flight data from the aircraft’s Garmin electronic flight instrument (EFI), which included 40 data parameters. Figure 6 shows key parameters from the EFI data, with the following observations.
From 1404:07, after passing over the NDB, there were heading changes, yaw (evident as lateral accelerations) and a sudden left roll[16] followed by a 10–15 kt reduction in airspeed, consistent with a left engine power loss.
Between about 1408:12 and 1409:27, during the turn from the outbound to the inbound tracks of the NDB instrument approach, the aircraft descended, climbed and descended again, at vertical speeds exceeding 1,000 fpm. During that period the airspeed varied between about 120–150 kt, with left roll angles up to 34°.
The aircraft was on the downwind circuit leg between about 1413:26 and 1414:14, during which time there were no significant changes in lateral acceleration, roll, heading or performance (speed or height).
The aircraft crossed the runway threshold at 1416:01 at 98 kt airspeed aligned with the runway centreline. The last position recorded by the EFI was at 1416:09, at which time the aircraft’s nose had pitched[17] up 6.5°, the airspeed had reduced to 79 kt and the ground speed was 77 kt, indicating a 2 kt headwind. The OzRunways recorded ground speed at the same time was 76 kt.
The OzRunways data showed the aircraft started to deviate left of the runway centreline at 1416:14 at 69 kt ground speed, which would equate to an airspeed of about 71 kt for the same headwind component. The final OzRunways data point recorded before the fence, where the impact with terrain occurred, was at 1416:18 at a ground speed of 65 kt.
Figure 6: Selected parameters from the Garmin electronic flight instrument
Source: ATSB analysis of Garmin data
Site and wreckage
The aircraft impacted the ground nose-down and inverted about 75° from the horizontal, resulting in crushing of the 2 m‑long nose structure (Figure 7). It collided with a fence and came to rest about 66 m left of the runway centreline and about 700 m beyond the runway threshold. The landing gear was extended, and the flaps were in the approach position.
Both engines had folded backwards around the wing leading edge, which pulled the engine control cables such that the engine control levers were no longer representative of the pre‑impact positions. Damage to the wing leading edge resulted in fuel leaking, but there was no post-impact fire. The aircraft departed with full fuel, and had approximately 400 L of fuel remaining on board at impact. Both fuel selectors were set to ON. Flight control continuity was established.
Figure 7: Impact damage to VH-OMD
Source: Supplied, annotated by the ATSB
The left propeller flange fractured resulting in the propeller assembly detaching from the engine crankshaft and coming to rest spinner-down embedded in the dirt. The propeller manufacturer advised that the damage to the blades was consistent with the propeller either windmilling or not rotating at impact. The left spinner was indented with the counterweight, showing that the propeller was in fine pitch and not feathered.
The right propeller remained attached to the right engine with evidence of being driven by significant engine power. Fence wire was wrapped around the engine and propeller, which had dug into the ground and first responders reported evidence of dirt having been flung from the hole by the rotating blades.
Examination of the left engine found no evidence of mechanical failure or any pre‑existing fault. The fuel filters and air induction system were clear. The spark plugs were removed with no evidence of fouling from oil or carbon deposits and there were no visible defects with the ignition leads. Borescope examination of the cylinders found no damage or abnormal appearance of the internal surfaces. The fuel distributor manifold was empty of fuel and the diaphragm was undamaged. When electrical power was applied to the starter motor, the engine turned over normally with no evidence of loss of compression in the cylinders.
The 2 front (crew) seats had separated from their track assemblies, although the shoulder harness inertia reels of both seats remained attached to the upper cabin structure. The instructor and student remained partially secured in their seats via the lap straps attached to the seat frame, The instructor came to rest in their seat outside the aircraft cabin following the opening of the cabin door during the accident sequence.
Damage and distortion to the seat rails and seat guides was consistent with forward and right forces sustained during the impact sequence. Both seats’ centre rails exhibited distortion and smearing on the forward edge from the locking pins being forced from their rail holes. The left seat locking pin was bent rearward, and the right seat alignment pin had sheared. Figure 8 shows spreading of one of the seat guides and the associated damage to the seat rails.
Figure 8: Spreading of one seat guide (left) and associated damage to the rails (right)
Source: ATSB
A post-impact photograph showed the left engine auxiliary pump in the high position (Figure 9). However, as the entire panel had come adrift, there was dirt adjacent to the switch, and most of the switches in the row beneath it had broken off, its post-impact position was not considered reliable evidence of its position at the time of the accident. The switch panel location was also consistent with injury to the student’s knee. Additionally, the student reported that the pump had been used only for priming prior to engine start then confirmed to be off and not used again during the flight. The metal fuel pump switches were also by design unlikely to be confused with the smaller plastic light switches in the row below and inadvertently selected. It was therefore unlikely to have been on prior to the accident.
Figure 9: Panel showing post-impact switch positions and disruption
Source: Fly Oz, annotated by the ATSB
Asymmetric flight
Asymmetric control
In conventional light twin-engine aeroplanes with one engine inoperative, asymmetric thrust will cause the aeroplane to yaw (rotate about its vertical axis) towards the inoperative engine. As a secondary effect of yaw, it will also roll. The yawing needs to be countered by deflection of the rudder and a small aileron deflection to raise the inoperative engine’s wing, in order to maintain balanced flight. At maximum power on the operative engine, the amount of rudder deflection needed increases as airspeed reduces, to a minimum control speed, below which the rudder is unable to maintain directional control.
Below the minimum control speed, the pilot must reduce power on the operative engine to reduce the asymmetric force, and/or lower the aircraft nose to increase airspeed, to prevent a loss of control. If directional control is lost, the aircraft will yaw and then roll and descend rapidly. Controlled flight may be recovered if enough height is available, by reducing power and lowering the nose.
Minimum control speed
The Civil Aviation Safety Authority’s (CASA) Civil Aviation Advisory Publication (CAAP) 5.23‑1(2) Multi-engine aeroplane operations and training, defined minimum control speed (VMC) as:
a speed that is associated with the maintenance of directional control during asymmetric flight. If the pilot flies below this speed the tail fin and rudder are unable to generate enough lift to prevent the aircraft from yawing. If uncorrected, the yaw causes roll, the nose drops, the aircraft rapidly assumes a spiral descent or even dive, and if the aircraft is at low altitude, it will impact steeply into the ground. This type of accident is not uncommon in a multi-engine aircraft during training or actual engine failure.
There is both a ground value (VMCG) and an airborne value (VMCA), but for simplicity, VMC usually refers to VMCA. The VMC is designated by the red radial on the airspeed indicator. The AFM specified VH-OMD’s VMCA as 79 kt indicated airspeed. That value is determined by US Federal Aviation Regulations (FAR) as the minimum airspeed at which it is possible to recover directional control of the aircraft within 20° heading change, and thereafter maintain straight flight, with no more than 5° of bank toward the operating engine following the sudden failure of one engine with:
take-off power on both engines
rearmost allowable centre of gravity
flaps in the take-off position
propeller windmilling in take-off pitch configuration.
However, the actual VMC will vary depending on the configuration, conditions and pilot technique (FAA, 2021). The CASA CAAP 5.23-1(2) stated that flight tests conducted in a Cessna Conquest aircraft, which had a published VMC of 91 kt, found that if the wings were held level instead of the inoperative engine wing raised 5°, the actual minimum control speed was 115 kt – an increase of 24 kt. Other light twin-engine aeroplanes would similarly show an increase in actual minimum control speed without bank towards the operative engine. The American Bonanza Society Air Safety Foundation advised that in Baron aircraft types (including the E55), actual VMC is about 15 kt higher than the published VMC if the wings are held level instead of the inoperative engine wing raised, and the slip/skid ball remains centred instead of deflected towards the operative engine.
At speeds below the actual VMC, with one engine inoperative and the other at take-off power, the aircraft will lose directional control – yaw, roll towards the inoperative engine and descend steeply.
Best rate of climb one engine inoperative airspeed
The best rate of climb speed with one engine inoperative (single-engine) (VYSE) is denoted by a blue line on the airspeed indicator and therefore also known as ‘blue-line speed’. It represents the single-engine best rate of climb speed at maximum weight. The AFM for VH-OMD specified the VYSE was 99 kt. Pilots often use blue-line speed as a safety margin above VMC for initiating a simulated engine failure and assume that if blue-line speed is maintained, there is sufficient margin above VMC to prevent an asymmetric loss of control.
Simulated one engine inoperative
Aircraft manufacturer’s procedures
The AFM emergency procedures section included the following procedure titled Determining inoperative engine:
The following checks will help determine which engine has failed.
1. DEAD FOOT – DEAD ENGINE. The rudder pressure required to maintain directional control will be on the side of the good engine.
2. THROTTLE. Partially retard the throttle for the engine that is believed to be inoperative; there should be no change in control pressures or in the sound of the engine if the correct throttle has been selected. AT LOW ALTITUDE AND AIRSPEED THIS CHECK MUST BE ACCOMPLISHED WITH EXTREME CAUTION.
Do not attempt to determine the inoperative engine by means of the tachometers or the manifold pressure gages. These instruments often indicate near normal readings.
The AFM further described the following procedure titled Simulated one engine inoperative:
Zero thrust (simulated feather)
Use the following power setting (only one engine at a time) to establish zero thrust. Use of this power setting avoids the difficulties of restarting an engine and preserves the availability of engine power.
The following procedure should be accomplished by alternating small reductions of propeller and then throttle, until the desired setting has been reached.
Propeller lever – RETARD TO FEATHER DETENT
Throttle lever – SET 12 in. Hg MANIFOLD PRESSURE
NOTE: This setting will approximate zero thrust using recommended one-engine inoperative climb speeds.
Fly Oz procedures
Fly Oz provided a document detailing its simulated engine failure procedure for the Beechcraft E55 aircraft. The procedure was for the instructor to reduce the mixture on one engine to idle cut‑off when above 1,000 ft. Once a student completed the initial checks, identified and verified the inoperative engine, the flight crew must decide whether to ‘fix’ the engine (if en route), or ‘feather’ the engine (‘at critical stages of flight’). If they elect to feather the engine:
… the student will articulate to the instructor which engine they determine has failed and the instructor will set zero thrust.
Fly Oz also provided a copy of their Multi Engine Training Approval Standardisation Manual, which it advised was written for operating Beechcraft Model 76 Duchess aircraft, but was also applicable to the Beechcraft E55. The manual included an Engine failure recovery sequence, describing the 3 stages of a student’s mastery in handling an engine failure. For that sequence, the instructor was to ‘fail an engine by closing the mixture’ [their emphasis]. This was followed by completing the ‘engine out checks’, identifying and verifying the failed engine, then either feathering or troubleshooting to ‘fix’ the failed engine. That procedure did not mention its applicability to asymmetric instrument approaches.
The standardisation manual also had an Asymmetric circuits one engine inoperative procedure, which included 2 notes:
• Never fail an engine below 500 ft AGL.
• Always use the throttle to fail engines in the circuit so you can immediately add power if required.
For that procedure, the instructor was to set zero thrust once the student had identified the correct engine to feather by touching the corresponding pitch lever. The asymmetric circuit procedure also mentioned conduct of an instrument approach and stated:
During an instrument approach a power setting of 20”MP [manifold pressure] with gear down should provide similar performance to the standard 15”MP with both engines operating. Gear should remain down if performance can be adequately maintained.
Additionally, the student or instructor was to include in the radio transmissions that they were ‘asymmetric’ to ‘allow other pilots to keep a safe distance and not try and push in on you in the circuit’.
Fly Oz also provided the ATSB with a copy of the Beechcraft Pilot Proficiency Program Instructor Standards Manual (American Bonanza Society, 2020), which it reported provided best practice guidance for operating the aircraft. The manual stated not to use the mixture to simulate an engine failure in single engine aircraft types. However, it did not stipulate how to simulate an engine failure in multi-engine aeroplanes, and included the following guidance on simulating zero thrust:
set the throttle to 10-12” MP, minimum governing RPM and mixture for ~ 6-7 GPH.
Fly Oz advised the ATSB that it was common industry practice in both flight training and CASA flight testing to use the mixture to shut down an engine particularly when above circuit height. They further advised that their interpretation of the Beechcraft E55 AFM was that it did not specify how a simulated engine failure should be initiated.
Guidance material
The US Federal Aviation Administration (FAA) publication Flying light twins safely (P-8740-066) advised pilots to ‘become thoroughly familiar with the AFM/POH recommended procedures’. Further, it recommended that simulated engine failures below 3,000 ft above ground level (AGL) should be accomplished by smoothly retarding the throttle (FAA, 2008). This was reiterated in the FAA’s Airplane Flying Handbook (FAA-H-8083-3C), Chapter 13: Transition to multiengine airplanes, which stated:
The FAA recommends that all in-flight simulated engine failures below 3,000 feet AGL, be introduced with a smooth reduction of the throttle. Thus, the engine is kept running and is available for instant use, if necessary. Smooth throttle reduction avoids abusing the engine and possibly causing damage.
The handbook also advised that the AFM/POH takes precedence, and that for engines equipped with dynamic crankshaft counterweights, it was essential to make throttle reductions smoothly.
The United Kingdom Civil Aviation Authority’s Aeronautical Information Circular (Pink) 2008-P-064 also advised pilots to refer to the engine manufacturer’s recommendations for simulating engine failures. It recommended that engine failures after take-off ‘should be simulated only by reducing power and never by complete shutdown of the engine until recommended minimum heights at paragraph 9.4 have been achieved’. The referenced paragraph 9.4 recommended minimum safe heights for complete shutdown of power plants for training purposes of 3,000 ft AGL for twin engine piston and turboprop aeroplanes with a maximum take-off weight not exceeding 5,700 kg.
Transport Canada’s Instructor Guide – Multi-engine class rating (TC, 2010), stated:
Actual engine shutdowns for training purposes are not recommended, as the training value is not worth the added safety risk and abuse of engines and airframe…
Simulate the engine failure by reducing the throttle to idle, while calling out "simulated". Complete the engine failure drill in accordance with the [pilot’s operating handbook] POH or the procedures outlined on the previous page.
When these checks have been completed, and you are ready to simulate feathering the propeller, adjust the manifold pressure and rpm to simulate by setting zero thrust. Consult the POH for zero thrust power settings prior to flight. Complete the engine securing items by referring to the appropriate emergency checklist.
The CASA CAAP 5-23-1(2) Multi-engine aeroplane operations and training advised instructors to consult the aircraft flight manual or pilot’s operating handbook for the recommended method of simulating an engine failure. It recommended:
Do not simulate an engine failure using procedures that may jeopardise the restoration of power. It is not recommended to simulate an engine failure at low level by selecting the mixture to idle cut-off or turn the fuel selector off. These procedures would be more appropriate at higher altitude.
Further, the CAAP stated:
6.5.4 Slowly closing the throttle is one of the methods used to simulate an engine failure. Although selecting idle cut-off may be kinder to an engine, the engine or aircraft manufacturer may not permit it. So slowly closing the throttle to idle or zero thrust is unlikely to harm the engine and allows for immediate restoration of power.
…
6.8.1 Flight instructors often simulate an engine failure by rapidly closing the throttle or moving the mixture control to idle cut-off. The latter method should never be used at low altitude.
American Bonanza Society Air Safety Foundation recommendation
The American Bonanza Society Air Safety Foundation recommended multi-engine instructors simulate an engine failure by smoothly reducing the throttle to idle, then block throttle movement on the simulated inoperative engine while the pilot receiving instruction (PRI) completes actions from the POH Engine failure in flight checklist. When the PRI gets to the checklist item ‘Propeller – Feather’, the instructor takes over the power controls and sets zero thrust in accordance with the BE55 POH/AFM.
The American Bonanza Society Air Safety Foundation recommended not simulating engine failure by turning off the fuel selector or pulling the mixture control to cutoff, consistent with FAA guidance.
Lycoming service bulletin
In April 1987, engine manufacturer Lycoming issued Service Bulletin No. 245D, Dynamic counterweight system detuning, which affected 9 Lycoming 6-cylinder engine models. The service bulletin explained that when the inertia force on an engine (which increases with engine speed), or the expansion force (manifold pressure), is suddenly changed, the engine counterweight system can ‘detune’. Damage to the counterweights, rollers and bushings could result, culminating in engine failure.
The service bulletin listed 4 operating conditions that could cause the counterweight system to detune: rapid throttle operation, high engine speed and low manifold pressure, excessive speed and power, and propeller feathering. The bulletin stated:
To avoid detuning during simulated engine failure, use the mixture control to shut off the engine and leave the throttle in normal open position until the engine has slowed down because of lack of fuel.
Fly Oz reported being unaware of the bulletin at the time of the accident. Additionally, Fly Oz reported that its procedures had been written for the Beechcraft 76 (Duchess) aircraft type, which were fitted with 4-cylinder Lycoming O-360 engines, and therefore not affected by the service bulletin. Finally, VH-OMD was not fitted with Lycoming engines and there was no comparable service bulletin or known issue associated with Continental engines.
Checklists
The student’s normal checklists are listed in the following tables.
Table 1: Downwind checklist
Item
Action
Brakes
Pressure and off
Undercarriage
Down
Mixture
Rich
Fuel
On and sufficient
Instruments
Indicating normally
Switches
As required
Hatches and harnesses
Secure
Table 2: Final checklist
Item
Action
Pitch
Full fine
Undercarriage
Down and 3 greens
Flap
As required
Fuel
Sufficient for a go-around
Workload
The student described the flight as ‘quite busy’, that they were ‘learning a lot of things’, and ‘a little overwhelming but normal for that stage of flying’. The student rated their workload on final as moderate (about 6/10).
The instructor described that the student had been performing really well that day, asymmetric work and checks were good, and overall the student was a good pilot. The instructor also assessed that the student ‘got a bit distracted on the outbound’ leg of the approach, was a ‘little slow’ getting established on the inbound track, and there was some distraction due to circuit traffic operating on the opposite runway. The instructor reported that the student was ‘wrestling’ the aircraft on inbound or downwind, which prompted the instructor to ask whether the student wanted zero thrust set.
The instructor rated their workload as moderate (5/10) and reported that for every landing, they had their seat fully forward, feet on the pedals and was alert and ready to intervene if necessary.
Survivability
The student sustained a cut under the chin, a small fracture in the right hand, and lacerations to the left knee. The instructor had a deep laceration to the chin and one arm and bruising to the knees. Both sustained additional cuts and bruises, including bruising from the lap belt and shoulder harnesses.
The certification basis of the aircraft was US Civil Air Regulation 3. The certification standards required that for a standard weight person (77 kg), the seat must withstand flight, ground, and emergency load conditions. For the seats, the critical conditions were 9 G forward, 3 G upwards and 1.5 G sideways, with the seat attachments to withstand 133% of those requirements.
ATSB analysis of the wreckage and accident site found that the impact deceleration likely exceeded 30 G in a principally forward direction. This significantly exceeded the 9 G forward requirement and the 12 G requirement for the seat attachments. The stable collapse of the airframe structure forward of the occupants aided their survivability.
Similar occurrences
ATSB occurrences
The ATSB occurrence database contained 16 twin-engine aeroplane loss of control occurrences during simulated engine failures since 1978. Two of those occurred in the last 10 years and resulted in fatal accidents in which the loss of control resulted from a simulated engine failure using a method and/or height contrary to manufacturers’ guidance. Key findings of these 2 investigations are as follows.
Loss of control and collision with terrain involving Cessna 441, VH-XMJ, 4 km west of Renmark Airport, South Australia on 30 May 2017 (AO-2017-057)
The flight departed Adelaide, South Australia, at about 1524 local time and flew to the Renmark area for exercises related to the check flight, followed by a landing at Renmark Airport. After a short period of time running on the ground, the aircraft departed from runway 25 at about 1614.
The ATSB determined that, following a simulated failure of one of the aircraft’s engines at about 400 ft above the ground during the take‑off from Renmark, the aircraft did not achieve the expected single engine climb performance or target airspeed. As there were no technical defects identified, it is likely that the reduced aircraft performance was due to the method of simulating the engine failure, pilot control inputs or a combination of both.
It was also identified that normal power on both engines was not restored when the expected single engine performance and target airspeed were not attained. That was probably because the degraded aircraft performance, or the associated risk, were not recognised by the pilots occupying the control seats. Consequently, about 40 seconds after initiation of the simulated engine failure, the aircraft experienced an asymmetric loss of control.
The single engine failure after take‑off exercise was conducted at a significantly lower height above the ground than the 5,000 ft recommended in the Cessna 441 pilot’s operating handbook. This meant that there was insufficient height to recover from the loss of control before the aircraft impacted the ground. The 3 occupants were fatally injured.
The operator’s training and checking manual procedure for simulating an engine failure in a turboprop aircraft was inappropriate and increased the risk of asymmetric control loss.
Loss of control and collision with terrain involving Angel Aircraft Corporation 44, VH-IAZ, near Mareeba Airport, Queensland, on 14 December 2019 (AO-2019-072)
On 14 December 2019, 2 pilots were conducting a private flight in an Angel Aircraft Corporation Model 44 aircraft, registered VH-IAZ, at Mareeba, Queensland. An instructor seated in the right pilot seat was conducting a flight review of the pilot (and aircraft owner) in the left seat.
After the aircraft took off from Mareeba Airport, witnesses reported hearing one of the engines hesitating and backfiring, accompanied by a sooty smoke trail from the right engine. The aircraft operated in the training area until returning to the airport circuit area. Witnesses observed the aircraft touch down on the runway, accelerate and take off again. After take-off, the aircraft climbed to about 100–150 ft above ground level before entering a right descending turn. The aircraft was airborne for about 20 seconds before witnesses observed it rolling rapidly to the right and impacting terrain in a cornfield 475 m north of the runway. The pilots sustained fatal injuries and the aircraft was destroyed.
The ATSB found that shortly after take-off, the flight instructor very likely conducted a simulated failure of the right engine in environmental conditions and a configuration in which the aircraft was unable to maintain altitude with one engine inoperative. Power was not immediately restored to the right engine to discontinue the exercise and the pilots were unable to maintain altitude or heading, particularly with the aircraft banked towards the inoperative engine. The pilots did not reduce power and land ahead, as required by the Airplane Flight Manual, resulting in a loss of directional control and roll. The loss of control occurred at a height too low to recover and the aircraft impacted terrain.
United States occurrences
A search of the US National Transportation Safety Board’s (NTSB) database for investigations involving twin engine aeroplanes, with the words ‘engine’ and ‘simulated’ in the probable cause text, yielded 37 investigations since February 1989,13 of which occurred in the last 10 years. Two of those provide some context relevant to this occurrence:
Piper PA-34, N88AG, Miami, Florida, US on 11 September 2018
The flight instructor in the multi-engine aeroplane reported that the pilot under instruction was conducting a simulated instrument approach in visual flight rules conditions. The instructor placed the left engine fuel selector in the ‘off’ position to simulate an engine out, and the pilot under instruction initiated the left engine failure procedure by placing the engine and propeller levers in a simulated feathered zero-thrust configuration. The instructor became distracted by traffic and failed to place the left engine fuel selector back to the ‘on’ position.
With full flaps and the landing gear extended and while about 250 ft above ground level, the instructor terminated the simulated instrument approach and instructed the pilot to land visually; however, the airspeed decreased below safe limits, and the instructor directed the pilot to increase the airspeed. The pilot increased power on both engines; however, the left engine power did not increase, and the aeroplane rolled to the left about 45°. The instructor took the controls and applied right aileron and rudder, but the aeroplane settled down in a level attitude in a shallow lagoon on the left side of the runway.
Probable cause: The pilot under instruction’s failure to maintain the twin-engine airplane’s minimum control airspeed with one engine inoperative and the flight instructor’s distraction when reconfiguring the airplane following the simulated engine failure, which resulted in no power being available to the left engine and a loss of control during landing when the throttles were advanced to increase airspeed.
Cessna 402C, N2714B, Hyannis, Massachusetts, US on 26 April 2021
A flight instructor and a new-hire trainee pilot were practising instrument approach procedures in the multi-engine aeroplane. On climb-out, the flight instructor reduced power on the left engine to simulate an engine failure on take-off. The pilot then ran the memory items for an engine failure, which included turning the left engine auxiliary fuel boost pump to high. They then conducted an instrument approach. When the aircraft was about 50 ft above the runway, the flight instructor called for a 2-engine go-around. The pilot brought both throttles to full power and retracted the flaps and gear. The flight instructor reported that the aircraft yawed left, and the airspeed was about 80 kt, well under the aircraft’s best single engine rate of climb speed of 95 kt. The flight instructor took control of the aircraft and called for the gear to be extended. The aircraft landed hard and the nose and left main landing gear collapsed, resulting in substantial damage to the left engine and wing. Prior to exiting the aircraft, the pilot turned the left engine auxiliary boost pump from the high position to the off position.
The flight instructor reported that turning the boost pump to high while the engine was still operating could flood the engine with excess fuel and cause it to lose power. The instructor reported that they normally reminded pilots not to turn the pump to high during a simulated engine failure in flight, but neither flight crewmember recalled it being mentioned during the accident flight. Post-accident examination of the left engine revealed no mechanical discrepancies that would have precluded normal operation. As a result, it was most likely that when the boost pump was turned to high, it flooded the engine with excess fuel, resulting in loss of engine power while attempting to go around.
Probable cause: The flight instructor’s failure to confirm the position of the left engine’s auxiliary fuel boost pump switch during a simulated engine out procedure, which resulted in an excess amount of fuel in the engine and subsequent partial loss of power during a go-around/rejected landing. Contributing to the accident was the flight instructor’s failure to maintain control of the airplane, which resulted in a hard landing.
Engine control standardisation
VH-OMD was certified to the 1956 US Civil Air Regulations. The NTSB special study General Aviation Accidents involving fuel starvation 1970–1972 identified design-associated and pilot‑associated factors that influenced or caused ‘operational problems’ in fuel starvation accidents. As a result, the NTSB issued several recommendations. One was for the FAA to issue an advisory circular including ‘to warn certificated flight instructors of the danger associated with simulation of emergency engine failure by positioning the fuel selector valve to “off” or the mixture control to “idle cutoff”’. Another recommendation, A-74-38, was for the FAA ‘to amend the regulations to include specifications for standardizing powerplant control location, visual and tactile appearance, and mode of actuation’.
In 1976, in response to NTSB recommendation A-74-38 regarding fuel control standardization, the US General Aviation Manufacturers Association (GAMA) proposed to the FAA changes to FAR 23.777 through 23.781. It prescribed left to right throttle, propeller and mixture controls, landing gear to the left of the throttle or pedestal centreline, and flap to the right, and included recommended shapes and colours (Figure 10). The FAA’s General aviation (FAR 23) cockpit standardization analysis (FAA-NA-77-38) recognised that ‘increased standardization of cockpit systems can reduce cockpit workload, reduce the potential for habit interference when transitioning to another type aircraft, and provide for application of the best and most error‑resistant designs’ (FAA, 1978).
However, regarding the subsequent FAR amendment 23–33 1986, the FAA stated, ‘that color of control knobs is not a safety issue and will not adopt the proposed color requirement’. As a result, the recommended black throttle control knob and blue propeller control knob standard was not incorporated into FAR 23. A mixture lever was considered an ‘emergency control’ and therefore under FAR 23.1555(e)(2) must be red. The landing gear lever (left) and flap lever (right) requirement was incorporated in FAR 23.777 (f) and (g)).
Figure 10: Recommended control standardisation shapes and colours
Source: US Federal Aviation Administration
Figure 11 is a post-accident photo of VH-OMD’s engine control levers, which are all black, the throttle pair is in the middle and each pair has different shaped knobs. Additionally, the landing gear selector was to the right of the centre console and the flaps to the left. As VH-OMD was certified prior to the standardisation requirements, it was not required to comply with subsequent FARs.
In this case, as the instructor primarily flew VH-OMD, and it was the only twin engine aeroplane the student had flown (other than a simulator), habit interference was unlikely. However, the lack of colour differentiation in the levers, and particularly not having red mixture control levers, may have reduced the opportunity for rapid visual identification of the mixture lever position.
Figure 11: VH-OMD engine control levers
Source: Fly Oz, annotated by the ATSB
Safety analysis
Introduction
When overhead the Cowra Airport navigation aid at the commencement of an instrument approach, at about 2,600 ft above ground level, the instructor simulated a failure of the left engine. After the student conducted the instrument approach and had visually established the aircraft on final approach to the runway, the instructor initiated a go-around at a low height above the runway. Control of the aircraft was lost as it rapidly yawed and rolled left and impacted the ground in an almost vertical nose-down attitude, before coming to rest inverted.
Wreckage examination determined that the left engine was not producing power and the right engine was making significant power at impact. Additionally, there was no evidence of any defect in the left engine or airframe that could have contributed to the accident.
The following analysis will consider why the left engine was not operating at impact and why the go‑around was attempted with one engine inoperative. Additionally, operational procedures associated with simulated engine failures and related risk controls, including their potential to influence future operations will be discussed.
Left engine not restarted
The instructor followed their normal method of simulating an engine failure in accordance with the operator’s stated procedure for the aircraft type by moving the left engine mixture control lever to the idle cut-off position, thereby rendering the engine inoperative.
The required response was for the student to maintain directional control of the aircraft and complete the engine failure checks. Once the student had identified which engine was inoperative, they were to either complete troubleshooting checks to ‘fix’ the failed engine when en route or feather the propeller at a critical stage of flight.
In a training scenario, once the student had identified the inoperative engine correctly, the instructor would normally set zero thrust to simulate a feathered propeller. Their process for setting zero thrust included returning the mixture control to full rich, thereby restarting the engine. However, for reasons that could not be determined, zero thrust was not set at that stage, the mixture remained at idle cut-off with the left propeller windmilling.
The windmilling propeller increased drag and the likelihood of a loss of control, particularly during the left turn towards the inoperative engine. Although the student did not report experiencing a high workload, the approach was not flown within prescribed tolerances and included significant changes in airspeed and altitude. Given the benign weather and light winds at the time, these deviations were likely a result of pilot handling, not environmentally induced. The subsequent improvement in tracking accuracy evident when the aircraft turned to join the circuit, was consistent with the student lifting the hood and resuming flight with external visual reference.
Whether the instructor or student prompted the setting of zero thrust could not be resolved. Given that the instructor recalled setting zero thrust either on inbound or downwind and the student recalled this occurred on downwind, downwind was considered more likely as it was consistent with both recollections. There was no change in heading or increase in performance evident in the recorded data to indicate power was restored to the left engine on downwind, although any such change may have been negligible at the relatively low power settings.
As the manifold pressure would essentially read normally with the propeller windmilling, the stated practice of the instructor of moving the throttle lever forward to achieve the target manifold pressure for setting zero thrust would not confirm the engine was operating. It was for this reason that the Beechcraft E55 Airplane Flight Manual (AFM) cautioned against using manifold pressure indications to assess engine power. In the context of this accident, the observed (and expected) variation of manifold pressure with throttle movement supported an assessment that the engine had been restarted and was capable of normal operation.
Prompting and attempting to set zero thrust on downwind may have interrupted the student’s completion of the downwind checks, which should have included moving both mixture levers to the full rich position. Additionally, the student did not complete the previous checklist item of extending the landing gear, electing to defer doing so until turning onto the base leg and potentially interrupting the checklist flow. As the student had broadcast that they were operating in asymmetric configuration, they were not anticipating the conduct of a go-around. There was no check conducted by either crewmember, or required by procedure, that would verify the engine had restarted and was making power.
The initial small increase in power to the right engine and associated yaw prior to the go-around, as reported by the instructor, was not evident in the data. However, the recorded data showed the aircraft veered off the runway within 3 seconds of the initial deviation from the runway centreline, and the yaw and roll continued to impact. This was consistent with significant asymmetric thrust due to the left engine being inoperative, as evidenced by the absence of rotation when the propeller blades subsequently impacted the ground.
As there was also no evidence of any engine failure mechanism and although the mixture lever position prior to impact could not be determined, the ATSB found that the left mixture lever likely remained in the idle cut-off position from shortly after commencing the instrument approach and the engine was unintentionally not restarted.
Go-around and loss of control
The instructor was unaware they had not returned power to the left engine, and therefore when they instructed the student to commence a go-around, it was based on a belief that symmetrical power was available. This misunderstanding meant the instructor's initial actions in response to the left yaw were to verify the throttle levers were fully forward and to call for the student to let go of the controls, while attempting to correct with rudder. At that stage the only way to avoid the loss of control would have been to reduce power on the right engine and land.
The last recorded airspeed from the electronic flight instrument data, prior to the yaw was 79 kt, which was the published minimum control speed (VMC). The OzRunways data showed the ground speed reduced another 7 kt before the yaw commenced, and the airspeed likely similarly reduced. Additionally, the actual VMC may have been higher, as the wings were probably levelled for landing, rather than having the inoperative engine wing raised 5°, as required to achieve the optimum published VMC. As the aircraft was almost certainly below actual VMC when the go-around commenced, there was insufficient rudder authority to maintain control, and the loss of control occurred at a height too low to recover.
The low height at which the loss of control commenced, estimated to be about 20 ft above the runway, and the crushing of the aircraft’s structure on impact, contributed to the accident’s survivability. The impact forces exceeded the certification requirements of the seats, which detached from their rails, but the flight crew were initially restrained by 4-point harnesses. Significantly, as the aircraft was fitted with fuel cells, despite disruption to the wing leading edge and fuel slowly leaking post impact, there was no explosive fuel-air misting or post-impact fire.
Fly Oz simulated engine failure procedure
The Beechcraft E55 AFM included a procedure for simulating one engine inoperative. The procedure was to set zero thrust, which involved retarding the propeller lever to the feather detent and the throttle lever to set 12 inches of manifold pressure. The flight manual stated that the purpose of the procedure was to ‘avoid difficulties of restarting an engine and preserve the availability of engine power', which would be associated with cutting off the mixture and/or selecting the fuel off.
Fly Oz’s procedure for simulating an engine failure in the Beechcraft E55 aircraft was to move the mixture to idle cut-off to simulate an engine failure, when above 1,000 ft, which was contrary to the AFM procedure to use throttle. It was also contrary to guidance not to use mixture to simulate engine failures when below 3,000 ft above ground level from the aviation regulators in the United States, United Kingdom, and Canada. The Australian Civil Aviation Safety Authority’s guidance did not specify a height below which mixture cut-off should not be used. However, it advised not to simulate an engine failure ‘using procedures that may jeopardise the restoration of power’. Further, that slowly closing the throttle allows for immediate restoration of power.
As the conduct of an asymmetric instrument approach may include one or more legs of a circuit and end in a landing, there is a potential need for immediate restoration of power close to the ground. Therefore, the use of throttle to simulate an engine failure for conduct of an instrument approach could be inferred from the CASA guidance. The guidance also included the need to consult the aircraft flight manual for the manufacturer’s recommended method of simulating an engine failure.
Fly Oz’s Multi Engine Training Approval Standardisation Manual also included a procedure to simulate an engine failure that involved moving the mixture to idle cutoff. However, consistent with the AFM, it also contained a procedure that stipulated the use of throttle to simulate engine failures in the circuit (under which it included the conduct of asymmetric instrument approaches). Fly Oz stated that, while the manual had been written for a different aircraft type, it provided a description of the procedure applicable to VH-OMD. Despite that, on the day of the accident the instructor used the Fly Oz Beechcraft E55 specific procedure in use at the time and simulated the engine failure using the mixture control. That procedure did not contain a requirement or process to verify the engine was subsequently restarted and available for instant use.
This likely resulted in the inoperative engine being undetected by the flight crew, while operating at low power during the approach and landing. Ultimately this resulted in the loss of control during initiation of a go-around.
The ATSB occurrence database held 2 fatal accidents in the last 10 years that resulted from a loss of control following a simulated engine failure using a method and/or height contrary to guidance. Although there was no data available for the number of simulated engine failures conducted and by what method, the frequency of loss of control accident types and likelihood of fatality indicated that these posed a significant risk.
Findings
ATSB investigation report findings focus on safety factors (that is, events and conditions that increase risk). Safety factors include ‘contributing factors’ and ‘other factors that increased risk’ (that is, factors that did not meet the definition of a contributing factor for this occurrence but were still considered important to include in the report for the purpose of increasing awareness and enhancing safety). In addition ‘other findings’ may be included to provide important information about topics other than safety factors.
Safety issues are highlighted in bold to emphasise their importance. A safety issue is a safety factor that (a) can reasonably be regarded as having the potential to adversely affect the safety of future operations, and (b) is a characteristic of an organisation or a system, rather than a characteristic of a specific individual, or characteristic of an operating environment at a specific point in time.
These findings should not be read as apportioning blame or liability to any particular organisation or individual.
From the evidence available, the following findings are made with respect to the loss of control and collision with terrain involving Beech E55, VH-OMD, at Cowra Airport, New South Wales on 11 April 2024.
Contributing factors
The instructor moved the left engine mixture lever to idle cut-off to simulate an engine failure overhead the navigation aid, and it was likely that they unintentionally did not subsequently move the lever to rich and ensure the engine was restarted and available for instant use.
The instructor initiated a go-around below the air minimum control speed unaware the left engine was inoperative, resulting in an asymmetric loss of control.
Fly Oz's asymmetric training procedure involved failing one engine using the mixture control without confirmation the engine was subsequently restarted, rather than reducing throttle to simulate zero thrust in accordance with the Beechcraft E55 Airplane Flight Manual. This increased the risk of undetected asymmetric operation during descent and landing and the associated loss of control. (Safety issue)
Safety issues and actions
Central to the ATSB’s investigation of transport safety matters is the early identification of safety issues. The ATSB expects relevant organisations will address all safety issues an investigation identifies.
Depending on the level of risk of a safety issue, the extent of corrective action taken by the relevant organisation(s), or the desirability of directing a broad safety message to the aviation, industry, the ATSB may issue a formal safety recommendation or safety advisory notice as part of the final report.
All of the directly involved parties were provided with a draft report and invited to provide submissions. As part of that process, each organisation was asked to communicate what safety actions, if any, they had carried out or were planning to carry out in relation to each safety issue relevant to their organisation.
Descriptions of each safety issue, and any associated safety recommendations, are detailed below. Click the link to read the full safety issue description, including the issue status and any safety action/s taken. Safety issues and actions are updated on this website when safety issue owners provide further information concerning the implementation of safety action.
Operator’s procedure to use mixture to simulate engine failure
Safety issue description: Fly Oz's asymmetric training procedure involved failing one engine using the mixture control without confirmation the engine was subsequently restarted, rather than reducing throttle to simulate zero thrust in accordance with the Beechcraft E55 Airplane Flight Manual. This increased the risk of undetected asymmetric operation during descent and landing and the associated loss of control.
Safety action not associated with an identified safety issue
Whether or not the ATSB identifies safety issues in the course of an investigation, relevant organisations may proactively initiate safety action in order to reduce their safety risk. The ATSB has been advised of the following proactive safety action in response to this occurrence.
Additional safety action by Fly Oz
Fly Oz has taken the following proactive safety action:
Following a simulated engine failure, zero thrust is to be set immediately after the student has completed the engine failure drills.
The instructor standardisation manuals were being updated to include a requirement that both the student and instructor confirm that the pitch, power and mixture controls are set back to normal 2‑engine configuration during checks on final. This is now a call out item, ensuring that both pilots are satisfied with the correct settings.
Glossary
AFM
Airplane Flight Manual
AGL
Above ground level
AIP
Aeronautical information publication
AMSL
Above mean sea level
CAAP
Civil Aviation Advisory Publication
CASA
Civil Aviation Safety Authority
CTAF
Common traffic advisory frequency
EFI
Electronic flight instrument
FAA
(US) Federal Aviation Administration
FAR
Federal Aviation Regulations
METAR
Meteorological conditions at an aerodrome
NDB
Non-directional beacon
NSW
New South Wales
NTSB
(US) National Transportation Safety Board
QNH
The altimeter barometric pressure subscale setting used to indicate the height above mean seal level
TIS
Time in service
US
United States
Sources and submissions
Sources of information
The sources of information during the investigation included:
the flight instructor and student pilot
the maintainer of VH-OMD
Fly Oz
Civil Aviation Safety Authority
New South Wales Police Force
the aircraft, propeller and engine manufacturers
Bureau of Meteorology
OzRunways
accident witnesses
photographs and videos taken on the day of the accident and for subsequent examination
recorded data from the GPS unit on the aircraft.
References
American Bonanza Society, BPPP Instructor Standards Manual, Revision 10, July 2020.
Civil Aviation Safety Authority, Civil Aviation Advisory Publication 5.23-1(2) Multi-engine aeroplane operations and training, September 2015.
United Kingdom Civil Aviation Authority, Aeronautical Information Circular, 64/2008 (Pink 142) 17 July 2008. Accessed 10 May 2024: Pink 142.qxp (ead-it.com)
Submissions
Under section 26 of the Transport Safety Investigation Act 2003, the ATSB may provide a draft report, on a confidential basis, to any person whom the ATSB considers appropriate. That section allows a person receiving a draft report to make submissions to the ATSB about the draft report.
A draft of this report was provided to the following directly involved parties:
the flight instructor and student pilot
Fly Oz
Civil Aviation Safety Authority
the maintainer of VH‑OMD
American Bonanza Society Air Safety Foundation
the aircraft, engine and propeller manufacturers.
Submissions were received from:
the flight instructor and student pilot
Fly Oz
Civil Aviation Safety Authority
American Bonanza Society Air Safety Foundation.
The submissions were reviewed and, where considered appropriate, the text of the report was amended accordingly.
Purpose of safety investigations
The objective of a safety investigation is to enhance transport safety. This is done through:
identifying safety issues and facilitating safety action to address those issues
providing information about occurrences and their associated safety factors to facilitate learning within the transport industry.
It is not a function of the ATSB to apportion blame or provide a means for determining liability. At the same time, an investigation report must include factual material of sufficient weight to support the analysis and findings. At all times the ATSB endeavours to balance the use of material that could imply adverse comment with the need to properly explain what happened, and why, in a fair and unbiased manner. The ATSB does not investigate for the purpose of taking administrative, regulatory or criminal action.
Terminology
An explanation of terminology used in ATSB investigation reports is available here. This includes terms such as occurrence, contributing factor, other factor that increased risk, and safety issue.
Publishing information
Released in accordance with section 25 of the Transport Safety Investigation Act 2003
Ownership of intellectual property rights in this publication
Unless otherwise noted, copyright (and any other intellectual property rights, if any) in this report publication is owned by the Commonwealth of Australia.
Creative Commons licence
With the exception of the Commonwealth Coat of Arms, ATSB logo, and photos and graphics in which a third party holds copyright, this report is licensed under a Creative Commons Attribution 4.0 International licence.
The CC BY 4.0 licence enables you to distribute, remix, adapt, and build upon our material in any medium or format, so long as attribution is given to the Australian Transport Safety Bureau.
Copyright in material obtained from other agencies, private individuals or organisations, belongs to those agencies, individuals or organisations. Where you wish to use their material, you will need to contact them directly.
[1]Instrument flight rules (IFR): a set of regulations that permit the pilot to operate an aircraft in instrument meteorological conditions (IMC), which have much lower weather minimums than visual flight rules (VFR). Procedures and training are significantly more complex as a pilot must demonstrate competency in IMC conditions while controlling the aircraft solely by reference to instruments. IFR-capable aircraft have greater equipment and maintenance requirements.
[2]Visual Meteorological Conditions (VMC): an aviation flight category in which visual flight rules (VFR) flight is permitted – that is, conditions in which pilots have sufficient visibility to fly the aircraft while maintaining visual separation from terrain and other aircraft.
[3]OzRunways is an electronic flight bag application that provides navigation, weather, area briefings and other flight information. It provides the option for live flight tracking by transmitting the device’s position and altitude.
[4]Instrument approach procedure: A series of predetermined manoeuvres by reference to flight instruments that provides specified protection from obstacles.
[5]NDB: a ground-based radio transmitter that provides a reference point to navigate by.
[6]Windmilling: a rotating propeller being driven by the airflow rather than by engine power, and results in increased drag at normal propeller blade angles.
[7]Feathering: the rotation of propeller blades to an edge-on angle to the airflow to minimise aircraft drag following an in‑flight engine failure or shutdown.
[8]Manifold pressure gauge measures the absolute pressure in the intake manifold of an engine, expressed in inches of mercury (in. Hg). Normal operating range (green arc) was 15 to 29.6 in. Hg.
[9]Yawing: the motion of an aircraft about its vertical or normal axis.
[10]Flare: the final nose-up pitch of a landing aeroplane used to reduce the rate of descent to about zero at touchdown.
[11]A registered operator is responsible for airworthiness and maintenance control of the aircraft (CASA).
[12]Maintenance release: an official document, issued by an authorised person as described in Regulations, which is required to be carried on an aircraft as an ongoing record of its time in service (TIS) and airworthiness status. Subject to conditions, a maintenance release is valid for a set period, nominally 100 hours TIS or 12 months from issue.
[13]METAR: a routine report of meteorological conditions at an aerodrome. METAR are normally issued on the hour and half hour. Winds use true north as the reference.
[14]QNH: the altimeter barometric pressure subscale setting used to indicate the height above mean seal level.
[15]OzRunways is an electronic flight bag application that provides navigation, weather, area briefings and other flight information. It also provides the option for live flight tracking by transmitting the device’s position and altitude.
[16]Rolling: the movement of an aircraft about its longitudinal axis.
[17]Pitching: the motion of an aircraft about its lateral (wingtip-to-wingtip) axis.
Occurrence summary
Investigation number
AO-2024-011
Occurrence date
11/04/2024
Location
Cowra Airport
State
New South Wales
Report release date
22/08/2024
Report status
Final
Investigation level
Defined
Investigation type
Occurrence Investigation
Investigation status
Completed
Mode of transport
Aviation
Aviation occurrence category
Collision with terrain, Loss of control, Runway excursion
Occurrence class
Accident
Highest injury level
Minor
Aircraft details
Manufacturer
Beechcraft
Model
E55
Registration
VH-OMD
Serial number
TE-970
Aircraft operator
Fly Oz Cowra
Sector
Piston
Operation type
Part 141 Recreational, private and commercial pilot flight training
On the morning of 4 November 2023, a Gulfstream 695A, registered VH‑HPY, was being operated by AGAIR on an instrument flight rules flight from Toowoomba to Mount Isa, Queensland. On board the aircraft were the pilot and 2 camera operators. The purpose of the flight was to conduct line scanning of fire zones located north of Mount Isa.
About 1 hour and 50 minutes into the flight, while the aircraft was in cruise at flight level 280, air traffic control (ATC) lost radio contact with the pilot. Over the following 30 minutes, ATC made multiple attempts to re‑establish contact, including using alternate frequencies and relaying messages via other aircraft in the vicinity. VH-HPY was observed diverging from track and ATC declared an uncertainty phase for the aircraft.
About 20 minutes later, ATC called the pilot’s mobile telephone, and a brief conversation took place. During the conversation, the pilot’s speech was observed as slow and flat. In response, ATC upgraded the aircraft’s status to an alert phase and initiated their hypoxic pilot emergency procedures. About 10 minutes later, the crew of a nearby aircraft was able to establish contact with the pilot, having been requested to do so by ATC. The alert phase was downgraded to an uncertainty phase and, a short time later, ATC re-established direct contact with the pilot. The uncertainty phase was cancelled 1 minute later.
The pilot confirmed that their oxygen system was operating normally, and they were issued a clearance to undertake line scanning north of Mount Isa. Over the following 4 minutes, the pilot repeated the clearance from ATC 4 times, seeming uncertain about the status of the clearance. The radio recordings during this period indicate that the pilot’s rate and volume of speech had substantially lowered from earlier communications and was worsening. The pilot’s final radio transmission displayed the slowest speaking rate of all their communications during the flight and contained stuttering and operational mistakes. Air traffic control did not attempt to re‑establish contact with the pilot until about 18 minutes later, however no further responses from the pilot were received.
A short time later, the aircraft departed controlled flight, initially entering a descending anticlockwise turn with an increasing rate of descent. At about 10,500 ft, the aircraft likely transitioned into an aerodynamic spin, with a subsequent average rate of descent of about 13,500 ft/min. The aircraft collided with terrain 55 km south-east of Cloncurry. The 3 occupants were fatally injured, and the aircraft was destroyed by impact forces and a fuel-fed post-impact fire.
What the ATSB found
The ATSB found that the aircraft had a long-term intermittent defect with the pressurisation system that would manifest as a reduced maximum attainable cabin differential pressure. The defect was known about by senior AGAIR management who attempted to have the defect rectified. However, they did not formally record the defect, communicate it to the safety manager, undertake a formal risk assessment of the issue, or provide explicit procedures to pilots for managing it.
Instead, AGAIR management personnel participated in and encouraged the practice of continuing operations in the aircraft at a cabin altitude that required the use of oxygen, without access to a suitable oxygen supply. This included the pilot of the accident flight, with emails and historical flight data indicating they had a pattern of normalised deviation from safe operating practices by continuing to operate the aircraft when the pressurisation system was defective. In these situations, the pilot was found to have managed the effects of hypoxia by undertaking short descents to lower altitudes and use of the aircraft’s oxygen system, which was designed for emergency use only.
It was identified that during the accident flight the pressurisation system probably did not maintain the required cabin altitude, and the pilot probably continued the flight using the aircraft’s oxygen system, which was unsuitable for this purpose. The pilot’s speech, as captured by air traffic control recordings, demonstrated significant and progressive impairment while the aircraft was operating at about flight level 280. This impairment was consistent with altitude hypoxia, which almost certainly significantly degraded the pilot’s ability to safely operate the aircraft.
While the aircraft was in cruise, both power levers were probably reduced without a descent being initiated, resulting in a progressive reduction of airspeed. The aircraft then entered a descending anticlockwise turn with an increasing rate of descent. At around 10,500 ft control input(s) were almost certainly made, probably an attempt to recover, that transitioned the aircraft from a high‑speed descent to an unrecoverable spin condition that continued until the impact with terrain.
It was found that the AGAIR head of flying operations (HOFO) did not communicate critical safety information about the known intermittent pressurisation defect when they were phoned by air traffic control about concerns that the pilot was impacted by hypoxia around 37 minutes before the collision. This took place at a time when air traffic control could have taken action to instruct the pilot to descend to a safe altitude.
Air traffic control personnel involved therefore had no knowledge of the aircraft pressurisation defect from that phone call, and without establishing with the pilot why they had not responded to ATC broadcasts for 1 hour and 13 minutes, they likely reduced their vigilance about hypoxia after being told by the pilot that operations were normal. Consequently, ATC did not re-identify the possibility of hypoxia during the subsequent progressive deterioration of the pilot’s speech. Additionally, the air traffic control ‘hypoxic pilot emergency checklist’ contained no guidance on ceasing the emergency response, which increased the risk of inappropriately downgrading the response during a developing hypoxic scenario.
It was also identified that AGAIR Gulfstream 690 and 695 aircraft were operated with known defects without being recorded on the aircraft’s maintenance releases, likely as a routine practice. This issue had been reported to CASA in 2019 and a surveillance event was conducted in response. The scope of the surveillance event did not include a crosscheck of maintenance releases against the aircraft logbooks, limiting the ability to determine whether any non-reporting and improper deferral of defects had been taking place at that time.
What has been done as a result
AGAIR amended the organisation’s procedural documentation to provide greater detail on the delegation of management responsibilities, maximum cabin altitude requirements, defect reporting, and the capture of cabin pressure information as part of daily aircraft flight and fuel logs.
AGAIR also incorporated pressurisation, oxygen and line scanning hazards within the organisation’s hazard register. AGAIR has also contracted a continuing airworthiness management organisation and appointed a new head of aircraft airworthiness maintenance control to monitor defect reporting.
While the ATSB recognises the changes implemented by AGAIR to date, the actions taken do not address the matters raised relating to effective operational control. The HOFO was responsible for ensuring the operation was compliant with aviation legislation and conformed to company standards. However, the ATSB found multiple instances where these requirements were not met. AGAIR has not addressed how the organisation intends to assure future legislative and procedural compliance by line pilots and management personnel. As such, the ATSB has issued a formal safety recommendation to AGAIR to initiate an independent review of their organisational structure and oversight of operational activities to assure ongoing effective operational control by management.
Airservices Australia advised that it is in the process of conducting a review of the hypoxia in-flight emergency response checklist.
Safety message
This accident highlights the dangers of operational practices that intentionally circumvent critical safety defences. The acceptance of these actions at an individual and organisational level normalises that behaviour and exposes the operation to an unnecessarily increased level of risk.
This accident also underscores the insidious and deadly potential of altitude hypoxia, and pilots need to be alert to this significant hazard when operating at high altitude. Life support and emergency alerting systems are often the final line of defence against hypoxic incapacitation, and they should only be used in accordance with the manufacturer’s procedures.
Summary video
The occurrence
Overview
On the morning of 4 November 2023, a Gulfstream 695A, registered VH‑HPY, was being operated by AGAIR on an instrument flight rules[1] flight from Toowoomba to Mount Isa, Queensland, with the callsign ‘birddog 370’. On board the aircraft were the pilot and 2 camera operators. The purpose of the flight was to conduct line scanning[2] of fire zones located north of Mount Isa. The flight had been contracted by Queensland Fire and Emergency Services and was conducted as an aerial work operation.
While the aircraft was in cruise at flight level[3] (FL) 280, air traffic control (ATC) radio contact with the pilot was unable to be maintained. ATC made multiple attempts to re-establish radio communications, but these were initially unsuccessful. ATC also declared an uncertainty phase for the aircraft, later upgrading it to an alert phase. After about 1 hour, the crew of a Royal Australian Air Force (RAAF) aircraft was able to make radio contact with the pilot, and ATC re-established communications a short time later. The alert and uncertainty phases were subsequently cancelled.
A series of radio communications were exchanged between the pilot and ATC, during which the pilot was issued a clearance to undertake line scanning north of Mount Isa. The pilot did not respond to any further calls from ATC. The aircraft departed controlled flight and at 1427 (local time) collided with terrain 55 km south-east of Cloncurry (Figure 1). The 3 occupants were fatally injured, and the aircraft was destroyed.
Figure 1: Flight path overview
Source: Google Earth, annotated by the ATSB
Departure, climb and cruise
At 1055 on the morning of the accident flight, the aircraft departed Toowoomba Airport with the pilot being provided an ATC clearance for the flight to track to Mount Isa. The pilot was initially cleared by ATC to climb to FL160 and was then issued further instruction to continue the climb to the planned cruise of FL280. The pilot made a brief personal phone call at about 1103 (seeTelecommunications), and the aircraft reached FL280 at 1120:30 (Figure 2).
Figure 2: Plot of changes in aircraft altitude and the sequence of radio communication events throughout the accident flight from 1045–1300
Position information including altitude and time was obtained from ADS-B data that was broadcast from VH-HPY. Source: ATSB
At 1126:55 the flight was transferred to, and the pilot established radio communication with, the controller responsible for the Simpson region on the frequency 126.0 MHz (see Airspace).
At 1141:12, the pilot contacted the controller and requested clearance to descend to FL150. The requested clearance was provided and, a short time later, the aircraft started to descend. The initial rate of descent reached about 3,900 feet per minute (ft/min), but this slowed as the aircraft continued to descend. At 1151:49, the aircraft levelled off at FL150. At 1157:43, the pilot contacted the controller again and requested clearance to climb back to FL280, which was approved. Shortly after, the aircraft began to climb.
At 1210:19, the Simpson region controller requested the pilot change their radio communication frequency to 122.3 MHz, to maintain radio contact with ground equipment as the aircraft flew further west. The pilot established radio communication on the new frequency and reported to the controller that the aircraft was on climb to FL280. At 1221:49, the aircraft levelled off at FL280.
At 1245:51, the Simpson region controller requested the pilot change their radio communication frequency to 122.1 MHz as the aircraft continued its journey to the northwest. This change was acknowledged by the pilot, but the controller did not receive radio communications from the flight on the newly-assigned frequency.
Initial loss of radio communications
Between 1247:51 and 1317:48, the Simpson region controller made 12 separate radio broadcasts attempting to re-establish radio communication with the pilot. The controller also attempted to contact the pilot on high frequency radio, and by relaying messages via the flight crew of a passenger transport aircraft that was operating in the vicinity of VH-HPY.
During this time the controller identified that VH-HPY was diverging from track, by about 2 km laterally, and the shift manager (SM) was informed (see Air traffic services). At 1318:20, ATC declared an uncertainty phase (INCERFA)[4] (see Emergency phases) and the air traffic management director (ATMD) was made aware of the developing situation (Figure 3).
Figure 3: Sequence of ATC actions and communication events between 1300–1430
Position information including altitude and time was obtained from ADS-B data that was broadcast from VH-HPY. Source: ATSB
At 1337:46, the ATMD attempted to contact the pilot using the mobile telephone number listed on the flight plan, but the pilot did not answer the call. At 1338:36, the pilot returned the ATMD’s phone call, and they had a brief conversation during which the pilot advised that they had ‘no joy’ on radio frequency 122.4 MHz, rather than the instructed frequency of 122.1 MHz (see Telecommunications). The ATMD determined that the pilot’s speech was ‘slower’ than normal and ‘flat’, and these concerns were shared with the SM at the conclusion of the call. At 1340:00, the INCEFRA was upgraded to an alert phase (ALERFA)[5] (see Emergency phases) and the hypoxic pilot in-flight emergency response (IFER) checklist was initiated (see Hypoxic pilot procedures).
At 1340:15, the controller commenced radio broadcasts to the pilot as part of the IFER hypoxia checklist. These transmissions included the instructions:
- Oxygen, oxygen, oxygen, descend to one zero thousand feet.
At the same time, the ATMD called the pilot’s mobile phone, but the pilot did not answer. The ATMD left a voicemail message requesting the pilot check their oxygen and call back ATC.
At 1341:11, the crewof a RAAF aircraft that was in the vicinity of VH-HPY offered to assist the controller to contact the pilot. The controller agreed and a short time later the RAAF crew reported hearing a broken transmission, possibly from VH-HPY, but they were unable to establish contact with the pilot.
At 1341:31, the pilot of VH-HPY transmitted a radio broadcast on frequency 122.1 MHz, providing callsign, flight level, and radio frequency, but the controller was unable to re-establish 2-way communications. Between 1341:31 and 1350:51, the controller continued to broadcast instruction for the pilot to descend the aircraft to 10,000 ft. The controller also attempted further relays via other aircraft in the vicinity of VH‑HPY on various frequencies, including the international air distress frequency 121.5 MHz.
At about 1348:00, ATC sent 2 text messages to the pilot’s mobile phone and an email requesting they check their oxygen and pressurisation and contact them on frequency 122.1 MHz. No response was received.
Re-establishment of radio communications
At 1349:13, the crew of the RAAF aircraft advised the controller that they had heard a ‘weak’ transmission from the pilot of VH-HPY on frequency 118.6 MHz. In response, the controller requested the crew of the RAAF aircraft make another broadcast to include the statement ‘oxygen, oxygen, oxygen descend to one zero thousand feet’. The crew of the RAAF aircraft made 2 such broadcasts and, at about 1350, they established contact with the pilot of VH-HPY.
During this time, the ATMD and SM telephoned the AGAIR head of flying operations (HOFO), advising that contact had been lost with the pilot of VH-HPY and that they suspected the pilot was potentially affected by hypoxia (see Telecommunications).
At 1350:50 the crew of the RAAF aircraft relayed to the controller that VH‑HPY was ‘ops normal’ and maintaining FL280. ATC subsequently downgraded the ALERFA to an INCERFA. At 1351:08, the controller requested that the RAAF crew instruct the pilot to call ATC on frequency 123.95 MHz. At 1351:59, the controller re-established radio communications with the pilot of VH‑HPY on this frequency and the pilot reported ‘ops normal’. About 1 minute later, ATC cancelled the INCERFA phase.
Between 1352:08 and 1357:34, several communications took place between the controller and the pilot. During this time, and 2 minutes after ATC had cancelled the INCERFA phase, the controller asked the pilot ‘just confirm your oxygen system is ops normal’, to which the pilot responded ‘affirm’. The controller later recalled that they had asked about the oxygen system because they had concerns there was a potential hypoxia event and wanted the pilot to look at the oxygen system in case there was a problem. The ATMD recalled that they requested the controller query the status of the oxygen system as a ‘surety check’. The controller recalled that the pilot’s speech at that time was ‘clear and concise’, and they were satisfied with the pilot’s delivery of speech.
At 1357:34, the pilot was provided with an ATC clearance to undertake operations near Mount Gordon. ATC communication recordings showed that the pilot confirmed the clearance at 1357:43, and then twice requested confirmation that the controller had copied their clearance readback (1359:26 and 1400:15). The controller then responded at 1400:19, advising the pilot that the communications were at low strength and could the pilot adjust their microphone. The pilot replied at 1400:57 and the controller then confirmed they had received the pilot’s confirmation of the clearance. At 1401:23 the pilot then confirmed the clearance again. The controller recalled that, during this time, a lot of activity took place near their console related to the status of the aircraft (see Simpson region controller divided attention).
The radio recordings indicate that the pilot’s rate and volume of speech had substantially decreased from earlier communications and were worsening. During the radio transmission that commenced at 1401:23 the pilot had difficulty pronouncing the location ‘Cloncurry’ and they incorrectly stated the airwork would take place near ‘Mount Ball’, which was then corrected to ‘Gordon’.
At 1419:19, the controller requested the pilot change frequency to 122.4 MHz, but no response was received. Between 1419:19 and 1427:15 the controller attempted to contact the pilot 8 times without receiving a response.
Departure from controlled flight
Recorded data indicated that, at 1423:20, the aircraft’s airspeed began to reduce from a cruise airspeed of about 236 KTAS.[6] At 1425:25, the airspeed had decreased to about 138 KTAS and the aircraft departed controlled flight (see Flight performance analysis). The aircraft initially entered a descending anticlockwise[7] turn with an increasing rate of descent. At an altitude of about 10,500 ft, the aircraft transitioned into a tight clockwise helical descent, likely an aerodynamic spin,[8] with a subsequent average rate of descent of about 13,500 ft/min (Figure 4).
Figure 4: Flight path of VH-HPY during the descent from FL280
Source: Google Earth, annotated by the ATSB
Two witnesses at a nearby mining facility observed the aircraft descending in a nose-down, clockwise, corkscrew motion and described hearing a ‘whirring’ noise. The witnesses recalled that motion momentarily stopped part way down, before re-entering the nose-down corkscrew descent.
At about 1427:15, the aircraft collided with terrain 55 km south-east of Cloncurry. The 3 occupants were fatally injured, and the aircraft was destroyed by impact forces and a fuel-fed post-impact fire.
Context
Personnel information
Pilot
Aeronautical experience
The pilot held an air transport pilot licence (aeroplane) and a commercial pilot licence (helicopter), issued in February 2005 and August 2009, respectively. At the time of the accident, the pilot had accumulated about 4,900 hours total aeronautical experience, which included about 3,200 hours operating turboprop, jet, and high-performance Royal Australian Air Force (RAAF) military aircraft. This included unpressurised aircraft with supplemental oxygen systems (Pilatus PC-9) and pressurised aircraft (Beechcraft B200 and Learjet L35/36). Training records provided by the RAAF indicated the pilot had completed 2 altitude chamber training exercises,[9] one in 1995 and the second in 2019.
Gulfstream 695A training and experience
In August 2023, the pilot commenced work with AGAIR. They had not previously flown a Gulfstream 695A.
On 15 August 2023, the pilot undertook Gulfstream 695A training and completed a flight review the following day. This training was arranged by AGAIR, and undertaken in VH-HPY, but the training and review were conducted by an independent training provider.
During the training, the pilot demonstrated competent use of the aircraft systems including management of the pressurisation system. The pilot also conducted a simulated depressurisation scenario from FL150, which involved the use of oxygen and an emergency descent. The training notes made by the instructor about the pilot’s performance during this activity stated:
Emergency descent - best initiated with roll, using the secondary effect (yaw) to pitch the nose down to the required attitude without causing negative load factor.
The training and flight review were completed within 2.9 hours of flight time and the pilot was assessed by the instructor as competent to operate the aircraft type as pilot in command (PIC). The pilot commenced flying as PIC for AGAIR on 28 September 2023 and they were initially supervised by the AGAIR chief operating officer (COO) over ‘3 or 4 flights’ (see AGAIR chief operating officer actions). There was no training file kept on the pilot’s performance during the supervised flights.
In the 3 months after starting with the operator until the accident, they had accumulated a total of about 102 hours flight time, all flying VH-HPY mostly undertaking line scanning flights from Toowoomba.
After review of the draft ATSB investigation report the operator provided a record indicating the pilot of the accident flight completed a ‘line check’ flight in VH-HPY on 9 August 2023 with the AGAIR head of flying operations (HOFO).
Medical information
The pilot held a class 1 aviation medical certificate that was issued on 27 February 2023 and was valid at the time of the accident. Their certificate had a restriction requiring reading correction to be available while exercising the privileges of their licence. The pilot’s aviation medical records were provided for the period 2022–2023 and their general practitioner records were provided for the period 2021–2023. Overall, these records indicated no significant medical conditions or abnormal physical findings.
At the time of the accident, the pilot was taking medication for high cholesterol. In 2019 they underwent a coronary angiography, which showed no calcium and no soft plaque formation. The pilot had also visited a cardiologist in December 2021 due to family history, and undertook a stress electrocardiogram in November 2022, which identified no issues. In April 2023, the pilot injured their Achilles tendon and underwent surgical repair. The injury was reported to the Civil Aviation Safety Authority (CASA) on 18 April 2023, and the pilot was cleared to resume flying duties on 22 May 2023. The pilot was reported to have recovered well from their Achilles injury. Overall, the pilot was reported to have been fit, active and healthy, with no known stressors.
Recent history
The pilot had 8 duty free days prior to the commencement of their most recent period of duty. This period started on 1 November 2023. They conducted a 1.3 hour flight from Essendon, Victoria, to Hay, New South Wales, on 1 November, and a 3.7 hour flight from Hay to Toowoomba on 2 November.
The pilot was reported to have gone to bed at around 2030–2100 the night prior to the accident and was known to wake early and undertake morning exercise. The collision with terrain occurred mid-afternoon after they had been flying about 3.5 hours that day. The ATSB reviewed their recent work-rest history and based on the available evidence, it was considered very unlikely that the pilot was experiencing a level of fatigue known to adversely affect performance.
Camera operator 1
Aeronautical experience
Camera operator 1 joined AGAIR in July 2021. They were not employed as a pilot by the organisation, but they held a commercial pilot licence (aeroplane), issued in February 2020. At the time of the accident, they had about 434 hours total aeronautical experience, including 72 hours on multi-engine piston aircraft.
Medical
Camera operator 1 held a class 1 aviation medical certificate that was issued on 14 November 2022 with no restriction. The medical certificate was valid at the time of the accident. Their aviation medical records were provided for the period 2021–2022. These examinations indicated no significant medical conditions or abnormal physical findings. Camera operator 1 was reported to be in ‘very good health’ with no known medical conditions.
Camera operator 2
Aeronautical experience
Camera operator 2 was a United States citizen who had experience in the construction and operation of the imaging system fitted to VH-HPY (see Aerial survey camera system). They joined AGAIR in October 2023, and had conducted 5 line scanning flights in VH-HPY prior to the accident flight. They did not hold a flight crew licence, but they had received about 4 hours instructional flight training in the year prior to the accident.
Medical
Camera operator 2 did not hold an aviation medical certificate, nor were they required to. They were reported to be ‘very healthy’ with no known medical conditions.
Post-mortem and toxicology
Autopsy results
The post-mortem examinations determined that the occupants of the aircraft had sustained multiple injuries during impact that proved fatal. The results of the examinations did not indicate any significant natural disease that could have contributed to the accident. However, the examinations were limited due to the nature of the impact and resulting fire. There were no indications that the occupants of the aircraft had inhaled products of combustion.
Toxicology results
Toxicology testing was conducted and no drugs were detected, however the validity of the testing was degraded due to changes that occur post-mortem. Alcohol and carbon monoxide testing could not be completed using the samples obtained.
Aircraft information
General information
The Gulfstream 695A is a high-wing, pressurised, twin-engine aircraft powered by 2 Garrett TPE331-10-511K turboprop engines. The aircraft was designed as a business and personal aircraft with seating capacity of up to 11 people.
The accident aircraft, serial number 96051, was manufactured in 1982 and in January 1983 commenced operations in South Africa. During this time the aircraft’s air conditioning system was replaced with an approved alternative system.[10] In 2014, prior to the aircraft being exported to Australia, the aircraft underwent refurbishment, which included a new avionics suite and interior, and the aircraft was repainted. Additionally, the original Dowty Rotol propellers were replaced with Hartzell propellers under a supplemental type certificate.[11]
The aircraft was first registered in Australia as VH-HPY on 11 November 2014. Its registration was held by AGAIR since 14 September 2016 and was initially used for birddog flights[12] (Figure 5).
The aircraft was configured with 2 crew seats, 4 passenger seats, and a bench seat in the rear. The last periodic inspection was completed on 1 November 2023. At this time, the aircraft had accumulated 7,566.1 hours total time in service.
Figure 5: VH-HPY August 2023
Source: Cameron Marchant
Aircraft systems
Aerial survey camera system
To expand its operational capabilities, AGAIR elected to modify VH-HPY to undertake aerial surveys of natural disasters such as bushfire and flood by fitting an Overwatch Imaging TK‑7 camera system.
To modify the aircraft, AGAIR engaged an approved aircraft design organisation to prepare the engineering order,[13] and the installation was carried out by General Aviation Maintenance (GAM). Work on the modification began in June 2021 and had been partially completed when the aircraft recommenced operations in August 2021. In November 2021, VH‑HPY returned to GAM and the modification was completed and certified on the maintenance release.[14] The engineering order, associated drawings, and a flight manual supplement specific to VH-HPY, were approved by the aircraft design organisation in February 2022.
Pressurisation system
Generally, aircraft that are intended to be operated at altitudes over 10,000 ft are equipped with a pressurisation system. As the aircraft climbs, the air pressure outside the cabin decreases, and at the same time the aircraft’s pressurisation system maintains the pressure inside the cabin to a level that allows normal breathing (without the use of supplemental oxygen). The environment maintained by the pressurisation system is known as the cabin altitude. The difference between the pressure inside the cabin and the pressure outside the cabin is known as cabin differential pressure. Pressurised aircraft have a stipulated maximum differential pressure because of the loads that pressurisation places on an aircraft’s fuselage.
The Gulfstream 695A is pressurised by ducting air from both engines (known as bleed air) into the cabin and controlling its flow overboard via outflow safety valves to maintain the desired cabin pressure. The source of bleed air can be selected within the cockpit. A cabin pressure controller, also located within the cockpit, is used to manage the cabin pressure from take-off, through climb, cruise, and descent. The controller also prevents exceedance of the maximum differential pressure of 6.8 psi (see Appendix A – Gulfstream 695A systems information).The Gulfstream 695A is certified to operate up to 35,000 ft above mean sea level. At this altitude, and at the maximum differential pressure, the cabin altitude would be 9,600 ft. The pilot’s operating handbook (POH) requires the pilot to ‘limit flight altitude to maintain 10,000 ft cabin altitude’ should the cabin altitude exceed the selected value.
Figure 6: VH-HPY cockpit layout
Note: Image captured prior to the accident. Source: Cameron Marchant, annotated by the ATSB
The Gulfstream 695A is fitted[15] with a cabin altitude visual and aural warning system that activates when the cabin altitude is at or above 11,000 ft (±500 ft) (Figure 6). When activated, ‘CABIN ALT’ illuminates in red on the glareshield annunciator panel and flashes for 10–20 seconds before remaining steady. This is accompanied by an aural tone that pulses 6 times per second. The aural warning can be silenced by pressing a button on the left engine power lever (see Appendix A – Gulfstream 695A systems information).
In the event of illumination of the ‘CABIN ALT’ annunciator, accompanied by the aural warning tone, the POH requires the pilot to don their oxygen mask, verify passengers were receiving oxygen, and initiate a descent to 12,000 ft or below (Figure 7).
The Gulfstream 695A is equipped with an oxygen system that provides life support in the event of an emergency. The POH states that:
The airplane is equipped with a high pressure, gaseous oxygen system which provides supplemental breathing oxygen to the crew and passengers in the event of cabin depressurization during high altitude operation, or in the event cabin air becomes contaminated. The system will provide oxygen for sufficient time to permit a planned descent to an altitude where supplemental oxygen is no longer required.
Oxygen is stored in a cylinder located in the rear fuselage and, when full, can supply oxygen to 3 people for about 29 minutes. The cylinder is full when filled to 1,800 psi. The passenger oxygen system switch is recessed into the sidewall on the right side of the cockpit, alongside a cylinder pressure gauge for the aircraft oxygen system (see Appendix A – Gulfstream 695A systems information).
The pilot and copilot oxygen masks are designed for rapid donning and are positioned on hooks immediately behind the pilot and copilot seats for ease of access. The masks incorporate a microphone for radio communications. Passenger oxygen masks are stowed in containers at various locations in the cabin lining above the passenger seats (see Appendix A – Gulfstream 695A systems information).
Autopilot
The autopilot fitted to VH-HPY was a Collins AP-106 and it was integrated with the aircraft’s instruments. The Collins AP-106 is a 3-axis system that stabilises the aircraft about its roll, pitch, and yaw axes. The system can operate in various modes including pitch hold, heading, navigation, approach, back-course, altitude, and indicated airspeed. Both pilot and copilot control wheels have an autopilot release switch (see Appendix A – Gulfstream 695A systems information).
A subcomponent of the autopilot system, the trim servo monitor, has fault detection and diagnostic capabilities that automatically disengage the autopilot if a discrepancy or malfunction is detected. One such potential fault condition is the exceedance of threshold voltages within a servo as it works against an aerodynamic or mechanical force.
The ATSB interviewed 3 pilots who had previously flown VH-HPY for AGAIR. Two pilots described the autopilot as being unreliable at times. One recalled that the autopilot would not hold altitude well and would ‘chase’ the target by +/- 100 ft. Another recalled that the system would be fine in smooth air, but if the aircraft experienced turbulence that required multiple control inputs, the autopilot would disconnect without any prior indication after about 10 minutes. Another pilot regarded the autopilot favourably. Maintenance records for VH‑HPY show multiple instances of autopilot defects and subsequent rectifications.
Engine controls
The Gulfstream 695A engines are controlled from the cockpit using a power lever and a condition lever for each engine. The autopilot does not interface with the engine controls.
Radios
The aircraft was fitted with very high frequency (VHF) and high frequency (HF) radios, along with an additional communication unit for birddog flights and a satellite phone. Pilots wore headsets with boom microphones and were able to transmit by pressing a thumb-operated button on the outboard grip of each control wheel. Handheld microphones were also stowed on each control column.
On the day of the accident, routine communications between air traffic control and VH-HPY were via VHF. VHF radio is limited to ‘line of sight transmissions’, with communication range increasing with aircraft altitude.
Maintenance history
Recent maintenance
The ATSB reviewed the maintenance records for VH-HPY. This included records from when the aircraft was operating in South Africa (from 1983 to 2014) and the Australian records (from 2014 to 2023).
The last maintenance activity prior to the accident was carried out by General Aviation Maintenance (GAM) at Essendon Airport, Victoria, in late October 2023. The work carried out was predominately scheduled maintenance along with some minor defect rectifications. The maintenance provider also carried out checks on the left and right engine bleed air valves after being informed by the AGAIR chief operating officer (COO) that the pressurisation system was malfunctioning (see Aircraft pressurisation defects). The aircraft was released for service on Wednesday 1 November 2023, 3 days prior to the accident flight. The maintenance provider advised that after the first flight, the pilot who accepted the aircraft called and reported to them that the aircraft systems including pressurisation were working normally.
Aircraft pressurisation defects
In 2011, while the aircraft was operating in South Africa, the cabin door seal was replaced to address a pressurisation issue. In 2013 a defect was recorded where the maximum cabin differential pressure of 6.8 psi could not be reached. It was determined that cabin air was leaking from the cabin doorstep area, and this was rectified. Correspondence showed that, when preparing the aircraft to be exported to Australia, the aircraft was not capable of attaining the maximum cabin differential pressure. Significant work was carried out to rectify the issue, including major component replacements, and the cabin interior was removed for access to seal the fuselage.
When VH-HPY was purchased by AGAIR in 2016, maintenance was then provided by GAM at Essendon Airport. The aircraft was reportedly difficult to pressurise when it arrived, which was identified to be because of a leak from a sub-component of the pressurisation system known as a volume tank. Additionally, to address the pressurisation issue a few minor cabin leaks were repaired. A pilot who had flown VH-HPY when it initially entered service with AGAIR recalled that its pressurisation system did function, however if the aircraft rate of climb was high, the pressurisation system would malfunction.
Two of the pilots who had previously flown VH-HPY for AGAIR recalled intermittent pressurisation issues, where the aircraft would not pressurise higher than 2 psi differential pressure. The third pilot reported the pressurisation was okay but had noticed the high rate of climb issue. The unreliability of the pressurisation system reportedly could be managed by selecting the maximum flow of bleed air to the cabin (which can be used at any time except take-off and landing), and by turning the cabin heating up. Additionally, it was also reported that pressurisation seals in the cockpit for the rudder controls were known to leak, and during a flight in late August 2020, the seal dislodged and depressurised the aircraft. On 4 August 2023, the AGAIR HOFO said to GAM that the pressurisation system was working ‘perfectly’.
On 16 October 2023, the pilot of the accident flight emailed the AGAIR COO stating that the pressurisation of VH-HPY was ‘stuck on 2.0 differential for [a] prolonged period’ and because they needed to operate at FL280, they had ‘used a bit of oxygen’ (see Pilot of the accident flight actions). According to the Gulfstream 695A POH, operating at FL280 with a differential pressure of 2.0 psi will result in a cabin altitude of 19,800 ft. The email also requested the aircraft oxygen cylinder be refilled by a maintenance provider at Toowoomba, Queensland where the aircraft was based at the time. Records from the maintenance provider showed that the oxygen cylinder was serviced (refilled) from 1,000 psi to 1,700 psi on 18 October 2023 (see Appendix A – Gulfstream 695A systems information).
On 22 October 2023, the pilot of the accident flight emailed the AGAIR COO and chief executive officer (CEO), who also held the positions of HOFO and head of aircraft airworthiness maintenance control (HAAMC), advising them of issues relating to the pressurisation system of VH-HPY. The email stated there was ‘no change…same cycles and fixes’. The defect was described in the email as the cabin differential being stuck at 2.2 psi (see Pilot of the accident flight actions).
On 27 October 2023, the AGAIR COO operated the aircraft as PIC and captured a video that showed the aircraft at FL280 with a cabin altitude of 19,000 ft (see AGAIR chief operating officer actions). The COO attempted to ascertain why the pressurisation system was malfunctioning by using the bleed air selector (see Appendix A – Gulfstream 695A systems information) to shut off engine bleed air from each engine in turn. When the pilot selected ‘RIGHT CLOSE’, there was no change in cabin altitude, or when ‘BOTH OPEN’ was re-selected. When ‘LEFT CLOSE’ was selected, the cabin vertical speed indicator showed the cabin altitude climbing at 2,000 ft/min.
The video was sent to the maintenance provider and the aircraft was flown to their facility on 29 October 2023 for scheduled maintenance. The left and right engine bleed air valves were removed and functionally checked in-house before being refitted to the aircraft. The maintenance provider reported that no faults were found during the valve functional checks or when the pressurisation system was later checked on the ground. The maintenance provider stated that, prior to the completion of maintenance, the aircraft oxygen system was refilled. A maintenance release was issued on 1 November 2023 and the aircraft re-entered service.
Service letters to address cabin leaks
In September 2008, the then type certificate holder for the Gulfstream 695A, and other aircraft in the series, issued 2 service letters with guidance for addressing cabin pressurisation leaks. Service letter 382 was for aircraft in the series that were pressurised ‘to the floor’, while service letter 383 was for aircraft that were pressurised ‘to the skin’. Service letter 383 was applicable to the Gulfstream 695A and it stated:
A recurring problem in pressurized Twin Commanders is maintaining cabin pressure when flying at high altitude. This publication is presented in an effort to standardize the procedure for sealing the known and most significant leakage areas.
The service letter advised that to establish a leakage rate, the aircraft was to be pressurised on the ground using either the engines or with a pressurisation unit. Aircraft that exceeded the maximum allowable leakage rate required rectification. The service letter identified the locations where the most significant leaks occur and provided detailed instructions to address them.
Operations with unserviceable pressurisation system components
The Gulfstream 695A POH contains a minimum required equipment list (MREL) detailing components and systems that must be operable for the aircraft to be considered airworthy. It also lists components and systems that can be inoperable provided that certain operating limits were followed. For inoperative pressurisation system components, the MREL operating limitation requires the aircraft to be only operated unpressurised (see Supplemental oxygen legislative requirements).
Recording of aircraft defects
Requirements
The maintenance release document used for VH-HPY was a standard Civil Aviation Safety Authority (CASA) form 918. The document was used to identify the maintenance release period of validity, list scheduled maintenance due in that period, and to record the hours flown along with landings and pressurisation cycles.[16]
Another principal function of the maintenance release was to record defects and major damage that occurred during the maintenance release period of validity and show the actions taken to rectify them. Part 4B of the Civil Aviation Regulations 1988 did not make a distinction between minor and major defects. However, major defects were defined as:
… those that have caused, or that could cause either: a primary structural failure, a control system failure, an engine structural failure, or a fire.
Parties required to make entries (known as endorsements) on the maintenance release for defects or damage included the holder of the certificate of registration, the operator, and the flight crew. When a defect was endorsed on the maintenance release, the aircraft was not able to be flown until a formal assessment and deferral of the defect was carried out, or an entry was made to ‘clear’ the original endorsement (known as a clearing endorsement). Clearing endorsements were generally made by approved maintenance personnel, and in accordance with approved data such as the aircraft maintenance manual.
The AGAIR operations manual (OM) required the PIC to record defects and their symptoms on the aircraft’s maintenance release. The PIC was then required to liaise with the HAAMC, who would in turn liaise with the maintenance provider to determine what action was required.
Provision was given in the OM to defer defects that ‘do not impinge on the airworthiness of the aircraft’. Examples of this were given in the manual:
...the Pilot-in-command must consider whether or not the defect will render the aircraft unserviceable for a particular category or type of operation. For instance an unserviceable landing light would not render the aircraft unserviceable for day VFR operations but would render it unserviceable for night operations.
…
…some minor defects such as paint scratches or dents in the structure would not normally impinge on airworthiness whereas cracks in a wing spar certainly would.
The OM contained provision for the use of minimum equipment lists (MEL) supplied by the aircraft manufacturer. Prior to their use by AGAIR, an MEL was required to be approved by CASA, specific to a particular aircraft and operator. The MEL[17] provisions stated in the Gulfstream 695A POH were not approved for use with VH‑HPY at the time of the accident.[18]
Unapproved recording of defects
Some defects that were identified on VH‑HPY and another AGAIR aircraft, VH‑LVG, were recorded using unofficial means to the operator or maintenance provider. On 21 April 2021, the AGAIR HOFO emailed GAM requesting various tasks to be carried out on VH‑HPY, VH‑LVG, and VH‑LMC when the aircraft arrived for maintenance. The email also listed defects on each of the aircraft. None of the 4 defects listed for VH‑HPY in the email had been entered on the relevant maintenance release. Other examples included emails from the pilot of the accident flight to AGAIR managers describing a pressurisation defect with VH‑HPY (see Recording of pressurisation defects), and an internal GAM email listing defects on VH‑LVG.
The ATSB interviewed pilots who had flown VH‑HPY for AGAIR. One pilot recalled that defects would be communicated by phone to GAM. Other pilots recalled that defect lists were compiled to be rectified during the aircraft’s next scheduled maintenance.
The ATSB reviewed a total of 15 expired maintenance releases14 that had been retained with the maintenance logbooks from VH-HPY. These maintenance releases dated from November 2014 when VH‑HPY was first registered in Australia. Of these maintenance releases, 13 were from when the aircraft commenced operations with AGAIR in September 2016, and defect entries had been made on 6 of these. The defect entries had been predominately made by the maintenance provider, and the remaining 7 maintenance releases were either blank or had entries for scheduled maintenance activities.
Recording of pressurisation defects
After VH-HPY sustained an in-flight depressurisation in August 2020, an entry for the defect and a clearing endorsement was made by a licensed aircraft maintenance engineer (LAME) on the maintenance release.
Of the remaining known instances of pressurisation defects, there were no relevant entries on the aircraft’s maintenance releases (Table 1).
Table 1: Recording of known pressurisation defects affecting VH‑HPY since 2016
Date and defect description
Approved record
Unapproved record
Rectification
2016 – difficult to pressurise
No defect recorded on the maintenance release or in the airframe logbook.
Unknown
Volume tank found leaking, minor cabin leaks repaired
Circa 2016 – system not functioning correctly
No defect recorded on the maintenance release or in the airframe logbook.
Unknown
Maintenance action (if any) unknown
Multiple instances over an unspecified time of the cabin not pressurising past 2 psi differential
No defects recorded on the maintenance release or in the airframe logbook.
Unknown
Maintenance action (if any) unknown
17 July 2018 – temperature modulating valve stuck, no auto temperature control
No defect recorded on the maintenance release.
Entries for defects in the airframe logbook and on GAM internal worksheets.
Unknown
Temperature modulating valve and cabin temperature sensor replaced
25 June 2019 – left and right engine bleed air shut-off valve connectors corroded
No defect recorded on the maintenance release.
Entries for defects in the engine logbooks and on GAM internal worksheets.
Unknown
Connectors replaced
19 June 2020 – cabin de‑pressurisation circuit breaker unserviceable
No defect recorded on the maintenance release.
Entries for defects in the engine logbooks and on GAM internal worksheets.
Unknown
Circuit breaker replaced
26 August 2020 – cockpit rudder control seal dislodged resulting in cabin de‑pressurisation
Entry for defect and clearing endorsement made on maintenance release by a LAME.
Unknown
Rudder control boot replaced
17 November 2021 – troubleshooting a pressurisation defect
No defect recorded on the maintenance release or in the airframe logbook.
GAM invoice for the work carried out
System checks, testing of temperature modulating valve, sensors, and cleaning and bench testing of mass flow valve
16–22 October 2023, multiple instances of cabin not pressurising beyond the 2 psi differential
No defects recorded on the maintenance release or in the airframe logbook.
Pilot of the accident flight emailed AGAIR managers (on 2 occasions) stating the nature of the defect and that they were using oxygen
Maintenance action (if any) unknown
27 October 2023 – Cabin not pressurising beyond the 2.4 psi differential
No defect recorded on the maintenance release. Removal, testing, and reinstallation of the left and right engine bleed air valves captured under a scheduled maintenance task (bleed air system leak check).
Prior to the aircraft’s arrival at the maintenance facility, another pilot sent a video in-flight showing the performance of the pressurisation system along with a text message to the maintenance provider
Left and right engine bleed air valves removed, functionally checked, and refitted
Meteorological information
Meteorological records[19] from the Bureau of Meteorology (BoM) at the time of the accident were reviewed by the ATSB. This predicted westerly winds at 40 kt, temperature −30°C, with no significant nearby weather events at FL280.
Meteorological conditions were also recorded by the BoM automatic weather station at Cloncurry Airport (55 km north-west of the collision location). At 1430 the surface wind was 6 kt from 190° true, visibility greater than 10 km, no detected cloud, temperature 40°C, dew point 2°C, and no rainfall since 0900.
Recorded data
The aircraft was not fitted with a flight data recorder or a cockpit voice recorder, nor was it required to be. During the accident flight, data was being transmitted by the automatic dependent surveillance broadcast (ADS-B) and Mode S transponder[20] equipment fitted to the aircraft. Flight data was also being broadcast from a TracPlus[21] unit fitted to the aircraft, which could be used by the fire services and AGAIR to track the location of the aircraft during flight. A navigational application (OzRunways) was installed on a tablet computer on board the aircraft and that device also broadcast flight data. The OzRunways data was recorded at 5 second intervals. The parameters captured from all systems were: time, aircraft position, GPS and pressure (barometric) altitude, altitude rate of change, groundspeed, and heading.
Navigation system
A Garmin GTN-750 navigation system was recovered from the accident site and transported to the ATSB Canberra technical facility. Examination of the unit identified that it was not recording flight data.
ADS-B data
The ADS-B data provided the highest reporting frequency (~0.5 seconds), and altitude was reported to the nearest 25 ft. This data was captured from shortly after departure until the aircraft descended to about FL240 during its final descent (Figure 8).
Figure 8: Altitude profile of the accident flight throughout its duration with key moments (phases) displayed
The blue trace represents pressure altitude and the green trace represents GPS altitude. Source: ATSB
Pressure and global positioning system altitude discrepancy
The ADS-B data that was broadcast from the aircraft during the accident flight contained a discrepancy between the pressure altitude and the GPS altitude (Figure 8).[22] At the start of the second cruise phase, the broadcast pressure altitude was 28,000 ft while the GPS altitude was 29,400 ft. At the end of the second cruise phase (approximately 2 hours later), the broadcast pressure altitude was 28,050 ft while the GPS altitude was 29,750 ft. The difference in pressure and GPS altitudes over the entire flight varied with altitude and flight time and is shown on a scatter plot below (Figure 9).
Figure 9: Scatter plot of pressure and GPS altitude discrepancy with altitude (left) and over time (right)
Source: ATSB
When the above data was corrected for local barometric pressure and GPS ellipsoid modelling, the difference in altitudes at the end of the second cruise phase of flight was about 1,400 ft. The GPS altitudes from ADS-B, OzRunways and TrackPlus, which had independent GPS sources and data processing, were broadly aligned over the entire flight, and it is therefore likely that the pressure altitude was reading low and the aircraft was likely flying at FL294 (i.e. the actual position of the aircraft was likely higher than indicated). The reason for the discrepancy could not be determined, although a static source leak inside the cabin could not be discounted.
Initial descent to FL150
At 1141:12, while at FL280, the aircraft commenced a descent to FL150. The aircraft’s flight profile during this period was erratic with a fluctuating rate of descent that peaked to about 4,200 ft/min. The aircraft’s heading remained steady during the descent. The aircraft then maintained FL150 for a period of about 6 minutes before climbing back to FL280. No reason for the descent was provided to air traffic control and it was not part of the submitted flight plan. The AGAIR COO stated there was no operational reason for the descent to occur.
Flight performance analysis
General
The ADS-B, OzRunways and TrackPlus position and groundspeed data, combined with aircraft performance data, forecast conditions, and actual environmental conditions, were used to formulate likely aircraft performance during the flight. The engine power (maximum continuous power (MCP)), knots true airspeed (KTAS), knots calibrated airspeed (KCAS),[23] and vertical speed was calculated at points in time during the initial cruise, initial descent and the secondary cruise (Table 2).
Table 2: VH-HPY performance assessment
Phase
Maximum Continuous Power setting (MCP %)
True airspeed (KTAS)
Calibrated airspeed (KCAS)
Vertical speed (ft/min)
Initial cruise
48
246
-
N/A
Initial descent to FL150 (period from 27,500 ft–24,500 ft)
25
190 to 340
185 to 230
-3,000 to -4,200
Secondary cruise
46
257
-
N/A
Source: ATSB
Trajectory analysis was used to estimate the likely pitch angle, angle of attack, roll angle, speed, and rate of descent for the deceleration and loss of control phases of the flight.
Deceleration phase
Commencing at 1423:20, the deceleration phase of the flight was assessed from 10 seconds after the transition from cruise until the start of the left descending turn (Figure 10). Over this 2‑minute period, the altitude reduced from 28,040 ft to 27,840 ft, with an initial vertical descent rate of 78 ft/min, increasing to 120 ft/min. However, over this same loss of altitude, a more substantial loss of airspeed occurred with a linear airspeed reduction from 236 KTAS (148 KCAS) to 138 KTAS (86 KCAS). This descent performance was estimated to require a power setting of about 25% MCP.
Figure 10: Deceleration phase
Source: ATSB
The aircraft stall speed at maximum weight was 78.6 KCAS. The corrected stall speed at the calculated operating weight of the aircraft was about 74 KCAS, 12 kt lower than the calibrated airspeed at the end of the assessed period. It was calculated that the aircraft had approximately 25% MCP applied at the end of the descent, which would slightly decrease the stall speed, giving further margin from the stall.
The minimum control speed in the air (VMCA)[24] for the aircraft was documented to be 95 KCAS. However, this speed assumes one engine inoperative with the other at MCP. Assuming in this instance one engine failed inoperative, and the other engine remained at half power (that is, total aircraft power at 25%), the minimum control speed was calculated to have been approximately 67 KCAS. This was below the power off stall speed for the aircraft weight and below the recorded minimum speed. Thus, a minimum control speed departure was excluded as a potential reason for the flight profile of the aircraft.
Loss of control
The reliability of the ADS-B data diminished as the aircraft entered the descending left turn. However, trends in the data were able to be identified. At 1425:26 and an airspeed of about 78 KCAS, the aircraft entered a left roll. The roll rate was initially about 10 degrees per second (°/s), slowing to 0°/s 14 seconds later whereby the aircraft had rolled to approximately 75° left angle of bank. The angle of attack (AoA)[25] was estimated to stay reasonably constant over this period at around 8°, indicating a fixed elevator position. However, it was calculated from the data that the aircraft pitched to about 20° nose down due to the fixed AoA and excessive roll angle allowing the nose to drop.
At 1425:40, the aircraft’s heading had turned through 85° and it had accelerated to about 106 KCAS. From this point, over the following 10 seconds, the angle of bank was estimated to reduce to around 45° and the nose-down pitch change slowed until it stabilised about 30° nose down all while the calculated AoA remained constant at around 8°. During this period, the aircraft’s heading turned through a further 100° and the speed increased to about 189 KCAS. The diameter of the turn was approximately 700 m (Figure 11).
Figure 11: Deceleration and loss of control
Source: ATSB
Because of the extreme attitude of the aircraft from this time on, the ADS‑B data and TrackPlus data became unreliable, likely due to the angle of the onboard antenna and reflected signals. The last reliable ADS‑B position information occurred at 1425:50 and at 25,500 ft standard barometric altitude and 189 KCAS. Only horizontal ADS-B position information remained valid for another 5 seconds, by which point the aircraft had turned through a ~270° track angle and crossed back through its original track.
From this point, to about 10,500 ft, all data sources became unreliable and sporadic and no conclusions about flight path or attitude could be made. However, the data indicated an average vertical speed of about −19,500 ft/min, or 192 kt vertical speed, during the period from about 25,000 ft to 10,500 ft.
At about 10,500 ft, the OzRunways altitude data stabilised and provided an average vertical descent rate of 13,500 ft/min. The final data point was at 1427:15 at an altitude of 1,800 ft.
Wreckage and impact information
Accident site
The aircraft was destroyed by the impact with terrain and a subsequent fuel-fed post-impact fire (Figure 12). The ATSB conducted an onsite examination of the aircraft wreckage. The ground impact marks and wreckage position indicated that the aircraft impacted terrain upright with a shallow, nose-down attitude with little forward momentum. Immediately surrounding the wreckage, numerous landscape features (a tree and termite mounds) remained upright and had not been disturbed by the aircraft impact or its liberated debris (Figure 13). The compression and displacement of the aft fuselage relative to the engines, the displacement of the inboard wing section and the aircraft nose, showed that the aircraft was rotating clockwise on impact with the terrain, which was highly indicative of a spin.
Figure 12: Overview of the accident site
Source: Queensland Police, annotated by the ATSB
Figure 13: Heavily disrupted and burnt remnants of the wreckage at the accident site
The surrounding landscape features (termite mounds and a tree) remained upright and were not disturbed from the impact. Source: ATSB
All major aircraft components were accounted for at the accident site. The disruption to the airframe from the impact and the subsequent fire damage limited the extent to which the aircraft could be examined. The oxygen cylinder fitted to the aircraft was located in the wreckage and its associated components had been significantly fire damaged, precluding any assessment of the oxygen system’s serviceability prior to the accident. Additionally, the components comprising the pressurisation system were unable to be assessed due to the extent of damage sustained.
Engines
Both engines had been significantly damaged by the post-impact fire, limiting the extent to which they could be examined. However, the low-pressure compressor of each engine was observed to have rotational damage, indicating that the engines were operating at impact.
Propeller assemblies
Both propellers were examined and photographed by the ATSB at the accident site. Assistance was sought from Hartzell Propeller personnel to interpret the photographic evidence. They advised that there were multiple indications to identify that the engines were operating and estimated them to be at a low to moderate power setting. These indications included blade bending (in multiple planes), twisting, fractures (including multiple blade tip fractures), chordwise scoring and rotational gouges. Additionally, blades from both propellers had separated from their hubs at the shanks, and internal components were fractured.
Crew locations
The pilot was found toward the front of the cabin, camera operator 1 was behind and to the left of the pilot, and camera operator 2 was behind and to the right of the pilot. However, the impact with terrain caused significant compressional damage to the cabin area of the fuselage and the location of the crew as found within the wreckage may not be indicative of their seated location during the flight.
Fire
Witnesses from a nearby mine site who observed the aircraft during its descent did not report any indications of fire until the aircraft collided with the ground, after which a fireball and rising smoke plume were visible. A fuel-fed fire persisted after the impact, which consumed most of the aircraft wreckage. The fire was extinguished by responders from the mine site.
Survivability
The impact with terrain was not survivable.
Hypoxia
General
Hypoxia is a state where there is a deficient supply of oxygen in the blood, tissues and cells sufficient to cause an impairment of body functions. The human central nervous system demands about 20% of all inhaled oxygen to supply the brain. Any reduction in oxygen supply to the body will impact brain function, with higher reasoning portions affected first (US Federal Aviation Administration 2015). Severe exposure to hypoxia can result in the rapid deterioration of most bodily functions and, eventually, death (Gradwell 2016).
Hypoxia can result from a variety of factors including respiratory and cardiovascular deficiencies, blood disorders, pharmaceuticals and toxic substances, and a reduction in the oxygen tension in the arterial and capillary blood. The latter factor is known as altitude hypoxia, hypobaric hypoxia, or hypoxic hypoxia, and it is the most common form of oxygen deficiency in aviation (Gradwell 2016).
Altitude hypoxia
Within aviation, the typical cause of altitude hypoxia is the low oxygen tension of inhaled gas (air) associated with exposure to altitude. On ascent, as barometric pressure reduces, breathing ambient air will result in a reduction of the partial pressure and the molecular content of oxygen within the lungs. The result is an inadequate oxygen supply to the arterial blood and decreased oxygen available to the tissues (Gradwell 2016).
Clinical features of altitude hypoxia
The clinical features of altitude hypoxia are described in Table 3. In general, the greater the altitude, the more overt and serious the features of hypoxia will be. Except for a possible headache, nausea or dizziness, a pilot is unlikely to experience other uncomfortable symptoms (US Federal Aviation Administration 2015). A loss of self-criticism usually results in a person remaining unaware of their deterioration in performance and, consequently, the presence of hypoxia. It is this insidious nature that makes the condition a significant hazard in aviation (Gradwell 2016).
As noted in the table, although there is minimal impact below 10,000 ft, research has shown impaired task performance (with individuals unaware of their impairment) at cabin altitudes below 15,000 ft. With reference to the effect of altitude hypoxia on the performance of pilots, studies have shown an increase in procedural errors (Nesthus and others 1997), reduced flight profile accuracy (Steinman and others 2017), and reduced awareness of the environment (Steinman and others 2021).
Table 3: Clinical features of altitude hypoxia
Altitude
Clinical features
Below 10,000 ft
Performance of well-learned and practised tasks generally is preserved
Short-term and long-term memory impairment at altitudes above 8,000 ft
10,000 ft–15,000 ft
Impaired task performance with subjects frequently unaware of impairment
Increased short-term and long-term memory impairment
Increased light sensitivity impairment
Severe generalised headache, nausea and dizziness
Physical capacity markedly reduced
15,000 ft–20,000 ft
Higher mental processes and neuromuscular control negatively affected
A loss of critical judgment and willpower
A loss of self-criticism, resulting in the subject usually being unaware of any deterioration in performance or the presence of hypoxia
Thought processes are slowed and mental calculations become unreliable
Reaction time increases
Psychomotor performance grossly impaired
Marked changes in emotional state are common. This may include a disinhibition of basic personality traits and emotions with an individual becoming elated or euphoric or pugnacious and morose
Occasionally, an individual may become physically violent
Hyperventilation may occur
Light-headedness, visual disturbances (including tunnelling of vision)
Reduced auditory acuity
Paraesthesia of the extremities and lips
Decreased muscular coordination with loss of the sense of touch
Physical exertion greatly increases the severity and speed of onset of symptoms and signs and may lead to unconsciousness
Above 20,000 ft
Comprehension and mental performance decline rapidly
Myoclonic jerks of the upper limbs
Unconsciousness occurs with little or no warning
Convulsions
Death
Source: Gradwell (2016)
Time of useful consciousness
The time of useful consciousness (TUC) is the interval between a person being exposed to a reduction in oxygen tension of the inhaled air to the time when they experience a specified degree of performance impairment (Gradwell 2016). It can also be considered the time after which an individual is no longer capable of taking appropriate corrective action to resolve the situation (for example, the use of oxygen and/or a descent to a lower altitude). The TUC does not denote the time to the onset of unconsciousness (US Federal Aviation Administration 2015).
The TUC at various altitudes is presented in Table 4. However, TUC is subject to considerable variation based on an individual’s general physical fitness, age, degree of training and previous experiences of hypoxia (Gradwell 2016). It is also affected by the rate of ascent, with a faster ascent resulting in a shorter TUC. For example, during a rapid depressurisation to altitudes between 25,000 ft and 43,000 ft, the TUC is reduced by about 50% (US Federal Aviation Administration 2015).
Table 4: Time of useful consciousness at various altitudes
Altitude
Time of useful consciousness
18,000 ft
20–30 minutes
22,000 ft
10 minutes
25,000 ft
3–5 minutes
28,000 ft
2.5–3 minutes
30,000 ft
1–2 minutes
35,000 ft
30 seconds–1 minute
Source: US Federal Aviation Administration (2015)
Principal aviation causes
Within the aviation context, the principal causes of altitude hypoxia are:
climbing to high altitudes without the use of supplemental oxygen
failure of the supplemental oxygen system, or oxygen set to an inadequate concentration and/or pressure
depressurisation of the cabin at a high altitude (Gradwell 2016).
Post-mortem indicators of altitude hypoxia
Altitude hypoxia rarely leaves any indications that would be detectable at a post-mortem examination.
Supplemental oxygen legislative requirements
The Civil Aviation Safety Regulation (CASR) part 91 (general operating and flight rules) manual of standards 2020 required flight crew[26] to use supplemental oxygen:
for any period exceeding 30 minutes when the cabin pressure altitude was continuously at least FL125 but less than FL140
for any period when the cabin pressure altitude was at least FL140.
For passengers, an oxygen supply was required to be available for the entire period for any time when the cabin pressure altitude was at least FL150. Additionally, an aircraft was required to carry sufficient oxygen to meet the above requirements, and the oxygen was required to be made available through an oxygen dispensing unit in accordance with the supply requirements for that level.
Without affecting the above requirements, the same legislation also required a pressurised aircraft that was flown at an altitude of FL250 or more to have:
at least 10 minutes oxygen supply for flight crew, even if the entire period of relevant flight was less than 10 minutes
at least 10 minutes oxygen supply for passengers after descending below FL250 even if the entire period of relevant flight was less than 10 minutes.
The oxygen system fitted to VH-HPY complied with the legislative requirements to have a 10‑minute supply when operating the aircraft at FL250 or higher when pressurised. However, as described in Aircraft systems, the oxygen system for Gulfstream 695A aircraft was for emergency purposes (depressurisation, smoke and fumes etc) and not for the purpose of conducting normal operations (also see Appendix A – Gulfstream 695A systems information).
Operational information
Tasking
The flight had been contracted by Queensland Fire and Emergency Services (QFES) and the crew had been tasked to conduct line scanning of 10 areas of interest in Northern Queensland. The line scanning activity was to take place over 2 days, 4–5 November 2023, with the crew overnighting in Townsville, Queensland on 4 November.
Flight plan
The submitted flight plan stated the aircraft would depart Toowoomba Airport and climb to FL280. It would then fly at FL280 overhead Winton, Cloncurry, and Mount Gordon respectively, and conduct aerial work operation (line scanning) near Mount Gordon for a period of 40 minutes. The aircraft was then planned to land at Mount Isa, before travelling on to Townsville later that day (Figure 14).
Figure 14: Planned route
Source: Google Earth, annotated by the ATSB
Fuel
The aircraft had been refuelled on 3 occasions in the 3 days prior to the accident and had flown about 5 hours. However, the quantity of fuel on board the aircraft when the accident flight departed could not be determined from the records available.
AGAIR line scanning
History of line scanning operations
AGAIR commenced line scanning operations around early 2022, following the fitment of the TK-7 Overwatch camera to VH-HPY. VH-HPY was the only aircraft within the AGAIR fleet equipped to undertake the activity. The service was initially provided on an ‘ad-hoc’ basis and in 2023 AGAIR secured a ‘call when needed’ contract with QFES. The AGAIR COO operated as pilot in command of all AGAIR line scanning flights until the pilot of the accident flight commenced operations in September 2023.
Line scanning procedures
The AGAIR OM contained a generic section on aerial photography, but it did not contain specific procedures for the conduct of line scanning operations.
The pilot of the accident flight had developed draft line scanning procedures for inclusion in the AGAIR OM. These procedures contained a section on tasking, which included information on the altitude line scanning operations were to be conducted. It stated:
The altitude missions are flown will depend on mission specifics. As a general guide for missions where a high coverage area is priority, the preference is to conduct scans as high as possible. This will ensure maximum coverage from the system while minimising the requirements for a high number of passes.
The tasking process will require refining with the clients’ requirements for considerations of weather and terrain. The imagery is affected by cloud and therefore this will dictate what height is feasible for the best product.
Generally, F200 to F280 is the most effective for large area coverage imaging. The lowest feasible altitude is 5000 ft AGL though this will be dependent on the size of the area. Large areas at this level will require a high number of passes and produce a very large volume of data.
The pilot of the accident flight had emailed the draft procedures to the AGAIR COO on 10 October 2023, but they were not incorporated into the AGAIR OM at the time of the accident.
Line scanning practices
The normal flight profile, as explained by senior AGAIR management personnel, was for line scanning operations to be conducted at FL200–FL280 as the resolution of the thermal images was not impacted by increased altitude. Consequently, the higher the aircraft flew the greater the swath[27] of the images and the more ground area could be captured in one pass, resulting in increased efficiency of data acquisition.
However, thermal imagery could be affected by cloud and, depending on the cloud coverage, may require the aircraft to descend below cloud level to conduct imaging. In those scenarios, the lower limit for the operation of the camera was about 5,000 ft.
The ATSB was advised by the AGAIR COO that transit flights to and from the fire area could be flown at any level, but transiting at FL280 would result in improved fuel efficiency in comparison to lower levels. The aircraft was also used for low level ‘birddog’ activities, where it was flown less frequently at higher altitudes.
A review of VH-HPY flights into or out of Toowoomba Airport over the period 4 September 2023–4 November 2023 indicated that 70% of flights involved a cruise at FL280. Since commencing operations with AGAIR, the pilot of the accident flight had flown 24 flights in VH-HPY as PIC, 19 of which were flown at FL280.
Operations at high cabin pressure altitudes
AGAIR chief operating officer actions
During interview, the AGAIR COO stated that they occasionally experienced the intermittent defect with VH-HPY’s pressurisation system while conducting line scanning operations. They recalled 2 occasions where they had continued the climb while the pressurisation system was defective and used oxygen.
The earlier event occurred about 12 months prior to the accident, where the COO recalled continuing the climb while the pressurisation system was defective. They recalled using the aircraft oxygen system, attaining the cruise level, and rectifying the defect by increasing the cabin heat.
The most recent example occurred on 27 October 2023, 8 days prior to the accident, during a line scanning flight from Toowoomba with the COO, as pilot in command, and camera operator 2 on board. The COO used their phone to video the cockpit indications of the defect. The video captured the aircraft in cruise at FL280, with a cabin differential of 2.2 psi and a cabin altitude of about 19,000 ft (Figure 15). There was no audible cabin alarm on the video’s audio.
Figure 15: Inflight cockpit indications captured on video footage 27 October 2023
Source: ATSB
The COO stated that, on that occasion, the pressurisation system defect had manifested during climb, but they elected to continue to their cruise altitude of FL280 as they hoped the system would rectify itself after a short time. They stated that they maintained FL280, while using the aircraft’s emergency oxygen system as a supplemental oxygen supply, for a period of about 20 minutes before the pressurisation system ‘probably’ started working again. They also stated that they silenced the cabin altitude alerting system using the inhibit button located near the power levers. The defect was not entered in the aircraft’s maintenance release, but the occurrence was communicated directly to the maintenance provider via text message with the accompanying video (see also Recent maintenance).
The text message sent from the COO to the maintenance provider included the statement:
this was at F280 with a cabin of F200 and diff 2.2, O2 will need a top off please sir [emoji], got the job done
The COO provided line scanning training to the pilot of the accident flight in late September 2023. The COO recalled that they experienced the pressurisation defect during one of these training flights, and in that instance, they stopped at FL160 until the system functioned correctly. They recalled the advice they gave the pilot of the accident flight on the management of the pressurisation system defect was to ‘do what’s sensible and safe’.
Pilot of the accident flight actions
Documents sourced during the investigation indicated that the pilot of the accident flight had operated VH‑HPY at a cabin altitude that exceeded FL140 on several occasions. The documentation included:
An email sent by the pilot of the accident flight on 16 October 2023 to the AGAIR COO stated:
HPY pressurisation stuck on 2.0 differential again for prolonged period. We needed F280 to complete the trip and thus used a bit of Oxygen. Pretty normal for HPY as we discussed and the pressurisation has generally been good. Oxy is still good, but we may need to do this profile again on and off. We have checked with [provider] and he has Oxygen if and when we need it. Is there anything specific re filling Oxygen on HPY that I need to be aware of? Aiming to run it down to below 500 psi and then taxi to [provider] and take it back up to around 1300-1500psi.
On the same day, the AGAIR COO replied to the pilot of the accident flight’s email, stating that they would send the pilot the relevant process from the maintenance manual so that it could be given to the maintenance provider in Toowoomba. The aircraft’s oxygen cylinder was refilled on 18 October 2023 (see Recent maintenance)
An operational risk assessment (ORAT) was completed by the pilot of the accident flight on 2 November 2023 for a flight that took place on 16 October 2023. This ORAT likely related to the flight referred to in the email sent by the pilot on 16 October 2023 (see the above dot point). The ORAT stated:
Pressurisation stuck on 2.0 differential for extended period. F280 required for mission completion. Oxygen used. Not abnormal and pressurization returned to regular differential after 3.0 hour.
The ORAT was a tool used by AGAIR flight and operations crew to assess the risk associated with any assigned flight duty or task. The procedures for the use of the tool stated that ‘flight crew shall use the ORAT for all day-to-day operations’. The ORAT for the flight on 16 October had been assigned a total hazard score of ‘4 – normal operations’ and there was no accompanying safety report submitted (see Safety management system). It had been allocated to the AGAIR head of flying operations (HOFO) for approval. Records indicate the HOFO accessed and approved the ORAT on the evening of 6 November 2023.
An email sent by the pilot of the accident flight on 22 October 2023 to the AGAIR COO, copying in the AGAIR HOFO, included the following statement:
Pressurisation - No change. Same cycles and fixes. The issue is that we are spending most of our time at F280. This means in a 80 hour month (last month), the accumulative effect of high cabin altitudes is a factor. Both myself and [camera operator 1] have had some symptoms during this rotation. This is mitigated by use of Oxygen, lower altitudes when able and the usual fixes of climbing and descending etc. However given the rate of effort and the altitude, the risk of decompression sickness and hypoxia should not be normalised. As we all know if the diff gets stuck at 2.2 then you generally spend around 90 mins at Cabin Alt of 19000 if F280 is mission essential. This can be mitigated operationally if we can’t fix the pressurisation.
On the same day, the AGAIR HOFO responded to the pilot of the accident flight’s email stating:
Thanks [name of pilot of the accident flight] for the update. Yes, QFES have definitely embraced the program and are utilising the service well. Many thanks to you and [name of camera operator 1] for keeping it going over the last few weeks. We are getting great feedback and preparing for sustained operations over the summer.
The AGAIR COO did not respond to the pilot of the accident flight’s email.
AGAIR head of flying operations actions
The AGAIR HOFO, who was also the CEO and HAAMC, occasionally flew VH-HPY and had experienced the pressurisation defect for themselves.[28] The HOFO recalled that, in these circumstances, they ceased the climb and flew the aircraft at a lower level. The HOFO had not recorded the defect with the pressurisation system in the aircraft maintenance release following these flights, and they could not recall why they had not done so.
During interview with the ATSB, the HOFO stated that, in the event that the pressurisation system became defective, they had instructed pilots to cease the climb and operate at a safe level. They stated that they were not aware of any pilots that had continued to operate VH-HPY at FL280 with the pressurisation system defective.
When queried about the email sent by the pilot of the accident flight on 22 October 2023, which detailed the continued operation at FL280 with a cabin altitude of 19,000 ft, the HOFO stated that they had read the pilot of the accident flight’s email as being what ‘would’ happen, rather than what ‘was’ happening. Other than the short email response from the HOFO, where they thanked the pilot and camera operator for ‘keeping it going over the last few weeks’, the HOFO did not contact the pilot to discuss the content of the email. The HOFO explained this was because they were not involving themselves into the operational aspectsas theyhad passed the day-to-day management of the line scanning operation to the AGAIR COO, and that the pilot of the accident flight reported to the COO (see Organisational information).
Documents sourced during the investigation indicated that the HOFO had attempted to acquire a supplemental oxygen system from a supplier on 22 October 2023. The initial enquiry to the supplier stated:
We are doing high altitude (28,000 ft AGL) operations in our Turbine Commander aircraft where we are spending 4 to 5 hours at this altitude. The aircraft is pressurised but the cabin altitude can be 10,000 feet or more so we are looking for a simple portable system to supplement oxygen for a crew of two. We would like to utilise the existing built in oxygen system in the aircraft and optimise the flow to get maximum time between needing to refill the aircraft bottle. Are you able to help us with this?
On 31 October 2023, the HOFO requested the supplier provide:
one Aerox portable oxygen complete setup – 2 users – E cylinder please. Could you include 6 canulas and one pulse oximeter
The accident occurred before the equipment was supplied. The HOFO subsequently ‘postponed’ the request on 9 November 2023.
Camera operator 1 information
Camera operator 1 had communicated to their family, during casual conversation, that there was an issue with VH-HPY’s pressurisation system that would occasionally manifest. They informed their family that the aircraft had oxygen on board, and they had ‘workarounds’ to deal with the issue.
Historical flight track data
The TrackPlus data for VH-HPY over the period 26 March 2022–2 November 2023 was analysed to identify similar flight profiles to the accident flight. A total of 132 flights took place within this period. Flights with a possible operational requirement were excluded and 8 flights were identified as involving a similar unexplainable descent to a lower flight level for a short period of time before returning to a cruise altitude. The first of these flights took place on 30 September 2023. The pilot of the accident flight was the PIC of 7 of the flights, the COO was the PIC of the eighth flight on 24 October 2023 (Table 5).
Table 5: Previous flight profiles similar to the accident flight were identified from 30 September 2023 to 24 October 2023
Date
Pilot in command
Flight time
Profile
30 Sep 2023
Pilot of the accident flight
2 hr 50 min
15 Oct 2023
Pilot of the accident flight
4 hr 14 min
16 Oct 2023
Pilot of the accident flight
5 hr 27 min
19 Oct 2023
Pilot of the accident flight
4 hr 54 min
20 Oct 2023
Pilot of the accident flight
4 hr 57 min
21 Oct 2023
Pilot of the accident flight
5 hr 30 min
22 Oct 2023
Pilot of the accident flight
3 hr 12 min
24 Oct 2023
AGAIR COO
4 hr 50 min
Aerodynamic stalls and spins
Aerodynamic stalls
Overview
An aerodynamic stall is a rapid decrease in lift and increase in drag caused by the separation of airflow from the wing’s upper surface. A stall occurs when the angle of attack[29] exceeds the wing’s critical angle of attack,[30] resulting in the disruption to the smooth airflow over the wing.
Accelerated stalls
At the same gross weight, configuration, centre of gravity location, power setting, and environmental conditions, an aircraft will consistently stall at the same airspeed provided the aircraft is at +1 g. However, the same aircraft will stall at a higher airspeed when subject to an acceleration greater than +1 g. This type of stall is called an ‘accelerated stall’, and they may occur inadvertently during an improperly executed turn or a pullout from a steep dive (US Federal Aviation Administration 2021).
Accelerated stalls tend to be more aggressive than unaccelerated +1 g stalls and may put the aircraft in an unexpected attitude. Failure to execute an immediate recovery may result in a spin or other departure from controlled flight(US Federal Aviation Administration 2021).
Aerodynamic spins
Overview
An aerodynamic spin is a sustained descent in which one or both of an aircraft’s wings are in a stalled condition. During a spin, an aircraft rotates around its vertical axis affected by different lift and drag forces on each wing, descending due to gravity, rolling, yawing, and pitching in a corkscrew path (US Federal Aviation Administration 2021). A spinning aircraft will descend more slowly than one in a vertical or spiral dive and it will have a lower airspeed, which may oscillate. The pitch angle can also vary considerably from significant pitch down to a relatively flat attitude.
Entry, development and recovery
A spin may be entered intentionally or unintentionally, from any flight attitude if the aircraft has sufficient yaw while at the stall point. An aircraft may yaw for a variety of reasons including incorrect rudder application, adverse yaw created by aileron deflection, engine or propeller effects, and windshear (US Federal Aviation Administration 2021).
Initially the aircraft will enter an incipient spin phase where the aircraft starts rotating, but aerodynamic and inertial forces have not achieved a balance. This phase may take 2–4 turns to develop as the airspeed slows and stabilises (Figure 16). A fully developed spin occurs when the aircraft’s angular rotation rate, airspeed and vertical speed are stabilised in a flight path that is nearly vertical and the spin is in equilibrium (US Federal Aviation Administration 2021).
Recovery from a spin occurs when rotation ceases and the angle of attack of the wings is decreased below the critical angle of attack. To do so, a pilot is required to apply control inputs to disrupt the spin equilibrium (US Federal Aviation Administration 2021).
Figure 16: Spin development and recovery
Source: US Federal Aviation Administration (2021)
Gulfstream Commander 695A spin recovery
The Gulfstream Commander 695A POH prohibited intentional spinning and stated that no spin tests had been conducted. Certification standards for this class of aircraft do not require spin testing to be conducted. However, the POH did contain instructions for recovery should the aircraft inadvertently enter an incipient spin. It stated:
If a spin is entered inadvertently, immediately move control column full forward, apply full rudder opposite to the direction of the spin and reduce power to FLT IDLE. These three actions should be done as near simultaneously as possible. Hold this control position until rotation stops, then neutralize all controls and execute a smooth pullout. Ailerons should be neutral during recovery. Airspeed may reach VMO before full recovery.
Despite this guidance, the relatively large lateral/polar moment of inertia created by the wing‑mounted engines during a fully developed spin would make recovery of the aircraft inherently difficult and possibly improbable.
Telecommunications
General
All telecommunications made and received by Airservices Australia were recorded. Information related to telecommunications made by other parties was sourced from mobile devices, carrier data and interviews.
Telephone call – pilot and a family member
At 1102, while the aircraft was on climb to FL280, the pilot returned a missed telephone call that they had received from a family member 13 minutes earlier. The AGAIR OM stated that mobile phones could only be used by the pilot during the cruise phase of flight. The return call lasted 3 minutes and 30 seconds. The family member recalled that during the call the pilot sounded focused, happy and logical. Before ending the call, the pilot advised they would call the family member again once they landed.
Telephone calls – pilot and Airservices Australia personnel
At 1337:46, the Airservices Australia air traffic management director (ATMD) attempted to contact the pilot via mobile phone, however the call went unanswered. At 1338:36, the pilot returned the ATMD’s call, and they had a short conversation that lasted 34 seconds (Table 6).
Table 6: Transcript from the recording of telephone conversation between the pilot and the ATMD
Elapsed time (mm:ss)
Individual
Recorded audio
00:01
ATMD
[unintelligible]
00:05
ATMD
Hello [pilot of the accident flight’s name]
00:07
Unknown
[sound of breathing]
00:10
ATMD
Hello
00:11
ATMD
[unintelligible]
00:15
ATMD
Hello [pilot of the accident flight’s name] you there
00:20
Unknown
[sound of breathing]
00:21
Pilot
Yeah, I’ve got you. Maintaining FL280. No joy 122.4
00:29
ATMD
122.1 please, 122.1 please [pilot of the accident flight’s name]
00:34
Pilot
Roger that, 122.1
Source: Airservices Australia
At 1340:15, the ATMD attempted to call the pilot’s mobile phone again, but the pilot did not answer. The ATMD left a voicemail message stating:
Hi [pilot of the accident flight’s name]. Could you ring air traffic control back again please. [Name of pilot of the accident flight] please ring air traffic control back again on this number. Check your oxygen, oxygen, oxygen, oxygen.
The pilot did not return the ATMD’s call.
Telephone call – Airservices Australia personnel and the AGAIR head of flying operations
At 1350, the ATMD contacted the AGAIR HOFO by phone to advise that ATC had lost contact with VH-HPY, and they suspected the pilot may be suffering from hypoxia (see Appendix B – Transcript – Telephone call between Airservices Australia personnel and the AGAIR head of flying operations).
The conversation lasted nearly 6 minutes during which the ATMD passed the telephone handset to the shift manager (SM), who discussed ATC’s concerns regarding the loss of communications, the pilot’s ‘slow response’ via telephone, the aircraft diverging from track, the ATC ‘oxygen’ calls, and ATC’s instructions for the aircraft to descend. The HOFO was placed on hold for a total duration of 66 seconds. During the conversation ATC regained communication with the pilot and the HOFO was advised that contact had been re-established. The HOFO was also advised that the pilot had confirmed operations were normal and that ATC believed the aircraft was safe.
During the phone conversation, the HOFO advised ATC that the aircraft was on flight tracking, confirmed the level of the aircraft as expected, advised ATC that they believed the flight looked normal, and asked if there were any communication issues in the area. The HOFO did not advise the ATMD or SM that the aircraft had a known intermittent pressurisation defect. The HOFO advised the ATSB that it did not occur to them to pass this information on during the telephone call.
During interview with the ATSB, the SM stated that their perception of what was going on may have changed had information such as a history of problems with the aircraft pressurisation or about the pilot had been communicated during the telephone conversation.
Speech analysis from the accident flight
General
As part of the investigation into a Beechcraft King Air 200 accident in 2000, the ATSB obtained expert analysis to determine whether that pilot’s speech and related behaviour was affected by hypoxia (see Related occurrences). A review of research conducted as part of that investigation found that pilots experiencing hypoxia will have a slower speech rate (syllables per second), a slower response time to ATC transmissions, a slowing of the pilot’s coordination of microphone pressing/speaking (in which the pilot allows more ’dead’ time on the radio channel before and after speaking), and slurring of speech.
There is also a tendency to activate the microphone without speaking, particularly when more adversely affected, and eventually stop responding. Although the fundamental frequency of speech (or pitch) can be an indicator of workload or stress, there is evidence that it tends to remain unchanged in situations involving hypoxia.
During the investigation into the accident involving VH-HPY, the ATSB requested a speech analysis expert, who had previous experience conducting analysis of hypoxia events, conduct an examination of the pilot’s speech and related behaviour during the accident flight to determine if the pilot was affected by hypoxia. The analysis involved comparing the pilot’s communications at lower altitudes against their communications at higher altitudes.
The analysis used both subjective and computational evaluations of the speech samples. Subjective evaluation provided observations of operational errors, quality and clarity of speech, and the number of syllables spoken. Computational evaluation was used to measure response time to ATC transmissions, the time from the commencement of transmission to the commencement of speech, speaking rate (syllables per second), and fundamental frequency (or pitch).
The speech samples used to perform the analysis consisted of:
5 radio statements made by the pilot at lower altitudes (3 below 10,000 ft on the initial climb and 2 at FL150 after the first descent)[31]
20 radio statements made by the pilot at higher altitudes[32] (4 at FL280 in first cruise, 2 on climb to second cruise and 1 just after establishing the second cruise at FL280, and then 13 from 55 minutes later at FL280 during the second cruise).
Analysis
The analysis found that, compared to when at lower altitudes, at higher altitudes, the pilot:
took significantly longer to respond to ATC communication (2.9 seconds compared to 1.1 seconds)[33]
spoke at a significantly slower rate (5.9 syllables per second compared to 7.4 syllables per second)[34]
took slightly longer to begin speaking after they commenced a transmission (0.59 seconds compared to 0.26 seconds)[35],[36]
displayed no change in their average speech fundamental frequency (99.6 Hz compared to 99.8 Hz)
made operational errors, especially in their later communications, such as providing a callsign twice, failing to provide a callsign, and referring to an incorrect location
spoke unclearly, especially in their later communications, including stuttering toward the end of their communications (which became pronounced in their final communication).
During the later series of communications (1341:31 to 1401:23), the pilot’s speaking rate became significantly slower (5.1 syllables per second) than their earlier speech at higher altitudes (7.3 syllables per second).[37] The pilot’s final communication displayed the slowest speech of all their communications during the flight (2.81 syllables per second). There was also one occasion when the pilot appeared to unkey and then rekey the microphone when speaking (1359:26) and one occasion when the microphone was keyed but the pilot did not speak (1400:27).
There appeared to be some improvement in the pilot’s speech while the aircraft spent a short time at FL150 compared to their speech during the initial cruise at FL280, with a more rapid response to the controller, a more rapid response after commencing transmission, a faster speaking rate, and clear and accurate communication. However, only limited samples were available to compare these 2 periods.
The analysis concluded that the speech samples provide evidence of significant and progressive impairment once the pilot reached FL280, including errors, slowed responses, misarticulations and, eventually, a failure to respond. Overall, the analysis determined that, although the pattern of symptoms could be consistent with a variety of environmental and medical issues, their correlation with altitude strongly indicated impairment by hypoxia.
Air traffic services
Overview
Airservices Australia was the responsible authority for the provision and administration of civil air traffic services in Australia. The stated objectives of the organisation’s air traffic services, as contained in the Manual of Air Traffic Services,[38] were to:
a) prevent collisions between aircraft;
b) prevent collisions between aircraft on the manoeuvring area and obstructions on that area;
c) expedite and maintain an orderly flow of air traffic;
d) provide advice and information useful for the safe and efficient conduct of flights; and
e) notify appropriate organisations regarding aircraft in need of search and rescue aid, and assist such organisations as required.
Service types
Airspace in Australia was separated into different classes that were either controlled (class A, class C, class D, and class E) or non-controlled (class G). Different services were offered to aircraft that operated in these airspace classes, based on the flight rules the aircraft was operating under. These services included ATC (en route, approach, and aerodrome), flight information, and alerting. These services were provided by air traffic controllers located at specific aerodromes or 1 of the 2 air traffic control centres located in Melbourne, Victoria and Brisbane, Queensland.
At the time of the accident, the aircraft was operating in class A airspace and received an en route control service from a controller located in the Brisbane ATC centre.
Airspace
Brisbane Centre was responsible for providing air traffic services to aircraft operating within the Brisbane flight information region (Figure 17). The Brisbane airspace was further divided into smaller volumes of airspace, called regions, with assigned air traffic controllers.
Figure 17: Flight information regions
Source: Airservices Australia, annotated by the ATSB
While the aircraft was on climb to its cruise level of FL280, the aircraft transitioned into an area of airspace defined as the ‘Simpson’ region, where it spent the remainder of the flight. The Simpson region covered an area of about 2 million km2 from the ground level to FL285. Its border started about 160 km inland from the east coast of Queensland and included central and north Queensland, parts of the Northern Territory, and sections of the Torres Strait (Figure 18).
Figure 18: Brisbane flight information region (Simpson region airspace highlighted)
Source: Airservices Australia, annotated by the ATSB
The airspace was ‘dynamic’ and could be divided into smaller sectors, depending on the volume or complexity of aircraft traffic, with a controller assigned to each sector. Within the region, the lower level of class A and class E (controlled) airspace was FL245 and FL125 respectively.
At the time of the accident, the air traffic activity within the Simpson region was low, and the airspace was ‘fully combined’ meaning the whole of the Simpson region was being controlled by one controller.
Also present within the Brisbane Centre at the time was a shift manager (SM), who was responsible for the oversight of the Simpson region’s controllers, and the air traffic management director (ATMD), who had overall responsibility for both the Brisbane and Melbourne airspace.
Air traffic control personnel
Simpson region air traffic controller
There were 2 air traffic controllers who managed VH-HPY while it was within the Simpson region airspace:
controller 1 had responsibility for the region for 90 minutes and managed most of the loss of communications and hypoxia response
controller 2 had responsibility for the region for 15 minutes during the period while controller 1 was in break.
All references to the ‘Simpson region controller’ contained herein refer to controller 1. They joined Airservices in 2012 and had about 9 years experience as an en route controller, all within the Brisbane Centre.
Shift manager
The SM joined Airservices Australia in 2004. Their experience included about 7 years as an area radar controller, 2 years as an operations manager, and 9 years as a SM.
Air traffic management director
The ATMD’s experience included about 27 years as an en route controller, 3 years as a SM, 2 years as an operations manager, and 1 year as an ATMD.
Emergency phases
Emergency phases were declared by ATC in instances where there was concern for the safety of an aircraft and its occupants. The procedures for the declaration of emergency phases for aircraft were contained in the Manual of Air Traffic Services and included:
An uncertainty phase (INCERFA) which was declared by ATC when uncertainty existed as to the safety of an aircraft and its occupants. The scenarios under which an INCERFA could be declared included a failure of a pilot to report to ATC 30 minutes after being assigned a frequency change.
An alert phase (ALERFA) which was declared when apprehension existed as to the safety of an aircraft and its occupants.
Emergency phases could be upgraded when air traffic control became ‘aware of additional factors that warrant greater apprehension’. This included:
• following an uncertainty phase declared because of failure to report, subsequent communications checks or inquiries to other relevant sources fail to reveal any news of the aircraft; [or]
• information has been received which indicates that the operating efficiency of an aircraft has been impaired to the extent that the safety of the aircraft may be affected.
If an aircraft was subject to an ALERFA declaration and the situation was relieved, but not to the extent that normal operations had been resumed, ATC could downgrade the ALERFA to an INCERFA.
If an aircraft was subject to an emergency phase and had resumed normal operations, or had landed safely, then ATC would cancel the phase and advise relevant units and agencies.
Hypoxic pilot procedures
The procedures to be applied by ATC in the case of specific in-flight emergencies were contained in the Airservices In-Flight Emergency Response (IFER) checklist. This included the actions to take if ATC suspected a pilot was potentially impacted by hypoxia.
The IFER checklist for a suspected hypoxic pilot scenario included the information to be passed to the pilot, the actions to take should escalation be required, and the instructions to issue the pilot to initiate a descent (Figure 19).
Figure 19: Airservices Australia IFER hypoxia checklist
Source: Airservices Australia
Supplemental procedures associated with all types of in-flight emergencies were also contained within the ‘normal operations resumed’ section of the Airservices Australia IFER Management Abnormal Operations manual. This section stated:
Extensive experience, both in Australia and overseas, shows that crews often try to down-play problems when communicating with [air traffic control]. Furthermore, what may be normal as far as the crew is concerned may still preclude the operational system from operating normally.
This section also stated:
If there is the slightest doubt about the continuing safety of the aircraft, it is prudent to continue with the IFER even if at a low key.
Airservices noted this manual was considered training material and reported that controllers do not use it when they are plugged into the console, rather, they only use the IFER Checklist.
Simpson region controller divided attention
Between 1357:43 and 1401:36, the pilot repeated the clearance from the controller 4 times, and twice requested confirmation that the Simpson controller had copied their clearance readback. During this time the Simpson region controller recalled that a lot of activity took place in the vicinity of their console to do with the previously-held concerns for the aircraft’s safety. This included questions from those located near the console. Additionally, during that 3 minute 53 second period there were 3 transmissions made by 2 other aircraft within the Simpson region. The controller responded to both aircraft without delay.
Organisational information
General
At the time of the accident, AGAIR held an air operator’s certificate issued by CASA on 19 May 2020, valid until 30 November 2023, which authorised ‘charter operations’ (CASR part 135) and ‘aerial work operations’ (CASR part 137 and 138). It also held a CASR part 141 flight training certificate that was valid until 28 February 2025.
AGAIR operated a mixed fleet of aircraft that comprised 3 Gulfstream 690 and 695, 2 Cessna C525, 9 Air Tractor AT802, a Cessna C337 and a Beech Baron. Its main base of operations was located at Stawell Airport, Victoria. AGAIR also had an aerial application (crop spraying) base located at Hay Airport, New South Wales (NSW).
AGAIR provided aerial application services to south-western NSW. It also had contracts to provide aerial services to fire agencies in Queensland, NSW and Western Australia. AGAIR engaged a mixture of permanently‑employed and seasonal pilots to complete aerial application and aerial fire operations.
Organisational structure
The chief executive officer (CEO) was the sole owner of the organisation. In addition to the CEO role, they also held the CASA‑approved positions of head of flying operations (HOFO) and head of aircraft airworthiness and maintenance control (HAAMC). The CEO worked from the AGAIR base at Stawell Airport. The approved organisational structure was documented in the AGAIR operations manual (OM) (Figure 20).
Figure 20: AGAIR organisational structure
Source: AGAIR
The AGAIR organisational structure depicted all flight crew reporting to the head of training and checking. However, this role was vacant at the time of the accident, as was the head of operations (flight training) position. The CEO stated that the organisation did not have an approved training and checking system, and that they (as HOFO) were undertaking aspects of the role until the organisation received its approval. However, neither the unapproved nature of the training and checking system or the additional training and checking activities undertaken by the HOFO were captured in the AGAIR OM.
The defined responsibilities of the HOFO included:
• The implementation of company policy and ensuring that all company air operations are conducted in full compliance with the Civil Aviation Act 1988, CASRs and CAOs
• Monitoring operational standards, maintaining training and checking records and supervising the training and checking of flight crew
• The allocation of aircraft appropriate to the planned task
The AGAIR OM also stated that the HOFO ‘in exercising any responsibility may delegate to other members of the company certain duties’. The CEO/HOFO stated that they had passed operational control of the line scanning activities to the chief operating officer (COO). This included flight crew reporting, and that the pilot of the accident flight reported to the COO at the time of the accident. This was not reflected in the approved organisational structure, and the AGAIR OM did not contain defined responsibilities for the COO role.
During interview, the COO confirmed their role included the oversight of the line scanning operations in VH-HPY, which involved overseeing the installation and testing of the camera equipment, mission planning, and client management.
Safety management system
Introduction
CASA defined a safety management system (SMS) as:
…a systematic approach based on managing risk through setting goals, capturing data, measuring performance and system refinement for managing safety risks. An SMS is woven into the fabric of an organisation that enables effective risk based decision-making processes across the business where risks are identified and continuously managed to an acceptable level.
At the time of the accident, AGAIR was required to have submitted an SMS implementation plan to CASA, but it was not required by aviation legislation to have an approved SMS or safety manager (see SMS implementation).
Outsourced safety management function
At the time of the accident, AGAIR outsourced its safety management functions to an entity named AVIARC. It provided AGAIR with a nominated safety manager and oversaw the development, implementation and ongoing management of the SMS. This contractual arrangement commenced in mid-2021.
The nominated safety manager was located at the AVIARC office in Red Hill, Queensland. They attended the AGAIR Stawell and Hay bases about 2 times a year, with most of the safety management work undertaken remotely. An online database, which was accessible by AGAIR and AVIARC personnel, was used for occurrence reporting and the ongoing management of safety functions.
SMS implementation
On 25 November 2022, AVIARC, on behalf of AGAIR, submitted a nomination for a safety manager, safety management manual (SMM) (issue 1 revision 1 dated November 2022), and SMS implementation plan to CASA. At the time of the accident, neither the SMM nor the nomination for safety manager had been assessed by CASA. CASA stated that no assessment had taken place as neither were required to have been submitted. Additionally, AGAIR had not specifically applied to be an early SMS adopter or completed the appropriate application submission for the approval of the safety manager.
The implementation plan submitted to CASA outlined the phased implementation of the SMS. In the supporting letter to CASA, the nominated safety manager stated that:
the Agair Safety Management System is ‘Present’ and ‘Suitable’ in every aspect, and also ‘Operational’ and ‘Effective’ in many others.
The AGAIR SMS implementation plan did not contain specific timeframes for the implementation of each phase other than to state:
the entire plan may take several years to reach full implementation.
The most recent revision to the AGAIR safety management system took place in June 2023 (SMM issue 4 revision 1), and this version was implemented at the time of the accident.
System effectiveness
Overview
The ATSB reviewed the AGAIR SMS as implemented at the time of the accident. This involved the review of safety data recorded over the period 2019–2023. Although it was found that AGAIR did have the basic elements necessary to capture and manage operational hazards at the time of the accident, many of these elements were partially implemented, did not meet current defined safety objectives, or contained deficiencies that may have impacted system efficacy.
The nominated safety manager stated that they were unaware of the intermittent pressurisation defect with VH-HPY, or the practice of operating the aircraft at a hazardous cabin altitude. The AGAIR CEO/HOFO confirmed that they had not raised the pressurisation issue with the safety manager either directly or during the various safety management meetings.
Safety management meetings
The AGAIR SMS had 4 levels of safety meetings:
executive safety review meetings
safety action group meetings
base safety meetings in both Stawell Airport and Hay Airport locations
CEO touchpoint meetings.
In the 3 years prior to the accident, AGAIR had conducted 14 safety action group meetings, 14 base safety meetings and 8 CEO touchpoint meetings. The minutes from these meetings did not contain any reference to the pressurisation issue involving VH-HPY or the continued risk of operating the aircraft at a hazardous cabin altitude. No executive safety review meetings had taken place. The AGAIR safety manager advised the ATSB that the content of the executive safety review was captured by the CEO touchpoint meetings.
Hazard and occurrence reporting
Interviews with AGAIR personnel and emails sourced during the investigation indicate that at least 8 current or previous AGAIR personnel had awareness of a pressurisation issue with VH-HPY over a period ranging from 1 month to greater than 2 years prior to the accident. Additionally, at least 4 current AGAIR personnel had awareness of the practice of operating the aircraft with an excessive cabin altitude over a period ranging from 1 month to greater than 12 months prior to the accident.
In the 5 years prior to the accident, a total of 62 reports had been submitted into the AGAIR reporting system. Thirty-four of these were work health safety (WHS) or non-operational reports including injuries and infrastructure issues. A total of 28 of the submitted reports related to aviation safety matters including wildlife and airspace issues (Figure 21). There were no instances of either the pressurisation issue or the continued operation of the aircraft with that defect raised within the system.
Figure 21: AGAIR hazard and occurrence reporting data from years 2019 to 2023
Source: ATSB
The reporting target defined within the AGAIR SMM at the time of the accident was 24 reports per year. However, it was unclear if this target was to also include non-operational reports. Regardless of the composition, this reporting target had not been achieved. A review of CEO touchpoint meeting minutes found that the 2 meetings conducted prior to the accident in September 2023 and October 2023 both referenced a low reporting rate. Other than stating the ‘CEO will encourage pilots to report on issues via usage of the ORAT’ it was unclear what, if any, action had been taken to improve reporting following these meetings. The safety manager had promulgated 4 messages to AGAIR personnel regarding reporting during the period October 2022 to September 2023, but these predated the 2 CEO touchpoint meetings.
During interview with the ATSB, the CEO/HOFO recalled that they always encouraged personnel to submit issues into the safety management system. They also stated that they had not entered the intermittent pressurisation defect into the SMS themselves, nor had they given thought about doing so. During interview with the ATSB, the safety manager stated that both the intermittent defect and the continued operation of the aircraft should have been reported into the SMS.
Hazard register
AGAIR had a hazard register that contained 268 identified hazards across the various activities conducted by the organisation. There were no instances of either the pressurisation issue or the continued operation of the aircraft with such a defect raised within the register. There was also no reference to the operation of pressurised aircraft or line scanning operations within the register.
Internal audits
AGAIR had conducted 19 internal audits in the 5 years prior to the accident. This was composed of 9 WHS or non-operational audits and 10 operational audits. Ninety per cent of the completed audits resulted in no findings and there were no instances of either the pressurisation issue or the continued operation of the aircraft having been identified. No audit of the line scanning operation had been conducted.
A review of the internal audits by the ATSB found that most of the operational audits were completed by the department owner, for example aircraft fleet audits conducted by the HOFO and HAAMC, in contradiction to the documented procedures contained within the AGAIR SMM current at the time that stated:
the AGAIR SMS audit processes are conducted by persons and departments independent of the functions being audited. … For Internal audits, where an independent auditor is not available, AGAIR can retain the services of a third-party auditor.
The SMM also stated:
AGAIR uses ‘normal operations’ monitoring methods, to gather hazard information from the normal daily routine workflow. This may include Line Operations Safety Auditing (LOSA), and/or Normal Operations Safety Surveys (NOSS) conducted by the ASM [safety manager] or delegate, on a randomly continuous basis as opportunity arises during the normal course of business.
No LOSA or NOSS had been conducted in the 5 years prior to the accident.
Management of change
The AGAIR safety management manual current at the time contained procedures for the management of change and stated ‘AGAIR adheres to a policy of systematic change management’. The triggers for the initiation of the change management process included:
• addition of new aircraft type, or more of the same aircraft type
• introduction of new equipment and/or operational procedures
• organisational restructure
• new types of operation
• changes to key personnel
• restructure of operational departments
• acquisition of equipment
• change in customer base.
In the 5 years prior to the accident, no change management activities had been documented.
Training and education
SMS training was recorded as current for all involved AGAIR personnel at the time of the accident.
Regulatory oversight
Civil Aviation Safety Authority
Overview
CASA was responsible, under the provisions of Section 9 of the Civil Aviation Act 1988, for the safety regulation of civil air operations in Australia and of Australian aircraft outside of Australia. This included issuing certificates, licences, registrations and permits, and conducting comprehensive aviation industry surveillance.
The primary means CASA used to oversight authorisation holders[39] were:
regulatory service activities (for example, assessing applications for the issue or variation to an authorisation holder’s approvals)
surveillance events.
Surveillance events
CASA undertook surveillance of an authorisation holder to assess the safety performance and compliance with regulatory requirements. This surveillance could be initiated:
based on a planned schedule
in response to outside events such as accidents or complaints
by a regulatory service task
as part of a national campaign focused on a particular industry sector.
There were 2 levels of surveillance undertaken by CASA. A level 1 event was usually structured to assess an authorisation holder’s system capabilities. These were large surveillance activities that often took place over several days and involved a multi-disciplinary team. A level 2 event was a less formal activity that was usually shorter in duration and was often focused on the verification of a process in practice. Both levels of surveillance could be conducted onsite or by desktop assessment.
Surveillance events were scoped to assess defined areas of an authorisation holder’s approved activities. Determining the scope of surveillance events incorporated elements of judgment by CASA staff in assessing risk and was informed by a range of information including previous surveillance events, and other safety data related to an authorisation holder. The effectiveness of the associated process(es) would then be assessed using a variety of techniques including process sampling. The limitations of process sampling included that a deficiency could exist within an area outside the defined scope of a surveillance event, that a process might not be sampled to the breadth or depth needed to uncover an issue, or that a process containing an issue might not be sampled at all.
At the conclusion of a surveillance event, CASA would issue a report and any identified findings to the authorisation holder. These findings were classified as:
safety alerts – used to raise an immediate safety concern regarding a serious breach
safety findings – used for the purposes of identifying a breach of a legislative provision or a provision of the authorisation holder’s written procedures
aircraft survey reports – used to provide the registered operator of an aircraft with notice of a potential or actual aircraft defect
safety observations – used to identify latent conditions resulting in system deficiencies that, while not constituting a legislative or procedural breach, have the potential to result in such a breach if not addressed, or potential areas for improvement in safety performance.
An authorisation holder was required to respond to all findings except for safety observations. If issues identified in a finding were not addressed, the authorisation holder could be subject to regulatory enforcement action, which involved CASA exercising specific legislative powers to alter the legal rights or obligations of the authorisation holder.
Authorisation holder performance indicator
The authorisation holder performance indicator (AHPI) tool was an assessment of an authorisation holder completed periodically by CASA. The tool was used until June 2022. The questionnaire covered factors associated with an authorisation holder’s management, organisation, operations, and regulatory history. An overall value was then given, which resulted in the authorisation holder being assigned to either category 1 (higher level surveillance focus required) or category 2 (normal surveillance level appropriate).
AGAIR pre-accident regulatory services
Regulatory service activities of note provided to AGAIR between November 2018–November 2023 included:
variation to the system of maintenance for VH-HPY (2019)
renewal of the air operator’s certificate (2020)
initial issue of a CASR part 141 flight training certificate (2020)
renewal of the CASR part 141 flight training certificate (2022)
voluntary suspension of the CASR part 141 flight training certificate (2023).
AGAIR pre-accident surveillance 2018–2023
Overview
There were 6 AHPI assessments undertaken on AGAIR during 2018–2022. All assessments resulted in AGAIR being assigned with category 2 (normal level of surveillance appropriate).
During November 2018–November 2023, AGAIR was also subject to 6 authorisation holder surveillance events (Table 7). This was composed of one level 1 event and 5 level 2 events that included surveillance associated with the variation to the manufacturer’s maintenance schedule for VH‑HPY (January 2019), renewal of the air operator’s certificate (April 2020), and regulatory service tasks. AGAIR had not been subject to any regulatory enforcement action in the 5 years prior to the accident. Further details on 2 surveillance events of note during that period, events 18876 and 18981, are provided in the following sections.
Table 7: AGAIR surveillance events
Event No.
Date
Level
Site visit
Area covered
18876
January 2019
Level 2
No
Variation to the manufacturer’s maintenance schedule
18981
May 2019
Level 2
Yes
Pilot duty times and airworthiness
19501
April 2020
Level 2
No
AOC renewal
23298
February 2021
Level 2
No
Aircraft proximity event during fire suppression activities
25581
October 2021
Level 2
Yes
Firefighting operations
23888
June 2022
Level 1
Yes
Part 141 flight training
Surveillance event 18876 (January 2019)
In January 2019, AGAIR applied to CASA for a one-off approval to vary the validity period for the maintenance release inspection for VH-HPY from 165 hours to 180 hours. At the time of the application, the aircraft had accumulated 6,521.2 hours, with the maintenance release valid for 150 flight hours (up to 6,512.9 hours). However, the maintenance schedule also permitted a non‑cumulative planning tolerance of an additional 15 hours (up to 6,527.9 hours). CASA subsequently granted AGAIR’s request.
Subsequent CASA review of the maintenance release identified that VH‑HPY had operated 8.3 hours beyond the 150-hour validity period of the maintenance release at the time of the application to CASA and a safety finding was raised. However, CASA acknowledged that the aircraft was still within the 15-hour planning tolerance published in the manufacturer’s maintenance schedule.
AGAIR responded to the safety finding, stating that the organisation had misinterpreted the allowable 15 hour ‘grace’ period within the system of maintenance which required a logbook statement and the maintenance release show the actual expiry time of 165 hours rather than 150 hours. An amended logbook statement for VH‑HPY was provided to CASA in May 2019 and the finding was acquitted by CASA in October 2019.
Surveillance event 18981 (May 2019)
In February 2019, CASA received correspondence from the New South Wales (NSW) Rural Fire Service (RFS)[40] that contained concerns raised by an AGAIR pilot. The concerns raised by the pilot included:
‘numerous ongoing maintenance issues’ with 2 aircraft used by AGAIR,[41] VH‑LVG (an Rockwell Commander 690A) and VH‑CLT (a Rockwell Commander 690B)[42]
senior AGAIR personnel providing conflicting advice to pilots on the continuation of operations with aircraft defects that (according to the reporting pilot) impacted the safety of operations ‘on a daily basis’
deferring the rectification of aircraft defects that impacted the safety of operations
non-compliant flight and duty rostering practices affecting pilot fatigue.
The concerns raised by the pilot did not contain any information on specific defects, other than reference to an issue with the air conditioning system of VH-LVG, which the pilot indicated had resulted in a very hot and fatiguing cockpit environment and resulting in tablets used as electronic flight bags (EFBs) entering thermal shutdown.
In response to the raised concerns, CASA initiated an onsite level 2 surveillance event that took place in May 2019. The surveillance was scoped to assess airworthiness control, crew scheduling and authorised activities. The surveillance team was composed of a flying operations inspector (FOI) and an airworthiness inspector (AWI). The surveillance event was conducted over a single day at AGAIR’s Stawell Airport facility and, according to the surveillance report and subsequent interviews with the involved AWI, the event involved:
interviews with the CEO (chief pilot and HAAMC) and a senior pilot
a review of flight and duty time records, AGAIR operations manual, and the current maintenance release for VH-LVG[43]
a non-intrusive, visual inspection of VH-LVG, and an Air Tractor.
The surveillance report, issued to AGAIR, stated:
The aircraft maintenance release for VH-LVG, Rockwell Turbo Commander 690B was reviewed and found to have no defects noted from operating pilots regarding any safety of flight issues. The release appeared to be managed correctly.
As a result of the surveillance, CASA issued AGAIR one safety finding and 3 observations (Table 8). The finding related to flight and duty rest requirements, which was one of the issues the pilot had raised with the NSW RFS.
Table 8: Surveillance event 18981 findings
CASA No.
Finding type
Title
Overview
721910
Safety finding
Pilot flight and duty times
The senior pilot was found to have exceeded flight and duty rest requirements
817396
Safety observation
Operational improvements
Recommendation to implement a Civil Aviation Safety Regulation (CASR) part 141, and to incorporate the organisation’s safety management system into the operations manual
817421
Safety observation
Cross hire agreement
Suggested recommendations to improve cross hire contractual agreements[44]
817425
Safety observation
Supplier engagement
Suggestion to develop a process that captured quality assurance activities conducted on maintenance suppliers
The ATSB reviewed the surveillance file and interviewed the AWI who undertook the May 2019 surveillance activity. The surveillance file contained limited information about the planning and actual conduct of the surveillance, and the FOI involved was no longer working for CASA and was not interviewed.
The AWI recalled that they had not themselves been in contact with the reporting pilot, and was unsure whether others at CASA had done so. There were no records on the surveillance file to indicate whether CASA contacted the pilot who wrote to the NSW RFS to assist in the planning for the event. However, usual practice was for CASA to make contact before any surveillance event was approved, so such a record may not have been stored in the surveillance file. The ATSB was unable to contact this pilot.
The AWI recalled that it was generally the approach that when conducting surveillance activities of authorisation holders that were involved in firefighting activities, the events were scheduled outside of the peak fire season to minimise the operational impacts to the holder from these activities.
At the time of the surveillance event, the AWI recalled that they had no previous interactions with AGAIR or GAM. Further, the AWI recalled that CASA’s approach to the surveillance was to determine if there was validity to the pilot’s complaint. The AWI advised that both aircraft inspected were in good condition. The historical (expired) maintenance releases and the aircraft logbooks were located at the aircraft’s maintenance provider (GAM) facility at Essendon Airport, Victoria, and were not reviewed. The AWI recalled that there was no evidence from their visit to suggest that there was activity going on that was not being documented, and nothing to indicate additional surveillance was necessary.
The ATSB was unable to determine if the safety finding related to pilot flight and duty times had been acquitted based on the available records.
ATSB review of VH-LVG maintenance records
The ATSB undertook a review of the maintenance records for VH-LVG from December 2014–April 2023. This included a crosscheck of the information contained within historical maintenance releases and the information contained within the aircraft airframe, engine, and propeller logbooks.
The maintenance release current at the time the AGAIR pilot raised their concerns, very likely the same maintenance release reviewed by the AWI during the surveillance event, contained 2 annotated items within the defects section. Both had been entered by a licenced aircraft maintenance engineer (LAME) on 11 February 2019:
‘TRAFFIC PROCESSOR REQ SERVICE’
‘RUDDER TRIM IND FLICKERING’.
These defects had been rectified during unscheduled maintenance endorsed on 15 and 27 February 2019.
Of the 7 maintenance releases that were valid from December 2014 to May 2019, 5 had no defect entries. Further ATSB examination identified about 10 entries of unscheduled work recorded in the airframe logbook with the characteristics of defects that could have appeared during operations and been identifiable by pilots. It was not determined whether these defects had been knowingly deferred.
This work was carried out during scheduled 150-hourly checks. Most of these defects were minor with the exception of one entry that related to the right engine oil pressure indicating system.
AGAIR post-accident surveillance
In response to the accident involving VH-HPY, CASA conducted a level 2 surveillance event (number 28544) of AGAIR in January 2024 at Avalon Airport, Stawell Airport, and Essendon Airport, Victoria. The surveillance was scoped to assess airworthiness assurance and airworthiness control, crew scheduling and authorised activities, and it was completed over 3 days. Personnel from one of AGAIR’s maintenance providers, GAM, were also interviewed as part of the surveillance event. The surveillance team was composed of 2 AWIs. One safety alert, 5 safety findings and 2 safety observations were issued to AGAIR (Table 9).
The primary issue identified by CASA was AGAIR operating its Gulfstream 690 and 695 aircraft (VH-HPY, VH-LVG and VH-LMC) with known defects not recorded on the maintenance release and operating these aircraft with scheduled maintenance overdue.
CASA reported that the related findings were primarily supported by evidence from crosschecking the maintenance releases and aircraft logbook certifications. Additional supporting information also included personnel interviews and an internal GAM email record from March 2023 listing numerous defects provided to them by an AGAIR pilot. CASA did not conduct a review of the entire history of each aircraft, but issues were identified for VH-LVG and VH-LMC between the years 2022 and 2023. A more in-depth review was conducted on VH-HPY since it was involved in the accident, and this review identified issues that existed between the years 2018 and 2023.
AGAIR provided CASA with responses to the safety alert and safety findings. These responses were under assessment at the time of publication.
Table 9: Surveillance event 28544 findings
CASA No.
Finding type
Title
Overview
732015
Safety alert
Non-recording of aircraft defects
AGAIR were operating their Gulfstream 690 and Gulfstream 695 aircraft with known defects not recorded on the maintenance release. CASA required AGAIR to have these aircraft inspected by an approved maintenance organisation before further flight
732082
Safety finding
Aircraft registered operator and cross-hire agreements
AGAIR were not the registered operator of 7 aircraft used by the organisation and there were no cross-hire agreements in place
732083
Safety finding
Non recording of defects on the aircraft maintenance release
Aircraft logbooks contained defects that were not recorded on the aircraft maintenance release
732084
Safety finding
Operating an aircraft with scheduled maintenance required on the maintenance release part 1
AGAIR operated aircraft with maintenance due on part 1 of the maintenance release
732085
Safety finding
Operating aircraft with non-permissible defects on the maintenance release
AGAIR operated an aircraft with a non-permissible defect on the maintenance release
732086
Safety finding
Pilot maintenance
AGAIR pilots were found to have conducted unauthorised aircraft maintenance
828000
Safety observation
Control of minimum equipment lists
AGAIR were not permitted to use a minimum equipment list issued to AGAIR logistics
827999
Safety observation
Compliance with engineering orders
AGAIR operated VH-HPY while the engineering order for the TK-7 camera was not approved
GAM pre-accident surveillance 2018–2023
There were 3 AHPI assessments undertaken on GAM between 2018 and 2022. All assessments resulted in GAM being assigned with category 2 (normal level of surveillance appropriate).
Between November 2018–November 2023, GAM was subject to one surveillance event that was conducted in May 2023. The CASA surveillance team was composed of 2 AWIs and one safety systems inspector. The event was conducted onsite at GAM’s Essendon Airport facility over 2 days. Three safety observations were issued to GAM related to non-destructive testing and safety assurance improvements.
GAM post-accident surveillance
Following the post-accident surveillance of AGAIR, CASA conducted a level 2 surveillance event (number 28605) of GAM onsite at its Essendon Airport facility over 2 days in April 2024. The surveillance team was composed of 2 AWIs, and the scope included approved maintenance organisation operations, data and documents, and maintenance activity. Six safety findings and 2 observations were raised as a result (Table 10).
The primary issue that CASA identified was that GAM had not appropriately managed the conduct of aircraft modifications on 2 Gulfstream 695A aircraft. This included the installation of the TK-7 camera system on VH-HPY.
GAM provided CASA with responses to the safety findings. These responses were under assessment at the time of publication.
Table 10: Surveillance event 28605 findings
CASA No.
Finding type
Title
Overview
732426
Safety finding
Certification for aircraft maintenance to be made in the aircraft logbook in accordance with the aircraft log book instructions & CASA Schedule 6
Some certifications were not placed or recorded in aircraft logbooks
732427
Safety finding
Aircraft maintenance to be carried out in accordance with approved data
Some modifications were undertaken to aircraft (including VH-HPY) that were released to service prior to the approval of the engineering order
732428
Safety finding
Certification of maintenance in accordance with system of certification
Some modifications were undertaken to aircraft (including VH-HPY) without raising a worksheet package or meeting certification requirements
732429
Safety finding
Co-ordination of maintenance
A modification to VH-HPY was certified by a licenced aircraft maintenance engineer who was not authorised to certify for all the maintenance undertaken
732430
Safety finding
Management and compliance with engineering orders
Several aircraft (including VH-HPY) were released to service with maintenance due
732431
Safety finding
Aircraft returned to service without certification for maintenance
Two aircraft (including VH-HPY) were released to service with uncertified maintenance or maintenance required
828315
Safety observation
Reviewing legislative maintenance requirements
GAM certified for maintenance tasks which were not applicable to the aircraft under legislation
828316
Safety observation
Aircraft modification instructions for continued airworthiness
Engineering order instructions for continued airworthiness had not been complied with (including VH-HPY)
Related occurrences
The ATSB occurrence database contained 6 other serious incidents and accidents that were investigated involving pilot incapacitation due to altitude hypoxia.
Pilot incapacitation involving Raytheon Aircraft Super King Air 200, VH‑OYA, 72 km east of Edinburgh Airport, South Australia, on 21 June 1999 (ATSB investigation 199902928)
On 21 June 1999, a Raytheon Aircraft Super King Air 200, VH-OYA, departed Edinburgh, South Australia for Oakey, Queensland with 1 pilot and 2 passengers. One of the 2 passengers, who was also a pilot but not qualified to operate the aircraft type, occupied the co-pilot seat. The other passenger was seated in the cabin. All 3 occupants were serving RAAF personnel.
As the aircraft reached the cruise level of FL250, the controller contacted the pilot, indicating that the aircraft was not maintaining the assigned track. The pilot acknowledged this transmission. A short time later the passenger in the co-pilot seat noticed that the pilot was repeatedly performing the same task to do with GPS programming. The controller advised the pilot again that the aircraft was still off track, however the pilot did not reply to this transmission. Shortly after this, the pilot lost consciousness. The passenger in the co-pilot seat took control of the aircraft and commenced an emergency descent. The other passenger then unstowed the pilot's oxygen mask and took several breaths of oxygen from it before fitting it to the unconscious pilot. Neither passenger donned an oxygen mask during the incident. The pilot recovered consciousness during the descent, and once they had regained situation awareness, resumed control of the aircraft and carried out an uneventful landing.
The investigation concluded that both bleed air switches were inadvertently selected to ENVIR OFF during the climb. It was also found that the cockpit warning system did not adequately alert the pilot to the cabin depressurisation, and the oxygen mask deployment doors were incorrectly orientated during installation so that the masks would not automatically deploy when required. The ATSB also identified that hypobaric training did not provide an effective defence to ensure that the pilot or passengers would identify the onset of hypoxia.
Pilot and passenger incapacitation involving Beech Super King Air 200, VH‑SKC, Wernadinga Station, Queensland, on 4 September 2000 (ATSB investigation 200003771)
On 4 September 2000, a Beech Super King Air 200 aircraft, VH-SKC, departed Perth, Western Australia on a charter flight to Leonora with 1 pilot and 7 passengers on board. Shortly after the aircraft had climbed through its assigned altitude, the pilot’s speech became significantly impaired and they appeared unable to respond to ATC instructions. Open microphone transmissions over the next 8 minutes revealed the progressive deterioration of the pilot towards unconsciousness and the absence of any sounds of passenger activity in the aircraft. No human response of any kind was detected for the remainder of the flight. Five hours after taking off from Perth, the aircraft impacted terrain and was destroyed. There were no survivors.
The investigation concluded that the incapacitation was probably a result of altitude hypoxia due to the aircraft being fully or partially unpressurised and the occupants not receiving supplemental oxygen. Due to the extensive nature of the damage to the aircraft caused by the impact with the ground, and because no recording systems were installed in the aircraft (nor were they required to be), the investigation could not determine the reason for the aircraft being unpressurised, or why the pilot and passengers did not receive supplemental oxygen.
Uncontrolled flight into water involving Cessna 208B, VH-FAY 260 km north-east of Narita International Airport, Japan, on 27 September 2018 (ATSB investigation AO-2018-065)
The pilot of a Cessna 208B aircraft, registered VH-FAY, was contracted by the aircraft operator to ferry VH-FAY from Jandakot Airport, Western Australia to Mississippi, United States. On the morning of 27 September 2018 local time, the aircraft departed Saipan International Airport, Northern Mariana Islands, for a planned flight to New Chitose Airport, Hokkaido, Japan. After climbing for about an hour, the aircraft levelled off at FL220.
After 2 hours 20 minutes flight time, the pilot contacted Tokyo radio flight information service at the first mandatory reporting position. The aircraft passed the next reporting point at the same altitude, 1 hour 20 minutes later, but the pilot did not contact Tokyo radio as expected. Tokyo radio made repeated attempts to communicate with the pilot, without success. Having received no communications from the pilot for 4.5 hours, 2 Japan Air Self-Defense Force aircraft intercepted VH-FAY. The pilot did not manoeuvre the aircraft in response, in accordance with international intercept protocols.
After about 30 minutes, the Japan Air Self-Defense Force pilots observed VH-FAY descend into cloud. The aircraft descended rapidly and disappeared from radar less than 2 minutes later. Within 2 hours, search and rescue personnel located the aircraft’s rear passenger door. No other aircraft wreckage was located and the pilot was not found.
The ATSB found that while the aircraft was in the cruise on autopilot, the pilot almost certainly became incapacitated and did not recover. About 5 hours after the last position report, without pilot intervention to select fuel tanks, the aircraft’s engine stopped, likely due to fuel starvation. This resulted in the aircraft entering an uncontrolled descent into the ocean. The cause of incapacitation could not be determined. While a medical event could not be ruled out, the pilot was operating alone in an unpressurised aircraft at 22,000 ft and probably using an unsuitable oxygen system, which increased the risk of hypoxia.
Depressurisation event involving a Metro 3, VH-SEF, 93 km south-south-east of Narrabri Airport, New South Wales, on 23 September 2012 (ATSB investigation AO-2012-127)
On the evening of 23 September 2012, a Metro 3 aircraft, VH-SEF, departed Narrabri, New South Wales on a scheduled passenger flight to Sydney with 2 pilots and 7 passengers. During the climb, the captain began to feel unwell and their symptoms worsened as the climb progressed. The captain used the aircraft’s oxygen supply and noted that their symptoms started to improve. The captain requested the first officer check the cabin altitude, but before they could respond, the cabin altitude warning light illuminated at a cabin altitude of 17,000 ft. An emergency descent to 10,000 ft was subsequently performed.
The flight crew later found that the aircraft’s pressurisation system would not pressurise the cabin in automatic mode, and manual mode resulted in an erratic cabin altitude. Once the aircraft had landed, the pressurisation system was tested with no fault found. The cabin altitude warning switch was found to be out of tolerance and replaced. At the time of the incident, there was no routine maintenance regime for the cabin altitude warning system.
Flight crew incapacitation involving a Reims F406, VH-EYQ, near Emerald Airport, Queensland, on 1 August 2014 (ATSB investigation AO-2014-134)
On the morning of 1 August 2014, a Reims Aviation F406 aircraft, VH-EYQ, departed Emerald, Queensland, on an aerial survey task with a pilot and navigator on board. The aircraft was fitted with an oxygen system to allow unpressurised operations above 10,000 ft.
During the climb, the pilot turned on the aircraft oxygen supply, and then connected and donned their oxygen mask. The pilot then monitored their blood oxygen saturation level on an oxygen pulse meter as the aircraft continued to climb. During the climb to FL245, at a level of about FL180, the pilot noticed that their blood oxygen saturation level had fallen significantly.
The pilot attempted to increase the amount of oxygen they were receiving, while continuing to climb, by adjusting their oxygen system controller. During this period, the pilot’s accuracy when controlling the aircraft deteriorated and their speech became slurred. The navigator encouraged the pilot to maintain control and descend, and ATC prompted the pilot to ensure they were receiving an adequate supply of oxygen. The pilot eventually identified that their oxygen fitting had disconnected. The fitting was reconnected by the pilot, after which the pilot made a controlled descent before landing at Emerald.
Pilot incapacitation involving Cessna 208B, VH-DQP, near Brisbane Airport, Queensland, on 2 July 2020 (ATSB investigation AO-2020-032)
On the afternoon of 2 July 2020, the pilot of a Cessna 208B aircraft, VH-DQP, was conducting a ferry flight from Cairns, Queensland to Redcliffe. After encountering unforecast icing conditions and poor visibility due to cloud, the pilot climbed from 10,000 ft to 11,000 ft. Later, ATC attempted to contact the pilot regarding the descent into Redcliffe but no response was received from the pilot at that time, or for the next 40 minutes. During this time, ATC, with the assistance of pilots from nearby aircraft, made further attempts to contact the pilot. When the aircraft was about 111 km south-south-east of the intended destination, communications were re-established. The pilot was instructed by ATC to land at Gold Coast Airport. The pilot tracked to the Gold Coast and landed.
The ATSB found that the pilot was likely experiencing a level of fatigue due to inadequate sleep the night before, and leading up to the incident, and consequently fell asleep during the flight. Further, operating at 11,000 ft with intermittent use of supplemental oxygen likely resulted in the pilot experiencing mild hypoxia. This likely exacerbated the pilot’s existing fatigue and contributed to the pilot falling asleep.
Safety analysis
Introduction
On the morning of 4 November 2023, a Gulfstream 695A, registered VH‑HPY, was tasked to conduct line scanning of fire zones north of Mount Isa, Queensland. On board the aircraft were the pilot and 2 camera operators.
About 1 hour and 50 minutes into the flight, while the aircraft was in cruise at flight level (FL) 280, air traffic control (ATC) radio contact with the pilot was lost. ATC made multiple attempts to contact the pilot, leading ATC to declare an uncertainty phase for the aircraft. Following a brief telephone conversation with the pilot, where the pilot’s speech was detected to be ‘slow’ and ‘delayed’, ATC upgraded the status to an alert phase and initiated their hypoxia emergency procedures.
About 10 minutes later, radio contact with the pilot was re-established via the crew of a Royal Australian Air Force aircraft, then directly with ATC. The alert phase was downgraded to an uncertainty phase and, a short time later, ATC cancelled the uncertainty phase.
The pilot confirmed with ATC that their oxygen system was operating normally, and they were subsequently issued a clearance to undertake line scanning north of Mount Isa. The pilot made a final radio transmission at 1401:23. Commencing at 1419:19, ATC attempted to repeatedly contact the pilot, but they did not respond to any further radio calls.
At 1426 the aircraft entered a descending anticlockwise turn with an increasing rate of descent. At an altitude of about 10,500 ft, the aircraft likely transitioned into an aerodynamic spin, with a subsequent average rate of descent of about 13,500 ft/min. The aircraft collided with terrain at about 1427, with the wreckage located 55 km south-east of Cloncurry Airport. The 3 occupants were fatally injured, and the aircraft was destroyed by impact forces and a fuel-fed post-impact fire.
This analysis first examines pilot impairment and the accident sequence, and then discusses the maintenance, organisational, air traffic control and regulatory oversight aspects involved.
Altitude hypoxia
The pilot’s speech, as captured by ATC recordings, demonstrated significant and progressive impairment while the aircraft was operating at about FL280. This included errors, slowed responses, misarticulations, and eventually a failure to respond to radio calls.
The pilot’s medical history and the post-mortem examination contained no indications of a pre‑existing medical condition that could have resulted in their impairment. Additionally, camera operator 1 held a commercial pilot licence, with experience flying twin-engine aircraft, and they would likely have been able to operate the aircraft had the pilot experienced a medical event.
The content of the pilot’s radio transmissions at FL280 were consistent with altitude hypoxia. The vocal symptoms exhibited by the pilotvaried significantly with altitude, noticeably improving when the aircraft descended to FL150, then worsening again when the aircraft returned to FL280. These symptoms progressively worsened when the flight was continued at FL280. The pilot’s final radio transmission included an incorrect location reference, stuttering, and the slowest speaking rate of all transmissions.
The effects of altitude hypoxia worsen as pressure altitude increases and over the duration of exposure, and include impairment of cognitive skills, impaired psychomotor coordination, reduced reaction times and loss of consciousness. From the evidence available, further elaborated on below, it is almost certain that during the flight the pilot experienced hypoxia symptoms that degraded their ability to operate the aircraft, and it is possible that the pilot also experienced some loss of consciousness.
The ATSB also identified that the aircraft was likely higher than indicated by the barometric data transmitted by the automatic dependent surveillance broadcast (ADS-B) transponder. During cruise at FL280 it is likely that the actual altitude of the aircraft was at about 29,400 ft, which would have further exacerbated the effects of altitude hypoxia.
Contributing factor
The pilot's ability to safely operate the aircraft was almost certainly significantly degraded by the onset of altitude hypoxia.
Accident sequence
Power reduction
About 4 minutes prior to the accident, when VH-HPY was about 67 km south-east of Cloncurry Airport, the aircraft entered a very shallow descent from FL280, and its airspeed began to decay at a linear rate. Over a period of 2 minutes the airspeed reduced from about 148 to 86 knots calibrated airspeed.
The flight plan route, and ATC clearance current at the time, was for the aircraft to track to a location near Mount Gordon to undertake line scanning. Both the flight to this location and line scanning were to be conducted at FL280. Consequently, there was no planned operational reason for the aircraft to initiate a descent at the location where the deceleration commenced.
The linear deceleration, combined with the shallow descent, was estimated to require a reduction in engine power settings to about 25% maximum continuous power (MCP). This value was consistent with the power setting calculated to be used by the pilot earlier in the flight when the aircraft undertook a descent from FL280 to FL150, and significantly less than the 46–48% MCP setting that was calculated to have been used by the pilot during cruise.
It is possible that, as the aircraft neared Cloncurry, the pilot reduced the power with the intention of undertaking a similar manoeuvre. Overall, there was insufficient evidence to determine why the power levers were reduced during the flight. However, the pilot’s ability to manage the aircraft systems (such as not disengaging the autopilot), or communicate their intentions to ATC, would probably have been impacted by the effects of altitude hypoxia, resulting in the pilot not initiating the descent correctly.
Contributing factor
While in cruise at flight level 280, both power levers were probably reduced without an appropriate descent rate being initiated, resulting in a progressive reduction of airspeed.
Departure from controlled flight
The flight data, in conjunction with the wreckage composition and witness observations, indicate the aircraft had entered a stable spin by about 10,500 ft that continued until impact with terrain.
There was no hazardous weather forecast for the area and the wreckage composition was not consistent with an in-flight breakup with all major components accounted amongst the wreckage at the accident site. While the quantity of fuel onboard the aircraft could not be established, the engine and propeller indications, flight performance data, witness reports, and large post-impact fuel-fed fire were consistent with the engines operating and producing power at impact.
The aircraft wreckage was surrounded by an undamaged tree and termite mounds, indicating a near vertical trajectory, and the aircraft’s angle of entry was shallow and upright. The aft fuselage was compressed and displaced on the windward side, and the aircraft nose was displaced to the left, indicating clockwise rotation at impact.
Several possibilities for the aircraft’s departure from controlled flight were examined.
Stall
An aerodynamic stall was examined as a possible mechanism for the aircraft’s departure from controlled flight. However, this scenario was considered unlikely as the calculated stall speed of the aircraft at the time was about 74 kt calibrated airspeed (KCAS), 12 kt less than the calculated airspeed of the aircraft. Additionally, it was calculated that the aircraft engines were producing about 25% MCP, which would effectively decrease the stall speed and result in a further increased margin above the stall.
Inoperative engine
An inoperative engine resulting in an inability to maintain directional control was also considered and excluded as a mechanism for the departure from controlled flight. While the minimum control speed air (VMCA) for the aircraft was 95 KCAS, the minimum control speed decreased to approximately 67 KCAS when the 25% MCP engine power was applied to the scenario (assuming half the lateral thrust and thus half the yaw moment). This speed was 19 kt less than the speed of the aircraft.
Both engines had internal damage indicating they were operating at the time of impact. The damage present on both propellers showed multiple indications that the engines were probably operating at a low to moderate power at the time of impact, further reducing the likelihood of such a scenario.
Autopilot disengagement
The autopilot trim servo monitor had fault detection and diagnostic capabilities that would automatically disengage the autopilot if it detected an exceedance of threshold voltages within a servo as it worked against an aerodynamic or mechanical force. It is possible that the threshold voltage of the elevator/elevator trim servo was exceeded as the angle of attack increased and, as a result, the autopilot disengaged, and the aircraft began a slow roll to the left. However, no data existed that captured the resistance values within these servos and, consequently, an accurate calculation of the conditions present within the autopilot system could not be achieved.
Emergency descent
The flight data was consistent with the pilot’s training notes for the execution of an emergency descent which stated, ‘best initiated with roll, using the secondary effect (yaw) to pitch the nose down to the required attitude without causing negative load factor.’ It is therefore possible that the pilot manually disconnected the autopilot and initiated the descent manoeuvre, while managing the effects of altitude hypoxia. It is also possible, albeit less likely, that one of the camera operators may have manually disconnected the autopilot in response to the hypoxic scenario.
Regardless of the mechanism for the initial departure from controlled flight, the manoeuvre progressed to a high-speed descent with an average vertical speed of about 19,500 ft/min (192 kt vertical). Prior to the aircraft passing 10,500 ft the aircraft transitioned from a high-speed regime to a slow, below stall speed spin. There were 2 scenarios that would likely result in such a transition. They were a pull out of a near vertical dive or spiral dive, without overstressing the airframe to:
a climbing attitude allowing the speed to decay to around stall before an uncoordinated entry into the spin; or
an entry to an accelerated stall due to high ‘g’ acceleration, possibly while attempting to roll wings level.
The first scenario is unlikely due to there being no evidence of climbing flight in the flight data.
From an almost certain hypoxic state, with rapid descent into increasing air density and pressure, and with increasing wind noise and possibly airframe buffet, the pilot likely became more aware of their situation and attempted to manoeuvre the aircraft by pulling out of the dive. In a vertical dive pull out, stall speed will increase with normal acceleration. If yaw or roll was present at the time of the stall, it would likely have resulted in the aircraft entering an unintentional spin condition that continued until the aircraft impacted terrain.
Furthermore, being a twin-engine aircraft, spin recovery is not probable due to the relatively large lateral/polar moment of inertia created by the wing-mounted engines. The flight manual contained a section on spin recovery, but it also stated that no spin testing had been conducted.
Contributing factor
The aircraft entered a descending anticlockwise turn with an increasing rate of descent. At about 10,500 ft, control input(s) were almost certainly made, probably an attempt to recover, that transitioned the aircraft from a high-speed descent to a spin condition that was likely unrecoverable and which continued until the impact with terrain.
VH-HPY pressurisation defect and continued operations at high altitude
Pressurisation defect
The aircraft had a pressurised cabin that was designed to permit the aircraft to operate up to a service ceiling of 35,000 ft without the occupants requiring supplemental oxygen. The aircraft was also fitted with an oxygen system, to be used in the event of an emergency such as a cabin depressurisation, that allowed the pilot to make a planned descent to a safe altitude.
However, the aircraft had a known, long-term, unresolved intermittent pressurisation system defect that would occasionally limit the maximum attainable cabin differential to about 2.2 psi. The normal operating cabin differential was about 6.6 psi. The pressurisation defect was known by AGAIR management personnel and pilots, as well as engineering staff at the operator’s maintenance facility (General Aviation Maintenance). This included the AGAIR head of flying operations (HOFO), chief operating officer (COO) and the pilot of the accident flight. While the defect had not been recorded on the maintenance release, nor entered into the AGAIR hazard and occurrence reporting system (SMS), raised at safety meetings or reported to the external safety manager, attempts had been made by GAM engineers to resolve the defect, but these attempts were unsuccessful.
The defect would manifest during climb, indicated by a low value on the cabin differential gauge, which would give the pilot operating the aircraft the opportunity to cease the climb at a level that would maintain a safe cabin altitude (typically less than 10,000 ft). If the climb was continued, and the cabin altitude exceeded 11,000 ft (± 500 ft), the pilot would be alerted to the unsafe cabin altitude by an aural warning, which could be silenced by the pilot, and a flashing annunciator that would continue for 10–20 seconds and then remain illuminated until the cabin altitude was below the 11,000 ft threshold. In this instance, the pilot’s operating handbook (POH) required the pilot to don an oxygen mask and initiate a descent to 12,000 ft or below.
The POH required the aircraft to be operated unpressurised if a pressurisation system component was inoperative. The aircraft was fitted with an oxygen system, but it was for emergency use only to allow the pilot to make a controlled descent to a safe altitude in the event of a depressurisation or cabin air contamination event. Consequently, with the pressurisation system defective, the aircraft was required by aviation legislation to be operated no longer than 30 minutes continuously between FL125 and less than FL140, or it could be operated indefinitely at a level below FL125.
Pilot actions during previous flights
AGAIR normally conducted line scanning as a single pilot operation along with one camera operator on board. The flights were typically flown at FL280 as it provided for a wide camera swathe and increased fuel economy. Recorded data shows that about 70% of all VH-HPY flights into and out of Toowoomba during 4 September 2023–4 November 2023 involved a cruise at FL280. However, the associated operational procedures (in draft at the time of the accident) permitted line scanning to take place at any altitude at or above 5,000 ft. While management and draft procedures noted FL280 provided the best efficiency for both transiting and scanning, there was no specific requirement for the flights to be conducted only at FL280.
The pilot of the accident flight undertook their first line scanning flight as pilot in command on 28 September 2023 and flew 24 flights as PIC of VH‑HPY, 19 of which involved a cruise at FL280. Over this period, the pilot sent a series of emails to AGAIR management personnel that described a practice of continuing to operate VH-HPY at FL280 while the pressurisation system was defective. In one such email, the pilot stated that they were regularly spending 90 minutes at a cabin altitude of 19,000 ft while operating at FL280.
The time of useful consciousness (TUC) at 19,000 ft without a supplemental supply of oxygen could be as low as 18 minutes. To mitigate the risk of hypoxia, the pilot described using the aircraft’s oxygen system for non-emergency use. The oxygen system was designed for emergency use only, and for continuous flight at a cabin altitude of 19,000 ft, the pilot and crew were legally required to use an appropriate oxygen system, that is, a system designed for continued use over the duration of the flight.
The pilot of the accident flight also communicated a practice of conducting brief descents to a lower level as an additional means of managing the effects of hypoxia. A review of flight data revealed that the pilot had conducted similar short descents during 7 flights in the lead-up to the accident. No normal or approved operational requirement for these descents could be established.
The emails sent by the pilot, and the VH-HPY historical flight data, indicate the pilot had a pattern of normalised deviation from safe operating practices by continuing to operate the aircraft at FL280 when the pressurisation system was defective. However, the pilot was not alone in the practice of continuing to operate the aircraft at FL280 while the pressurisation system was defective (see Organisational influences). These flights were conducted without access to a suitable oxygen supply, significantly increasing the risk of altitude hypoxia induced incapacitation.
The concept of‘normalisation of deviance’ describes the desensitisation to risk experienced by individuals or groups who repeatedly deviate from safe operating practices, within a high-risk environment, without encountering negative consequences. A prominent feature of the normalisation of deviance is the desensitisation process, where frequent deviant actions result in the practice’s normalisation and perceived standardisation within everyday operations. This sets a new precedent for what is considered tolerable and establishes a new normal from which further deviations may occur. In the absence of intervention (for example, an independent audit), this cycle of deviance is disrupted only when the behaviour results in an undesirable outcome such as an accident (Sedlar and others 2022).
Contributing factor
The pilot had a normalised practice of operating VH-HPY with a cabin altitude that required the use of supplemental oxygen. These flights were conducted without access to a suitable oxygen supply, significantly increasing the risk of altitude hypoxia induced incapacitation.
Pilot actions during accident flight
As previously noted, the pilot’s speech and related behaviour while the aircraft was at FL280 demonstrated significant and progressive impairment that was consistent with altitude hypoxia. Within the aviation context, the principal causes of altitude hypoxia are:
ascent to high cabin altitude without the use of supplemental oxygen
failure of the supplemental oxygen system, or oxygen set to an inadequate concentration and or pressure, while at high cabin altitude
depressurisation of the pressure cabin at high altitude (Gradwell 2016).
In addition, and as previously stated, the pilot of the accident flight had a normalised practice of operating VH-HPY at FL280 with the pressurisation system defective, resulting in a cabin altitude of 19,000 ft. The pilot’s strategies for mitigating the effects of hypoxia during these flights was to undertake descents to lower flight levels for a short period of time and use of the aircraft oxygen system for non-emergency use.
During the accident flight, at about 1141, the pilot undertook a descent to FL150 for a period of about 6 minutes, before climbing back to FL280. The descent was not part of the submitted flight plan and there was no operational reason for the descent to occur. The descent, which was consistent with the pilot’s practice for hypoxia management, almost certainly indicates that the aircraft's pressurisation system did not attain the required cabin altitude.
Although the aircraft cabin altitude at FL280 was not recorded and had not been reported by the pilot during the accident flight, if the aircraft pressurisation system defect manifested as it had done on previous flights, the cabin altitude at FL280 would have been about 19,000 ft. The TUC at 19,000 ft could be as low as 18 minutes, however the aircraft had been in cruise for about 90 minutes when the pilot made their final radio transmission. Although TUC is dependent on individual factors, the extended period beyond the calculated TUC may indicate that the pilot used the oxygen system for non-emergency use during cruise, as they had also done during previous flights.
The oxygen system included 2 rapid-donning masks in the cockpit and drop‑down masks within the cabin. It is unclear how these masks may have been used with 3 occupants on board the aircraft. There was one cylinder that provided oxygen to the cockpit and cabin masks which was refilled during the maintenance activity that took place 4 days prior to the accident. The aircraft had flown 2 flights since the refill so the amount of oxygen contained within the cylinder when the aircraft departed could not be determined. However, assuming the cylinder was at 1,800 psi at the time of departure from Toowoomba Airport, it was calculated that the cylinder contents would be depleted after about 29 minutes if used by 3 occupants, depending on flow rates.
This time period is significantly less than the time the aircraft spent in cruise at FL280 up to the pilot’s final radio transmission. It is possible that the aircraft cabin altitude was less than 19,000 ft but still within the hypoxic range, or the crew may have been using the oxygen system intermittently, or highly diluted, to manage the acute symptoms of hypoxia. Such a scenario would be highly unsafe as the symptoms and signs of hypoxia, on acute exposure to altitudes greater than 15,000 ft when breathing air, include a loss of critical judgment and willpower, with the subject usually unaware of any deterioration in performance or the presence of hypoxia. In this scenario, the pilot may have eventually lost the self-awareness required to identify the symptoms of hypoxia and take appropriate corrective action to resolve the situation.
The oxygen system panel, which included the cylinder pressure gauge for the aircraft oxygen system, was recessed into the sidewall on the right side of the cockpit out of the pilot’s direct field of view. Consequently, it is also possible that the oxygen within the cylinder was eventually exhausted by the 3 occupants, without their awareness, resulting in a similar outcome.
Contributing factor
The aircraft's pressurisation system probably did not attain the required cabin altitude when operating at flight level 280 during the accident flight. The pilot probably knowingly continued the flight with a cabin altitude that required the use of supplemental oxygen, without access to a suitable oxygen supply.
Organisational influences
Normalisation of deviance
Chief operating officer
The AGAIR chief operating officer (COO), who oversighted the line scanning operations, occasionally experienced VH-HPY’s intermittent pressurisation system defect while flying as pilot in command. On at least 2 occasions the COO continued to operate VH-HPY with a cabin altitude that required the use of oxygen, without access to a suitable oxygen supply.
On 16 October 2023, the pilot of the accident flight sent the COO an email stating that they were operating the aircraft with a high cabin altitude while using the aircraft’s oxygen system and, consequently, the oxygen cylinder needed to be refilled. The COO responded to the email by providing procedures to facilitate the refilling of the oxygen cylinder, but the hazardous practice of continuing to operate the aircraft with an excessive cabin altitude was not addressed.
The COO was a senior AGAIR manager, and their actions (and inactions) had the potential to influence the operational standards of other pilots and crew, and set the risk appetite for the operation. Their practice of continuing to operate the aircraft and allowing it to be operated at FL280 with the pressurisation system defective exposed the aircraft’s occupants to significant risk of hypoxic induced incapacitation. In doing so, the COO likely normalised the deviation from the POH and civil aviation legislation and communicated the acceptance of such non-compliant practices by senior AGAIR management.
Head of flying operations
The AGAIR head of flying operations (HOFO), who was also the owner, chief executive officer (CEO), and head of airworthiness and aircraft maintenance control (HAAMC), stated to the ATSB that they were aware of the intermittent pressurisation defect, but they were not aware of any pilots who had continued to operate the aircraft at FL280 with the pressurisation system defective. This was despite the HOFO having received and responded to an email from the pilot of the accident flight on 22 October 2023 that outlined the practice of operating the aircraft with a cabin altitude of 19,000 ft while using the aircraft oxygen system. The response from the HOFO to the email included the statement ‘thanks for keeping it going’. Such a response would have been reasonably perceived by the pilot of the accident flight as encouraging their practice of continuing to operate the aircraft at an excessive cabin altitude, and inappropriate use of the oxygen system.
The HOFO stated that they interpreted the email as being what ‘would’ happen rather than what ‘was’ happening. However, if the HOFO’s premise that they interpreted the email content as hypothetical is to be accepted, then it would be reasonable to expect that the HOFO would have immediately advised the pilot of the accident flight not to apply such a hazardous operational practice. However, the HOFO’s email response contained no such advice, and they did not contact the pilot by any other means to discuss the content of the email.
The HOFO stated that they had not provided any operational advice to the pilot following the email as they had passed operational control of the line scanning activity to the COO. This included reporting lines for the pilot of the accident flight. The COO also received the same email from the pilot of the accident flight on 22 October 2023, but they did not reply or contact the pilot to discuss its content.
Contributing factor
The AGAIR aircraft VH-HPY pressurisation system could not reliably attain the required cabin altitude during flight due to a known, long-term, unresolved intermittent defect. AGAIR management personnel were aware of the defect and, through a combination of inaction, encouragement and, in some instances direct involvement, permitted the aircraft to continue operations at an excessive cabin altitude. (Safety issue)
Operational control
The COO had oversight of the line scanning operation. However, the approved organisational structure, as contained within the AGAIR operations manual (OM), did not reflect this arrangement. Instead, the COO role was depicted as having responsibility for ground support equipment and personnel, customers and suppliers only. There were no defined responsibilities for the COO contained within the AGAIR OM, nor any procedures specific to line scanning operations, making it unclear exactly what the COO’s role entailed.
The AGAIR OM permitted the HOFO to delegate ‘certain duties’ to company personnel, but the responsibility remained the HOFO’s. Consequently, the undocumented delegation of duties associated with the line scanning activities to the COO did not absolve the responsibility of the HOFO to ensure these activities were:
compliant with aviation legislation
conducted by pilots who conformed to company standards
undertaken in an aircraft that was appropriate for the planned task.
The HOFO had long-term awareness of the pressurisation defect and had experienced the issue themselves while flying the aircraft. However, at no time had the HOFO (or the COO):
recorded the pressurisation defect on the aircraft maintenance release or required other pilots to do so
provided explicit procedures to pilots for managing the defect
communicated the ongoing issue to the AGAIR safety manager
submitted a hazard or occurrence report
conducted or requested a formal risk assessment of the issue.
In the days leading up to the accident, both the HOFO and the COO were advised that the pilot of the accident flight was operating VH-HPY at a hazardous cabin altitude without access to a suitable oxygen supply. However, neither the HOFO nor the COO exercised effective operational control to address the significant safety implications of the activity. Instead, the HOFO and the COO’s combination of inaction, direct involvement and, in some instances facilitation and encouragement of the activities, resulted in a hazardous, ongoing practice.
Contributing factor
AGAIR management exercised ineffective operational control over the line scanning activities. As a result, the ongoing intermittent pressurisation defect was not formally recorded, the issues with the aircraft were not communicated to the AGAIR safety manager, and the hazardous practice of operating the aircraft at a cabin altitude that required the use of supplemental oxygen, without access to a suitable oxygen supply, was allowed to continue. (Safety issue)
Aircraft defects not recorded
The AGAIR operations manual contained policy and procedures to formally manage defects that were identified while an aircraft was in service. These procedures required the defect to be recorded on the aircraft’s maintenance release, and then communicated to the HAAMC, who would in turn liaise with the maintenance provider. Collectively, defects could then be appropriately managed, drawing upon approved data such as the POH, the aircraft maintenance manual and the relevant legislative requirements.
Records of defects and the actions taken to rectify them can provide a means to measure their effectiveness, and to help focus any further action if required. Similarly, the recording of defects on the maintenance release can provide a means for flight crews to readily assess any defects the aircraft may have had, and what rectifications were made. Flight crews could then anticipate further issues, brief other crew members, flight plan accordingly if needed, and proactively prepare for the defect should it re-occur.
Likely as a routine practice, evidenced from the records for VH‑LVG (a Gulfstream 690), and VH‑HPY (a Gulfstream 695A) and from interviews conducted during the investigation, AGAIR was managing defects in a simplified, but unapproved manner. This practice was similar to the approved method in that defects were sometimes communicated to the HAAMC or the maintenance provider by means such as email or text messages. However, defects were not always recorded on the maintenance release, and communication of defects sometimes occurred just prior to the aircraft arriving at the maintenance facility. This practice was likely to have been occurring for some time. As discussed below in CASA surveillance events, an AGAIR pilot reported concerns in 2019 that included the management of aircraft defects.
Although similar, this routine practice removed risk controls that were in place to ensure that defects were managed for the safe operation of the aircraft. The issues affecting the pressurisation system of VH‑HPY did not mean that the aircraft could not be flown. The controls in place for safe operation in this case would require the aircraft be flown unpressurised, and at a suitable altitude. To operate the aircraft with an unserviceable or underperforming pressurisation system would have required an appropriate level of scrutiny by the pilot in command, the HOFO/HAAMC, the maintenance provider and, if needed, CASA.
The logbooks for the aircraft prior to 2014 when it was operating in South Africa showed that the pressurisation system was underperforming on multiple occasions, and detailed the actions taken to rectify the issue. Since 2014, and with the exception of an entry for a depressurisation event in August 2020, no instances of pressurisation defects occurring with VH-HPY had been recorded on the aircraft’s maintenance release. These defects were known to those operating and maintaining the aircraft, and any transfer of information relating to those defects was by informal means, such as orally, or electronically (email, text messages). Should an independent review of the aircraft’s history be required, it would be limited by the absence of defect endorsements relating to the aircraft’s pressurisation system from 2014 onwards.
When the pressurisation system in VH‑HPY was underperforming, the aircraft was sometimes operated with cabin altitudes above 10,000 ft by using the oxygen system for general operations rather than its intended function (that is, for use in an emergency situation). As previously discussed, this was known to the pilot of the accident flight, the HOFO/HAAMC, the COO, and on one occasion, the maintenance provider. While the Gulfstream 695A POH refers to the oxygen system as ‘supplemental’, it is unambiguous in that the oxygen system is for use in an emergency, providing sufficient oxygen to descend to an altitude where oxygen is no longer required.
Aircraft defects are sometimes minor, with limited or no operational impact. However, the operational impact of defects relating to VH-HPY’s pressurisation system was unnecessarily more significant because the defects were accepted by the pilot of the accident flight, the HOFO/HAAMC, and the COO, and then managed using the aircraft’s oxygen system, rather than rectified or, in the interim, conducting flights safely at lower altitudes. A full understanding of the operational impact of the defects was in part limited by their absence from the aircraft’s maintenance release. In turn, such records would have assisted in analysing the nature and frequency of the defects, and for corrective actions to be carried out by the appropriate persons, and in accordance with published data.
Other factor that increased risk
AGAIR Gulfstream 690 and 695 aircraft were operated with known defects without being recorded on the aircrafts’ maintenance release, likely as a routine practice. For VH-HPY, the absence of documented historical information limited the ability to assess the operational impact of the pressurisation defect and the effectiveness of maintenance rectification activities. (Safety issue)
Air traffic control
Pressurisation information not communicated to air traffic control
While VH-HPY was still in flight, the Airservices Australia air traffic management director (ATMD) and shift manager (SM) spoke with the AGAIR HOFO by telephone to advise that ATC had lost radio communications with VH-HPY for an extended period.
During the telephone conversation, which lasted nearly 6 minutes, the HOFO was advised that the pilot had exhibited symptoms of hypoxia, and that ATC had initiated ‘oxygen’ radio calls. The HOFO was also informed that ATC had subsequently regained direct communication with the pilot, who had confirmed operations were normal, and that ATC no longer had concerns for the aircraft and that the emergency phases had been cancelled.
At no point during the telephone conversation did the HOFO advise the ATMD or SM that the aircraft had a known intermittent pressurisation defect as it did not occur to them to do so. It is possible the HOFO did not perceive a need to provide this information once they were advised that communications had been re-established with the pilot.
The telephone conversation to AGAIR was a missed opportunity to communicate critical safety information about the aircraft, that was directly relevant to the conversation, at a time when ATC could have taken further action to instruct the pilot to descend to a safe altitude.
Contributing factor
The AGAIR head of flying operations did not communicate critical safety information about the known intermittent pressurisation defect on VH-HPY when they were phoned by air traffic control about concerns that the pilot may be impacted by hypoxia.
Air traffic controller actions
During the initial loss of communication while the aircraft was at FL280, the ATMD was able to speak briefly with the pilot via mobile telephone. The ATMD identified that the pilot’s speech during the conversation was slow and flat. This information was passed to the SM and Simpson region controller (controller), who also noted that the aircraft was slightly off track. As a result, the SM determined that the pilot may have been suffering from hypoxia and they initiated the hypoxic pilot emergency procedures and escalated the aircraft’s status to an alert phase.
That hypoxia assessment was likely correct given the analysis of the pilot’s speech indicated a progressive deterioration that was consistent with altitude hypoxia. Consequently, the initiation of the hypoxic pilot emergency procedures was the appropriate response.
Over the following 10 minutes, the controller attempted to get the pilot to descend the aircraft, as instructed by the hypoxic pilot emergency procedure, using the phrase ‘oxygen, oxygen, oxygen descend to one zero thousand feet’. They also made multiple attempts to contact the pilot on different frequencies and relayed messages via other aircraft within the vicinity of VH-HPY. At the same time, the ATMD attempted to call the pilot’s mobile phone again, and sent 2 text messages, but the pilot did not respond. Eventually, a crewmember on board a Royal Australian Air Force (RAAF) aircraft established contact with the pilot, followed by ATC a short time later.
While ATC held significant concern for the aircraft and its occupants during the loss of communication period, their concerns were de-escalated over a period of 2 minutes after the pilot contacted the RAAF crew resulting in ATC downgrading and cancelling the emergency phases. This de-escalation occurred without querying why the pilot had not responded to ATC broadcasts for 1 hour and 13 minutes.
The hypoxic pilot emergency procedures contained an instruction for the controller to advise the pilot to ‘check oxygen system and connections’ and ‘check pressurisation’. About 2 minutes after the cancellation of the uncertainty phase, the controller asked the pilot to ‘just confirm your oxygen system is ops normal’, to which the pilot responded ‘affirm’. No further actions from the hypoxic pilot emergency procedures were undertaken while the pilot was in communication with ATC. The controller recalled the pilot’s speech was ‘clear and concise’, but this was not consistent with the speech analysis that indicated a deterioration in the pilot’s speech at that time.
The pilot was subsequently provided with an ATC clearance to undertake the line scanning operations near Mount Gordon, but over the following 4 minutes the pilot repeated the clearance from the controller 4 times, seeming uncertain about the status of the clearance. They twice requested confirmation that the controller had copied their clearance readback. The radio recordings during this period indicate that the pilot’s speech rate had substantially lowered from earlier communications and was becoming worse. The controller recalled a lot of activity taking place in the vicinity of their console at that time, which included questions regarding the status of the aircraft.
The pilot’s final radio transmission displayed the slowest speaking rate of all their communications during the flight and contained stuttering and operational mistakes. However, the controller did not re-identify the possibility of hypoxia. At the time of the accident, the Simpson region was ‘fully combined’ with one controller responsible for the entire region of about 2 million square kilometres. While the traffic density was described as low, the controller and the SM had been heavily tasked with attempts to regain communications with VH-HPY for an extensive period while also communicating with other aircraft within the region.
Although no reason for the loss of communication had been established, the pilot had confirmed that the aircraft’s oxygen system was operating normally, and routine radio communications had been re-established. These factors, combined with ATC having no knowledge of the aircraft’s pressurisation system defect as the AGAIR HOFO had not communicated this information during their telephone conversation, likely resulted in the ATC personnel involved reducing their vigilance about hypoxia. Consequently, the controller did not identify the deterioration in the pilot’s speech and, in a return to normal operations, did not attempt to contact the pilot until about 18 minutes later. The pilot did not respond to any further calls from ATC and the aircraft impacted terrain a further 6 minutes later.
Contributing factor
After being told by the pilot that operations were normal, controllers likely reduced their vigilance about hypoxia and did not re-identify the possibility of hypoxia during the subsequent progressive deterioration of the pilot’s speech.
Air traffic control hypoxia emergency procedures
At the time of the accident, the procedures to be used if a controller suspected a pilot may be suffering from hypoxia were contained in the Airservices Australia in-flight emergency response checklist (IFER) procedure (ATS-PROC-0062). The IFER hypoxia checklist contained a list of symptoms that could indicate a pilot was impacted by hypoxia, and the actions to take when managing the aircraft. This included advising the pilot:
• Check oxygen system and connections
• Check pressurisation
When confirmed and checked - if no change or condition worsens, act immediately to descend the aircraft.
The likely symptoms and signs of hypoxia, on acute exposure to altitudes greater than 15,000 ft when breathing air, include a loss of critical judgment and willpower. Because of the loss of self‑criticism, the subject is usually unaware of any deterioration in performance or the presence of hypoxia (Nicholson and Rainford 2000). Consequently, a reliance on a pilot’s response to queries regarding the status of the aircraft oxygen and pressurisation systems would probably yield an unreliable response if the pilot were impacted by hypoxia.
Additionally, the IFER hypoxia checklist contained no instructions for a controller to follow when standing down the emergency response and resuming normal operations. In contrast the Airservices Australia IFER management abnormal operations manual, which was used for training and information, did contain material, albeit limited, regarding the transition to normal operations after any type of inflight emergency. This included the statements:
• Extensive experience, both in Australia and overseas, shows that crews often try to down‑play problems when communicating with [air traffic control]. Furthermore, what may be normal as far as the crew is concerned may still preclude the operational system from operating normally
• If there is the slightest doubt about the continuing safety of the aircraft, it is prudent to continue with the IFER even if at a low key
The information contained within the IFER management abnormal operations manual was directly relevant to the hypoxic scenario involved during the accident flight, but the information was not integrated within the IFER hypoxia checklist, which is the document used by controllers during operations.
When designing emergency and abnormal checklists, human performance capabilities and limitations under high stress and workload should influence the design and content. Attention should be given to the structure of these checklists to ensure that directions and information are complete, clear, and concise (Burian et al 2005). As the advice regarding the transition to normal operations was contained in a different document which likely relied on a controller recalling it from memory, the IFER hypoxia checklist was not complete and did not provide adequate guidance to controllers for the process to follow when ceasing the emergency response. This omission increased the risk that the emergency response could be inappropriately downgraded during a developing hypoxic scenario.
Other factor that increased risk
The Airservices Australia hypoxic pilot emergency checklist did not contain guidance on ceasing the emergency response. This increased the risk that a controller may inappropriately downgrade the emergency response during a developing hypoxic scenario. (Safety issue)
CASA surveillance events
The available evidence indicated that CASA's oversight of AGAIR and GAM was broadly appropriate for the type and size of operations. There were 7 surveillance events from 2019 to 2023, including 4 site visits, and CASA issued various findings as a result.
In May 2019, CASA undertook a level 2 surveillance event of AGAIR to examine concerns reported by an AGAIR pilot, about non-compliant flight and duty rostering practices, and the management of aircraft defects involving 2 aircraft of a similar type to VH-HPY – VH-LVG and VH‑CLT. The latter concerns were about the deferral of defects that (according to the reported concerns) impacted the safety of operations ‘on a daily basis,’ and conflicting advice being given to pilots on the continuation of operations with such known defects.
Had non-compliant maintenance practices been taking place at the time, and been discovered by CASA in its response to the reported concerns, this would potentially have been an opportunity to influence the way the operator managed aircraft defects, such as the pressurisation issue in VH‑HPY, in the intervening 4 years before the accident. Accordingly, the ATSB sought to determine the extent to which the concerns were valid, and the appropriateness and effectiveness of the CASA response at the time.
The approach used by CASA to conduct the surveillance was, according to the surveillance team’s airworthiness inspector (AWI), intended to determine whether there was any validity to the pilot’s concerns. The ATSB did not determine whether CASA contacted the complainant pilot prior to the surveillance commencing; this would be an important step to clarify the context and specifics of the raised concerns and help direct the surveillance activities.
The on-site surveillance included:
a physical inspection of 2 aircraft, including VH-LVG, which was one of the 2 aircraft that the correspondent had mentioned in their report as having maintenance problems
review of the current VH-LVG maintenance release
interviews with management personnel.
As a result of the surveillance activity, the pilot’s concern about flight and duty times was partially substantiated (the senior pilot was found to have exceeded flight and duty time requirements) and a safety finding to AGAIR was issued on this.
On the maintenance aspects of the surveillance event, CASA made no findings, and the 2 maintenance-related observations did not directly indicate any problems with inappropriately deferred maintenance. In effect, based on the information sampled, CASA (at the time) found no evidence that defects with a significant effect on aircraft safety were not being managed appropriately or that pilots were being given conflicting advice on the continuation of operations.
The ATSB assessment of maintenance records for VH‑LVG from December 2014–May 2019 showed 10 entries indicating unscheduled defect rectification that had been carried out during scheduled maintenance, and which had the characteristics of defects that could have appeared during operations and been identifiable by pilots (in which case they should have been recorded on the maintenance release). The absence of entries on recent historical (expired) maintenance releases up to May 2019 indicates that, during this period, some defects were likely not being recorded on the maintenance release when in service, and were only being rectified when the aircraft arrived for scheduled maintenance. However, only one of the defects was of a type that could have had an effect on the safety of flight (an engine oil pressure indicating system defect). In addition, defects may have been reported through a means other than through the maintenance release or detected during scheduled maintenance.
The ATSB identified these entries by crosschecking the content of each maintenance release against the aircraft logbooks. The historical maintenance releases and aircraft logbooks were at a different facility to that visited by CASA for the May 2019 surveillance event, and this type of crosschecking activity was not scoped or undertaken as part of that event.
Crosschecking maintenance releases, logbooks and maintenance worksheets can identify discrepancies or deficiencies in defect reporting, maintenance action tracking, or certification of work performed. This process also helps identify potential issues such as undocumented rectifications, improper deferral of defects, or systemic lapses in maintenance record-keeping, all of which can have implications for continued airworthiness and regulatory compliance. Any problems found can then lead to further evidence gathering regarding an organisation’s defect management practices (for example, directly from employed pilots).
The post-accident activities undertaken by CASA and the ATSB were influenced by facts and circumstances that were learnt after the accident involving VH-HPY. Consequently, the focus and depth of these activities could be directed towards areas of particular relevance to the accident, notably potential non-compliant defect management practices. The May 2019 surveillance did not have the same advantage. At the time this surveillance was conducted, AGAIR had no recent history of regulatory enforcement action or identified need for a higher level of surveillance, and there was limited detail within the pilot’s concern about specific defects or safety of flight issues. CASA also issued a safety finding and 3 observations as a result of the activity; although this enhanced the credibility of the AGAIR pilot’s reported concerns, it also indicates that the surveillance did improve safety within the chosen area of focus.
In summary, given the areas of concern raised by the complainant pilot, the scope of the surveillance event limited the extent of the evidence relating to defect management that was collected. This consequently limited the surveillance team’s ability to determine whether any non‑reporting and improper deferral of defects had been taking place at that time. While there was likely some degree of non-compliant defect management practices at AGAIR in 2019, all but one of the likely non-reported defects were minor in nature (the other was an oil pressure indicating system, which does not present an immediate risk to flight). Accordingly, even if CASA had identified these likely non-reported defects, it is unclear whether there would have been sufficient evidence available for CASA to identify maintenance practices as a broad organisational concern.
Other finding
A 2019 Civil Aviation Safety Authority surveillance event of AGAIR triggered by concerns reported by an AGAIR pilot, including delayed rectification of airworthiness issues, did not include a crosscheck of maintenance releases against the aircraft logbooks, which limited the surveillance team’s ability to determine whether any non-reporting and improper deferral of defects had been taking place at that time.
Findings
ATSB investigation report findings focus on safety factors (that is, events and conditions that increase risk). Safety factors include ‘contributing factors’ and ‘other factors that increased risk’ (that is, factors that did not meet the definition of a contributing factor for this occurrence but were still considered important to include in the report for the purpose of increasing awareness and enhancing safety). In addition ‘other findings’ may be included to provide important information about topics other than safety factors.
Safety issues are highlighted in bold to emphasise their importance. A safety issue is a safety factor that (a) can reasonably be regarded as having the potential to adversely affect the safety of future operations, and (b) is a characteristic of an organisation or a system, rather than a characteristic of a specific individual, or characteristic of an operating environment at a specific point in time.
These findings should not be read as apportioning blame or liability to any particular organisation or individual.
From the evidence available, the following findings are made with respect to the pilot incapacitation, loss of control and collision with terrain involving Gulfstream 695A, VH-HPY, 55 km south-east of Cloncurry Airport, Queensland on 4 November 2023.
Contributing factors
The pilot's ability to safely operate the aircraft was almost certainly significantly degraded by the onset of altitude hypoxia.
While in cruise at flight level 280, both power levers were probably reduced without an appropriate descent rate being initiated, resulting in a progressive reduction of airspeed.
The aircraft entered a descending anticlockwise turn with an increasing rate of descent. At about 10,500 ft, control input(s) were almost certainly made, probably an attempt to recover, that transitioned the aircraft from a high-speed descent to a spin condition that was likely unrecoverable and which continued until the impact with terrain.
The pilot had a normalised practice of operating VH-HPY with a cabin altitude that required the use of supplemental oxygen. These flights were conducted without access to a suitable oxygen supply, significantly increasing the risk of altitude hypoxia induced incapacitation.
The aircraft's pressurisation system probably did not attain the required cabin altitude when operating at flight level 280 during the accident flight. The pilot probably knowingly continued the flight with a cabin altitude that required the use of supplemental oxygen, without access to a suitable oxygen supply.
The AGAIR aircraft VH-HPY pressurisation system could not reliably attain the required cabin altitude during flight due to a known, long-term, unresolved intermittent defect. AGAIR management personnel were aware of the defect and, through a combination of inaction, encouragement and, in some instances direct involvement, permitted the aircraft to continue operations at an excessive cabin altitude. (Safety issue)
AGAIR management exercised ineffective operational control over the line scanning activities. As a result, the ongoing intermittent pressurisation defect was not formally recorded, the issues with the aircraft were not communicated to the AGAIR safety manager, and the hazardous practice of operating the aircraft at a cabin altitude that required the use of supplemental oxygen, without access to a suitable oxygen supply, was allowed to continue. (Safety issue)
The AGAIR head of flying operations did not communicate critical safety information about the known intermittent pressurisation defect on VH-HPY when they were phoned by air traffic control about concerns that the pilot may be impacted by hypoxia.
After being told by the pilot that operations were normal, controllers likely reduced their vigilance about hypoxia and did not re-identify the possibility of hypoxia during the subsequent progressive deterioration of the pilot’s speech.
Other factors that increased risk
AGAIR Gulfstream 690 and 695 aircraft were operated with known defects without being recorded on the aircraft’s maintenance releases, likely as a routine practice. For VH‑HPY, the absence of documented historical information limited the ability to assess the operational impact of the pressurisation defect and the effectiveness of maintenance rectification activities. (Safety issue)
The Airservices Australia hypoxic pilot emergency checklist did not contain guidance on ceasing the emergency response. This increased the risk that a controller may inappropriately downgrade the emergency response during a developing hypoxic scenario. (Safety issue)
Other finding
A 2019 Civil Aviation Safety Authority surveillance event of AGAIR triggered by concerns reported by an AGAIR pilot, including delayed rectification of airworthiness issues, did not include a crosscheck of maintenance releases against the aircraft logbooks, which limited the surveillance team’s ability to determine whether any non-reporting and improper deferral of defects had been taking place at that time.
Safety issues and actions
Central to the ATSB’s investigation of transport safety matters is the early identification of safety issues. The ATSB expects relevant organisations will address all safety issues an investigation identifies.
Depending on the level of risk of a safety issue, the extent of corrective action taken by the relevant organisation(s), or the desirability of directing a broad safety message to the Aviation industry, the ATSB may issue a formal safety recommendation or safety advisory notice as part of the final report.
All of the directly involved parties were provided with a draft report and invited to provide submissions. As part of that process, each organisation was asked to communicate what safety actions, if any, they had carried out or were planning to carry out in relation to each safety issue relevant to their organisation.
Descriptions of each safety issue, and any associated safety recommendations, are detailed below. Click the link to read the full safety issue description, including the issue status and any safety action/s taken. Safety issues and actions are updated on this website when safety issue owners provide further information concerning the implementation of safety action.
Safety issue description: The AGAIR aircraft VH-HPY pressurisation system could not reliably attain the required cabin altitude during flight due to a known, long-term, unresolved intermittent defect. AGAIR management personnel were aware of the defect and, through a combination of inaction, encouragement and, in some instances direct involvement, permitted the aircraft to continue operations at an excessive cabin altitude.
Safety issue description: AGAIR management exercised ineffective operational control over the line scanning activities. As a result, the ongoing intermittent pressurisation defect was not formally recorded, the issues with the aircraft were not communicated to the AGAIR safety manager, and the hazardous practice of operating the aircraft at a cabin altitude that required the use of supplemental oxygen, without access to a suitable oxygen supply, was allowed to continue.
Safety recommendation description: The ATSB recommends AGAIR initiates an independent review of their organisational structure and oversight of operational activities to assure ongoing effective operational control by management.
Safety issue description: AGAIR Gulfstream 690 and 695 aircraft were operated with known defects without being recorded on the aircrafts’ maintenance release, likely as a routine practice. For VH-HPY, the absence of documented historical information limited the ability to assess the operational impact of the pressurisation defect and the effectiveness of maintenance rectification activities.
Safety issue description: The Airservices Australia hypoxic pilot emergency checklist did not contain guidance on ceasing the emergency response. This increased the risk that a controller may inappropriately downgrade the emergency response during a developing hypoxic scenario.
Glossary
ADS-B
Automatic dependent surveillance broadcast
AGL
Above ground level
AHPI
Authorisation holder performance indicator
AoA
Angle of attack
AOC
Air operator’s certificate
ATC
Air traffic control
ATMD
Air traffic management director
ATSB
Australian Transport Safety Bureau
AWI
Airworthiness inspector
BoM
Bureau of Meteorology
CASA
Civil aviation safety authority
CASR
Civil aviation safety regulation
CEO
Chief executive officer
COO
Chief operating officer
FL
Flight level
GAM
General Aviation Maintenance
GPS
Global positioning system
HAAMC
Head of aircraft airworthiness control
HF
High frequency
HOFO
Head of flying operations
IFER
In-flight emergency response
IFR
Instrument flight rules
KCAS
Calibrated airspeed
KTAS
True airspeed
LAME
Licensed aircraft maintenance engineer
MCP
Maximum continuous power
MEL
Minimum equipment list
MREL
Minium required equipment list
OM
Operations manual
PIC
Pilot in command
POH
Pilot operating handbook
QFES
Queensland Fire and Emergency Services
SM
Shift manager
SMM
Safety management manual
SMS
Safety management system
TUC
Time of useful consciousness
VFR
Visual flight rules
VHF
Very high frequency
VMCA
Minimum control (in the air) airspeed
VMO
Maximum operating limit speed
Sources and submissions
Sources of information
The sources of information during the investigation included:
the next-of-kin of the pilot and both camera operators
the pilot’s general practitioner
AGAIR
Airservices Australia
Bureau of Meteorology
Civil Aviation Safety Authority
witnesses
pilots who had previously operated VH-HPY
General Aviation Maintenance
a Gulfstream 695A training provider
Jetfix aircraft maintenance personnel
oxygen system provider
Ontic
OzRunways
TrackPlus
the previous owner of the aircraft
Hartzell Propellers Inc
Queensland Fire and Emergency Services
Queensland Police Service
a speech analysis specialist
National Transportation Safety Board
Defence Flight Safety Bureau
References
Gradwell, D. & Rainford, D. (2016). Ernsting’s aviation and space medicine (5th ed). Boca Raton, FL, US: Taylor & Francis Group
Sedlar, N. Irwin, A. Martin, D. & Roberts, R. (2022). A qualitative systematic review on the application of the normalization of deviance phenomenon within high-risk industries. School of Psychology, William Guild Building, University of Aberdeen, Aberdeen, UK. & Aberdeen Business School, Robert Gordon University (RGU), Aberdeen, UK.
US Federal Aviation Administration. (2015). Aircraft operations at altitudes above 25,000 feet mean sea level or mach numbers greater than .75. Advisory Circular 61-107B
US Federal Aviation Administration. (2021). Airplane Flying Handbook FAA-H-8083-3C. Chapter 5: Maintaining Aircraft Control: Upset Prevention and Recovery Training. Retrieved 14, January 2025
Submissions
Under section 26 of the Transport Safety Investigation Act 2003, the ATSB may provide a draft report, on a confidential basis, to any person whom the ATSB considers appropriate. That section allows a person receiving a draft report to make submissions to the ATSB about the draft report.
A draft of this report was provided to the following directly involved parties:
the next-of-kin of the pilot and both camera operators
AGAIR
General Aviation Maintenance
Civil Aviation Safety Authority
Queensland Fire and Emergency Services
oxygen system provider
previous pilots who had flown VH-HPY
National Transportation Safety Board
a speech specialist
Airservices Australia
Airservices Australia air traffic management director
Airservices Australia shift manager
Airservices Australia controller
Hartzell Propellers Pty Ltd
Ontic
a 695A training provider
Defence Flight Safety Bureau.
Submissions were received from:
the next-of-kin of the pilot
Airservices Australia
Airservices Australia air traffic management director
Airservices Australia shift manager
AGAIR
Civil Aviation Safety Authority
oxygen system provider
a 695A training provider
The submissions were reviewed and, where considered appropriate, the text of the report was amended accordingly.
Appendices
Appendix A – Gulfstream 695A systems information
Pressurisation system
Gulfstream 695A pressurisation system
The Gulfstream 695A is pressurised by ducting air from both engines (known as bleed air) into the cabin and controlling its flow overboard via outflow safety valves to maintain the desired cabin pressure. The source of bleed air can be selected within the cockpit to be via both engines, via the left or right engine, or selected off. The selector directs power to close the relevant engine bleed air valve or valves, which are opened pneumatically when the engines are operating (Figure A1 and Figure A2).
Figure A1: VH-HPY cockpit layout
Note: Image captured prior to the accident. Source: Cameron Marchant, annotated by the ATSB
Figure A2: Bleed air selector in VH-HPY
Note: Image captured prior to accident. Source: Cameron Marchant, annotated by the ATSB
A cabin pressure controller is set by flight crew to maintain cabin pressure from take-off, through climb, cruise, and descent. A rate of change knob in its ‘nominal’ position controls the cabin altitude rate of change (or vertical speed) to 500 ft/min and can be set from a minimum of 50 ft/min to a maximum of 3,000 ft/min. The cabin altitude knob is used to set the desired cabin altitude (up to 10,000 ft) and has an inner scale that shows the corresponding aircraft altitude that can be flown without exceeding the aircraft’s maximum differential pressure. The adjacent indicators for the cabin show the cabin altitude, differential pressure, and the cabin’s vertical speed (Figure A3).
Figure A3: Pressurisation controls and indicators fitted to VH-HPY
Note: Image captured prior to the accident. Source: Cameron Marchant, annotated by the ATSB
The cabin pressure controller also prevents the cabin differential pressure from exceeding the maximum differential pressure of 6.8 psi. The Gulfstream 695A is certified to operate up to 35,000 ft above mean sea level. At this altitude, and at the maximum differential pressure, the cabin altitude would be 9,600 ft.
The maximum differential pressure is prevented from being exceeded by the outflow safety valves, though if the aircraft continued to climb there would be a corresponding climb in the cabin altitude.
Visual warning system
The cabin altitude visual warning system is limited[45] to a single caption on the glareshield annunciator panel. The caption, ‘CABIN ALT’ is coloured red when illuminated, meaning that immediate corrective action is required (Figure A4). When the cabin altitude of the aircraft is at or above 11,000 ft (± 500 ft), ‘CABIN ALT’ flashes for 10–20 seconds and is accompanied by an aural warning. After 10–20 seconds the annunciator remains on until the cabin altitude is below 11,000 ft.
Note: Image captured prior to the accident. Source: Cameron Marchant and Ontic (inset), annotated by the ATSB
Aural warning system
The cabin altitude aural warning system produces a tone that pulses 6 times per second. The aural warning is triggered when the cabin altitude exceeds 11,000 ft. The aural warning can be silenced by pressing a button on the left engine power lever (Figure A5).
The Gulfstream 695A is equipped with an oxygen system that provides life support in the event of an emergency. The POH states that:
The airplane is equipped with a high pressure, gaseous oxygen system which provides supplemental breathing oxygen to the crew and passengers in the event of cabin depressurization during high altitude operation, or in the event cabin air becomes contaminated. The system will provide oxygen for sufficient time to permit a planned descent to an altitude where supplemental oxygen is no longer required.
Aviator’s dry breathing oxygen[46] is stored in a cylinder located in the rear fuselage and, when full, can supply oxygen to 3 people for about 29 minutes. The passenger oxygen system switch (Figure A6) is recessed into the sidewall on the right side of the cockpit, alongside a cylinder pressure gauge for the aircraft oxygen system.
Figure A6: VH-HPY cockpit oxygen gauge and passenger oxygen switch
Note: Image captured prior to accident. Source: Cameron Marchant annotated by the ATSB
Crew oxygen masks
The pilot and copilot oxygen masks are designed for rapid donning and are positioned on hooks immediately behind the pilot and co-pilot seats for ease of access. The masks incorporate a diluter control, a purge control, a flow indicator, and a microphone for radio communications (Figure A7).
Figure A7: Crew and passenger oxygen masks
Source: Ontic, annotated by the ATSB
When required in an emergency, and if the aircraft is operating below 20,000 ft, the oxygen mask diluter control is selected by the pilot to the normal position. Oxygen flows to the mask on demand (when the wearer inhales) and is mixed with cabin air. The flow of oxygen stops when the wearer exhales. The dilution of oxygen with cabin air helps to conserve stored oxygen.
When required in an emergency, and if the aircraft is operating above 20,000 ft, the oxygen mask diluter control is selected by the pilot to the 100% position. Oxygen flows to the mask on demand (when the wearer inhales) at a 100% concentration. The flow of oxygen stops when the wearer exhales.
The oxygen inlet line to the mask has a flow indicator, which is green when oxygen is flowing and red when there is no flow. The oxygen inlet lines are attached to the aircraft oxygen system via a coupling. When the aircraft is not flying, the mask oxygen inlet line couplings are disconnected to prevent possible leakage, and the passenger oxygen system switched off at the passenger oxygen system control panel.
Passenger oxygen masks
Passenger oxygen masks are stowed in containers at various locations in the cabin lining above the passenger seats. The mask assemblies consist of a mask cup, a bag that incorporates a flow indicator, and a lanyard which is attached to a pin.
The passenger oxygen switch has 3 positions – OFF, AUTO, and ON. When the switch is selected to AUTO, and when the cabin altitude reaches 11,000 (±500) ft, the passenger oxygen masks will drop from their containers and the oxygen lines to them will become pressurised. When selected ON, and regardless of cabin altitude, the passenger oxygen masks will drop from their containers and the oxygen lines to them will be pressurised.
After dropping from their containers, the passenger masks are suspended by their lanyard. When a passenger dons their mask, this action pulls on the lanyard, and thereby the pin, which initiates a constant flow of oxygen to the mask. The flow of oxygen shuts off automatically when the cabin altitude decreases to 8,000–10,000 ft. Selecting the passenger oxygen switch to OFF also shuts off the flow of oxygen.
Oxygen system servicing and duration
When required, aircraft oxygen cylinders are serviced (refilled) with aviator’s dry breathing oxygen by trained personnel using specialist equipment. The aircraft cylinder is full when filled to 1,800 psi.
The Gulfstream 695A POH provides a table to calculate the duration of on-board oxygen, should it be required in an emergency (Figure A8). Duration is calculated by determining the oxygen cylinder pressure and the number of people on board the aircraft. The duration of on-board oxygen with 3 people on board and with a full oxygen cylinder should be just over 29 minutes.
Figure A8: Oxygen system duration table
Source: Ontic, annotated by the ATSB
Autopilot
The autopilot fitted to VH-HPY was a Collins AP-106 and it was integrated with the aircraft’s instruments. The Collins AP-106 is a 3-axis system that stabilises the aircraft about its roll, pitch, and yaw axes. The autopilot roll servo acts on the aircraft’s ailerons, a pitch servo acts on the aircraft’s elevators, and an additional pitch servo provides a trim function. A servo acts on the rudder for yaw dampening[47] which can be operated independently of the autopilot.
The autopilot operates in its ‘attitude’ function when engaged and no mode is selected. This function incorporates a pitch hold mode. The autopilot operates in its ‘guidance’ function when engaged and a mode is selected on the mode control panel, which is located on the centre pedestal below the pressurisation controls. Heading (HDG), navigation (NAV), approach (APP), and back-course (B/C) are lateral modes that receive commands from the aircraft’s instruments. Altitude (ALT) and indicated airspeed (IAS) are vertical modes and are used to hold a selected altitude or airspeed. A pitch hold mode is operational when no vertical modes are selected. The autopilot can be biased manually via a control adjacent to the mode control panel.
Both pilot and co-pilot control wheels have thumb-operated buttons that interrupt the autopilot when pressed to allow the aircraft to be hand flown. Both control wheels have autopilot release switches, and the pilot control wheel has a thumb-operated pitch trim switch.
A subcomponent of the autopilot system, the trim servo monitor, has fault detection and diagnostic capabilities that automatically disengage the autopilot if a discrepancy or malfunction is detected. One such potential fault condition is the exceedance of threshold voltages within a servo as it works against an aerodynamic or mechanical force.
Appendix B – Transcript – Telephone call between Airservices Australia personnel and the AGAIR head of flying operations
Elapsed time
Individual
Audio details
00:00:02
AGAIR HOFO
ATMD
Hello [HOFO’s name], speaking.
G'day [HOFO’s name], my name is [ATMD’s name] I'm with the Air Services Australia air traffic Control.
00:00:09
AGAIR HOFO
ATMD
Oh yes.
I'm up in Brisbane.
00:00:11
ATMD
Is Birddog 370 as in HPY one of yours?
00:00:16
AGAIR HOFO
Yes.
00:00:18
ATMD
OK, just be advised, we finally got comms with [the] aircraft. The aircraft was subject to uncertainty phase.
00:00:24
ATMD
The aircraft is up at FL290. There's a suspicion that the aircraft or the pilot may be succumbing or be under lack of oxygen, hypoxic at this time. We've just got a response from a third party. We are. We have attempted to get phone messages, voice.
00:00:46
ATMD
He did respond at one stage. He did respond to a frequency to call. We're just trying to ascertain whether his status because he was out of comms. But just stand by one.
[AGAIR HOFO placed on hold]
00:00:58
AGAIR HOFO
Yes, yeah.
00:01:14
AGAIR HOFO
[Expletive]. [Expletive]. What are these [unintelligible] doing. This is not good. [Expletive]
00:02:05
ATMD
All right, we've got the pilot back. He umm, actually went to alert, ahh, a SAR phase, but he seems to now to be umm coherent with the controller and just requesting to continue on with his air work. So we're just trying to ascertain why he was out of comms and ahh his lack of responses. So just hang on a sec. I’ll. Standby.
00:02:29
Unknown
Unknown
Unknown
I’ve got the C [statement stops].
Yeah.
Okay.
00:02:38
Shift manager
Hey, is this [HOFO’s name]?
00:02:39
AGAIR HOFO
Yeah.
00:02:40
Shift manager
Hello, it's [shift manager’s name]. I'm the duty shift manager. I'll just give you a quick rundown where we got to with Birddog 370.
So we did just put an alert phase on it after it firstly didn't acknowledge a frequency transfer. Went for half an hour of us trying to get hold of the aircraft then drifted off route and when we tried phoning on a mobile phone there was quite a slow response to it.
So we we were just concerned there might be an oxygen issue in the aircraft. So we issued an an oxygen alert and told the aircraft to descend and have subsequently established contact through it relayed by another aircraft and confirmed ops normal.
00:03:15
Shift manager
AGAIR HOFO
So we've cancelled all our phases and happy the aircraft is safe.
Right. Okay, yes, look, thanks for err, I'm just, I'm just having a look on my tracking information now. Err, I see there he's tracking at 290. Ummm.
00:03:32
Shift manager
They're currently at flight level 280.
00:03:39
AGAIR HOFO
Two, yeah. Two eight, I got GPS altitude.
00:03:41
Shift manager
Yeah, yeah.
00:03:43
AGAIR HOFO
Err, track looks normal to me.
00:03:45
Shift manager
Yeah it does it. However what we saw maybe 10 minutes ago is it began diverging from route for a while just after we'd made a phone call where the the speech perhaps what [?] mobile phone in the aeroplane but the person on that phone call didn't think their speech sounded quite right.
So all those things combined together caused us some concern that we figured the safest thing to do is to try and get the aircraft to descend if it responded, it obviously didn't hear us anyway, but we subsequently we're happy that it's safe.
00:04:17
AGAIR HOFO
Okay, yeah, look, thanks. Thanks for keeping me informed on that. But is that a, is that an area where you have experienced comms issues?
00:04:26
Shift manager
Not, not in particular. I think it was just a a frequency transfer that didn't end up going right, which on it's own, we'd just sit there and watch it because we could see it in ADSB coverage. So we knew the aircraft was flying.
But it's just when those other things began adding to it, each of which on its own is not necessarily a giant thing with the combination of them, we just figure, it's better to be more suspicious than be wondering afterwards.
00:04:54
AGAIR HOFO
Yeah, No, absolutely. Yeah, yeah, absolutely. And thank you for for alerting me as well. But yeah, like, I've got GPS tracking on the aircraft and I can, I can see from what I can see, operations look normal. But I understand exactly what you're saying.
00:05:15
Shift manager
Yeah. Yeah. And the thing, you know, The thing is, guess if the aircraft's on autopilot and there's been an oxygen issue, it would look exactly like that for the next, you know, until it got to Mount Isa.
So.
00:05:22
AGAIR HOFO
Yeah. Well, exactly. Yeah. Yes. But no.
Well, anyway, if you've if you've reestablished communication and things sound normal, well, that's a yeah.
00:05:31
Shift manager
Look, we've had it relayed through a military transport that's a couple of hundred miles away and that they're happy that they've got an ops normal call from the aircraft. And we believe this reestablished contact direct with our controller. So, yeah, so we're happy and we've cancelled all the phases.
00:05:46
AGAIR HOFO
Okay, Thank you. Thank you for that.
00:05:48
Shift manager
Okay. Thank you, [HOFO’s name].
00:05:49
Shift manager
Bye. bye
00:05:49
AGAIR HOFO
Okay, bye, bye.
Source: Airservices Australia
Purpose of safety investigations
The objective of a safety investigation is to enhance transport safety. This is done through:
identifying safety issues and facilitating safety action to address those issues
providing information about occurrences and their associated safety factors to facilitate learning within the transport industry.
It is not a function of the ATSB to apportion blame or provide a means for determining liability. At the same time, an investigation report must include factual material of sufficient weight to support the analysis and findings. At all times the ATSB endeavours to balance the use of material that could imply adverse comment with the need to properly explain what happened, and why, in a fair and unbiased manner. The ATSB does not investigate for the purpose of taking administrative, regulatory or criminal action.
Terminology
An explanation of terminology used in ATSB investigation reports is available here. This includes terms such as occurrence, contributing factor, other factor that increased risk, and safety issue.
Publishing information
Released in accordance with section 25 of the Transport Safety Investigation Act 2003
Ownership of intellectual property rights in this publication
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[1]Instrument flight rules (IFR) are a set of regulations that permit the pilot to operate an aircraft in instrument meteorological conditions (IMC), which have much lower weather minimums than visual flight rules (VFR).
[2]A photographic technique that used a specialised camera system to capture images of the ground for purpose of fire detection, monitoring and mapping which was an aerial work operation under CASR Part 138.
[3]Flight level: at altitudes above 10,000 ft in Australia, an aircraft’s height above mean sea level is referred to as a flight level (FL). FL370 equates to 37,000 ft.
[4]Uncertainty phase (INCERFA): an emergency phase declared by the air traffic services (ATS) when uncertainty exists as to the safety of an aircraft and its occupants.
[5]Alert Phase (ALERFA): an emergency phase declared by the air traffic services when apprehension exists as to the safety of the aircraft and its occupants.
[6]True airspeed (KTAS): the aircraft’s true speed though the air. This can be calculated/estimated from groundspeed by correcting for actual/forecast wind speed and direction.
[7]Directions given are from a top-down perspective.
[8]Aerodynamic spin: sustained spiral descent of a fixed-wing aircraft, with the wing’s angle of attack beyond the stall angle.
[9]Military training that uses a hypobaric chamber to aid with the recognition of altitude hypoxia symptoms.
[10]The original Sundstrand system was replaced with an Enviro system.
[11]A supplemental type certificate (STC) authorises alteration to an aircraft, engine, or other item operating under an approved type certificate for the state of manufacture.
[12]The birddog is an intelligence-gathering aircraft, used to assess the fireground, determine the best flight path and then lead the air tankers across the fireground and show them where to drop with a smoke generator. It is crewed by a birddog pilot and air attack supervisor.
[13]Engineering orders are documents that detail modifications, production of parts, or design changes to aircraft and are approved by authorised persons.
[14]Maintenance release: an official document, issued by an authorised person as described in Regulations, which is required to be carried on an aircraft as an ongoing record of its time in service (TIS) and airworthiness status. Subject to conditions, a maintenance release is valid for a set period, generally 100 or 150 hours TIS or 12 months from issue.
[15]System specifications for the Gulfstream 695A changed as the aircraft was produced and the specification of any given aircraft is identified by its serial number. This section describes the system specifications for VH-HPY.
[16]A pressurisation cycle is one complete sequence of pressurising an aircraft.
[17]For the Gulfstream 695A this is known as a minimum required equipment list (MREL).
[18]The MEL for VH-HPY had been approved for AGAIR Logistics as the registered operator, and at the time of the accident the aircraft was being operated by AGAIR Pty Ltd.
[19]Grid point wind and temperature and SIGWX charts.
[20]A receiver/transmitter which transmits an automatic reply upon receiving an interrogation request.
[21]A real-time GPS tracking and data reporting system.
[22]Airservices Australia systems utilised the ADS-B pressure altitude data to display aircraft level information to air traffic controllers.
Groundspeed – is the aircraft's speed across or relative to the ground and has been derived from GPS based position and time.
True airspeed – is the aircraft’s true speed through the air. This can be calculated/estimated from groundspeed by correcting for actual/forecast wind speed and direction.
Calibrated airspeed – is the aircraft’s speed through the air once non-standard atmosphere (or atmosphere of the day) effects are applied to true airspeed. For high-speed aircraft (> Mach 0.5) this also includes applying air compressibility effects. Calibrated airspeed determines the aircraft’s flight and engine performance.
[24]VMCA: Minimum control (in the air) airspeed below which, with one engine inoperative and the other engine/s at MCP and the aircraft banked at 5° away from the inoperative engine, directional control of the aeroplane can no longer be maintained.
[25]Angle of attack: the acute angle between the chord line of the airfoil and the direction of the relative airflow.
[26]A crew member who is a pilot or flight engineer assigned to carry out duties essential to the operation of an aircraft during flight time.
[27]Area of the Earth’s surface imaged by the camera sensor.
[28]The HOFO last flew VH-HPY as pilot in command on 18 August 2023.
[29]Angle of attack: the acute angle between the chord line of the airfoil and the direction of the relative wind.
[30]Critical angle of attack: the angle of attack at which a wing stalls regardless of airspeed, flight attitude, or weight.
[31]Some measures had less samples - Response time to ATC transmissions had 3 samples.
[32]Some measures had less samples - Response time to ATC transmissions had 14 samples, time from the commencement of transmission to the commencement of speech had 18 samples, and fundamental frequency had 16 samples.
[38]The Manual of Air Traffic Services is a joint document of Defence and Airservices and is based on the rules published in Civil Aviation Safety Regulations Part 172 – Manual of Standards and International Civil Aviation Organization standards and recommended practices, combined with rules specified by Airservices and Defence.
[39]The holder of an authorisation under the Civil Aviation Act 1988 or the associated aviation regulations to undertake a particular activity (for example aircraft operators and maintenance providers).
[40]The NSW Rural Fire Service (NSW RFS) was a large volunteer fire service. The members provide fire and emergency services to approximately 95 percent of NSW.
[41]AGAIR was the registered operator of VH-LVG, but not VH-CLT. The registered operator was responsible for the continuing airworthiness and maintenance control of the aircraft.
[42]Both aircraft types are in the same family as VH-HPY (a Gulfstream 695A).
[43]In May 2019, the maintenance release for VH‑LVG was valid between September 2018–September 2019 and had about 28 flying hours remaining.
[44]With regard to this observation, the surveillance report stated: ‘Several aircraft are leased to the AOC and have cross hire agreements in place. On review of the agreements they lack clarity on the airworthiness responsibilities managed by the HAAMC. A more airworthiness focused contractual agreement would ensure each aspect of the continuing airworthiness has clearly assigned responsibilities.’
[45]This model of aircraft did not have master warning lights, which are common on other aircraft types and were fitted to later model Gulfstream 695A aircraft.
[46]Aviator’s dry breathing oxygen is manufactured to strict specifications for use in aircraft and cannot be substituted with other types (such as medical or industrial grade oxygen).
[47]A yaw damper is a device that applies rudder correction in order to reduce the lateral oscillations of an aircraft motion, with both rolling and yawing components (Dutch roll).
Preliminary report
Report release date: 07/02/2024
This preliminary report details factual information established in the investigation’s early evidence collection phase and has been prepared to provide timely information to the industry and public. Preliminary reports contain no analysis or findings, which will be detailed in the investigation’s final report. The information contained in this preliminary report is released in accordance with section 25 of the Transport Safety Investigation Act 2003.
The occurrence
On 4 November 2023, a Gulfstream 695A, registered VH-HPY, was being operated by AGAIR on an instrument flight rules[1] flight from Toowoomba, Queensland to Mount Isa. On board the aircraft were the pilot and 2 camera operators. The purpose of the flight was to conduct aerial photography of fire zones located north of Mount Isa. The flight had been contracted by Queensland Fire and Emergency Services and was conducted as an aerial work operation.
At about 1055 local time, the aircraft departed Toowoomba Airport. The pilot was provided with an air traffic control clearance to track to Mount Isa. They were initially cleared to climb to flight level[2] (FL) 160, and then were issued further instructions to continue the climb to the planned cruise of FL 280. The pilot made a brief personal phone call at about 1106, and the aircraft reached FL 280 at 1120:30 (Figure 1).
Figure 1: Flight path overview
Source: Google Earth, annotated by the ATSB
At 1141:12, the pilot contacted the controller and requested clearance to descend to FL 150. The requested clearance was provided and, a short time later, the aircraft started to descend. The initial rate of descent reached about 3,900 feet per minute (ft/m), but this slowed as the aircraft continued to descend. At 1151:49, the aircraft levelled off at FL 150. At 1157:43, the pilot contacted the controller again and requested clearance to climb back to FL 280, which was approved. Shortly after, the aircraft began to climb.
At 1210:19, the flight was transferred to, and the pilot established radio communication with, the controller responsible for the Simpson region[3] on a frequency of 126.0 MHz. The pilot reported to the controller that the aircraft was on climb to FL 280. At 1221:49, the aircraft levelled off at FL 280.
At 1245:51, the controller requested the pilot change frequency to 122.1 MHz, to maintain radio contact within range of ground equipment. This change was acknowledged by the pilot, but the Simpson region controller did not receive radio communications from the flight on the newly assigned frequency.
Between 1247:51 and 1340:15 the Simpson region controller made 15 separate radio broadcasts attempting to re-establish radio communication with the pilot. The controller also attempted to contact the pilot on HF (high frequency) radio and by relaying messages via other aircraft that were operating in the same area as VH-HPY.
At 1318:20, the controller declared an uncertainty phase (INCERFA)[4] for the aircraft.
At 1341:31, the pilot called the Simpson region controller on 122.1 MHz, providing callsign, flight level and radio frequency, but the controller was unable to re-establish two-way communications. Between 1341:31 and 1350:51 the controller continued attempts to contact the pilot. This included further attempted communication relays via aircraft in the vicinity of VH-HPY on various frequencies including the international air distress frequency of 121.5 MHz. At 1350:51 a crewmember on board a Royal Australian Air Force (RAAF) Alenia C-27J Spartan aircraft was able to establish contact with the pilot on 118.6 MHz.
At 1351:08, the controller requested that the RAAF crewmember instruct the pilot to call them on 123.95 MHz. At 1351:59, the controller re-established radio communications with the pilot of VH‑HPY on this frequency. The pilot confirmed the aircraft was maintaining FL 280 and was ‘ops normal’. Between 1352:08 and 1357:34 several communications took place between the controller and the pilot during which the pilot advised the aircraft’s oxygen system was operating normally. The pilot informed the controller that the aircraft was tracking direct to Cloncurry and then on to an area near Mount Gordon to undertake airwork.
At 1357:34, the pilot was provided with an air traffic control clearance to undertake operations near Mount Gordon. Between 1357:43 and 1401:36 the pilot repeated the clearance from the controller 4 times, seeming uncertain about the status of the clearance. Although a formal speech analysis has not been undertaken at this stage, radio recordings during this period indicate that the pilot’s rate and volume of speech had substantially lowered from earlier communications and was worsening. During the last radio transmission, which commenced at 1401:23, the pilot seemingly had difficulty pronouncing the location ‘Cloncurry’ and they incorrectly stated the airwork would take place near ‘Mount Ball’, which was then corrected to ‘Gordon’.
At 1419:22, the controller requested the pilot change frequency to 122.4 MHz, but no response was received. Between 1420:05 and 1427:20 the controller attempted to contact the pilot 8 times without receiving a response.
The aircraft was not fitted with a cockpit voice recorder or flight data recorder. However, flight data was transmitted to ground stations by aircraft/navigational equipment (see Recorded information). This data indicated that at 1420:50 the aircraft’s groundspeed began to reduce from a cruise groundspeed of about 225 kt (417 km/h), while heading and altitude remained steady. At 1425:25, the groundspeed had decreased to about 104 kt (193 km/h) and the aircraft departed controlled flight. The aircraft initially entered a descending anticlockwise[5] turn with an increasing rate of descent. At an altitude of about 10,000 ft, the aircraft transitioned into a tight clockwise helical descent, likely an aerodynamic spin,[6] with a subsequent average rate of descent of about 13,500 ft/m (Figure 2).
Figure 2: Oblique view of the aircraft’s flight path during the descent from FL 280
Source: Google Earth, annotated by the ATSB
Two witnesses at a nearby mining facility observed the aircraft’s descent and described hearing a ‘whirring’ noise and seeing it descending in a nose-down clockwise corkscrew motion. The witnesses recalled the aircraft’s motion momentarily abated partway down, before it re-entered the nose-down corkscrew descent.
At about 1427:20, the aircraft collided with terrain 30 NM (56 km) south-east of Cloncurry. The 3 occupants were fatally injured, and the aircraft was destroyed by impact forces and a fuel-fed post-impact fire.
Context
Pilot information
The pilot held a valid class 1 aviation medical certificate and an air transport pilot licence (aeroplane). At the time of the accident, the pilot had about 4,800 hours total aeronautical experience. This included about 3,200 hours operating turbine/jet aircraft including the Beechcraft B200, Learjet L35/36, and several high-performance military aircraft. The pilot commenced employment with the aircraft operator in September 2023.
Camera operator information
Camera operator 1 joined the aircraft operator in July 2021. They were not employed as a pilot by the organisation, but held a valid class 1 aviation medical certificate and commercial pilot licence (aeroplane). At the time of the accident, they had about 434 hours total aeronautical experience, including 72 hours on multi-engine piston aircraft. The ATSB has not yet determined whether camera operator 1 was in the second pilot’s seat at the time of the accident.
Camera operator 2 was a United States citizen who had experience in the construction and operation of the imaging system. They joined the aircraft operator in October 2023.
Aircraft information
The Gulfstream 695A is a high-wing, pressurised, twin-engine aircraft powered by 2 Garrett TPE331-10-511K turboprop engines, and is fitted with a system to provide oxygen to the occupants in the event of a depressurisation at high altitudes. The aircraft was designed as a business and personal aircraft with seating capacity of up to 11 depending on configuration. The aircraft, serial number 96051, was manufactured in 1982 and first registered in Australia as VH‑HPY on 11 November 2014. Its registration was held by AGAIR from 14 September 2016.
In 2021, VH-HPY was fitted with a long-wave infrared imaging system to carry out aerial photography of fire zones.
The aircraft’s most recent scheduled maintenance was completed on 1 November 2023, and at that time it had accrued 7,566.1 hours total time in service. Work carried out included the 150 hourly inspection and the rectification of minor defects.
Site and wreckage information
The ATSB conducted an on-site examination of the aircraft wreckage. The aircraft came to rest in flat, open bushland and was destroyed by a significant post-impact fire (Figure 3). The post‑impact fire damage limited the extent to which pre-impact defects could be identified, however from the evidence available:
all major aircraft components were accounted for at the point of impact
the impact marks and wreckage position indicated that the aircraft impacted terrain upright with a shallow, nose down attitude and with little forward momentum, indicative of a spin
both engines and propellers had indications that the engines were running at impact.
It was not possible to determine the operability of the aircraft’s pressurisation and oxygen systems.
Figure 3: Overview of the accident site
Source: Queensland Police, annotated by the ATSB
Weather information
Preliminary examination of meteorological records for the accident area indicated that the conditions present at FL 280 at the time of the accident were likely a westerly wind at 40 kt, with no significant weather events nearby.
At 1430, about 3 minutes after the aircraft collided with terrain, the Bureau of Meteorology (BoM) automatic weather station at Cloncurry, 56 km north-west of the collision location, recorded the surface wind as 6 KT from 190° true, visibility greater than 10 km, no detected cloud, temperature 40°, dew point 2°, and no rainfall since 0900 local time.
Recorded information
During the flight, data was being transmitted by the aircraft’s automatic dependent surveillance broadcast (ADS-B) equipment. This data, recorded at intervals of less than 1 second, captured the aircraft’s position and altitude shortly after departure from Toowoomba until the aircraft had descended to about FL 240 during its final descent. Flight data was also being transmitted from a navigational application on a tablet onboard the aircraft. From 1346:01 to 1427:15 this data, recorded at 5-second intervals, captured the aircraft’s position, altitude, groundspeed and heading.
All radio communications made and received by Airservices Australia throughout the entirety of VH-HPY’s flight were recorded.
A Garmin GTN-750 navigation system was recovered from the accident site and transported to the ATSB’s Canberra technical facility. Examination of the unit indicated that it was not recording flight data.
Further investigation
To date, the ATSB has:
examined the wreckage and accident site
examined the Garmin GTN750 navigation system recovered from the accident site
interviewed relevant parties
collected radio communication, aircraft traffic surveillance data, and navigational application data
collected aircraft, pilot, crew and operator documentation.
The investigation is continuing and will include further analysis of:
the pilot’s speech during radio communications, including an examination of hypoxia indicators[7]
meteorological information
maintenance records, including those of the aircraft’s pressurisation and oxygen systems, and airworthiness procedures
operational procedures and documentation
flight data and air traffic surveillance data
pilot and crew training and medical records.
A final report will be released at the conclusion of the investigation. Should a critical safety issue be identified during the course of the investigation, the ATSB will immediately notify relevant parties so appropriate and timely safety action can be taken.
Acknowledgement
The ATSB would like to acknowledge the significant assistance provided by the Queensland Police Service during the on-site investigation phase and initial evidence collection activities.
Purpose of safety investigations
The objective of a safety investigation is to enhance transport safety. This is done through:
identifying safety issues and facilitating safety action to address those issues
providing information about occurrences and their associated safety factors to facilitate learning within the transport industry.
It is not a function of the ATSB to apportion blame or provide a means for determining liability. At the same time, an investigation report must include factual material of sufficient weight to support the analysis and findings. At all times the ATSB endeavours to balance the use of material that could imply adverse comment with the need to properly explain what happened, and why, in a fair and unbiased manner. The ATSB does not investigate for the purpose of taking administrative, regulatory or criminal action.
Terminology
An explanation of terminology used in ATSB investigation reports is available here. This includes terms such as occurrence, contributing factor, other factor that increased risk, and safety issue.
Publishing information
Released in accordance with section 25 of the Transport Safety Investigation Act 2003
Ownership of intellectual property rights in this publication
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Creative Commons licence
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Copyright in material obtained from other agencies, private individuals or organisations, belongs to those agencies, individuals or organisations. Where you wish to use their material, you will need to contact them directly.
[1] Instrument flight rules (IFR) are a set of regulations that permit the pilot to operate an aircraft in instrument meteorological conditions (IMC), which have much lower weather minimums than visual flight rules (VFR).
[2] At altitudes above 10,000 ft in Australia, an aircraft’s height above mean sea level is referred to as a flight level (FL). FL 280 equates to 28,000 ft.
[3] An area covering the central and western parts of Queensland.
[4] A situation where uncertainty exists as to the safety of an aircraft and its occupants. In this instance, an uncertainty phase is declared when a pilot fails to report to air traffic control 30 minutes after a frequency change.
[5] Directions given are from a top-down perspective.
[6] A sustained spiral descent of a fixed-wing aircraft, with the wing’s angle of attack beyond the stall angle.
[7] Hypoxia is the result of a lack of oxygen to the body tissues. The most common type of hypoxia in aviation is altitude (hypobaric) hypoxia, which can be prevented by pressurising the aircraft or by breathing supplemental oxygen. Symptoms can be insidious and include sleepiness, drowsiness, slurred and slowed speech, confusion, and impaired cognition and decision making.
Occurrence summary
Investigation number
AO-2023-053
Occurrence date
04/11/2023
Location
55 km south-east of Cloncurry Airport
State
Queensland
Report release date
19/06/2025
Report status
Final
Investigation level
Systemic
Investigation type
Occurrence Investigation
Investigation status
Completed
Mode of transport
Aviation
Aviation occurrence category
Collision with terrain, Flight crew incapacitation, Loss of control
On the morning of 28 October 2023, a SOCATA-Groupe Aerospatiale TB-20, registered, VH-JTY, departed Montpelier aircraft landing area, Queensland, for a visual flight rules private flight to Palmyra aircraft landing area, Queensland. The flight was to be just over one hour duration and the pilot and their passenger were familiar with the route.
During the flight, the pilot contacted a friend at the destination for an appreciation of the weather. After the friend advised them of the prevailing conditions including cloud, the pilot replied that they would need to go through some cloud before arriving.
Around 30 NM from the destination, shortly after commencing descent for the intended landing, the aircraft began a steep descending turn to the left towards mountainous terrain. During this descent, the aircraft exceeded the airframe’s designed maximum airspeed before pitching up and passing over the top of Bull Mountain. The aircraft then entered a second steep descending turn, this time to the right, before the recorded flight path data ceased.
The wreckage was located nearby in dense forest on the north-east face of Bull Mountain. The accident site indicated that the aircraft had collided with terrain at a steep angle, and with significant forward velocity. The aircraft was destroyed and both occupants received fatal injuries.
What the ATSB found
The ATSB found that, after encountering cloud en route, the pilot elected to continue along the intended flight path through cloud instead of diverting around or remaining on top of it. Shortly after, it is very likely the pilot entered weather conditions not suitable for visual navigation, leading to spatial disorientation and a descent into mountainous terrain.
Safety message
One of the key risk controls for a visual flight rules (VFR) pilot to avoid entering instrument meteorological conditions (IMC) is appropriate pre-flight preparation and planning. Pilots should always obtain up-to-date weather information before and during flight. While forecasts will assist in selecting the route to be flown, pilots should plan an alternate or be prepared to make necessary deviations from the planned route should actual weather conditions indicate the possibility of not being able to comply with the VFR.
For a non-instrument rated pilot, even with basic attitude instrument flying proficiency, maintaining control of an aircraft in IMC by reference to the primary flight instruments alone entails a very high workload that can result in narrowing of attention and loss of situational awareness. While autopilot can be used to reduce workload, it is not infallible and should not be relied upon or used by VFR pilots as a risk mitigator to decide to fly into unsuitable conditions.
Unapproved mobile devices displaying charts and data from an approved data service provider are a useful supplement to navigation, but they cannot be used as a navigation device, and must not be the sole means of navigation when operating under the VFR. Pilots should use navigation equipment approved for aviation and maintain skills in navigating by reference to approved charts.
The investigation
Decisions regarding the scope of an investigation are based on many factors, including the level of safety benefit likely to be obtained from an investigation and the associated resources required. For this occurrence, a limited-scope investigation was conducted in order to produce a short investigation report, and allow for greater industry awareness of findings that affect safety and potential learning opportunities.
The occurrence
On 28 October 2023, at about 0735 local time, a SOCATA-Groupe Aerospatiale TB-20 (TB-20) registered VH-JTY, departed from Montpelier (Antill Plains) aircraft landing area,[1] Queensland, for a private flight to Palmyra aircraft landing area,[2] Queensland. The flight was to track via Dalrymple Heights, near Eungella before descending into the Pioneer Valley to the west of Mackay, and then track direct to Palmyra (Figure 1). On board were the pilot and a passenger, who was also a licenced pilot.
Figure 1: VH-JTY fight path
Source: Google Earth and OzRunways, annotated by the ATSB
OzRunways[3] data showed the aircraft was flown to 5,500 ft above mean sea level (AMSL) where it maintained a steady track without any significant deviations during the cruise phase of flight.
At 0814, approximately 20 minutes prior to commencing descent for the intended landing at Palmyra, the pilot made a phone call to a friend, another licenced pilot, in Mackay. It was reported that the pilot enquired about the weather at the destination. The friend recalled advising of the presence of cloud at Palmyra and blue sky to the south of the landing area. The pilot replied that they would have to go through some cloud.
The same friend called the pilot at 0833 to confirm their estimated time of arrival so they could meet the pilot in Palmyra. They stated that the pilot reported being over Eungella at 5,500 ft and was about to commence their descent. The friend reported ending the phone call so as not to cause any distraction.
At 08:34, there was a change to the previously stable flight path. The aircraft initially climbed about 100 ft and entered a slight right turn before turning left towards Bull Mountain in a shallow descent. As the turn continued, the aircraft’s descent rate increased, descending about 1,600 ft in 13 seconds (average descent rate of 7,400 ft/min) (Figure 2).
Figure 2: VH-JTY descent
Source: Google Earth with overlaid OzRunways data, annotated by the ATSB
During this descent, the aircraft accelerated to about 218 kt, 29 kt above the aircraft’s published VNE[4] (velocity never exceed) of 189 kt (Figure 3).
Figure 3: TB-20 airspeed limitations
Source: Aircraft manufacturer, annotated by the ATSB
In the 10 seconds that followed, the aircraft pitched up steeply, climbed approximately 600 ft, and passed overhead Bull Mountain at 4,200 ft AMSL. The aircraft then slowed to 132 kt before entering a steep descending right turn to the east. The recorded data stopped at 0835, 3,655 ft AMSL with the aircraft estimated to be descending at around 6,000 ft/min in a right turn with 36° angle of bank and increasing roll angle.
The aircraft collided with terrain in dense forest on the north-east face of Bull Mountain 1,900 ft AMSL, not far from where the recorded data stopped. The aircraft was destroyed, and the pilot and passenger were fatally injured.
Context
Pilot information
The pilot was qualified and authorised to fly VH-JTY. They held a valid Private Pilot Licence (Aeroplane), issued on 4 May 2004. In addition, the pilot held a single engine aeroplane rating, and endorsements for manual propeller pitch control and retractable undercarriage. Their last flight review was conducted in July 2023 and valid to 30 September 2025. At the time of the accident the pilot had about 2,100 hours total aeronautical experience of which about 1,500 hours were in VH-JTY.
The pilot held a valid class 2 medical certificate that was issued on 12 December 2022 and valid to 7 October 2024. The class 2 was issued with the restrictions that both distance and reading vision correction was available during flight. A review of the pilot’s medical records showed that a chronic medical condition was being appropriately managed by the pilot and their designated aviation medical examiner (DAME). It required annual review and there were no additional restrictions placed on the pilot’s class 2 medical certificate.
A copy of the coroner’s toxicology and pathology reports were not available to the ATSB at the time of publishing this report.
Passenger information
The passenger was familiar with VH-JTY. While a licensed pilot, they had not renewed their medical certification for flight and had not conducted a recent flight review.
Aircraft information
General information
The TB-20 is an all-metal, 5-place, single engine aircraft with fully retractable landing gear. It was powered by a 6-cylinder Lycoming IO-540 fuel-injected engine, driving a 3-blade constant-speed propeller and equipped[5] for visual flight rules (VFR)[6] (Day) flying only. VH-JTY was manufactured in France in 1985 and was first registered in Australia in April 1987. The pilot had owned VH-JTY since April 2008 (Figure 4).
Figure 4: VH-JTY
VH-JTY as it appeared in 2015. The yellow lines and wingtips were later painted dark red.
Source: Simon Coates, modified by the ATSB
Maintenance history
The aircraft was maintained in accordance with the CASA system of maintenance defined in Civil Aviation Regulations 1988 - Schedule 5 and the last periodic inspection was conducted on 14 December 2022. A review of the maintenance records and history for VH-JTY did not show any outstanding defects. The active maintenance release was not recovered from the accident site.
The aircraft was equipped with a Bendix/King KLN 90 GPS navigation system and a Bendix/King KAP 150 2-axis (pitch and roll) autopilot system that had been installed since the aircraft was manufactured. A review of the maintenance history and comments of the approved maintenance organisation showed minor issues with the autopilot consistent with its age. The faults were reported to have resulted in the uncommanded disconnection of the autopilot in flight. The unit was repaired in March 2022 and there were no records of any further maintenance on the autopilot after this date.
In January 2023, a ground handling incident damaged VH-JTY’s vertical fin and rudder. Structural repairs were carried out and following inspection of the flight controls, the aircraft returned to service on 25 May 2023. At the time of the accident, VH-JTY had a total time in service of about 5,233.4 hours and had flown about 35 hours since return to service.
King KAP 150 Autopilot
The pilot information manual supplement for the autopilot did not provide a minimum activation airspeed for the TB-20 but did contain a maximum airspeed limitation of 175 kt for autopilot use. Automatic flight could be activated by pressing the AP ENG (autopilot engage) button on the control panel and disengaged by pressing the AP ENG button again, or by pressing the AP DISC (autopilot disconnect) button on the pilot’s control wheel. When the autopilot is disengaged, an aural alert sounds for 2 seconds to alert the pilot.
The supplement also provided maximum altitude losses that may be encountered following an autopilot malfunction. In a cruise, climb or descent configuration, the maximum altitude loss would be 450 ft.
Recorded data
ADS-B
The aircraft was equipped with a SkyEcho portable automatic dependant surveillance broadcast (ADS-B) antenna capable of receiving information from ADS-B equipped aircraft and transmitting positional information to nearby stations. A review of available flight track history revealed that this antenna did not transmit any positional information during the accident flight.
Mobile devices
There were almost certainly 2 iPads and 2 telephones onboard the aircraft. Queensland Police located and recovered one telephone from the accident site. ATSB data recovery specialists determined that the phone was too heavily damaged to recover the data from the phone’s internal memory. At least 2 mobile devices were running the OzRunways app.
OzRunways data
OzRunways is an electronic flight bag (EFB) provider in Australia that also provides a ‘TX’ service that tracks device location and uploads it to OzRunways servers over the cellular network every 5 seconds. This service displays the device’s location on a user‑selected chart and also plots location data from other aircraft utilising OzRunways. The pilot used the OzRunways application on an iPad for en route planning and navigation. The pilot’s passenger also carried a second iPad with OzRunways when they flew together.
OzRunways is an approved source of aeronautical charts, but it must not be used as a primary means of navigation. The iPad GPS does not meet technical standard order[7] (TSO) specifications for aviation use (OzRunways, 2022). Additionally, there are limitations to the data provided via OzRunways. Altitude information has a resolution of 100 ft, a change in altitude from 190 ft to 210 ft will be displayed as a change from 100 ft to 200 ft. Additionally, filtering applied to smooth the data can affect the accuracy of analysis of small sections of data.
Tracking data obtained from OzRunways provided latitude and longitude as well as time, speed and heading. The last data point was at an altitude of about 1,700 ft above ground level in the vicinity of the accident site (Figure 2). When the OzRunways data ended, the aircraft was shown heading east in a steep descending right turn. The lack of any further data points was probably due to a loss of cellular signal among the mountains.
Accident site
The aircraft wreckage was located in heavily vegetated steep mountainous terrain, north-east of Bull Mountain (Figure 5). A Central Queensland Rescue helicopter located the wreckage at 1113 on 28 October and first accessed the site by winch at about 1400 on the day of the accident. The rescue crew confirmed that both occupants were deceased and took preliminary photographs of the wreckage.
The ATSB was unable to access the accident site. ATSB investigators provided a briefing to Queensland Police Service (QPS) forensic officers prior to them attending site on 27 November. With the support of specialists trained in high angle rescue operations the QPS officers collected evidence and provided it to the ATSB.
Figure 5: Accident site terrain
Source: Central Queensland Rescue, annotated by the ATSB
Wreckage examination
The ATSB’s review of the accident site photographs, and evidence provided by QPS, showed that the aircraft impacted the terrain at a steep angle while tracking 036° (close to north-east). The aircraft was destroyed by the impact and consumed by a post-impact fuel‑fed fire. Several components were buried by shifting soil after the accident.
Figure 6: Propeller damage
Source: Queensland Police Service, annotated by the ATSB
The following observations were made from the wreckage examination:
Impact marks on engine and propeller components indicated that the propeller was turning with power applied when it impacted terrain, indicating the engine was almost certainly operational at that time (Figure 6).
The extremities of the aircraft, the wing tips and stabilator were found at the accident site indicating that the aircraft was complete at the time of collision.
Communications
Police contacted Mackay air traffic control tower following the report of a missing aircraft. The controller confirmed that they did not hear a radio transmission from VH-JTY and that aircraft operating in the area at the time did not hear a distress call from the aircraft.
Operational information
General
Peers of the pilot reported that the pilot would often climb to operate VFR over the top of cloud. The pilot would generally fly the cruise portion of the flight on autopilot and would use the autopilot if they ever had to fly through cloud. While VFR over the top of cloud is permitted under the VFR, a minimum separation from cloud is required when flying under the VFR (see section Visual meteorological conditions).
The Civil Aviation Authority of New Zealand safety publication Vector contained an article called Who’s really flying your aircraft?The article discussed the potential downfalls of relying on automation in the cockpit, and its prevalence in VFR into instrument meteorological conditions (IMC) accidents.
VH-JTY was fitted with an approved GPS. The pilot was not known to program flight plans into the unit, instead relying on OzRunways for navigation. The CASA Visual Flight Guide provided the following note to VFR pilots utilising GPS in their aircraft:
An approved GNSS system may be used under the VFR:
• to supplement map reading and other visual navigation techniques
• to derive distance information for enroute navigation and traffic separation.
The positioning and navigational tools featured in the OzRunways application rely on equipment such as mobile phones or iPads that do not meet the required standard for operational use in aircraft. OzRunways acknowledges this limitation and advises users that the OzRunways application shall not be used as a primary means of navigation. It can, however, be used to supplement traditional visual navigation methods such as map reading.
Previous flights
Data obtained for the previous 3 months showed a number of previous flights between the two locations consistent with logged flight records (Figure 7). Each flight took about 1.2 hrs depending on the route taken.
Flights would often depart Palmyra, tracking inland towards Townsville where they would descend outside the Townsville control zone steps and land at Montpelier Airfield. On return to Palmyra, the pilot routinely flew inland past Collinsville and would descend down the Pioneer Valley approaching Palmyra from the west below the Mackay control zone steps.
Figure 7: Previous flight data
Source: Google Earth and OzRunways, annotated by the ATSB
Selection of route
The pilot and their passenger were familiar with the route between Montpelier and Palmyra, completing the return journey as often as once a fortnight for the last few years. When they considered the weather unsuitable for flight, they would make the trip by car, and had a vehicle at their disposal in both locations.
The pilot was known to plan routes that were outside controlled airspace (Figure 8). Witnesses interviewed advised this was common practice among local pilots due to the potential of encountering delays in access to controlled airspace in that region.
Figure 8: Intended flight path
Source: Visual Navigation Chart, annotated by the ATSB
Visual meteorological conditions
Visual meteorological conditions (VMC) are expressed in terms of in-flight visibility and distance from cloud (horizontal and vertical) and are prescribed in the Civil Aviation Safety Regulations (CASR) Part 91 (General Operating and Flight Rules) Manual of Standards 2020: 2.07 VMC criteria. A VFR flight can be conducted above cloud provided VMC can be maintained for the entire flight, including climb, cruise, and descent.[8] The CASA Visual Flight Rules Guide included the following notes for VFR flight:
Pilots should not initiate VFR flight on top of more than SCT [scattered][9] cloud when weather conditions are marginal. Before committing to operate VFR flight on top of more than SCT cloud, pilots should be confident that meteorological information used is reliable and current, and clearly indicates that the entire flight will be able to be conducted in VMC.
And:
When navigating by visual reference to the ground or water, you must positively fix the aircraft’s position by visual reference to features marked on topographical charts at intervals not exceeding 30 minutes.
Figure 9, taken from the CASA Visual Flight Rules Guide, provides a visual depiction of the VMC criteria for aeroplanes below 10,000 ft.
Figure 9: VMC criteria below 10,000 ft
Source: Civil Aviation Safety Authority
Weather reports obtained by the pilot
According to CASR Part 91 (General Operating and Flight Rules) Manual of Standards 2020: 7.02 Forecasts for flight planning, an authorised weather forecast must cover the whole period of the flight, and include a wind and temperature forecast and, for a flight at or below 10,000 ft AMSL, a general aviation meteorological area forecast (GAF).
Airservices Australia conducted a review of the pilot’s national aeronautical information processing system (NAIPS)[10] account activity. Two accounts were linked to the pilot. On the day of the flight, one account had expired, and the other had not been accessed since a password update 2 months earlier. Weather requests through OzRunways use the user’s NAIPS login credentials to retrieve the requested information. A third account, linked to the passenger, was last accessed through OzRunways 5 days prior to the flight to obtain an area briefing.
While other third party information such as weather radar overlays, satellite imagery and wind observations are available without an NAIPS login,[11] NAIPS is the only source through which OzRunways obtains weather forecasts for flight planning.
Notwithstanding the requirement of a forecast for flight planning, CASR Part 91 (General Operating and Flight Rules) Manual of Standards 2020: 7.03 Flights unable to obtain an authorised weather forecast before departure states that a flight can still depart without an authorised forecast provided other conditions are met. These include:
The pilot in command reasonably considers that the weather conditions at the departure aerodrome will permit the aircraft to return and land safely at the departure aerodrome within 1 hour after take-off.
The pilot in command of a Part 91 flight must return to the departure aerodrome if:
(a) the authorised weather forecast required for the planned destination aerodrome is not obtained within 30 minutes after take-off; and
(b) the pilot in command has not nominated a destination alternate aerodrome if required to do so by subsection 8.04 (3).[12]
CASA defined what constituted an approved weather report and a list of who could provide one.[13] Licenced pilots were included in the list. The pilot obtained a weather update for the destination from their friend en route. While the accuracy of the information could not be verified, as a licenced pilot, the weather report provided by the pilot’s friend would have been considered an approved weather report for the destination. Based on the pilot’s phone records, this report was obtained about 39 minutes after departure.
Meteorological information
Forecast weather
The planned flight from Montpelier to Palmyra was within the QLD north (QLD-N) Graphical Area Forecast (GAF)[14] region. Forecast weather conditions in the GAF, valid from 0300 to 0900 on 28 October 2023, included average conditions of greater than 10 km visibility with areas of scattered stratocumulus clouds between 2,000 and 4,000 ft. The cloud was forecast to lift and become scattered cumulus and stratocumulus between 4,000 and 8,000 ft with moderate turbulence below 8,000 ft in thermals later in the day.
The Bureau of Meteorology aerodrome forecast (TAF)[15] for Mackay Airport, issued at 0435 and valid at the time of the accident showed an expected visibility of greater than 10 km, few cloud at 3,000 ft and a wind of 17 kt from the south-east.
Based on the forecasts, local pilots interviewed by the ATSB described the conditions as being conducive to mechanical turbulence around the ranges.
Actual weather
The meteorological aerodrome report (METAR)[16] for Mackay Airport reported wind from the east at 17 kt (100°), visibility greater than 10 km and cloud scattered at 3,300 ft and broken[17] at 5,500 ft. There was no rainfall recorded in the previous 24 hours.
The ATSB requested an assessment of the weather from the Bureau of Meteorology who provided the following observations for the morning of the accident:
• Cloud extended from the coast to the ranges and was clear west of ranges.
• South easterly winds persisted which often bring cloud between 2,000 – 3,000 ft, being lower earlier in the day and climbing as the day warms up.
• Over the accident site, cloud was overcast to broken.
• Cloud extended 25 NM south of accident site.
• Eungella Dam was visible to the west on satellite images.
• Closer to the coast cloud was scattered to broken.
Bureau of Meteorology satellite images showed cloud building in the Pioneer Valley east of the ranges from 0600, covering the mountains to the north of the Pioneer Valley by 0800. Figure 10 shows cloud cover at 0830, 3 minutes before the accident.
Figure 10: Satellite image showing cloud formation on 28 October at 0830 local time
Source: Source: Bureau of Meteorology, annotated by the ATSB
Figure 11 shows the location of witnesses and CCTV recorded at the time of the accident.
Eyewitness 1 located near Bull Mountain heard a low flying aircraft that stopped suddenly. They stated that the top of the mountain was visible around the time of the accident.
Eyewitness 2 described the cloud as being very thick that morning from when they woke at 0500. The cloud started to rise around 0800 but still produced limited visibility of their paddock until around 1000. They also described a ‘good breeze’ on the ground during the morning with occasional gusts but did not recall strong winds on the day. CCTV footage from that location showed low cloud close to where the pilot commenced their descent (Figure 12).
CCTV recording 1 obtained from a business 5 km south-west of the accident site showing diffuse light indicating cloud cover at the time of the accident.
CCTV recording 2 facing north from an elevated position at the head of the valley. That footage showed low cloud to the east and tree movement equivalent to a fresh breeze.
Additionally, a large bushfire around 70 km to the south-east had filled the Pioneer Valley with smoke which was yet to dissipate. The pilot of the rescue helicopter advised that during the search for VH-JTY at around 1000, the cloud base was scattered at 3,000 ft with poor visibility in smoke haze.
Figure 11: Witness locations
Source: Google Earth, annotated by the ATSB
Figure 12: Closed circuit footage from Dalrymple Heights
Source: Supplied
Decision making
Flight under the VFR requires minimum conditions of visibility and distance from cloud. Variation from the expected weather conditions en route may prevent a pilot from reaching their destination under this ruleset. Flying into instrument meteorological conditions[18] (IMC) can occur in any phase of flight. However, a 2005 ATSB research publication – General Aviation Pilot Behaviours in the Face of Adverse Weather (B2005/0127) – concluded that the chances of a VFR into IMC encounter increased as the flight progressed, with the maximum chance occurring during the final 20 per cent of the planned flight. It stated:
This pattern suggests an increasing tendency on the part of pilots to ‘press on’ as they near their goal. To turn back or divert when the destination seemed ever closer became progressively more difficult.
The CASA Resource Booklet 7 Decision making contained the following:
A non-instrument rated pilot who proceeds with a flight in marginal weather and ends up in instrument meteorological conditions (IMC) decides to firstly, proceed with the flight and secondly, not turn back when the weather indicated visual flight rules were not able to be maintained
Dejoy (1992, cited in Hunter, 2002) suggests that a person’s propensity to engage in risky behaviour is the result of lower perceived risk in the outcome. Studies have shown that pilots who do not perceive the risks with adverse weather are more likely to engage in higher risk activities when dealing with weather (Cooper, 2003).
A Transportation Safety Board of Canada report A23O0028 into a VFR into IMC accident looked at pilot decision making and the acceptance of unsafe practices.
Pilot decision making is a cognitive process used to select a course of action between alternatives. Several factors, circumstances, and biases can affect pilot decision making, including the flight objective or goal, and the pilot’s knowledge, experience, and training. These factors can lead to situations where pilots might prioritize the achievement of the goal over the management of threats, likely resulting in a reduced safety margin.
A focus on achieving a goal or outcome may lead to a reduced sensitivity to risk, especially when high-risk activities repeatedly result in no negative outcomes. Flight crew members may grow accustomed to these risks, altering their perception and acceptance of such risks over time (Hollenbeck and others 1994).
In conditions where visual cues are poor or absent, such as in poor weather, up to 80 per cent of the normal orientation information is missing. Humans are then forced to rely on the remaining 20 per cent, which is split equally between the vestibular system and the somatic system. Both of these senses are prone to powerful illusions and misinterpretation in the absence of visual references, which can quickly become overpowering.
Pilots can rapidly become spatially disoriented when they cannot see the horizon. The brain receives conflicting or ambiguous information from the sensory systems, resulting in a state of confusion that can rapidly lead to incorrect control inputs and resultant loss of aircraft control.
For non-instrument rated pilots, statistics show they may not be able to recover at all. Research has shown the pilots not proficient in maintaining control of an aircraft with sole reference to the flight instruments will typically become spatially disoriented and lose control of the aircraft within 1 to 3 minutes after visual cues are lost.
The FAA Advisory Circular FAA AC60-4A Pilot’s spatial disorientation discussed the challenges associated with recovering from spatial disorientation. The results of a test conducted with qualified instrument pilots found that it took as much as 35 seconds to establish full control by instruments after the loss of visual reference with the ground or surface.
The ATSB report AR-2011-050 was updated in 2019 and found that in the 10 years prior, there were 101 VFR into IMC occurrences in Australian airspace reported to the ATSB. Of these, 9 were accidents resulting in 21 fatalities. An almost 10% chance of the encounter ending in a fatal accident.
A search of the ATSB Aviation Occurrence Database shows that in the 5 years since 2019, there have been 56 VFR into IMC occurrences reported to the ATSB. Of these, 10 resulted in accidents with 16 fatalities. The dangers of spatial disorientation following a loss of visual cues remains one of the most significant causes of concern in aviation safety.
Similar Occurrences
The risks of visual flight rules (VFR) pilots flying from visual meteorological conditions (VMC) into instrument meteorological conditions (IMC) are well documented, and have been the focus of numerous ATSB reports and publications. VFR pilots flying into IMC is a significant cause of aircraft accidents and fatalities.
AO-2022-016 – VFR into IMC, loss of control and collision with terrain involving Airbus Helicopters EC130 T2, VH-XWD, near Mount Disappointment, Victoria, on 31 March 2022
On 31 March 2022, at about 0741 local time, 2 Microflite Airbus EC130 helicopters, registered VH‑WVV and VH-XWD, departed the Batman Park helicopter landing site in Melbourne, for the town of Ulupna, Victoria. Both helicopters were operated in accordance with the VFR and departed in VMC conditions. Cloud was forecast along the route, but the pilots elected to continue to the destination. The helicopters encountered instrument meteorological conditions (IMC) over Mount Disappointment and VH-WVV conducted a U-turn to avoid entering cloud. While also attempting to conduct a U-turn, VH-XWD entered cloud, developed a high rate of descent, and collided with terrain. The helicopter was destroyed, and the 5 occupants were fatally injured.
AO-2021-017 – VFR into IMC and in-flight break-up involving Van's Aircraft RV-7A, VH-XWI 90 km south of Charters Towers, Queensland, on 23 April 2021
On 23 April 2021, a Van’s Aircraft RV-7A, registered VH-XWI, was being operated on a private flight under the visual flight rules (VFR) from Winton to Bowen, Queensland. During the flight, the pilot most likely entered IMC and lost control of the aircraft several times. This led to the airspeed limitations for the aircraft being exceeded and the aircraft sustained an in-flight break-up. The pilot was fatally injured, and the aircraft was destroyed.
VFR into IMC resources
The 2011 ATSB publication, Accidents involving Visual Flight Rules pilots in Instrument Meteorological Conditions, updated in 2019, includes a selection of weather-related general aviation accidents and incidents that show weather alone is never the only factor affecting pilot decisions that result in inadvertent IMC encounters. The documented investigations consistently highlight that conducting thorough pre-flight planning is the best defence against flying into deteriorating weather.
CASA also released a collection of resources related to this type of occurrence on its website titled Preventing VFR into IMC and other related resources on its pilot safety hub under Weather and forecasting.
For more information on VFR into IMC occurrences, recognising inadvertent entry into IMC, and what to do to recover, refer to the following publications:
Civil Aviation Authority United Kingdom: Safety sense booklet VFR flight into IMC
Data collected by the OzRunways electronic flight bag (EFB) application indicated that shortly after commencing descent from 5,500 ft, VH-JTY made a series of turns that displayed excessive sink and climb rates before colliding with terrain. This manoeuvring indicates that the autopilot was not being used during this part of the flight. Site and wreckage examination indicated that the aircraft was complete, had significant forward velocity, a high angle of entry and the engine was producing power. Those items of evidence indicated that the aircraft was most likely in an uncontrolled state when it collided with terrain.
The analysis considers the limited evidence available and discusses possible explanations for the departure from controlled flight:
pilot incapacitation
technical failure or malfunction
decision making
spatial disorientation.
Pilot incapacitation
Pilot incapacitation following a medical event was considered unlikely based on the short timeframe between ending the phone conversation prior to descent and the apparent departure from controlled flight. Medical records indicated that the pilot’s pre-existing condition was being appropriately managed and in the absence of any additional evidence, that was excluded.
Additionally, the passenger was also a pilot, although not current at the time, and they would have been capable of assuming control if the pilot had a medical episode.
Technical malfunction
Structural failure was considered as a possible explanation for the departure from controlled flight. The propeller, wing tips, stabilator, and vertical stabiliser/rudder were all located in site photographs. This was significant in determining that the recent repair to the vertical stabiliser had not failed. With the main components identified at the accident site, the possibility of an in-flight break‑up was excluded. Further, the damage to the engine and propeller indicated the engine was producing power at the time of the accident, eliminating engine malfunction as a possible explanation for the rapid descent.
The autopilot was installed in the aircraft from new and the pilot had owned the aircraft for close to 15 years. The pilot was almost certainly familiar with basic operation of the autopilot. The design of the autopilot servos that moved flight control surfaces incorporated a clutch so a pilot could override the autopilot in the event of a malfunction. The unit also incorporated a design whereby the autopilot would disengage if excessive pitch or roll rates were encountered. The autopilot had been repaired almost a year prior with no record of any additional maintenance, and the nature of the previous autopilot failures would not induce a loss of control.
If a technical malfunction occurred that would have affected the immediate safe continuation of the flight, it is very likely the pilot would have made a radio call declaring an emergency. No radio call was detected.
With no evidence of a failure or malfunction that would have induced uncommanded control inputs, it is considered unlikely that the autopilot contributed to a loss of control.
Pilot decision making
After excluding pilot incapacitation and technical failure, the ATSB considered pilot decision making and the flight path through cloud during the final minutes of the flight.
There was no record that the pilot obtained relevant aviation weather forecasts prior to the flight, and it could not be determined if additional weather information was obtained from other non‑approved sources. However, as the flight was a relatively short distance, and the pilot was very familiar with the route and destination, it is almost certain that they had knowledge and experience of weather behaviour and conditions to be expected. Additionally, the weather report obtained over the telephone while en route provided an accurate assessment of the prevailing conditions along the intended flight path.
Weather observations showed that at the cruising altitude of 5,500 ft, VH-JTY would have been in VMC above cloud before commencing descent. While there was variation in the witness reports concerning the lower level of the cloud, evidence showed there was significant cloud present, and that the pilot planned to pass through it. Witness statements related that it was common practice for the accident pilot to intentionally fly through cloud with the autopilot on. While this action would represent intentional non-compliance with aviation regulations, the main advantage of doing so would be to avoid loss of control following loss of visual references. The hazard being that if the autopilot or any of its input sensors failed or were inadvertently disengaged, loss of control would reasonably ensue.
This behaviour without previous consequence may have affected their perception of the associated risk of continuing through cloud and influenced their decision to continue along the intended flight path instead of diverting around the cloud en route (Cooper, 2003). Personal bias and misperception of the risks associated with VFR flight into IMC (Hollenbeck and others, 1994) is a factor frequently seen in aircraft accidents (Hunter, 2002).
The Bureau of Meteorology assessment of the conditions and analysis of satellite imagery matched the report of the pilot’s friend on conditions at the destination. While cloud existed around to the east of Mackay and around the mountains of the Pioneer Valley, the west and south of the destination were clear of cloud. It was determined that in this context, it is highly likely that the pilot chose to fly through cloud rather than continue visual flight over the top of cloud, divert around weather, or plan flight through controlled airspace.
Spatial disorientation
The flight path from Montpelier to top of descent was compared to previous flights. It was determined to be consistent with the way the pilot would normally conduct cross-country flights in VH-JTY and was almost certainly being flown on autopilot during cruise. The sudden change in flight path prior to descent indicated disconnection of the autopilot and resumption of hand flying.
The weather on the day of the flight was conducive to poor or absent visual cues and turbulence, factors which are known to contribute to spatial disorientation. The pilot was not trained or experienced in flying in low visibility. In these conditions, the pilot would have been required to reference the aircraft’s flight instruments to maintain control. In this case the aircraft was not equipped with the instruments required for flight in IMC.
The accident site showed that the aircraft collided with terrain tracking north-east, indicating that the turn to the right continued after the flight path recording ended. The instability of the flight path with excessive rates of descent and climb are markers commonly observed in spatial disorientation occurrences where pilots are aware of a departure from controlled flight and attempt to correct the unusual flight attitude.
Due to the limited information available, it is not known whether the autopilot disconnect was intentional or why the pilot’s reported strategy of using autopilot when flying through cloud failed on this occasion. Following the commencement of the turn to the left, the significant deviation of pitch attitude during the turn was likely unintentional. The high rate of descent was consistent with the pilot becoming spatially disoriented after flying into weather conditions not suitable for visual navigation. As a result, the aircraft collided with terrain.
Findings
ATSB investigation report findings focus on safety factors (that is, events and conditions that increase risk). Safety factors include ‘contributing factors’ and ‘other factors that increased risk’ (that is, factors that did not meet the definition of a contributing factor for this occurrence but were still considered important to include in the report for the purpose of increasing awareness and enhancing safety). In addition ‘other findings’ may be included to provide important information about topics other than safety factors.
These findings should not be read as apportioning blame or liability to any particular organisation or individual.
From the evidence available, the following findings are made with respect to the VFR into IMC, loss of control and collision with terrain involving SOCATA-Groupe Aerospatiale TB-20, VH‑JTY, 65 km west of Mackay Airport, Queensland, on 28 October, 2023.
Contributing factors
The pilot made the decision to descend through cloud rather than remain VFR over the top or divert around weather.
The visual flight rules pilot very likely entered weather conditions not suitable for visual navigation, leading to spatial disorientation and collision with terrain.
Sources and submissions
Sources of information
The sources of information during the investigation included the:
Queensland Police Service
accident witnesses
recorded data from the OzRunways navigation application
CCTV video footage and other photographs taken on the day of the accident
Cooper D. (2003). Psychology, Risk and Safety: Understanding how personality & perception can influence risk taking. Professional Safety. Journal of the American Society of Safety Engineers, November 2003, 39-46.
Hunter DR. (2002), Risk Perception and Risk Tolerance in Aircraft Pilots. Federal Aviation Administration, DOT/FAA/AM-02/17, 2002.
Hollenbeck, J. Ilgen, D. Phillips, J. Hedlund J. (1994) Decision risk in dynamic two-stage contexts: beyond the status quo. Journal of Applied Psychology, Vol.79, Issue 4, pp. 592–598.
OzRunways. (2022). How can OzRunways be used for navigation? On-line, Retrieved 19 August
Under section 26 of the Transport Safety Investigation Act 2003, the ATSB may provide a draft report, on a confidential basis, to any person whom the ATSB considers appropriate. That section allows a person receiving a draft report to make submissions to the ATSB about the draft report.
A draft of this report was provided to the following directly involved parties:
maintenance organisation for VH-JTY
aircraft manufacturer
Civil Aviation Safety Authority
Airservices Australia
Bureau of Meteorology
OzRunways.
Submissions were received from:
the aircraft manufacturer.
The submissions were reviewed and, where considered appropriate, the text of the report was amended accordingly.
Purpose of safety investigations
The objective of a safety investigation is to enhance transport safety. This is done through:
identifying safety issues and facilitating safety action to address those issues
providing information about occurrences and their associated safety factors to facilitate learning within the transport industry.
It is not a function of the ATSB to apportion blame or provide a means for determining liability. At the same time, an investigation report must include factual material of sufficient weight to support the analysis and findings. At all times the ATSB endeavours to balance the use of material that could imply adverse comment with the need to properly explain what happened, and why, in a fair and unbiased manner. The ATSB does not investigate for the purpose of taking administrative, regulatory or criminal action.
Terminology
An explanation of terminology used in ATSB investigation reports is available here. This includes terms such as occurrence, contributing factor, other factor that increased risk, and safety issue.
Publishing information
Released in accordance with section 25 of the Transport Safety Investigation Act 2003
Ownership of intellectual property rights in this publication
Unless otherwise noted, copyright (and any other intellectual property rights, if any) in this report publication is owned by the Commonwealth of Australia.
Creative Commons licence
With the exception of the Commonwealth Coat of Arms, ATSB logo, and photos and graphics in which a third party holds copyright, this report is licensed under a Creative Commons Attribution 4.0 International licence.
The CC BY 4.0 licence enables you to distribute, remix, adapt, and build upon our material in any medium or format, so long as attribution is given to the Australian Transport Safety Bureau. Copyright in material obtained from other agencies, private individuals or organisations, belongs to those agencies, individuals or organisations. Where you wish to use their material, you will need to contact them directly.
[1]Montpelier aircraft landing area is located about 20 km south-south-east of Townsville Airport and is the site of the former military airfield Antill Plains.
[2]Palmyra aircraft landing area is located about 12 km west-south-west of Mackay Airport.
[3]OzRunways is an electronic flight bag app that provides planning, briefing, flight plan filing and moving map navigation services.
[4]VNE (Never Exceed Speed): the speed limit that may not be exceeded at any time. The calculation of this speed is driven by structural or aerodynamic limitations; however, control system flutter is typically one limitation that factors heavily into the calculation of VNE.
[5]The aircraft is equipped with the flight and navigation equipment listed in the aircraft’s flight manual and any additional equipment required for the type of operation in accordance with Civil Aviation Order 20.18.
[6]Visual flight rules (VFR): regulations that permit a pilot to operate an aircraft in conditions whereby navigation and orientation of the aircraft by visual reference is possible.
[7]Technical Standard Order (TSO) – a TSO is a minimum performance standard for specified materials, parts, and appliances used on civil aircraft.
[8]VFR flight above more than 4/8 cloud cover is known as ‘VFR over the top’, as the phrase ‘VFR on top’ is a clearance provided to an instrument flight rules flight to operate at a VFR level in visual conditions.
[9]Scattered: describes cloud covering three or four eighths (oktas) of the sky.
[10]The National Aeronautical Information Processing System (NAIPS) is a multi-function, computerised, aeronautical information system. It processes and stores meteorological information and operational notices and enables the provision of briefing products and services to pilots and the Australian Air Traffic Control platform.
[11]Radar weather overlays and satellite imagery is downloaded from the Bureau of Meteorology. Wind observations obtained through the private company Windy.com are obtained from publicly available weather databases produced by worldwide weather agencies (including the BoM).
[12]CASR Part 91 (General Operating and Flight Rules) Manual of Standards 2020: 8.04 Destination alternate aerodromes — weather.
[13]CASR Part 121 Chapter 9 Division 2 –Dictionary.
[14]GAF (Graphical Area Forecast): provides information on weather, cloud, visibility, icing, turbulence and freezing level in a graphical layout with supporting text.
[15]TAF (Aerodrome Forecast): a statement of meteorological conditions expected for the specified period of time in the airspace within 5 nautical miles (9 km) of the aerodrome reference point.
[16]METAR (Meteorological Aerodrome Report) is a routine aerodrome weather report issued at half hourly time intervals. The report ordinarily covers an area of 8 km radius from the aerodrome reference point.
[17]Broken: used to describe an amount of cloud covering the sky of between 5 and 7 oktas (eighths).
[18]Instrument meteorological conditions (IMC): weather conditions that require pilots to fly primarily by reference to instruments, and therefore under instrument flight rules (IFR), rather than by outside visual reference. Typically, this means flying in conditions of limited visibility.
Preliminary report
Report release date: 14/12/2023
This preliminary report details factual information established in the investigation’s early evidence collection phase and has been prepared to provide timely information to the industry and public. Preliminary reports contain no analysis or findings, which will be detailed in the investigation’s final report. The information contained in this preliminary report is released in accordance with section 25 of the Transport Safety Investigation Act 2003.
The occurrence
On 28 October 2023, at about 0735 local time, a SOCATA-Groupe Aerospatiale TB-20 (TB-20) registered VH-JTY, departed from Montpellier aircraft landing area,[1] Queensland, for a private flight to Palmyra aircraft landing area[2] (Figure 1). On board was the pilot and a passenger, who was also a pilot.
A friend of the pilot stated that they made a phone call to the pilot at 0814. The pilot stated that they were at 5,500 ft above cloud and asked about weather conditions at Palmyra airfield. The pilot stated they were passing Dalrymple Heights and on descent and that their intentions were to fly along the Pioneer Valley to Palmyra airfield.
At about 0834, the OzRunways[3] flight track (Figure 1) showed that the pilot made a right turn, followed by a left turn before colliding on the northern side of Bull Mountain, at about 1,900 ft above mean sea level. The aircraft was destroyed, and the pilot and passenger were fatally injured.
Figure 1: VH-JTY flight track
Source: Google Earth, OzRunways, annotated by the ATSB
Context
Pilot information
The pilot held a valid Private Pilot Licence (Aeroplane) and a Class 2 aviation medical certificate, valid until October 2024. The pilot held a single engine aeroplane rating, and endorsements for manual propeller pitch control and retractable undercarriage. Their last flight review was conducted in July 2023, and at the time of the accident the pilot had about 2,100 hours total aeronautical experience of which about 1,500 hours were in VH-JTY.
Aircraft information
General information
The TB-20 is an all-metal, 5-place, single engine aircraft with fully retractable landing gear. It was powered by a 6-cylinder Lycoming IO-540 fuel-injected engine, driving a 3-blade constant-speed propeller. VH-JTY was manufactured in France in 1985 and was first registered in Australia in April 1987. The pilot had owned VH-JTY since April 2008 (Figure 2).
The last periodic inspection was conducted on 14 December 2022. In January 2023, VH-JTY sustained rudder and vertical fin damage in a ground handling incident. Structural repairs were carried out and the aircraft returned to service on 25 May 2023. At the time of the accident, it had accrued a total time in service of about 5233.4 hours and had flown about 35 hours since the repairs were carried out.
Figure 2: VH-JTY
Source: Simon Coates, modified by the ATSB
Site and wreckage information
The aircraft wreckage was located in steep mountainous terrain with heavy vegetation, to the north-east of Bull Mountain.
The aircraft fuselage sustained a heavy impact initially with vegetation and then terrain before becoming significantly disrupted with some components sliding downhill and being consumed by fire.
Wreckage examination
Due to the remote location, extreme terrain, and degradation of the accident site, ATSB has not been able to attend the site. However, Queensland Police Service specialist forensic officers have provided detailed on-site photographic evidence. This has assisted the ATSB with gaining an understanding of the accident site location and layout, as well as an appreciation of the level and type of damage to the aircraft’s structure and components.
Photographic evidence review of engine and propeller components indicated that the propeller was under a significant level of power when it impacted with terrain, indicating the engine was almost certainly operational at that time.
Further investigation
To date, the ATSB has:
examined photographs of the aircraft wreckage
conducted witness interviews
examined the maintenance history of the aircraft
reviewed historic flight data
reviewed air traffic control recordings.
The investigation is continuing and will include:
further review of recorded data and recovered components from the accident site
analysis of available flight data
analysis of aircraft maintenance and repairs.
Should a critical safety issue be identified during the course of the investigation, the ATSB will immediately notify relevant parties so appropriate and timely safety action can be taken.
A final report will be released at the conclusion of the investigation. Should a critical safety issue be identified during the course of the investigation, the ATSB will immediately notify relevant parties so appropriate and timely safety action can be taken.
Acknowledgements
The ATSB would like to acknowledge the assistance provided by the Queensland Police Service who provided site information and photographs in the course of the on-site phase of this investigation.
Purpose of safety investigations
The objective of a safety investigation is to enhance transport safety. This is done through:
identifying safety issues and facilitating safety action to address those issues
providing information about occurrences and their associated safety factors to facilitate learning within the transport industry.
It is not a function of the ATSB to apportion blame or provide a means for determining liability. At the same time, an investigation report must include factual material of sufficient weight to support the analysis and findings. At all times the ATSB endeavours to balance the use of material that could imply adverse comment with the need to properly explain what happened, and why, in a fair and unbiased manner. The ATSB does not investigate for the purpose of taking administrative, regulatory or criminal action.
Terminology
An explanation of terminology used in ATSB investigation reports is available here. This includes terms such as occurrence, contributing factor, other factor that increased risk, and safety issue.
Publishing information
Released in accordance with section 25 of the Transport Safety Investigation Act 2003
Ownership of intellectual property rights in this publication
Unless otherwise noted, copyright (and any other intellectual property rights, if any) in this report publication is owned by the Commonwealth of Australia.
Creative Commons licence
With the exception of the Coat of Arms, ATSB logo, and photos and graphics in which a third party holds copyright, this publication is licensed under a Creative Commons Attribution 3.0 Australia licence.
Creative Commons Attribution 3.0 Australia Licence is a standard form licence agreement that allows you to copy, distribute, transmit and adapt this publication provided that you attribute the work.
The ATSB’s preference is that you attribute this publication (and any material sourced from it) using the following wording: Source: Australian Transport Safety Bureau
Copyright in material obtained from other agencies, private individuals or organisations, belongs to those agencies, individuals or organisations. Where you wish to use their material, you will need to contact them directly.
[1] Montpellier aircraft landing area is located about 20 km south-south-east of Townsville Airport.
[2] Palmyra aircraft landing area is located about 12 km west-south-west of Mackay Airport.
[3] OzRunways is an electronic mobile application, utilising approved data for electronic maps, and used for navigation.
Occurrence summary
Investigation number
AO-2023-052
Occurrence date
28/10/2023
Location
65 km west of Mackay Airport
State
Queensland
Report release date
02/10/2024
Report status
Final
Investigation level
Short
Investigation type
Occurrence Investigation
Investigation status
Completed
Mode of transport
Aviation
Aviation occurrence category
Collision with terrain, Loss of control, VFR into IMC
On 6 October 2023, a Cirrus Design Corporation SR22 aircraft, registered VH-MSF, was being operated on a private instrument flight rules flight from Canberra, Australian Capital Territory, to Armidale, New South Wales. On board the aircraft were the pilot and 3 passengers.
About 12 minutes after take-off, at an altitude approaching 10,000 ft above mean sea level, the aircraft aerodynamically stalled, departed from controlled flight, entered a high vertical descent developing into a spin, and impacted with terrain. All occupants were fatally injured, and the aircraft was destroyed by a post‑impact fire.
What the ATSB found
The ATSB found that the flight track data showed that, at about 8,000 ft, the aircraft had begun to deviate from its flight track, with heading, altitude and airspeed deviations. Those deviations coincided with reports from ear witnesses located below the aircraft’s flight path of sounds consistent with engine surging.
The data also showed that the aircraft had a high rate of climb (up to 1,500 ft/min) coupled with a low and decreasing airspeed, which led to an aerodynamic stall and rapid descent. Recovery actions from the aerodynamic stall did not occur and the Cirrus aircraft parachute system was not deployed in-flight. It was also noted that no radio calls were received from the pilot to indicate there was a problem prior to the stall.
VH-MSF was not fitted with an anti-icing system and was prohibited from operating in icing conditions. Moderate icing conditions were forecast along the aircraft’s flight path from 7,000 ft to 10,000 ft when in cloud. It was likely that the aircraft had encountered icing conditions prior to the aerodynamic stall. However, the ATSB was unable to determine if these conditions were sufficient to have adversely affected the aircraft’s performance and/or handling.
The ATSB considered several scenarios to establish the reason for the deviations in flight track, subsequent stall and absence of recovery actions. These included in-flight icing, pilot incapacitation and possible aircraft issues. However, due in part to a significant post-impact fire, which limited the collection of evidence, the circumstances preceding the stall and impact with terrain could not be determined.
Safety message
Although it could not be established that icing contributed to the accident, operating in these conditions in aircraft that are prohibited from doing so increases the risk of a loss of control event leading to an accident. Aircraft flying through cloud in sub-freezing temperatures are likely to experience some degree of icing. A pilot can reduce the chance of icing becoming an issue by selecting appropriate flight routes, remaining alert to the possibility of ice formation and knowing how and when to operate de-icing and anti-icing equipment if fitted.
The occurrence
Accident flight details
On 3 October 2023, a Cirrus Design Corporation SR22 aircraft, registered VH-MSF, was operated on a private flight from Redcliffe, Queensland, to Armidale, New South Wales, and then on to Canberra, Australian Capital Territory, the following day.
On 6 October 2023, the return sectors were planned to operate from Canberra to Armidale, with a planned return to Redcliffe. On board the aircraft were the pilot and 3 passengers.
At about 0648 local time, the pilot submitted an instrument flight rules[1] flight plan to Airservices Australia to fly from Canberra to Armidale with an estimated departure time of 1430. The flight planned track was via waypoint[2] ‘CULIN’ (about 31 km west of Goulburn) and Scone, New South Wales, at a cruising altitude of 10,000 ft above mean sea level (AMSL), using RNP 2[3] navigation performance. The lowest safe altitude from Canberra to CULIN was 4,600 ft. While there was no published instrument flight rules route from CULIN to Scone and from Scone to Armidale, the pilot’s flight planning software application provided a lowest safe altitude of 6,000 ft from CULIN to Scone and 6,300 ft from Scone to Armidale using RNP 2 performance.
On contact with Canberra ground air traffic control at 1422, the pilot was provided an airways clearance to track to Armidale via their flight planned route at 10,000 ft.
At about 1437, the aircraft departed Canberra Airport. Soon after take-off, the pilot was transferred to, and established radio communication with, the approach controller, reporting that they were on climb through 3,400 ft (to their assigned cruise altitude) and turning left onto their assigned radar heading of 070°. A short time later, the controller instructed the pilot to turn left onto a heading of 010° and the pilot completed readback of the instruction. About 1 minute 30 seconds later (at about 1442), the controller cleared the pilot to resume their own navigation and track direct to waypoint CULIN. The pilot completed readback of that instruction, which was the last transmission received from the pilot. All transmissions made by the pilot were clear and concise. Flight data showed that the aircraft turned 5° to the left of the direct track to waypoint CULIN.
During the flight, data was being transmitted by the aircraft’s automatic dependent surveillance broadcast (ADS-B) equipment.[4] A review of that data indicated that the aircraft was climbing through about 7,000 ft AMSL as it turned to track towards CULIN. During that turn, the ground speed increased, over a period of about 30 seconds, from about 110 kt (204 km/h) to 135 kt (250 km/h).
Climbing above 7,500 ft, the data indicated the aircraft’s ground speed had started to reduce, at an approximately linear rate, with a reduction of about 22 kt (41 km/h) over a 65‑second period. At that time, the data showed a relatively constant rate of climb generally between 550–750 ft/min.
Passing through 8,300 ft, the somewhat linear flight track altered to an onset of heading, altitude and airspeed variations. The ADS-B data indicated the ground speed then started to increase as the aircraft entered a slight descent. Over the next 4 minutes, the aircraft’s track varied up to 35° and the ground speed fluctuated between 93 kt and 121 kt (172–224 km/h). During this period, the altitude was generally increasing, although at a varying rate, with shorter periods where the altitude and reported rate of altitude change indicated that the aircraft had started to descend.
The ADS-B data showed that, at about 12 minutes into the flight, the aircraft descended by about 250 ft, increased speed by about 13 kts and then climbed at a rate up to about 1,500 ft/min. While in that climb, the airspeed reduced significantly and from a calculated pressure altitude of 9,946 ft, at 1448:37, the aircraft departed controlled flight and descended rapidly towards the ground. For more details on the aircraft’s movements refer to the Recorded information section. About 44 seconds after the onset of the departure from controlled flight, the aircraft collided with terrain (at a ground elevation of about 2,250 ft) and was destroyed by impact forces and a post-impact fire. All occupants were fatally injured. An eyewitness was the first responder on the scene and notified emergency services.
Figure 1 illustrates the ground track of the aircraft departing Canberra while assigned radar vectors and the direct track to CULIN.
Figure 1: Ground track of VH-MSF (in blue) from take-off to the accident site
The aircraft ground track overlaid on this map is referenced to a latitude and longitude grid aligned to true north. The headings assigned by air traffic control are referenced to magnetic north. In the Canberra region, magnetic north is about 12° less than true north. An aircraft’s ground track relevant to the assigned heading can also be affected by wind. Source: OpenStreetMap with ADS-B data from Airservices Australia and aggregated ADS-B data from FlyRealTraffic.com, annotated by the ATSB
Witness observations
Figure 2 and Table 1 show the witness locations and observations along the aircraft’s flight path; earwitnesses reported hearing aircraft engine noises and 2 eyewitnesses reported seeing the aircraft in its final moments before the impact with terrain.
Four independent ear witnesses (1 through 4 in Table 1) in the local area where the aircraft was climbing through about 8,000 ft described hearing a rough running or surging (revs increasing and decreasing) light aircraft engine, which was likely to be VH-MSF. Another 2 earwitnesses located closer to the accident site reported hearing varying engine sounds (5 and 8 in Table 1).
Two eyewitnesses (6 and 7 in Table 1) in the local area of the accident site described seeing the aircraft at a low altitude, descending rapidly with its nose pitched down and rotating like a corkscrew (spiral descent). One of these witnesses stated that they heard the aircraft approaching with the engine noise fluctuating[5] and the engine running during the descent, but went quiet just before impact. The other eyewitness was seated on a tractor with the engine running and did not hear the aircraft engine.
Table 1: Ear and eyewitnesses summaries with reference to Figure 2
Ear/eyewitness
Description
1 - Earwitness
Heard a light aircraft heading in a north-east direction. It was dropping engine revs and returning to normal revs. I heard this happen several times.
2 - Earwitness
Heard a small aircraft that seemed to be having engine problems overhead. The engine was revving then stuttering – they could not see the aircraft (cloud).
3 - Earwitness
Heard a small aircraft making sounds like it was cutting out and restarting – they could not see the aircraft (cloud).
4 - Earwitness
Engine sounded rough, sputtering. It did not sound like the abrupt silence of a mechanical failure. Sounded like the engine might be starving for fuel – they could not see the aircraft (cloud).
5 - Earwitness
Unusual aircraft noise like engine cutting in and out – they could not see the aircraft (cloud).
6 - Eyewitness
Heard the aircraft approaching with engine noise fluctuating but they could not see the aircraft until it exited below cloud in a steep nose down spiralling descent – the engine was running during the descent but went quiet just before impact.
7 - Eyewitness
Eyewitness to the last couple of steep nose down spiral turns below the cloud before impact. They did not see any smoke coming from the aircraft. Was on a tractor and did not hear the aircraft at any time.
8 - Earwitness
I heard a light plane revs of the engine gradually increasing to its maximum revs and then I heard a loud metal on metal clunking sound and then I heard the explosion about 4 seconds later and saw smoke coming up from a neighbouring property.
Figure 2 shows the aircraft flight track, and the location of each ear/eyewitnesses summarised in Table 1.
Figure 2: Aircraft flight path with ear and eyewitnesses’ locations
Source: Google Earth, with ADS-B data from Airservices Australia, annotated by the ATSB
Context
Pilot information
The pilot held a valid private pilot licence (aeroplane), issued in 1985 (re-issued as a Civil Aviation Safety Regulations Part 61 licence in August 2016), and class ratings for single‑ and multi‑engine aeroplanes. The pilot was initially issued with a command instrument rating for single‑engine aeroplanes in 1987 and their most recent flight review, on 29 August 2023, was an instrument rating proficiency check with an endorsement for multi-engine aeroplanes.
Insurance documentation indicated that the pilot had accumulated about 800 hours total flying experience, with about 180 hours in Cirrus SR22 aircraft, including 12.5 hours in VH‑MSF. The owner of VH-MSF had conducted several flights with the pilot and described them as being a good and careful pilot with no problems entering cloud and utilising the instruments.
Aircraft information
General information
VH-MSF was a Cirrus Design Corporation SR22 low-wing aircraft with 4 seats and a fuel‑injected piston engine driving a constant speed 3‑blade propeller. It had a ballistic parachute system (Cirrus airframe parachute system – CAPS) fitted as standard. The aircraft was fitted with a cabin and windshield heating system, which utilised warm air ducted from the engine exhaust shroud.
The aircraft (S/N 0153) was manufactured in the United States in 2002 as a G1 model. It was purchased by the owner in the United States and first placed on the Australian aircraft register in 2017. It was issued a standard certificate of airworthiness in the normal category. Since then, it had been operated by its owner for private use, community service flights and had been leased to other private pilots (Figure 3).
The current maintenance release was on board the aircraft and was destroyed. A carbon copy of the maintenance release was provided by the aircraft maintainer. It showed that the required 100‑hour/annual inspection was conducted and a maintenance release was issued on 9 November 2022 at an aircraft time-in-service of 2,558.9 flight hours. Inspection of the maintenance release copy, aircraft logbook and worksheet records showed there were 2 items of maintenance that were past their calendar due date. They were a standby compass calibration and an outside air temperature/clock back-up battery replacement, both due about 2 months before the accident. The aircraft owner advised that the overdue maintenance items were an oversight.
The aircraft was certified for use in the private category and for instrument flight rules (IFR) operations. Maintenance documentation showed that the CAPS was inspected, and the parachute and rocket motor assemblies were replaced due to time expiry in January 2023. At the time of the accident flight, the airframe, engine and propeller had accumulated the following hours:
airframe – 2,635.5 hours total time-in-service
engine – 1,192.0 hours’ time since overhaul
propeller – 133.3 hours’ time since overhaul.
It was reported that, in September 2023, the aircraft was hard to start, and the starter motor was replaced, which resolved the issue. The aircraft owner also advised that, in the days prior to the accident flight the pilot had reported that the power lever was stiff to operate. In response to this, the owner checked the lever and determined that the reason for the stiffness was due to the friction adjustment, which had been wound up to a high friction setting. Following readjustment, when the friction was wound off, the power lever was free to move with no issues.
Two and 3 days prior to the accident, post-flight at Armidale and Canberra, the pilot had reported to their family and the owner that the aircraft had operated with no issues. The ATSB did not identify any maintenance issues that may have contributed to the accident.
Flight instrumentation
There were 6 primary flight instruments fitted to the aircraft. They were the airspeed indicator, attitude indicator, altitude indicator, turn coordinator, heading indicator, and vertical speed indicator (Figure 4). The aircraft was fitted with a Sandia SAI-340 model attitude indicator, which also incorporated airspeed, altitude and slip indicators. The unit contained a rechargeable battery capable of providing continued operation in the event of aircraft electrical failure. Maintenance documentation showed that the attitude indicator had been replaced in 2018 with a repaired model that had a software upgrade to include the addition of a vertical speed function.
Figure 4: VH-MSF flight instruments with Sandia attitude indicator top centre
Source: Aircraft owner
The United States Federal Aviation Administration issued an emergency airworthiness directive (AD), AD‑2020‑18‑51, for Sandia attitude indicators in 2020. That directive stated the applicability as being for Sandia attitude indicator part number 306171‑10 and 306171‑20. These attitude indicators may be marked as Bendix King Model KI‑300 or Sandia Model SAI‑340A. They may be installed on aircraft certificated in any category. It also stated that the AD was prompted by reports of 54 failed attitude indicators, which produced erroneous attitude data to the pilot and autopilot, if equipped. The FAA issued the AD to prevent aeronautical decision-making based on erroneous attitude information, which may result in loss of control of the aircraft.
The attitude indicator fitted to VH-MSF was the Sandia SAI-340, part number 306171-00, which was outside the applicability of the emergency AD. Further, the aircraft owner reported that the attitude indicator had not had any issues since it was installed in 2018.
Electric trim control system
The aircraft was fitted with an electric pitch, roll and rudder trim system. Electric trim buttons for pitch and roll were located on the top of each control yoke, while the rudder trim switch was mounted in the console next to the wing flap control switch.
The SR22 Pilot’s Operating Handbook (POH) stated that the pitch trim could be controlled by manually moving the switch forward, which would initiate nose‑down trim and moving the switch aft would initiate nose-up trim. This occurred via an electric motor, which changed the neutral position of the spring cartridge attached to the elevator control horn. The pitch trim also provided a secondary means of pitch control in the event of a primary pitch control failure not involving a jammed elevator. The electric pitch trim was used by the autopilot.
For roll trim, moving the switch left would initiate a left-wing-down trim and moving the switch right would initiate a right-wing-down trim. The trim also provided a secondary means of roll control in the event of a failure with the primary roll control system not involving jammed ailerons. The electric roll trim was also used by the autopilot. The rudder trim was not connected to the autopilot.
Autopilot
The aircraft was equipped with a 2-axis (pitch and roll) S-TEC-55X autopilot system that received roll axis control inputs from an integral electric turn coordinator and altitude information from an altitude transducer connected to the pitot-static system. A multifunction control panel was fitted above the altitude indicator, which provided mode selection, disengage, and turn command functions. The autopilot controller or a button on each control yoke handle could be used to disengage the autopilot. The autopilot features included:
roll stabilisation
turn command
navigation localiser and GPS tracking
altitude hold
vertical speed
GPS steering (GPSS) for smoother turns onto a course or during course tracking.
The limitations section of the SR22 POH stipulated that the autopilot should be disconnected when moderate to severe turbulence was experienced.
According to the aircraft owner, when either the altitude hold or vertical speed modes were selected, the autopilot would not disengage automatically. Also, when in these modes and the flight controls were manually manipulated, the system would apply trim in the opposite direction to maintain the selected altitude or vertical speed.
Electric trim and autopilot failure
The POH indicated that, any failure or malfunction of the electric trim or autopilot could be overridden by manually manipulating the control yoke. Further, if a trim runaway occurred, the pilot was to de‑energise the circuit by pulling the circuit breaker (PITCH TRIM, ROLL TRIM, or AUTOPILOT) and land as soon as the conditions permitted.
Icing protection system
The United States Federal Aviation Administration approved the Cirrus SR22 for flight into icing conditions in 2009 based on the introduction of an optional anti-ice system for the wings, windshield, propeller, vertical and horizontal stabiliser leading edges and the stall warning system. This was known as a FIKI (flight into known icing) approval. The accident aircraft was manufactured in 2002, which predated the FIKI approved modification, and the owner confirmed there was no anti-icing system fitted. Further, pilots were required to undergo an online Cirrus training course in icing awareness and use of the FIKI fitted to the SR22 aircraft before the system could be utilised. The manufacturer confirmed that the pilot of VH-MSF had not undergone that training.
VH-MSF was fitted with windshield defrost, pitot heat[6] and an alternate induction air system, which offered some protection against windshield, pitot and engine air intake icing. Each of those items had to be manually selected on by the pilot as required. According to the SR22 POH, the pitot heat was to be turned on for flight into instrument meteorological conditions, flight into visible moisture, or whenever ambient temperatures were 5 °C or less.
Stall warning system
The aircraft was equipped with an electro-pneumatic stall warning system to provide audible warning of an approach to aerodynamic stall.[7] When a slight negative pressure was sensed by the pressure switch from an inlet in the wing leading edge, a warning horn activated. The warning sounded at approximately 5 kt above the stall with full flaps and power off in wings level flight and at slightly greater margins in turning and accelerated flight.
Cirrus airframe parachute system
The Cirrus airframe parachute system (CAPS) was designed to lower the aircraft and its occupants to the ground in the event of a life‐threatening emergency where activation was determined to be safer than continued flight and landing. The system consisted of the following primary components:
parachute
solid-propellant rocket to deploy the parachute
rocket activation handle and cable
harness embedded in the fuselage structure.
The parachute and rocket were located in the empennage behind the rear baggage compartment. The rocket activation handle was mounted in a cabin ceiling enclosure between the 2 front seats and the cable was routed through the cabin ceiling and angled towards the left side of the CAPS compartment.
A safety pin with a remove before flight flag was fitted to the activation handle when operating on the ground. Part of a pilot’s pre-flight checks included a requirement to remove the safety pin prior to engine start. To initiate the CAPS, the pilot was to remove the access cover on the ceiling and pull the rocket activation handle out and down (Figure 5). Movement of the cable compressed the igniter steel spring and cocked the plunger. When one half inch of plunger travel was reached, the primary booster was ignited, which then ignited a secondary booster and the rocket motor.
Figure 5: Activation handle (top left) and parachute system as fitted to the aircraft
Source: Cirrus Design Corporation, annotated by the ATSB
For aircraft with an electronic ignition for the booster (as was fitted to VH-MSF), both aircraft batteries were connected to the system and either could actuate the booster in response to cable movement. Once ignited, the rocket impacted and dis-bonded the parachute compartment cover situated behind the rear cabin window and pulled the deployment bag from the enclosure. The deployment bag then staged the suspension line deployment and inflation of the parachute.
Meteorological information
Accessing weather information
On the morning of the accident, the pilot submitted a location briefing request at 0615 to the National Aeronautical Information Processing System[8] (NAIPS), which included Canberra and Armidale Airports. This was followed by 5 area briefing requests between 0622 and 0635, which included meteorology information, notices and advisories (NOTAMs),[9] and charts. This would have provided the pilot with the New South Wales east (NSW-E) graphical area forecast (GAF) and the NSW grid point wind and temperature (GPWT) charts.
At 1105, the pilot submitted another NAIPS area briefing request for the same weather information requested previously. This was the pilot’s last briefing request to NAIPS.
Bureau of Meteorology
Initial weather forecast
When the pilot submitted their flight plan at 0648, the current NSW GPWT chart was issued at 0454 and valid from 1100. Canberra was located near the intersection of 4 areas on the chart. Interpolation of the data between these 4 areas indicated the freezing level was forecast to be about 5,500 ft above mean sea level. The current NSW‑E GAF was issued at 0302 and valid from 1000 to 1600, which included the pilot’s planned departure time of 1430. Canberra was in subdivision C1 of area C on the GAF, which included the following weather:
broken[10] stratocumulus cloud from 2,000 ft to 7,000 ft in C1 until 1600
scattered drizzle in C1 with visibility reduced to 3,000 m and overcast stratocumulus cloud from 1,000 ft to 8,000 ft
a freezing level[11] of 4,000 ft in the south and 7,000 ft in the north [Canberra was centrally located within the south region].
The remarks field on the GAF provided additional information of operational relevance and included:
cloud above the freezing level implied moderate icing[12]
stratocumulus cloud implied moderate turbulence.
The estimated freezing level of 5,500 ft at Canberra and forecast broken stratocumulus from 2,000 ft to 7,000 ft, indicated an icing layer of about 1,500 ft overhead Canberra. Armidale was in area B, which included broken cumulus/stratocumulus cloud from 6,000 ft to 9,000 ft from 1300, and a freezing level of 9,000 ft.
Subsequent weather forecast
When the pilot submitted their last NAIPS area briefing request at 1105, the current NSW GPWT chart was issued at 0559 and valid from 1400. It indicated the freezing level overhead Canberra was forecast to be at about 7,000 ft with south‑westerly winds increasing from 6 kt at 5,000 ft to 19 kt at 10,000 ft. The NSW-E GAF was issued at 0913 and valid for the period 1000-1600. Canberra and the accident site were in the south of subdivision D1 of area D. The forecast for area D included the following conditions relevant to the pilot’s departure time of 1430:
visibility greater than 10 km, scattered cumulus/stratocumulus cloud from 5,000 ft to 8,000 ft, with broken tops to 10,000 ft in D1/D2 – the Bureau of Meteorology advised the ATSB that this should be interpreted as being broken cumulus/stratocumulus cloud from 5,000 ft to 10,000 ft in D1/D2
visibility reduced to 3,000 m in isolated showers of rain, with broken stratus cloud from 1,500 ft to 4,000 ft and broken cumulus/stratocumulus cloud from 4,000 ft to above 10,000 ft
freezing level of 5,000 ft in the south and 8,000 ft in the north of area D.
The remarks field stated:
cloud above the freezing level implied moderate icing
cumulus and stratocumulus cloud implied moderate turbulence.
The estimated freezing level of 7,000 ft at Canberra and forecast broken cumulus/stratocumulus from 5,000 ft to 10,000 ft indicated the forecast depth of the icing layer overhead Canberra had increased to 3,000 ft. Figure 6 depicts the NSW-E GAF, current at the time of the pilot’s last NAIPS area briefing request. Information relevant to the flight is labelled and highlighted. This forecast included a freezing level of 9,000 ft for the area containing Scone (area B) and a freezing level of above 10,000 ft for the area containing the destination of Armidale (area A).
Figure 6: Graphical area forecast for New South Wales – East
Source: Bureau of Meteorology, annotated by the ATSB
Assessment of the local conditions
The ATSB requested an analysis of the weather conditions by the Bureau of Meteorology applicable to the aircraft’s track. The following is a summary of that analysis:
Satellite observations at 0400Z [1500 local time] indicated that the IR [infrared] cloud top temperature was ‑7°C which corresponds to a cloud top height of 10,000 ft…Taking the base and cloud top estimates, this gives a depth of cloud of approximately 3,000ft.
The weather conditions observed for the area between Canberra and the accident site were consistent with the forecasts for the afternoon of 6 October 2023. The cloud cover was scattered to broken cumulus/stratocumulus, with a freezing level at approximately 7000ft. Cumulus and stratocumulus cloud were forecast on the GAF and observed on satellite imagery. Showers were forecast and observed over the ranges to the north and northeast of Canberra, including just north of the accident site at 0349Z [1449 local time].
These conditions would have been conducive to moderate icing conditions (most likely of the clear icing type) between approximately 7000ft to 10,000ft above mean sea level. The severity of any icing experienced would depend on how long the aircraft is in the cloud layer between these heights, however, the existence and/or type of airframe icing is very difficult to verify, particularly with the absence of any aircraft icing reports from the area at the time.
Based on Himawari-9 satellite imagery and observations from the aerological diagram at Wagga there is high confidence of moderate icing within the cumulus and stratocumulus field that extended across the Canberra region on 6/10/2023. This is consistent with forecast cloud and weather referenced on the NSW-E GAFs and reinforces the GAF statement (noted on all GAF issued by the Bureau of Meteorology) of "CLD ABV FZLVL implies MOD ICE".
Weather observations
Canberra Airport automatic terminal information service
When the pilot contacted Canberra ground air traffic control for an airways clearance, they reported receipt of the automatic terminal information service[13] ‘Golf’. The recording for information ‘Golf’ stated the following regarding the current weather conditions at Canberra Airport:
Expect instrument approach runway 17, wind 200° 8 kt, visibility greater than 10 km, cloud few 3,000 ft scattered 3,500 ft,[14] temperature 18, QNH[15] 1025.
Camera footage of cloud cover at Canberra Airport
A fixed camera was located about 1.3 km to the west of Canberra Airport showing an aspect to the north-north-east. The footage, coupled with other stills taken around the time the aircraft took off to the south and then tracked to the north-north-east, showed broken cumulous/stratocumulus cloud as per the forecast (Figure 7, taken at 1439).
Figure 7: Footage taken near Canberra Airport with a north-north-east aspect at 1439
Source: Aus Web Cams/myairportcams.com
First responders
Shortly after the accident occurred, first responders took a video around the aircraft in the hope that it could assist with the investigation into the accident. Consistent with the forecast, that video showed broken cloud overhead the accident site to the south-west, which was the direction the aircraft had come from (Figure 8).
Figure 8: Video image taken shortly after the accident viewed to the south-west
Source: Supplied
Pilot report of weather
The pilot of a Cirrus SR22T aircraft fitted with a flight into known icing (FIKI) kit was conducting an IFR flight from Wagga to Moruya, New South Wales, via Canberra on the day of the accident, flight planned at 9,000 ft. The pilot recalled using the anti-icing fluid, first to the west of Canberra when the aircraft was in the tops of the clouds at 9,000 ft. The pilot requested and received a clearance from air traffic control to climb to 10,000 ft to clear the cloud. They turned the anti-icing off and passed overhead Canberra at about 1358 (about 50 minutes prior to the accident) where they entered higher level cumulus cloud. The pilot then turned the anti-icing on again for the leg from Canberra to Moruya.
The pilot observed ice build-up on the aircraft in areas that did not receive the anti-icing fluid directly but did not notice any icing on the wings or any loss of engine performance. The pilot reduced the power and speed for turbulence penetration during the trip and assessed their aircraft was experiencing light icing. They also commented that it would have built up rapidly on an aircraft without an anti-icing system.
The pilot was able to recall one prior experience of icing when on descent into Moruya from Dubbo in their previous SR22, which was not fitted with a FIKI kit. The pilot reported that the ice built up quickly on the wings for about 2,000 ft but dissipated rapidly when the aircraft entered warmer air. They did not notice any loss of engine performance but acknowledged they were using a low power setting for the descent.
Airline flight data
A Virgin Australia Boeing 737-800 aircraft, callsign Velocity 1690, transited and descended through airspace and altitude bands close to the outbound flight track of VH‑MSF and at a similar time.
Velocity 1690 was being operated on a flight from the Gold Coast, Queensland, to Canberra with a landing time of 1445:26, about 4 minutes prior to the accident. Runway 17 was the active runway and Velocity 1690 approached Canberra from the north. On descent, at 1437:03, the aircraft data recorded the engine anti-icing system (ENG COWL ANTI-ICE) being turned on by the flight crew at an altitude of 10,144 ft and an outside air temperature (OAT) of −6.2°C (6°C total air temperature (TAT)).[16] The operator reported that the flight crew could not provide a detailed recollection of the approach but that the selection of the anti-ice would be consistent with the aircraft in cloud above the freezing level during the descent. At 1439:35, the flight crew turned the engine anti-icing off at 6,848 ft and an OAT of 0.2°C (10.5°C TAT). Figure 9 depicts the approach flight path of Velocity 1690 with the times, altitudes and temperatures when the engine anti-icing was turned on and off. The flight path of VH-MSF includes the positions that corresponded with the altitude band (shown in red) in which Velocity 1690 used engine anti‑icing.
Figure 9: Relative positions of Velocity 1690 and VH-MSF
Source: Google Earth and Virgin Australia, annotated by the ATSB
ATSB review of satellite imagery
Introduction
The Bureau of Meteorology provided the ATSB access to various satellite imagery of the Canberra region during the afternoon of the accident, which had been processed from the geostationary satellites Himawari-8 and 9, operated by the Japanese Meteorological Agency. Imaging sensors carried on board the satellite would make progressive scans of the Earth’s full disk at 10-minute intervals.
Cloud coverage
Figure 10 is the enhanced visible satellite image showing cloud coverage for the Canberra region for the 10-minute acquisition period commencing 1440, which was the closest image relative to the time of the accident. The areas of cloud are represented by the lighter pixels, where the darker pixels are areas without (or with less) cloud coverage. This image is overlaid with VH-MSF’s flight track, the direct track to waypoint CULIN, the estimated position and time the aircraft climbed through the 0°C estimated freezing level (at about 14:43 and 7,000 ft).[17] It also showed the aircraft’s position at 8,000 ft where flight path variations commence in relation to cloud coverage.
While this shows cloud coverage along parts of the aircraft’s track, it does not provide information about the depth of the cloud or the height of the cloud tops, and whether those tops were above or below the aircraft’s operating altitude.
Figure 10: VH-MSF track (in red) overlaid on an enhanced visible satellite image, taken close to the time of the accident
Source: Bureau of Meteorology and Japan Meteorological Agency, modified by the ATSB
Temperature of reflective surfaces
To assist with the estimation of cloud heights in the vicinity of the aircraft’s flight path, the Himawari‑8 and 9 RGB infrared enhancement image[18] was reviewed for the same period commencing at 1440. For the infrared images, the colour of the pixels is an indicator of the average temperature of the reflecting surface measured by the infrared imaging sensors.
The lighter coloured pixels represent lower temperature (colder) reflecting surfaces and could reasonably be used to infer higher cloud tops in those regions. The darker pixels were consistent with warmer average temperatures of the reflecting surfaces and could suggest lower cloud tops in those areas. Based on the infrared images, the Bureau of Meteorology assessed the cloud conditions as being scattered to broken with a 3,000 ft cloud band between 7,000 and 10,000 ft, with moderate clear icing likely when in cloud from 7,000 ft.
Figure 11 shows a temperature scale, the flight path, times and altitudes with the position of the aircraft at an estimated freezing level of 7,000 ft. It also shows the point at which the aircraft flight path variations commence and the lighter grey areas indicating cloud tops at 10,000 ft. Based on the infrared image, it was considered likely that the aircraft entered cloud above the freezing level. However, the exact amount of time the aircraft spent in cloud could not be determined.
Figure 11: VH-MSF track overlaid on RGB infrared enhancement image, taken close to the time of the accident
Source: Bureau of Meteorology and Japan Meteorological Agency, modified by the ATSB
Comparison with the airline flight data
The infrared imagery for VH-MSF (Figure 11) was compared with the imagery applicable to the Boeing 737-800 (acquisition period commencing 1430) and the corresponding altitude and temperature data for when this aircraft likely entered cloud during descent into Canberra. This indicated that the lightest coloured pixels in the image represented average temperatures of about −6 °C, with the tops of the reflecting surfaces (clouds) being about 10,000 ft as per the forecast.
Recorded information
General information
The aircraft’s Avidyne multi-function display and EMax engine monitoring system had been significantly damaged by the post-impact fire. Technical assessment and X-ray images of the unit’s compact flash data storage card showed considerable thermal damage, which precluded recovery of onboard recorded data. The aircraft was not equipped with a data transfer unit and recoverable data module, which was available as a fitted option in later models of Cirrus aircraft. Therefore, no onboard recording devices were available for data download to assist the investigation.
Flight data performance assessment
The ATSB obtained digital data that had been broadcast by the aircraft’s automatic dependent surveillance broadcast (ADS-B)[19] equipment and which had been recorded by Airservices Australia and other flight tracking websites.[20] That data included information about the aircraft’s position, ground track, ground speed and altitude.
The ADS-B data transmitted by the aircraft did not include parameters such as airspeed, altitude rate of change, heading or temperature. However, the transmitted data could be integrated with other sources of information (such as wind velocity, air temperature and atmospheric pressure), to derive estimates for other relevant performance data. For the purpose of analysing the ADS-B data and to derive estimates of the aircraft’s calibrated airspeed (CAS)[21] during the accident flight, wind and temperature data was obtained from several sources, which included:
the Bureau of Meteorology’s NSW GPWT chart, valid from 1400, providing wind and temperature forecast data in 1.5 by 1.5° grids
the Bureau of Meteorology’s vertical wind profiler observations (averaged over the preceding 30-minute observation period) for Canberra Airport, issued 1430 and 1500
wind and temperature information from the Boeing 737-800 (Velocity 1690) flight data when transiting through the airspace north of Canberra and passing close abeam the accident site about 10 minutes prior
the United States National Centres for Environmental Prediction global forecast system and global data assimilation system in 0.25 by 0.25° grids, valid at 1400.
Evaluation of those sources demonstrated a reasonable correlation between datasets, particularly during the latter stages of the climb and immediately prior to the departure from controlled flight. For the main analysis task, the investigation used the Canberra Airport vertical wind profiler observations, and the wind velocity and temperature data recorded for Velocity 1690. The estimate for CAS was derived from ADS-B recorded ground speed and ground track, using the sources for wind velocity (from Velocity 1690 data and vertical wind profiler observations), and recorded atmospheric pressure at Canberra Airport and temperature (from Velocity 1690 data).
Further, this information, along with published aircraft performance data was used to determine the required engine power and propellor thrust to meet the performance seen in the recorded data. However, due to the limitations of ADS-B broadcast data (such as position errors, recording resolution, and broadcast dropouts) and at times dynamic manoeuvring of the aircraft, the aircraft trajectory and power required analysis was indeterminate for much of the aircraft’s flight.
Figure 12 depicts the ADS-B data for the accident flight, together with an estimate of the aircraft’s airspeed. The initial climb was conducted on reasonably stable headings and climb rates at airspeeds that were estimated to be generally between 85 kt and 105 kt CAS, to an altitude of about 7,000 ft above mean sea level. At one point during this climb, at about 1441 when approaching 6,000 ft, the aircraft appeared to have passed through an area of rising air (Figure 12 ‘vertical air movement’). This was evidenced by the aircraft substantially exceeding the POH published maximum rate of climb performance while the aircraft additionally accelerated slightly.
At 1442:08, the air traffic controller cleared the pilot to resume their own navigation and track direct to CULIN, where the estimated airspeed increased to about 115 kt. At 1443, the airspeed began to progressively reduce as the aircraft continued to climb. For a full‑page view of Figure 12 refer to Appendix A.
The following provides a summary of the data (in sections A to G, as annotated on Figure 12 and Figure 13) from just prior to passing through 8,000 ft until the departure from controlled flight:
A: Over a period of about 90 seconds, the airspeed reduced by about 25 kt at a relatively linear rate.
B: Climbing through 8,300 ft, the airspeed continued to reduce, with a reduction of about 20 kt occurring over a 15‑second period. The aircraft was estimated to have slowed to around 72 kt, which was 5 kt above the calculated stall speed for the flight.
C: The airspeed recovered slightly but, 40 seconds later, the airspeed reduced again to an estimated 70 kt. During this time, the aircraft was passing overhead several witnesses who had reported hearing unusual revving or stuttering from an aircraft engine.
D: The aircraft then accelerated to the best rate of climb speed for about 45 seconds, and the altitude increased by almost 800 ft. This also included what appeared to be a controlled turn (based on a relatively constant turn radius) to the right, changing heading by about 35° (as shown on Figure 1 and Figure 2).
E: At 1447:20, the aircraft entered a final period of unstable flight. The aircraft decelerated from 100 kt to 94 kt while the climb rate reduced to zero.
F: The airspeed then further decreased by 11 kt, before the aircraft descended 250 ft and recovered to an estimated airspeed of 96 kt. A power required analysis suggested the speed loss and descent were possibly conducted with low or idle power, or due to a downdraft.
G: Over the next 30 seconds, the recorded data showed that the aircraft then climbed above the best rate of climb to about 1,500 ft/min while the airspeed reduced.
At 1448:31–33, about 12 minutes after take-off from Canberra, the aircraft reached a maximum altitude of 9,946 ft at an airspeed of 71 kt. Following this, the flight data showed the aircraft’s airspeed and altitude declined, and rapidly so from 1448:37. The descent rate increased to 13,000 ft/min, the ground speed reduced to less than 32 kt and became erratic, and the aircraft track aligned somewhat with the estimated wind direction, all of which indicated the aircraft had likely entered a spin.[22] As the aircraft passed through about 8,000 ft, the rate of descent started to reduce, which was indicative of the increased drag from an increasing air density as the aircraft descended. When the aircraft had reached ground level the descent rate had reduced to around 10,000 ft/min.
Figure 12: Aggregated ADS-B altitude data for VH-MSF, together with estimated airspeed (CAS)
Source: ATSB, using ADS-B data aggregated from Airservices Australia and FlyRealTraffic.com
Figure 13 depicts the aircraft’s flight track looking back along the flight path with A through G labelled to the relevant sections of the flight as shown in Figure 12. As the aircraft climbed through 8,300 ft, the somewhat linear flight track changed, with heading, altitude and airspeed variations commencing.
Figure 13: Aggregated ADS-B data for VH-MSF, looking back along the flight path
Source: Google Earth, with ADS-B data from Airservices Australia and aggregated ADS-B data from FlyRealTraffic.com, annotated by the ATSB
Performance comparison between flights
Figure 14 illustrates ADS-B altitude data from initial climb to about 10,000 ft for the accident flight and the 2 prior flights (on 3 and 4 October 2023)[23] conducted by the pilot in VH-MSF. The data showed the aircraft climb performance for the accident flight was initially similar or better than the prior flights. During the period of flight path variations, the aircraft performance reduced, potentially due to manoeuvring, but then momentarily returned to comparable performance after passing 9,000 ft.
Figure 14: Comparison of ADS-B altitude data for the accident and 2 prior flights
Flight start times have been adjusted to allow for comparison. Source: ATSB, using ADS-B data aggregated from Airservices Australia and FlyRealTraffic.com
The manufacturer was provided a copy of the flight track data for assessment. That assessment was conducted by one of their senior investigators and a senior test pilot. While no definitive conclusions were able to be made based on the data provided, the manufacturer indicated that the aircraft had slowed, aerodynamically stalled and, after a short period of time, entered into a spin.
Wreckage and impact information
Site and wreckage
The aircraft came to rest in an open field adjacent to a dam wall with a 10° downward slope towards the right wing. Although post-impact fire damage precluded examination of a significant proportion of the aircraft, inspection of the site and wreckage showed (Figure 15 and Figure 16):
The impact marks and wreckage distribution indicated that the aircraft impacted with terrain upright, with a slight nose low attitude and no forward momentum. Although the impact evidence was indicative of a spin, it was difficult to ascertain the spin direction.
All of the aircraft extremities (wings and tail section) were accounted for and there was no evidence of an in-flight break‑up.
There were no identified structural defects in the evidence available.
All flight controls systems were inspected to the degree possible with no pre-accident defects identified.
The flap actuator was identified within the wreckage and was in the flap zero position.
The fuel selector was tested and assessed to be in the right tank position.
The fuel tank caps were located and found secured in the filler point opening of each fuel tank.
The engine cowl was located forward of the aircraft outside the fire zone. It did not have any residue to indicate an in-flight loss of oil.
Due to the destruction of the wreckage, cockpit switch settings and circuit breakers, flight/engine control, autopilot or trim positions were unable to be determined.
The engine power lever and mixture control positions could not be determined.
Figure 15: Overview of the accident site and remaining wreckage
Source: ATSB
Figure 16: Aircraft wreckage viewed from the rear showing downslope to the right
Source: ATSB
The cabin heat position was unable to be ascertained, and the engine exhaust and shroud that was utilised for cabin heat was removed so that the exhaust could be examined for pre‑impact defects. No cracks or pre-impact defects were identified in the exhaust that may have led to carbon monoxide[24] being introduced into the cabin by an exhaust leak.
Cirrus aircraft parachute system
The CAPS fuselage cover was located adjacent to the wreckage, but outside the fire zone. Inspection of the cover showed an impact mark on the internal surface at the rocket head location. The cover did not display any thermal or smoke damage (Figure 17). The parachute deployment rocket was not in its original position and was located about 3 m to the right of the fuselage and had dispensed its propellent. The cover and rocket position indicated that the rocket had deployed due to ground impact forces before the post-impact fire had initiated.
The parachute was located in its normal fitted position, remaining in its pack. After an extensive search throughout the remaining wreckage, the parachute deployment handle and safety pin could not be located. Therefore, the ATSB could not establish if an attempt was made to deploy the parachute in-flight.
Figure 17: CAPS external cover showing internal impact mark
Source: ATSB
Propeller and engine examinations
Propeller
The propeller was partially buried at the front of the aircraft. The propeller flange had separated from the engine crankshaft and remained attached to the propeller hub. Two of the 3 propeller blades (Figure 18, blades A and B) were undamaged and showed no signs that they had passed through the ground during the impact with terrain.
Figure 18: Propeller as found at the accident site
Source: ATSB
Propeller blade C was buried in the earth directly under the hub and showed some signs of rotational scoring, some leading-edge gouges, and slight chordwise twisting. A fracture surface at the base of the blade was from back bending overload as a result of the impact with terrain (Figure 19).
Site photographs of the propeller and fractured crankshaft were examined further and blade C was physically examined at the ATSB’s technical facilities in Canberra to determine the level of engine power being produced at the time of impact. The materials failure analysis identified that the propeller hub had fractured from the engine crankshaft at the propeller flange, in a manner consistent with ductile overstress due to bending. The examination determined that propeller blade C exhibited minor compound bending through its section and had a slight twist at the blade tip. Chordwise gouging observed on the front face of the blade was a characteristic of propeller rotation.
With respect to the engine power output, typically, windmilling or an engine at idle power will stop very rapidly when the propeller blades contact the ground. There is often minimal ground entry and little to no distortion to the blade sections. In this case, when blade C entered the ground, the propeller stopped suddenly. Therefore, the ATSB’s analysis concluded that, while there were some signatures that would indicate that the propeller was rotating at the time of impact, there was no evidence of appreciable power being produced by the engine. Rather, the damage to the propeller blades indicated that the engine was operating at low power when it impacted terrain.
Figure 19: Blade C as recovered from the accident site
Source: ATSB
Propeller governor
The propeller governor remained attached to the engine. Impact and fire damage precluded functional testing. The governor was disassembled and inspected at the ATSB’s technical facilities with no pre-impact defects identified.
Engine
The engine was removed from the accident site and taken to an approved engine overhaul facility for disassembly and inspection under the supervision of the ATSB. Sections of the engine were consumed by the intense post-impact fire, which precluded functional testing of specific areas such as the ignition and fuel systems.
The oil filler cap was secured to the crankcase fill adapter. The engine and accessories were completely disassembled. The engine was found to be mechanically sound, with the crankcase section intact and all the cylinders present and securely mounted to the crankcase. No defects were identified in any of the cylinder assemblies that may have provided an indication of a malfunction contributing to a loss of engine power. There was no distress of the main or connecting rod bearings due to oil starvation or loss.
The engine sump was pushed upwards during the impact with terrain, bringing it in contact with the cam shaft drive gear. That contact perforated the sump with gear teeth impressions, indicating that the engine camshaft was not rotating and the engine had stopped by the time the imprints were made (Figure 20).
Figure 20: Camshaft drive gear and impressions made in the engine sump
Source: ATSB
Medical and pathological information
General information
The pilot held a class 2 aviation medical certificate valid to 22 October 2023, with 2 restrictions. These were a requirement for reading and distance vision correction to be worn while flying and that a continuous positive airway pressure (CPAP) machine be used for the sleep period before flying.
The pilot’s last Civil Aviation Safety Authority (CASA) required medical assessment was conducted on 22 October 2021. That documented assessment showed that the pilot had:
been prescribed medication for high cholesterol for over 10 years
an electrocardiogram stress test (heart trace) in 2016 with nil issues reported
their appendix removed in 1980
a computed tomography (CT) angiogram and CT calcium test in 2019 with nil issues reported
a CT chest X-ray in 2019, which was all clear
blood tests in 2016, 2017, 2019 and 2021
a sleep study performed in 2016, which resulted in the use of a CPAP machine (details below).
In 2016, the pilot was identified with moderately severe obstructive sleep apnoea and used a CPAP machine to manage that condition. Downloaded CPAP data showed that the pilot was consistently using the CPAP machine. It was reported that the pilot had their CPAP machine with them during the trip to Canberra and given the previous continuous use it was concluded that the pilot likely utilised the machine during the trip, including the night prior to the accident.
The pilot was reported to have been well rested and had consumed a salmon bowl meal from a local restaurant about 1 hour before the flight. In general, the pilot was reported by their family to be fit and healthy with no known illnesses.
Post-mortem and toxicology results
A full post-mortem[25] of the pilot was conducted. The pilot received extensive thermal injury as a result of the post-impact fire and multiple other injuries from the accident.
The pathologist noted that the pilot had a right coronary artery angulation with an ostium (opening of the artery) that had a slit-like appearance. They stated that it is a rare congenital coronary artery anomaly that, in most cases, does not present with clinical symptoms and may be considered an incidental post-mortem finding in asymptomatic patients. In approximately 20% of cases, the anomaly may result in symptoms such as angina (chest pain), dyspnoea (shortness of breath), syncope (fainting), myocardial ischaemia (reduced blood flow to the heart), ventricular fibrillation (irregular heart rhythm), and sudden death. According to the literature, symptoms generated by congenital coronary artery anomalies are predominantly associated with athlete patients or after intense physical exercise and are rarely present in sedentary individuals.
Toxicology testing was conducted to detect common therapeutic medicines and illicit drug use, and these tests were found to be negative for all substances. The toxicology report noted that a low, insignificant blood alcohol concentration was detected that may have been attributed to post‑mortem decomposition changes (0.006 g per 100 mL). A carbon monoxide saturation level of 2% was also detected in the pilot’s blood, but the report stated that this did not suggest that carbon monoxide poisoning contributed to the accident and death, nor did it suggest a significant survival period after the impact. As previously discussed in ATSB investigation AO‑2017‑118, the physical symptoms and cognitive effects of carbon monoxide exposure generally start to occur at levels of around 10%.
In their concluding remarks the pathologist stated that:
No definite answer can be provided based on the post-mortem findings alone regarding whether the possible sudden incapacitation of the pilot may have contributed to the aviation fatalities. The post‑mortem findings must be correlated carefully with all other available evidence, not least the findings arising from examination of the scene and other relevant evidence as unearthed by detective officers and other investigative authorities.
Specialist medical assessment
Due to the circumstances of the accident and the indeterminate results of the pilot’s post‑mortem, the ATSB requested the assistance of a specialist doctor of forensic pathology to assess the information obtained by the ATSB, which included:
post-mortem and toxicology report
the sequence of events detailed in the ATSB preliminary report
CASA medical records relating to the pilot
Medicare and pharmaceutical benefits scheme records relating to the pilot
compliance and therapy report for the pilot’s ResMed Airsense 10 Elite CPAP machine.
A summary of the specialist’s assessment of the information provided was as follows:
The pilot sustained fatal injuries due to the impact with terrain prior to the post-impact fire.
The blood alcohol level detected was from a sub-optimal sample taken from the chest cavity (often the only choice with severe trauma). Although alcohol consumption could not be ruled out, it was entirely possible that the alcohol was produced post-mortem and could be expected under the given circumstances.
The pilot was known to take rosuvastatin medication for high cholesterol treatment. The drug was not detected in the pilot’s toxicology results and is generally not detectable in routine screening. While it could not be determined if the medication was in the pilot’s blood, the drug would not be expected to have a psychoactive effect or cause incapacitation.
Regarding the identified 3 heart abnormalities in the pilot’s post-mortem, the specialist indicated that:
In the case of the right coronary artery angulation, the specialist indicated that it is an anatomical abnormality in 2% of hearts where one of the 2 main blood vessels suppling the heart muscle is abnormally angled at its origin from the aorta and often presents as a slit‑like opening (as was the case with this pilot), as opposed to the normal opening, which has a round profile. In the majority of cases, it is considered an incidental finding of no clinical significance. In a small percentage of cases, this abnormality is determined to be a cause for heart muscle abnormalities, including the development of cardiac arrhythmias, scarring of heart muscle, and potentially incapacitation and death. It was noted that the pilot had a CT coronary angiogram performed in January 2019, which was reported to be normal. It was considered likely that had a coronary artery abnormality been a clinically significant issue at the time it would have been identified. Also, an absence of fibrosis (scarring) or other changes typical of chronic ischaemia in the distribution of the right coronary artery argues against this being clinically significant in this case.
The second heart abnormality identified was the narrowing of the left anterior descending coronary artery without obvious atherosclerosis. It was considered likely that post‑accident heat effect caused the change rather than natural disease. It was noted again that the pilot had a CT scan in 2019 that was reported as normal, and it would be unlikely that coronary artery disease would have progressed to the extent of being capable of causing incapacitation in that time period.
The third heart abnormality identified was contraction banding in association with lacerations of the heart muscle and was seen in areas supplied by widely patent coronary arteries such as the right coronary artery. In the absence of other indicators, it was considered likely that the contraction banding was a result of the aircraft accident rather than incapacitation due to cardiac disease.
The specialist advised that many natural medical conditions that can result in pilot incapacitation would generally not be detectable from a post-mortem, especially where there have been very extensive injuries, and therefore could not be ruled out. Examples of such conditions include the pilot losing their corrective eyewear at a critical time, the pilot having a coughing fit, the development of many gastrointestinal illnesses including diarrhoea, vomiting, and stomach cramps, and diverse conditions such as fainting spells, kidney stone passage and cardiac arrhythmias.
In conclusion, the specialist stated that it was unlikely that natural disease caused or contributed to the events leading up to the accident. There were no indications of toxicological abnormalities causing incapacitation and/or death. In common with many aircraft accident fatalities, a definitive comment in relation to cause of death could not be made in this case.
Operational information
Icing conditions
The limitations section of the POH stated ‘Flight into known icing conditions is prohibited’. The abnormal procedures section stipulated that, if a pilot inadvertently entered icing conditions, the following abnormal checklist procedure for Inadvertent Icing Encounter was to be applied:
Pitot Heat…ON
Exit icing conditions. Turn back or change altitude.
Cabin Heat…MAXIMUM
Windshield Defrost…FULL OPEN
Alternate Induction Air…ON
The use of alternate induction air was described further in the emergency procedure for Engine Partial Power Loss as follows:
A gradual loss of manifold pressure and eventual engine roughness may result from the formation of intake ice. Opening the alternate engine air will provide air for engine operation if the normal source is blocked or the air filter is iced over.
Aerodynamic stall
A wing generates lift as a result of the pressure differential created by airflow over the wing’s surface. The angle between the incoming or relative air flow and wing chord is known as the angle of attack (AoA). As the AoA increases, lift increases up to a certain angle, known as the critical AoA. At this point, the airflow over the upper surface of the wing becomes separated. This condition is referred to as an aerodynamic stall (or simply a stall) and results in a significant loss of lift and an increase in drag. Due to the sudden reduction in lift from the wing and rearward movement of the centre of lift, typically an uncommanded aircraft nose-down pitch results.
Most general aviation aircraft typically have a critical AoA of around 16°. This critical AoA can be exceeded at any airspeed, any (pitch) attitude and any power setting. However, as most small aircraft are not fitted with an AoA indicator, the AoA at which the stall occurs may be referenced to an airspeed.
A loss of altitude also occurs during the recovery from a stall and it is possible to stall with insufficient height above the ground to recover. The POH stated that the altitude loss during a wings level stall may be 250 ft or more.
The Cirrus SR22 performance data showed that, at the maximum weight of 3,400 lbs (1,542 kg) with 0° bank angle and flaps full up, the power-off stall speeds at the forward and aft centre of gravity limits were 70 kt and 68 kt (indicated airspeed) respectively. The calibrated airspeed (CAS) for each limit was 1 kt less than the indicated.
The stall speed was calculated for a mid-centre of gravity position and corrected for an operating weight of 3,300 lb (1,497 kg), generally representative of the accident flight is mid centre of gravity given the take-off weight was close to the maximum take-off weight. The estimated stall speed was 68 kt (indicated) and 67 kt CAS.
The POH normal procedure for stalls stated:
SR22 stall characteristics are conventional. Power-off stalls may be accompanied by a slight nose bobbing if full aft stick is held. Power-on stalls are marked by a high sink rate at full aft stick.
…
When practicing stalls at altitude, as the airspeed is slowly reduced, you will notice a slight airframe buffet and hear the stall speed warning horn sound between 5 and 10 knots before the stall. Normally, the stall is marked by a gentle nose drop and the wings can easily be held level or in the bank with coordinated use of the ailerons and rudder. Upon stall warning in flight, recovery is accomplished by immediately reducing back pressure [on the control yoke] to maintain safe airspeed, adding power if necessary and rolling wings level with coordinated use of the controls.
Spins
A spin can result when an aircraft simultaneously stalls and yaws.[26] A spin is characterised by the aircraft following a downward, corkscrew path and requires significantly more altitude for recovery compared to a wings level stall (Federal Aviation Administration, 2021).
The limitations section of the POH stated ‘Aerobatic manoeuvres, including spins, are prohibited’. The emergency procedures stipulated that the SR22 was not approved for spins and had not been tested or certified for spin recovery characteristics. The only approved and demonstrated method of spin recovery was the activation of the CAPS (refer to the section titled Cirrus aircraft parachute system deployment). Specifically, the POH stated:
If, at the stall, the controls are misapplied and abused accelerated inputs are made to the elevator, rudder and/or ailerons, an abrupt wing drop may be felt and a spiral or spin may be entered. In some cases, it may be difficult to determine if the aircraft has entered a spiral or the beginning of a spin.
…
In all cases, if the aircraft enters an unusual attitude from which recovery is not expected before ground impact, immediate deployment of the CAPS is required.
…
The minimum demonstrated altitude loss for a CAPS deployment from a one turn spin is 920 feet. Activation at higher altitudes provides enhanced safety margins for parachute recoveries. Do not waste time and altitude trying to recover from a spiral/spin before activating CAPS.
Wood and Sweginnis (2006), Aircraft Accident Investigation – 2nd edition, provides the following description of the wreckage from an aircraft that had spun into the ground, with reference to Figure 21:
There is little or no evidence of forward motion. Although the fuselage probably impacted at a steep nose down attitude [spins can be anywhere between nose up, flat, but most commonly nose down], it is likely that there is evidence of a wing tip striking the ground before the nose. The down-going wing will normally strike the ground before the up-going wing, providing one clue as to the direction of the spin. Both the fuselage and the wings will probably have damage which reflects both a high sink rate and yaw. Tall thin objects on the ground, like trees and fence posts, are likely to penetrate the airplane almost from bottom to top, reflecting the almost vertical trajectory of the airplane. Undamaged objects may be found immediately behind the trailing edges, again indicating the vertical path of the airplane.
Figure 21: Example wreckage pattern from a spin
Source: Wood and Sweginnis (2006)
Cirrus aircraft parachute system deployment
Procedures for deployment
For the deployment of the CAPS, the POH stated:
*Warning*
CAPS deployment is expected to result in loss of the airframe and, depending upon adverse external factors such as high deployment speeds, low altitude, rough terrain or high wind conditions, may result in severe injury or death to the occupants. Because of this, CAPS should only be activated when any other means of handling the emergency would not protect the occupants from serious injury.
*Caution*
Expected impact in a fully stabilized deployment is the equivalent to a drop from approximately 13 feet.
*Note*
Several possible scenarios in which the activation of the CAPS would be appropriate are discussed in section 10 – Safety information of this handbook. These include:
- Mid-air collisions
- Structural failure
- Loss of control
- Landing in inhospitable terrain
- Pilot incapacitation.
The POH also noted that the maximum demonstrated deployment speed was 133 kt (indicated airspeed). Once a decision was made to deploy the CAPS, the airspeed should be reduced to the minimum possible, the mixture should be moved to cutoff, the activation handle cover should be removed and the handle pulled down with both hands. Pull forces up to, or exceeding, 45 lbs (20 kg) may be required. After deployment, the fuel selector, fuel boost pump, battery and alternator master switch and ignition switches were to be turned off and the emergency locator transmitter turned on.
In regard to a CAPS deployment altitude, the POH indicated that:
No minimum altitude for deployment has been set. This is because the actual altitude loss during a particular deployment depends upon the airplane’s airspeed, altitude and attitude at deployment as well as other environmental factors. In all cases, however, the chances of a successful deployment increase with altitude. As a guideline, the demonstrated altitude loss from entry into a one-turn spin until under a stabilized parachute is 920 feet. Altitude loss from level flight deployments has been demonstrated at less than 400 feet. With these numbers in mind it might be useful to keep 2,000 feet AGL in mind as a cut-off decision altitude. Above 2,000 feet, there would normally be time to systematically assess and address the aircraft emergency. Below 2,000 feet, the decision to activate the CAPS has to come almost immediately in order to maximize the possibility of successful deployment. At any altitude, once the CAPS is determined to be the only alternative available for saving the aircraft occupants, deploy the system without delay.
Cirrus, in its guidance document CAPS Guide to the Cirrus Airframe Parachute System, advised that, while the POH noted a maximum demonstrated deployment speed, it was possible for the parachute to withstand deployments at higher speeds. The guide provided examples where the CAPS had been deployed at speeds up to 187 kt (indicated airspeed) with a successful outcome. The guidance reiterated that the maximum demonstrated speed was not intended to be a limitation.
Cirrus also encouraged pilots to conduct a take-off briefing that incorporated when to activate the CAPS, as well as the inclusion of a passenger briefing that included the use of the CAPS. The briefing should include:
- Engage the autopilot using the level button (if equipped)
- Attempt to revive the pilot
- Follow the deployment procedures detailed on the CAPS placard
- Prepare for CAPS touchdown
- Follow egress procedures
The ATSB could not confirm what take-off or passenger briefings were undertaken by the pilot on the day of the accident. Further, nor could it be determined with certainty that the passenger seated adjacent to the pilot would have had the physical capability to undertake the required actions if they had received the briefing on the use of the CAPS.
Deployment history
At the time of writing this report, the aircraft manufacturer reported that there had been 126 in‑flight CAPS deployments. They also stated that there had been 3 CAPS anomalies where the parachute failed to deploy. A recent issue where the rocket did not deploy was related to a batch of rocket motor initiating devices (squibs) manufactured in 2015 and 2016 that would not fully ignite. There was a mandatory service bulletin to have those squibs replaced. The squib on VH‑MSF was replaced when the parachute assembly was replaced in its entirety in January 2023.
The ATSB reviewed several aircraft accident reports, which indicated that there had been a number of CAPS deployments above the maximum recommended indicated airspeed of 133 kt resulting in an overload and separation of the chute from the aircraft. Further, there have been a number of documented accidents where the parachute had not been deployed in‑flight but had ground impact initiations of the rocket.
Loss of control
The POH safety information section listed potential reasons for a loss of control and an associated response to such a situation:
Loss of control may result from many situations, such as: a control system failure (disconnected or jammed controls); severe wake turbulence, severe turbulence causing upset, severe airframe icing, or sustained pilot disorientation caused by vertigo or panic; or a spiral/ spin. If loss of control occurs, determine if the airplane can be recovered. If control cannot be regained, the CAPS should be activated. This decision should be made prior to your pre-determined decision altitude (2,000’ AGL).
Engine issue in-flight
In the event of an engine failure in-flight, the POH emergency procedure checklist stipulated:
If the engine fails at altitude, pitch as necessary to establish best glide speed. While gliding toward a suitable landing area, attempt to identify the cause of the failure and correct it. If altitude or terrain does not permit a safe landing, CAPS deployment may be required.
The emergency procedures section of the POH detailed that, for a partial engine power loss, indications of such include fluctuating revolutions per minute, reduced or fluctuating manifold pressure, low oil pressure, high oil temperature, and a rough-sounding or rough-running engine.
The procedure required that, if a partial engine failure permitted level flight, land at a suitable airfield as soon as the conditions allowed. If the conditions did not permit safe level flight, use partial power as necessary to set up a forced landing pattern over a suitable landing field. It was also advised that a pilot should be prepared for a complete engine failure and consider CAPS deployment if a suitable landing site was not available.
To troubleshoot, the POH advised to select the fuel boost pump on, switch fuel tanks, check the engine controls, and cycle the ignition switch left and right to ensure both magnetos were working. Select alternate induction air on, as a gradual loss of manifold pressure and eventual engine roughness may result from the formation of intake ice. Opening the alternate engine air would provide air for engine operation if the normal source was blocked or the air filter was iced over.
Fuel uplift
The aircraft had a total fuel capacity of 318 L (159 L per wing tank) as stipulated in the POH. According to fuel company records, the aircraft was refuelled on 5 October 2023 (one day prior to the accident) at about midday with 110 L of Avgas from a fuel bowser at Canberra Airport. The fuel remaining in each tank before the refuelling commenced was unable to be determined. However, the fuel uplift was close to the estimated fuel consumption of 118 L for the previous flight from Armidale to Canberra. The estimated fuel consumption from Canberra to the accident site was 22 L.
As part of the Canberra Airport fuel company procedures, a sample of fuel was tested for clarity and water content on the morning the aircraft was refuelled and on the afternoon of the accident, with no issues identified. Several other aircraft utilised the same batch of fuel with no issues reported. Therefore, fuel quality and quantity was not considered to be a factor in the accident.
Weight and balance
The aircraft load data sheet indicated that the empty weight was recorded as 1,045 kg and the gross weight limit for the SR22 was 1,542 kg. For the purpose of calculating the weight and balance for the accident flight, the ATSB assumed full fuel and used average weights for each of the occupants and their luggage, based on 4 separate estimates provided by their relatives. This produced an estimated engine start weight of 1,494 kg, which was 48 kg below the gross weight limit. The centre of gravity was within limits for the entirety of the flight.
Flight into icing
Bureau of Meteorology pilot guidance on icing conditions
The accumulation of ice on an aircraft is ‘one of the most significant hazards to the safe and efficient operation of aircraft as it can reduce aircraft performance in a number of ways’ (Bureau of Meteorology, 2015). This includes:
increased stall speed of the aircraft by increasing its weight with the accumulation of ice
difficulty operating control surfaces and landing gear
increased drag and decreased lift due to ice accumulation on the airframe (tests have shown that icing no thicker or rougher than a piece of coarse sandpaper can reduce lift by 30% and increase drag by 40%)
engine power reductions (intake and carburettor icing)
propeller vibrations due to ice accumulation on the blades
errors in instrument readings of airspeed, altitude and vertical speed due to ice contaminated pitot static systems
interference with communications systems (icing on antennas)
reduced visibility due to icing on the windshield and side windows.
The Bureau of Meteorology aviation weather services brochure titled Hazardous Weather Phenomena – Airframe Icing has informative content for pilots. Included in that brochure was a depiction of the icing environment and the various levels of icing risk based on temperature and water content. As shown in the icing environment depiction (Figure 22), aircraft operating within the 0 to −10°C higher risk range if/when in cloud could experience clear ice conditions.
Figure 22: Icing environment depiction
Source: Bureau of Meteorology
The Bureau of Meteorology classifies icing severity as trace, light, moderate or severe. Moderate icing (as identified on the VH-MSF flight route) means the rate of accumulation is such that even short encounters become potentially hazardous, and the use of de‑icing/anti‑icing equipment or a diversion is necessary. An area forecast will include any expectation of moderate or severe icing, while a SIGMET[27] is only required when severe icing is predicted.
There are 4 types of icing which are clear, rime, mixed ice (a combination of clear and rime icing) and hoar frost. Clear ice is formed when supercooled water droplets impact the aircraft. As the droplets freeze, heat is released, slowing the freezing process. This causes some of the water droplets to flow back over the exposed surfaces and freeze as clear ice. Therefore, clear ice tends to cover a large area of the aircraft and can disrupt the airflow and affect the performance of the aircraft. Clear ice forms most readily in temperatures between 0 ºC and −10ºC but can occur, with reduced intensity, at lower temperatures.
Impact of icing on aircraft performance
Baars et al. (2010) conducted research titled A review on the impact of icing on aircraft stability and control. The research stated that:
Structural ice formation on leading edges of wings and control surfaces initiate significant regions of unsteady flow. This change in performance of the lifting surfaces can result in a major change in the handling of aircraft; the aircraft may stall at higher speeds, the stall angle of attack may decrease and irreversible upset events can be initiated.
In the period of 1990-2000, a total of 3,230 aircraft accidents were recorded by the Air Safety Foundation. Twelve percent of those were related to icing.
…
Studies on ice-related accidents of small general aviation aircraft have revealed that in many cases even the most experienced pilots have less than 5 to 8 minutes to escape the harmful icing conditions before their aircraft experience violent upsets. This suggests that in cruise the accumulation of ice, and its effect on stability of aircraft, remain mostly unobserved. Upon changing the attitude of the aircraft, the formation of ice induces unsteady flow phenomena capable of upsetting the aircraft in a catastrophic manner.
United States Federal Aviation Administration – Pilot Guide: Flight in Icing Conditions
The purpose of the United States Federal Aviation Administration’s advisory circular AC 91‑74B, Pilot Guide: Flight in Icing Conditions, was to provide pilots with a convenient reference guide on the principal factors related to flight in icing conditions and the location of additional information in related publications. It included the following information:
Flight planning
If an aircraft is not certificated for flight in icing conditions, each flight should be planned carefully so that icing conditions are avoided…In the event of an inadvertent icing encounter, the pilot should take appropriate action to exit the conditions immediately, coordinating with ATC [air traffic control] as necessary, and declaring an emergency.
Effects of icing on unprotected wings
…The ice causes an increase in drag, which the pilot detects as a loss in airspeed or an increase in the power required to maintain the same airspeed. (The drag increase is also due to ice on other parts of the aircraft). The longer the encounter, the greater the drag increase; even with increased power, it may not be possible to maintain airspeed. If the aircraft has relatively limited power (as is the case with many aircraft with no ice protection), it may soon approach stall speed and a dangerous situation.
Effects of icing on critical systems
Because contamination of the wing reduces lift, even an operational, ice-free stall warning system may be ineffective because the wing will stall at a lower AOA [angle of attack] due to ice on the airfoil. Heated or unheated, if the wing is contaminated in any way, an AOA will become unreliable. The stall onset would occur prior to activation of stall warning devices leading to a potential pitch or roll upset. It is imperative that pilots maintain airspeed and monitor AOA closely when in icing conditions.
Induction icing
Fuel-injected aircraft engines usually are less vulnerable to icing, but still can be affected if the engine’s air source becomes blocked with ice. Manufacturers provide an alternate air source that may be selected in case the normal system malfunctions.
Moderate icing accretion rate
…
The rate of accumulation is such that anything more than a short encounter is potentially hazardous. A representative accretion rate for reference purposes is 1 to 3 inches (2.5 to 7.5 cm) per hour on the unprotected part of the outer wing. The pilot should consider exiting the condition as soon as possible.
General advice
Avoidance - The pilot of an aircraft that is not certificated for flight in icing conditions should avoid all icing conditions. This guide provides guidance on how to do this, and on how to exit icing conditions promptly and safely should they be inadvertently encountered.
Vigilance - The pilot of an aircraft that is certificated for flight in icing conditions can safely operate in the conditions for which the aircraft was evaluated during the certification process, but should never become complacent about icing. Even short encounters with small amounts of rough icing can be very hazardous.
Guidance - The pilot should be familiar with all information in the AFM [airplane flight manual] or POH concerning flight in icing conditions and follow it carefully. Of particular importance are proper operation of ice protection systems and adherence to minimum airspeeds during or after flight in icing conditions. Monitor airspeed, pitch attitude, and do not rely on the airplane’s autopilot or stall warning system in icing conditions. There are some icing conditions for which no aircraft is evaluated in the certification process, such as SLD [supercooled large droplets] conditions within or below clouds, and flight in these conditions can be very hazardous. The pilot should be familiar with any information in the AFM or POH relating to these conditions, including aircraft-specific cues for recognizing these hazardous conditions.
Cirrus SR22 flight in known icing conditions information
Although not fitted to VH-MSF, the approval and specifications for FIKI (flight into known icing) were reviewed as they provided specific guidance for icing on the Cirrus SR22.
The approved POH and airplane flight manual supplement for the FIKI system recommended that the minimum airspeed for flight into known icing conditions was 95 kt (indicated airspeed). The emergency procedures section contained the following information when discussing an observed or suspected failure of the anti-ice system:
An unobserved failure may be indicated by a decrease in airspeed, anomalous handling characteristics, or airframe vibrations.
Note: Significant loss in cruise or climb performance may be an indication of propeller ice accretions that are not visible to the naked eye. Operation of the engine at 2700 RPM [revolutions per minute] will help shed ice in severe icing conditions.
The performance section of the FIKI supplement further stated:
Airplane performance and stall speeds without ice accumulation are essentially unchanged with the installation of the Ice Protection System. Significant climb and cruise performance degradation, range reduction, as well as buffet and stall speed increase can be expected if ice accumulates on the airframe.
Propeller icing
The adverse effects of propeller icing have been explored for several decades, which included the United States National Advisory Committee for Aeronautics producing a report in 1950 (NACA TN 2212), on the subject of The effects of ice formation on propeller performance. Its report included the following observations:
- when a propeller accumulates ice, the resulting changes in propeller performance are reflected in corresponding changes in aircraft performance
- the combined action of centrifugal force and kinetic heating resulting from an increase in propeller rotational speed is often effective in reducing the extent of the ice accumulation
- thus, it appears that in operation of unprotected or inadequately protected propellers in icing conditions, periodic attempts should be made to throw off the accretions by increasing propeller speed.
The propeller manufacturer for VH-MSF, Hartzell, stated on its website that ‘ice typically appears on propeller blades before it forms on the wings, so it’s important to address propeller icing as quickly as possible’. While the NACA (1950) report and the Cirrus FIKI supplement both indicated that increasing the propeller speed was a technique to address propeller icing, another similar technique, published as an online instructional video, was to cycle the propeller lever forwards and backwards. This would vary the propeller blade angle and propeller speed to promote shedding of ice. As the Cirrus aircraft combine the propeller pitch control and engine power control in one lever, the use of propeller blade angle and rotational speed changes to shed ice would be accompanied by associated engine power changes. The ATSB was unable to establish if the pilot was aware of these techniques to remove ice accumulation on the propeller.
Related occurrences
There have been a number of loss of control accidents involving Cirrus SR22 aircraft with contributors including flight in icing conditions, autopilot control issues, pilot incapacitation and loss of control during stall demonstration to name a few. A varied sample of those events is listed below from the United States National Transportation Safety Board (NTSB) and the ATSB.
NTSB investigation (ATL06LA035)
While climbing on autopilot, the airplane entered clouds at 5,000 ft at an airspeed of 120 kt. Upon reaching 7,000 ft, the airplane encountered icing conditions. The pilot informed air traffic control and requested a clearance to climb to 9,000 ft, which was approved. As the airplane reached the cloud tops at 8,000 ft when in visual flight conditions, the airplane began to buffet. The pilot looked at the airspeed indicator and it showed 80 kt. The airplane subsequently aerodynamically stalled, started to spin and re‑entered instrument flight conditions. The pilot deployed the ballistic parachute system and informed the air traffic controller of his actions. The airplane descended under the parachute canopy into the trees.
The NTSB determined the probable cause of the accident to be:
The pilot’s inadequate pre-flight planning, failure to obtain a current weather briefing, and his decision to operate the airplane into known icing outside the airplanes certification standards resulting in the aircraft accumulating ice, loss of airspeed, an inadvertent stall/spin and subsequent collision with trees.
NTSB investigation (ERA20LA129)
While conducting an instrument landing system approach, the airplane flew through the localizer course, and as it passed outside of the outer edge of the localizer, the autopilot turned off. The pilot could not recall turning the autopilot off, and the reason for the autopilot turning off could not be determined from the available evidence. Over the next minute, a series of altitude excursions occurred during which the airplane repeatedly climbed and descended. The pilot reported that, when he added power, he had difficulty maintaining control of the airplane and that it was unstable. Subsequently, the pilot sensed that he was fighting the airplane and in an unusual attitude, he deployed the airframe’s parachute system. The airplane descended under canopy and touched down in the backyard of a house.
While off course with the autopilot engaged and the vertical speed mode selected, the pilot likely applied and held pitch control input that was sensed by the autopilot auto trim system as an out‑of-trim condition. The autopilot auto trim system responded by trimming the airplane, resulting in the corresponding altitude excursions.
The NTSB determined the probable cause of the accident to be:
The pilot’s incorrect use of the autopilot while approaching the initial approach fix and his subsequent improper primary pitch control input while a pitch mode of the autopilot was engaged, which resulted in pitch excursions and subsequent departure from controlled flight.
NTSB investigation (NYC05LA110)
The airplane was in cruise flight at 3,000 ft when the pilot experienced a seizure and lost consciousness. When the pilot awakened, the airplane was in a high-speed descent. In addition, the pilot felt disoriented and numbness in his right leg. The pilot recovered from the descent at an altitude of about 1,700 ft and elected to deploy the CAPS. The airplane descended via the parachute and impacted in a river. The airplane sustained substantial damage to the underside of the composite fuselage. The pilot sustained a fractured vertebra and was able to egress from the airplane before it sank. Subsequent medical examinations on the pilot revealed the presence of a brain tumour.
The NTSB determined the probable cause(s) of this accident to be:
The pilot's physiological condition, which resulted in his incapacitation during the flight, and subsequent loss of aircraft control.
The aircraft was being operated on a private flight from Archerfield to Kingaroy, Queensland, with the pilot and one passenger on board. On approach to Kingaroy, at about 500 ft above ground level, the pilot extended the flaps and, shortly after, disconnected the autopilot (AP). Upon disconnecting the autopilot, the pilot reported that the aircraft pitched-up violently due to trim runaway.
The AP pitch trim was trimming the aircraft for a nose-up position, even though the AP was disconnected. This required the pilot to use a large amount of forward physical force to maintain stable flight. The pilot attempted to resolve the problem several times by pressing and holding the autopilot disconnect switch located on the control yoke, however, this had no effect.
The pilot then conducted a go-around. They then used the manual electric trim (MET) hat switch located on the control yoke, in an attempt to trim the aircraft nose-down. As the pilot was using the MET to trim the aircraft, which was going against the AP pitch trim runaway, the trim adjusted at a slow rate.
The pilot was able to regain sufficient control of the aircraft and land safely at Kingaroy. The pilot reported that, upon parking the aircraft and after releasing the MET, the pitch trim was at full nose‑up deflection.
When at about 6,000 ft above ground level, the pilot in command (PIC) was demonstrating the aircraft stall and recovery to a prospective purchaser of the aircraft. They selected 50% flap, rolled the aircraft into a left turn at about 25° angle of bank, reduced the power to idle, and raised the nose. As the aircraft approached the stall, the PIC pointed to the vertical speed indicator. As they did this, the right wing dropped rapidly, and the aircraft entered a spin to the right. The PIC reported that, at this time, they performed their normal recovery procedure for this manoeuvre.
The passenger in the front seat reported that, on about the third rotation of the spin, the PIC said ‘I’m sorry’, and realised that the PIC had lost control of the aircraft.
When at about 2,000 ft, the PIC was unsure whether they had enough height remaining to recover control of the aircraft, so they successfully deployed the CAPS, and the aircraft came to rest in a residential backyard. All 3 occupants were uninjured.
Downloaded flight data indicated that the aircraft stalled at an indicated airspeed of 62 kt and the vertical descent rate in the spin increased to a maximum of 14,000 ft/min before the parachute was deployed.
Safety analysis
Introduction
Flight track data showed that, about 12 minutes after take-off and during the climb phase of the flight from Canberra, Australian Capital Territory, to Armidale, New South Wales, VH‑MSF departed controlled flight and entered a rapid descent just prior to reaching the planned cruising level of 10,000 ft. The aircraft subsequently impacted with terrain. The 4 occupants were fatally injured, and a post-impact fire destroyed the aircraft.
This analysis will consider the events leading up to the departure from controlled flight and the possible explanations for this. It will also consider why the pilot did not recover the aircraft from the rapid descent and the forecast and actual meteorological conditions along the aircraft’s flight track.
Aerodynamic stall
Consistent with the 2 previous flights, the aircraft’s flight tracking data showed a normal, stable take-off and climb out of Canberra Airport towards Armidale until about 7,000 ft above mean sea level. This suggested that the pilot may have been using the aircraft’s autopilot system. Also, up to this point, all radio exchanges between the pilot and air traffic control were clear and readback correctly.
Climbing through about 8,300 ft, the flight track data changed from a relatively steady state to variations in heading, altitude and airspeed. This suggested that the aircraft had likely changed from operating with the autopilot on to manually controlled flight. Potential reasons for this change may have included the avoidance of cloud, turbulence or issues with the autopilot. It was around this time that 4 independent witnesses located below the aircraft’s flight track reported that an aircraft obscured by cloud could be heard making engine surging sounds (see Possible explanations for the contributing factors below for further explanation).
Over the next couple of minutes, while the general trajectory of the aircraft remained in a climb, the aircraft slowed to almost the stall speed on 2 occasions. If working as designed, the stall warning system should have sounded when the aircraft’s airspeed deteriorated to about 5 kt above the stall speed, alerting the pilot to an impending stall condition. Additionally, as a precursor to the stall, a slight buffet might have been felt by the pilot through the airframe. The pilot’s operating handbook (POH) stipulated that, when the stall warning sounds, recovery was accomplished by immediately reducing back pressure on the control yoke to reduce the angle of attack, maintain a safe airspeed, and add power as required. Following these 2 occasions, the flight data showed a slight descent and an increase in airspeed, which may have been representative of a possible pre-stall recovery and then the climb continued.
Following a descent, the performance data indicated a climb rate of up to about 1,500 ft/min and the airspeed decreased from an estimated 96 kt to 70 kt past the point of a pre-stall recovery. At a maximum altitude of 9,946 ft, the airspeed and altitude rapidly decreased, which was consistent with the aircraft aerodynamically stalling and departing controlled flight.
Contributing factor
When approaching 10,000 ft above mean sea level, the aircraft climb rate increased significantly combined with a decreasing airspeed, resulting in an aerodynamic stall and departure from controlled flight.
Recovery actions
The POH procedure for a recovery from an aerodynamic stall required the pilot to reduce back pressure on the control yoke to un-stall the wings and apply power, as necessary, to accelerate the aircraft. However, the flight data showed that, following the stall at about 9,900 ft, the rate of descent increased to about 13,000 ft/min, which was inconsistent with a stall recovery. While descending through around 8,000 ft, the ground speed reduced while the variations in the track became larger, and the rate of descent started to reduce towards 10,000 ft/min by ground level. This, combined with the witness observations, wreckage examination, and manufacturer’s assessment of the flight data, indicated the aircraft had likely entered a spin before the impact with terrain.
The POH stipulated that, following a loss of control when recovery may not be possible, the Cirrus airframe parachute system (CAPS) should be used. The POH further indicated that the only method of recovery from a spin was to deploy the CAPS. The decision to activate the CAPS should be made prior to an altitude of 2,000 ft above ground level. The POH also suggested that when no other survivable options were available, the CAPS should be activated regardless of altitude. That said, the ATSB considered there was adequate time (about 44 seconds) to deploy the CAPS following the departure from controlled flight. However, the inspection of the wreckage indicated that the CAPS had not deployed in-flight, but rather due to ground impact forces. That examination also found that the pre‑deployment procedure of shutting down the engine was not conducted.
It was also determined that a deployment failure was unlikely given the system’s recent replacement, high reliability and the ground impact initiation of the rocket. Therefore, the ATSB was unable to ascertain why the aircraft was not recovered from the stall or if an attempt was made to deploy the CAPS in-flight.
Contributing factor
Following the loss of control, for undetermined reasons, an aerodynamic stall recovery did not occur nor was the Cirrus aircraft parachute system deployed before the impact with terrain.
Possible explanations for the contributing factors
The flight data showed aircraft performance and handling that was beyond what was considered normal, particularly the maintained climb at reducing airspeed leading to the stall. As such, the following section will discuss several scenarios that were considered by the ATSB, which may explain the stall and subsequent loss of control, with no recovery action taken. Those factors include whether there was an aircraft issue, if the pilot had some level of incapacitation, or if in‑flight icing was experienced.
Aircraft issue
There were no reported problems with the aircraft on the 2 flights in the days that preceded the accident. A review of the maintenance documentation revealed 2 items of maintenance that were overdue, which were the standby compass calibration and an outside air temperature/clock back-up battery replacement. However, neither of those items were of significance and should not have contributed to the loss of control. All major aircraft components were identified in the general area of the accident site with an in-flight failure of the airframe structure ruled out. While the post‑impact fire prevented examination of a significant proportion of the aircraft, an inspection of the remaining aircraft structure and flight controls did not identify any pre-accident anomalies.
There have been previous occurrences related to the autopilot and pitch trim systems. However, in this case, the position of the relevant switches and trim could not be established due to the extent of damage.
Witnesses reported hearing surging or a rough running engine along the aircraft flight path in the minutes prior to the departure from controlled flight. If the sound heard was from VH‑MSF, this could potentially suggest an engine issue or alternatively, the pilot manipulating the engine power lever. There were also short periods in the flight track that indicated possible power reductions and loss of altitude, but the general trajectory of the aircraft remained in a climb until the aerodynamic stall.
The engine was disassembled and inspected by the ATSB with no pre-impact mechanical defects identified. The inspection of the propeller damage and crankshaft fracture indicated evidence that the engine was running at low power when it impacted with terrain, although the ATSB was unable to ascertain if the engine controls were set at a low power setting (matching the observed propeller damage). It was also noted that no radio call was received from the pilot advising of a problem, nor had they attempted a diversion to a nearby airfield or return to Canberra, which would be expected if an aircraft issue was experienced.
Therefore, while there were no observable indications of an issue, due to the limited remaining aircraft structure and systems that were available for inspection, an unidentified mechanical failure or anomaly could not be discounted.
Pilot incapacitation
Partial or complete incapacitation can adversely affect a pilot’s psychological and/or physiological capacity to operate an aircraft. Research has shown that pilot incapacitation occurs for a variety of reasons including acute medical conditions (such as food poisoning and gastroenteritis) and pre‑existing medical conditions (such as heart disease, leading to a heart attack). While pilot incapacitation in general aviation accounted for only 13% of all reported occurrences between 2010 and 2014, 70% of those influenced flight operations, namely a return to the departure aerodrome or in the worst case, a collision with terrain (ATSB, 2016). In this accident, indicators of a potential incapacitation were:
the absence of radio calls to indicate a problem or phase of distress
the lack of stall recovery actions with ample altitude and time to recover
the non-use of the CAPS as a procedural recovery action when there was sufficient altitude for deployment.
The pilot’s post-mortem identified a heart anomaly, however, it was noted that in most cases symptoms do not present. Overall, the post-mortem report concluded that the cause of death was undetermined and that an assessment should be made in consideration of the other available evidence to determine if sudden incapacitation may have contributed to the accident.
Therefore, to further examine the possibility of an incapacitating event, the ATSB requested the assistance of an independent doctor of forensic pathology to undertake an assessment of the pilot’s post‑mortem, toxicology and medical history. However, that assessment did not identify any underlying medical conditions, natural disease or toxicological abnormalities that could have led to an incapacitation event.
In addition, records indicated the pilot consistently used a continuous positive airway pressure machine to manage sleep apnoea. As the pilot had taken the machine on their trip, it was likely that they had used it the night before the accident. Also, it was noted that the pilot had lunch just prior to departure, and as the research has shown, gastroenteritis related incapacitation can occur and therefore could not be discounted.
Further, there was no evidence to suggest that the pilot's general health on the day of the accident was degraded. Similarly, the pilot was reported to be fit and healthy and had no identified health conditions that were not being appropriately treated. Consequently, there was insufficient evidence to determine if incapacitation was a contributing factor. That said, medical incapacitation can result for many reasons that may have been undetectable in the post-mortem, toxicology and review of the available medical information.
Icing conditions
The subsequent graphical area forecast accessed by the pilot, which was valid for the flight, indicated broken cloud was expected from 5,000 ft to 10,000 ft along the aircraft’s flight path after departing Canberra. The Bureau of Meteorology’s post-accident analysis concluded that the actual conditions experienced were consistent with the forecast conditions. This analysis estimated a cloud depth of 3,000 ft, with a top height of 10,000 ft, which was the pilot’s nominated cruising altitude. The ATSB’s analysis of the satellite imagery also showed cloud coverage along parts of the aircraft’s track. Likewise, the camera footage and automatic terminal information service at Canberra, and video from first responders at the accident site also noted cloud in the vicinity.
The Bureau of Meteorology’s analysis also determined an approximate freezing level of 7,000 ft. On that basis, it was concluded that the conditions would have been conducive to moderate icing between about 7,000 ft and 10,000 ft, when in cloud. The presence of icing was consistent with pilot observations and data from other aircraft operating in the vicinity of Canberra. The pilot of another Cirrus aircraft reported using the icing protection system when operating at about 9,000 ft. Likewise, the flight data from Velocity 1690 showed that, on descent, the engine anti-ice system had been used from about 10,000 ft down to 7,000 ft, indicating the aircraft was operating in cloud above the freezing level during that time. Therefore, considering the flight path and cruising altitude, VH-MSF likely entered cloud at some point during the flight and was subject to icing conditions.
Operations in icing conditions can lead to performance degradation and changes in aircraft handling due to ice accretion on the wings and control surfaces, and a reduction in engine power due to blocked engine air intakes and ice‑affected propeller blades. It can also result in erroneous airspeed and altitude information due to blocked pitot static systems, loss of visibility due to ice on the windshield, render a stall warning system ineffective, and weaken radio signals due to ice accretion on antennas.
The propeller will likely accumulate ice faster than the airframe and there are techniques for shedding propeller ice, which involve increasing the propeller speed and varying the propeller blade angle. In the Cirrus SR22 aircraft, the propeller lever is combined with the engine power lever and therefore the use of propeller speed and blade angle variations to shed ice would be accompanied by engine power changes. While this technique might have produced the engine power fluctuations heard by witnesses, who were located where the aircraft’s flight path was above the freezing level, the ATSB was unable to determine if the pilot was aware of this technique.
Consistent with the United States Federal Aviation Administration’s guidance, the POH stipulated that, when icing was encountered, the pilot should immediately exit icing conditions by turning back or changing altitude. However, the flight data showed that, overall, the aircraft continued to climb toward the cruising altitude. Also, while there were some variations in the aircraft’s track with a more observable change up to 35° later in the flight, there was no indication of a turnback towards Canberra. Likewise, there was no radio call received from the pilot advising of an intention to change altitude, divert from track or turnback due to icing. Although it was noted that icing has the potential to interfere with communication systems.
The POH also stated that a gradual loss of engine manifold pressure and eventual engine roughness due to intake icing could result, like what was heard by witnesses. However, the ATSB was unable to ascertain if the change in engine sound was from the pilot manipulating the engine control or uncommanded surging of the engine. Despite this, and as previously noted, there was no radio call received from the pilot advising of an engine issue nor was there an attempted diversion or return.
The Federal Aviation Administration’s guidance also indicated that, in moderate icing, a representative accretion rate for reference purposes was about 2.5 to 7.5 cm per hour on the outer wing. If the aircraft was in cloud for the entire period above the freezing level, the maximum amount of time spent in icing conditions before the loss of control would have been about 5 minutes. Therefore, a worst-case scenario was that the aircraft’s outer wings accumulated between 2.1 mm to 6.2 mm of ice. That said, satellite imagery with a flight track overlay showed some flight above the freezing level was likely to have been clear of cloud. Therefore, it was likely that the amount of time spent in icing conditions was less than 5 minutes. However, the exact amount of time spent in these conditions was unable to be determined due to the dynamic nature of the cloud on the day of the accident and the 10‑minute capture between local area satellite images.
When about 1,000 ft above the freezing level, the heading, altitude and airspeed variations had commenced, which might suggest performance effects from icing or cloud avoidance. However, the general trajectory of the aircraft was a climb up to the point of the stall. Also, the aircraft went through a period of about 45 seconds where it achieved the best rate of climb, which was about 1 minute and 30 seconds before the stall. That rate of climb would likely be unachievable if the aircraft had significant icing accretion. Further, as shown in the SR22 ice accretion accident example in this report, if an aircraft was affected by ice the stall speed for the aircraft would likely be much higher than the normal stall speed.
In summary, icing may explain the rough running engine, the variations observed in the flight data, and reduction in airspeed to the point of a stall. However, from the available evidence, it could not be established with a reasonable degree of probability that the aircraft experienced icing for a duration sufficient to result in performance degradation or other known icing issues and, therefore, contributed to the accident. Also, experiencing icing did not explain why the CAPS was not deployed following the loss of control and entry into a spin.
Flight plan
On the morning of the accident, the pilot lodged an instrument flight rules plan with a cruising altitude of 10,000 ft. Canberra Airport was within an area that had a forecast for broken cloud with a layer of moderate icing present below the pilot’s planned cruising altitude. At the time the pilot submitted the flight plan, the cloud tops along the planned route from Canberra to waypoint CULIN were forecast to be 7,000 ft and the layer of icing was expected to be about 1,500 ft deep with the top 3,000 ft below the planned cruising level. However, when the pilot checked the weather later in the morning the cloud tops were forecast to reach 10,000 ft and the icing layer was expected to be about 3,000 ft deep, which could only be avoided if the aircraft remained clear of the broken cloud. The aircraft was not fitted with anti‑icing equipment and was prohibited from operating in icing conditions. Therefore, the only way for the pilot to ensure that icing conditions would be avoided (if they did not amend their planned flight track) was to avoid flying the aircraft in cloud at those levels where icing was forecast.
Noting the lowest safe altitude from Canberra to CULIN was 4,600 ft, the pilot had the opportunity to amend their flight plan to fly this sector at 6,000 ft, below the freezing level. Alternatively, before departing Canberra, the pilot could have requested from air traffic control either a change of cruising altitude and/or a change in track. Likewise, a clearance to manoeuvre left or right of the planned track, or to climb or descend clear of cloud if icing became an issue after take-off, was a possibility. Neither of those options occurred and while the satellite imagery, and recorded images from Canberra and the accident site, indicated there were patches of clear sky, it was considered unlikely that the pilot was able to avoid all cloud above the freezing level.
Noting that the aircraft would have likely been subject to moderate turbulence during the climb, it was possible the pilot was expecting smooth and clear flying conditions on top of the cloud at 10,000 ft. While this might have been a consideration for the pilot’s plan, it could not be confirmed if that was the reason. Despite this, and as discussed above, the ATSB was unable to determine if the aircraft experienced icing to an extent that affected performance and handling.
However, aircraft flying through cloud in sub-freezing temperatures are likely to experience some degree of icing. Operating in these conditions in aircraft that are prohibited from doing so increases the risk of a loss of control event leading to an accident. A pilot can reduce the chance of icing becoming an issue by selecting appropriate routes during the flight planning stage.
Other factor that increased risk
The flight was planned and flown through forecast moderate icing conditions from about 7,000 ft in an aircraft that was prohibited from operating in those conditions. It was therefore likely that the aircraft encountered icing, however, there was insufficient evidence to determine if it was at a level sufficient to affect aircraft performance and/or handling.
Findings
ATSB investigation report findings focus on safety factors (that is, events and conditions that increase risk). Safety factors include ‘contributing factors’ and ‘other factors that increased risk’ (that is, factors that did not meet the definition of a contributing factor for this occurrence but were still considered important to include in the report for the purpose of increasing awareness and enhancing safety). In addition ‘other findings’ may be included to provide important information about topics other than safety factors.
These findings should not be read as apportioning blame or liability to any particular organisation or individual.
From the evidence available, the following findings are made with respect to the loss of control and collision with terrain involving Cirrus SR22, VH-MSF, near Gundaroo, New South Wales, on 6 October 2023.
Contributing factors
When approaching 10,000 ft above mean sea level, the aircraft climb rate increased significantly combined with a decreasing airspeed, resulting in an aerodynamic stall and departure from controlled flight.
Following the loss of control, for undetermined reasons, an aerodynamic stall recovery did not occur nor was the Cirrus aircraft parachute system deployed before the impact with terrain.
Other factors that increased risk
The flight was planned and flown through forecast moderate icing conditions from about 7,000 ft in an aircraft that was prohibited from operating in those conditions. It was therefore likely that the aircraft encountered icing, however, there was insufficient evidence to determine if it was at a level sufficient to affect aircraft performance and/or handling.
Glossary
ADS-B
Automatic dependant surveillance broadcast
AGL
Above ground level
AMSL
Above mean sea level
AoA
Angle of attack
CAPS
Cirrus airframe parachute system
CAS
Calibrated airspeed
CPAP
Continuous positive airway pressure
FIKI
Flight into known icing
GAF
Graphical area forecast
GPWT
Grid point wind and temperature forecast
IFR
Instrument flight rules
NAIPS
National Aeronautical Information Processing System
NOTAM
Notice to airmen
NTSB
United States National Transportation Safety Board
POH
Pilot’s operating handbook
RNP
Required navigation performance
Sources and submissions
Sources of information
The sources of information during the investigation included:
Cirrus Design Corporation
the aircraft owner
the maintenance organisation
witnesses
Airservices Australia
Bureau of Meteorology
Civil Aviation Safety Authority
forensic pathology specialist
NSW Police Force
United States National Transportation Safety Board.
National Transportation Safety Board. (2022).Investigation ERA20LA129 - Autopilot issue and loss of control - Cirrus SR22 – Conway, South Carolina USA – March 17, 2020. https://data.ntsb.gov
National Transportation Safety Board. (2006). Investigation ATL06LA035 - Icing conditions and loss of control - Cirrus SR22 – Childersburg, Alabama USA. https://data.ntsb.gov
National Transportation Safety Board. (2006). Investigation NYC05LA110 - Pilot incapacitation and loss of control - Cirrus SR22 - Haverstraw, New York USA – June 30, 2005. https://data.ntsb.gov
Under section 26 of the Transport Safety Investigation Act 2003, the ATSB may provide a draft report, on a confidential basis, to any person whom the ATSB considers appropriate. That section allows a person receiving a draft report to make submissions to the ATSB about the draft report.
A draft of this report was provided to the following directly involved parties:
Cirrus Design Corporation
aircraft owner
maintenance organisation
Bureau of Meteorology
Airservices Australia
Civil Aviation Safety Authority
forensic pathology specialist
United States National Transportation Safety Board.
Submissions were received from the:
aircraft owner
Civil Aviation Safety Authority
Bureau of Meteorology.
The submissions were reviewed and, where considered appropriate, the text of the report was amended accordingly.
Appendix A
VH-MSF aggregated ADS-B altitude data for the accident flight, together with the estimated airspeed.
This image depicts selected ADS-B data and derived estimates of calibrated airspeed and altitude for VH-MSF during the accident flight. The airspeed has been estimated using data from a Boeing 737 descending into Canberra, Australian Capital Territory, a short time prior to the accident. Source: ATSB, using ADS-B data aggregated from Airservices Australia and FlyRealTraffic.com
Purpose of safety investigations
The objective of a safety investigation is to enhance transport safety. This is done through:
identifying safety issues and facilitating safety action to address those issues
providing information about occurrences and their associated safety factors to facilitate learning within the transport industry.
It is not a function of the ATSB to apportion blame or provide a means for determining liability. At the same time, an investigation report must include factual material of sufficient weight to support the analysis and findings. At all times the ATSB endeavours to balance the use of material that could imply adverse comment with the need to properly explain what happened, and why, in a fair and unbiased manner. The ATSB does not investigate for the purpose of taking administrative, regulatory or criminal action.
About ATSB reports
ATSB investigation reports are organised with regard to international standards or instruments, as applicable, and with ATSB procedures and guidelines.
Reports must include factual material of sufficient weight to support the analysis and findings. At all times the ATSB endeavours to balance the use of material that could imply adverse comment with the need to properly explain what happened, and why, in a fair and unbiased manner.
An explanation of terminology used in ATSB investigation reports is available here. This includes terms such as occurrence, contributing factor, other factor that increased risk, and safety issue.
Publishing information
Released in accordance with section 25 of the Transport Safety Investigation Act 2003
Ownership of intellectual property rights in this publication
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[1]Instrument flight rules (IFR): a set of regulations that permit the pilot to operate an aircraft in instrument meteorological conditions (IMC), which have much lower weather minimums than visual flight rules (VFR). Procedures and training are significantly more complex as a pilot must demonstrate competency in IMC conditions while controlling the aircraft solely by reference to instruments. IFR-capable aircraft have greater equipment and maintenance requirements.
[2]The pilot’s flight plan comprised a series of defined geographic positions (waypoints) via which the pilot intended to navigate the aircraft to Armidale. The flight notification’s first waypoint after departing Canberra was CULIN.
[3]RNP: Required navigation performance for en route use, which can be met with a single global navigation satellite system receiver.
[4]The ADS-B equipment transmitted flight data that enabled air traffic service providers to track aircraft when operating outside coverage of conventional air traffic control radar. Airservices Australia recorded the transmissions received by their network of ground-based ADS-B receivers. That data could also be received by other aircraft with suitable equipment and privately-operated ground-based equipment, feeding information to flight tracking websites.
[5]When an aircraft is in a spin, propeller, engine induction and exhaust will often sound like they are fluctuating due to rotating directional noise sources and the doppler effect, which is the shift in intensity of the sound waves due to relative motion of the wave source and the observer.
[6] Pitot probes provide the flight instruments with airspeed information and are ineffective if covered or blocked.
[7]Aerodynamic stall: occurs when airflow separates from the wing’s upper surface and becomes turbulent. A stall occurs at high angles of attack, typically 16˚ to 18˚, and results in reduced lift.
[8]The National Aeronautical Information Processing System is a multi-function, computerised, aeronautical information system that allows users, such as pilots, to obtain weather information and submit flight plans into the air traffic system.
[9]Notice to airmen (NOTAM): a notice distributed by means of telecommunication containing information concerning the establishment, condition or change in any aeronautical facility, service, procedure or hazard, the timely knowledge of which is essential to personnel concerned with flight operations.
[10]Cloud cover: in aviation, cloud cover is reported using words that denote the extent of the cover – ‘scattered’ indicates that cloud is covering between a quarter and a half of the sky and ‘broken’ indicates that more than half to almost all the sky is covered.
[11]The freezing level is the height in feet above mean sea level where the air temperature is 0 °C.
[12]The rate of accumulation of moderate icing is such that even short encounters become potentially hazardous and the use of de-icing/anti-icing equipment or a flight diversion is necessary.
[13]ATIS: an automated pre-recorded transmission indicating the prevailing weather conditions at the aerodrome and other relevant operational information for arriving and departing aircraft.
[14]The cloud height broadcast on the automatic terminal information service is above aerodrome elevation.
[15]QNH: the altimeter barometric pressure subscale setting used to indicate the height above mean sea level.
[16]Engine cowl anti-ice is activated when the OAT on the ground, or TAT in-flight, is less than 10 °C in visible moisture.
[17]This estimate was based on the forecast and the temperature data from an inbound Boeing 737 to Canberra, which transited through airspace close to the outbound track for VH-MSF.
[18]Composite image produced by composing satellite images coloured in red, green and blue.
[19]The aircraft was fitted with on-board ADS-B equipment, transmitting real-time operational data from the aircraft’s global positioning system and pressure-sensitive altimeter, which enabled air traffic service providers to track aircraft. Airservices Australia recorded the transmissions received by its network of ADS-B receivers. That data could also be received by privately-operated equipment used to feed information to flight tracking websites.
[20]ADS-B data was obtained from various sources, including Airservices Australia, FlyRealTraffic.com and FlightRadar24.
[21]CAS: calibrated airspeed is indicated airspeed corrected for the aircraft’s pitot and static source position errors. Correcting calibrated airspeed for density altitude and air compressibility effects gives true airspeed.
[22]A spin occurs when an aircraft simultaneously aerodynamically stalls and yaws, resulting in a downward, corkscrew path.
[23] The flight on 3 October 2023 was from Redcliffe to Armidale and the flight on 4 October 2023 was from Armidale to Canberra.
[24]Carbon monoxide is a colourless, odourless, tasteless and poisonous gas that is produced as a by-product of burnt fuel. Exposure to a leak from the exhaust of an aircraft engine into the cabin can lead to elevated levels of carbon monoxide, which can impair cognitive function.
[25]A full post-mortem involves a detailed external examination, and a gross and histological examination of organs and tissues contained in the abdominal, thoracic and cranial body cavities. A limited post-mortem is one in which restrictions are placed on the examination, for example, limited to an external examination only with X-rays, computed tomography or magnetic resonance imaging or restricted to an examination of the tissues in only one or 2 body cavities (https://www1.health.nsw.gov.au/pds/ActivePDSDocuments/PD2013_051.pdf).
[26]Yaw: the motion of an aircraft about its vertical or normal axis.
[27]Significant meteorological information (SIGMET): a weather advisory service that provides the location, extent, expected movement and change in intensity of potentially hazardous (significant) or extreme meteorological conditions that are dangerous to most aircraft, such as thunderstorms or severe turbulence.
Preliminary report
Report release date: 15/12/2023
This preliminary report details factual information established in the investigation’s early evidence collection phase, and has been prepared to provide timely information to the industry and public. Preliminary reports contain no analysis or findings, which will be detailed in the investigation’s final report. The information contained in this preliminary report is released in accordance with section 25 of the Transport Safety Investigation Act 2003.
The occurrence
On 6 October 2023, a Cirrus Design Corporation SR22 aircraft, registered VH-MSF, was being operated on a private flight from Canberra, Australian Capital Territory to Armidale, New South Wales. On board the aircraft were the pilot and 3 passengers.
Prior to departing, the pilot had submitted a flight notification to Airservices Australia, detailing their planned track to Armidale, operating under the instrument flight rules.[1] The pilot was provided an air traffic control clearance to track to Armidale via their flight planned route at an altitude of 10,000 ft above mean sea level.
At 1437 local time, the aircraft departed Canberra. Soon after take-off, the pilot was transferred to, and established radio communication with the approach controller, reporting that they were on climb through 3,400 ft (to their assigned cruise altitude) and turning left onto their assigned radar heading of 070°.
A short time later, the controller instructed the pilot to turn left onto a heading of 010° and the pilot completed readback of the instruction. About 1 minute 30 seconds later, the controller cleared the pilot to resume their own navigation and track direct to waypoint[2] ‘CULIN’. The pilot completed readback of that instruction, which was the last transmission received from the aircraft. Figure 1 illustrates the ground track of the aircraft departing Canberra while assigned radar vectors and the direct track to CULIN.
During the flight, data was being transmitted by the aircraft’s Automatic Dependent Surveillance Broadcast (ADS-B) equipment.[3] A review of that data indicated that the aircraft was climbing through about 7,000 ft as it turned to track towards CULIN. During that turn, the groundspeed increased, over a period of about 30 seconds, from about 110 kt (204 km/h) to 135 kt (250 km/h).
Climbing above 7,500 ft, the data indicated the aircraft’s groundspeed had started to reduce, at an approximately linear rate, with a reduction of about 22 kt (41 km/h) over a 65-second period. At that time, the data showed a relatively constant rate of climb generally between 550–750 ft/min.
Passing through 8,500 ft, a further 21 kt reduction in groundspeed occurred over a 14-second period, which was accompanied by a short increase in the reported rate of climb. The data indicated the groundspeed then started to increase as the aircraft entered a slight descent.
Over the next 4 minutes, the aircraft’s track varied up to 35° and the groundspeed fluctuated between 90 kt and 120 kt (167–222 km/h). During this period, the altitude was generally increasing although at a varying rate, with shorter periods where the altitude and reported rate of altitude change indicated that the aircraft had started to descend. Several people at locations along the aircraft’s flight path during this time reported hearing noises that they described as a rough running or surging light aircraft engine.
Twelve minutes after take-off, the aircraft was about 25.5 km north-north-east of Canberra, at an altitude of about 10,000 ft, when it abruptly departed from controlled flight and descended steeply towards the ground. Two eyewitnesses in the local area described seeing the aircraft at a low altitude, descending rapidly with its nose pitched down and rotating like a corkscrew. One of the witnesses stated that they heard the engine running rough and then stop just before the accident. The other eyewitness was seated on a tractor with the engine running and did not hear the aircraft engine.
The aircraft collided with terrain (at a ground elevation of about 2,250 ft) and was destroyed by impact forces and a post-impact fire. All occupants were fatally injured. The eyewitness on the tractor was the first responder on the scene and notified the emergency services.
Figure 1: Ground track of VH-MSF from take-off to the accident site
Note: The aircraft ground track overlaid on this map is referenced to a latitude and longitude grid aligned to true north. The headings assigned by air traffic control are referenced to magnetic north. In the Canberra region, magnetic north is about 12° less than true north. An aircraft’s ground track relevant to the assigned heading can also be affected by wind.
Source: OpenStreetMap with ADS-B data from Airservices Australia and aggregated ADS-B data from FlyRealTraffic.com, annotated by the ATSB
Figure 2 depicts the aircraft’s altitude and ground track during the last part of the flight after the pilot was cleared to resume their own navigation and includes the position where the flightpath variations commenced.
Figure 2: Aggregated ADS-B data for VH-MSF, looking back along the flightpath
Source: Google Earth, with ADS-B data from Airservices Australia and aggregated ADS-B data from FlyRealTraffic.com, annotated by the ATSB
Context
Pilot information
The pilot held a Private Pilot Licence (Aeroplane), issued in 1985, and with class ratings for single‑ and multi-engine aeroplanes. The pilot was initially issued with a command instrument rating for single-engine aeroplanes in 1987 and their most recent flight review, on 29 August 2023, was an instrument rating proficiency check with an endorsement for multi-engine aeroplanes. The pilot had reportedly accumulated about 800 hours total flying experience.
The pilot held a Class 2 Aviation Medical Certificate valid to 22 October 2023 with 2 restrictions. A requirement for reading and distance vision correction to be worn while flying and that a continuous positive airway pressure (CPAP) system be used for the sleep period before flying. The pilot was reported to have been well rested before the flight and was utilising the CPAP while sleeping as required.
Aircraft information
The Cirrus Design Corporation SR22 is a low wing aircraft with 4 seats and a single piston engine driving a constant speed propeller. It has a ballistic parachute system fitted as standard. The aircraft (S/N 0153) was manufactured in the United States in 2002 as a G1 model. It was purchased as a second-hand aircraft in the United States in 2017 and then placed on the Australian register with the registration VH-MSF. Since then, it has been operated by its owner for private use, community service flights and private charter operations.
Recent maintenance included the completion of a 100-hour/annual inspection and maintenance release issue on 9 November 2022 at an aircraft time-in-service of 2,558.9 flight hours. The Cirrus Airframe Parachute System (CAPS) was inspected, and the parachute and rocket motor assemblies were replaced due to time expiry in January 2023.
The limitations section of the Cirrus SR22 Pilot’s Operating Handbook stated ‘Aerobatic manoeuvres, including spins, are prohibited.’ The note associated with the manoeuvre limits stated, ‘Because the SR22 has not been certified for spin recovery, the CAPS must be deployed if the airplane departs controlled flight.’
The United States Federal Aviation Administration approved the Cirrus SR22 for flight into icing conditions in 2009 based on the introduction of an optional anti-ice system for the wings, windshield, propeller, and vertical and horizontal stabilizer leading edges. This was known as a flight into known icing approval. As VH-MSF was manufactured in 2002, which predated this approval, the aircraft owner confirmed there was no anti-icing system fitted. Therefore, the aircraft was prohibited from flying into known icing conditions. This limitation was documented in both the Pilot’s Operating Handbook and also stated in current aviation regulations.
Meteorological information
Canberra Airport is located near the intersection of 4 areas in the grid-point wind and temperature chart for New South Wales. The chart issued at 1105 on 6 October 2023 and valid from 1400, indicated the freezing level overhead Canberra was forecast to be at about 7,000 ft with south‑westerly winds at 6-17 kt. The graphical area forecast for ‘NSW-East’, issued at 0913 on 6 October 2023, was valid for the period 1000-1600. Canberra Airport and the accident site were in the south of subdivision D1. The forecast for area D, which included subdivision D1, had the following conditions:
visibility greater than 10 km, scattered cumulus/stratocumulus cloud[4] from 5,000 ft to 8,000 ft with broken tops to 10,000 ft in D1
visibility reduced to 3,000 m in isolated showers of rain, with broken stratus cloud from 1,500 ft to 4,000 ft and broken cumulus/stratocumulus cloud from 4,000 ft to above 10,000 ft
freezing level[5] of 5,000 ft in the south and 8,000 ft in the north
cumulus and stratocumulus cloud implies moderate turbulence
cloud above the freezing level implies moderate icing.[6]
Figure 3 illustrates the ADS-B ground track of the aircraft, overlaid on a satellite image of cloud in the local area at 1450, about 1 minute after the accident.
Figure 3: Aircraft flight track overlaid on satellite image
Note: This image depicts the Himawari-8/9 visible satellite imagery just after the accident, including the ADS-B track of VH-MSF and the position which the aircraft climbed above 7,000 ft.
Source: Satellite image originally processed by the Bureau of Meteorology from the geostationary satellite Himawari-8/9 operated by the Japan Meteorological Agency and modified by ATSB and using aggregated ADS-B data from FlyRealTraffic.com
Recorded information
Figure 4 depicts ADS-B altitude data broadcast from the aircraft during the final 5 minutes of the flight. This includes the several relatively minor altitude excursions/descents, together with the larger altitude excursion/descent that occurred immediately before the departure from controlled flight.
Preliminary analysis of the aircraft’s reported groundspeed, together with sources of meteorological data[7] indicated that the aircraft’s calibrated airspeed[8] was about 70 kt (130 km/h) at the time it departed from controlled flight.
The Pilot’s Operating Handbook provided performance data for the aircraft, including information about the aircraft’s aerodynamic stall[9] speeds. At the maximum take-off weight (1,542 kg), idle power and nil wing flap, the published wings-level stall speed was 67-69 kt (124–128 km/h) calibrated airspeed, depending on the centre of gravity position.[10] The Pilot’s Operating Handbook also indicated that the aircraft had conventional stall characteristics, and that power‑on stalls were marked by a high sink (descent) rate at full aft stick.
The altitude and reported rate of altitude change, indicated an accelerating rate of descent, that increased above 13,000 ft/min before reducing back towards 10,000 ft/min prior to the impact with terrain.
Figure 4: Aggregated ADS-B altitude data
Note: The green line at the bottom right corner of the plot depicts the elevation of terrain in vicinity of the accident site.
Source: ATSB, using aggregated ADS-B data from Airservices Australia and FlyRealTraffic.com
Site and wreckage information
The aircraft came to rest on a private property in an open field adjacent to a dam. Although post‑impact fire damage precluded examination of a significant proportion of the aircraft, inspection of the site and wreckage showed that (Figure 5):
The impact marks and wreckage distribution indicated that the aircraft impacted with terrain upright, with a slight nose low attitude and with little forward momentum, suggestive of a spin.[11]
All the aircraft’s extremities and flight controls were present in the immediate area of the accident site.
There were no identified structural defects in the evidence available.
The CAPS cover, deployment system and parachute were all located within the wreckage and had not been deployed before impact. However, based on the available evidence, the ATSB was unable to determine if an attempt had been made by the pilot to deploy the parachute system before the impact.
The damage to the propeller blades indicated that the engine had low or no power at impact. It should be noted though, that spin recovery, icing, un-porting of fuel tank outlets in a spin, preparation for use of the parachute, and an engine mechanical issue could all be reasons for a power reduction.
Figure 5: Overview of the accident site
Source: ATSB
Further investigation
To date, the ATSB has:
examined the aircraft and accident site
recovered aircraft components
interviewed relevant parties
collected aircraft, pilot, and operator documentation
conducted a preliminary analysis of flight track data.
The investigation is continuing and will include:
examination of recovered aircraft components
further review of aircraft, pilot, and operator documentation
analysis of pilot medical information
an assessment of the aircraft’s performance based on flight track data
analysis of meteorological information
a review of similar occurrences.
Should a critical safety issue be identified during the course of the investigation, the ATSB will immediately notify relevant parties so appropriate and timely safety action can be taken.
A final report will be released at the conclusion of the investigation.
Acknowledgements
The ATSB would like to acknowledge the significant assistance provided during the initial investigation response by the New South Wales Fire Service, the accident site property owner and the local community of Gundaroo.
Purpose of safety investigations
The objective of a safety investigation is to enhance transport safety. This is done through:
identifying safety issues and facilitating safety action to address those issues
providing information about occurrences and their associated safety factors to facilitate learning within the transport industry.
It is not a function of the ATSB to apportion blame or provide a means for determining liability. At the same time, an investigation report must include factual material of sufficient weight to support the analysis and findings. At all times the ATSB endeavours to balance the use of material that could imply adverse comment with the need to properly explain what happened, and why, in a fair and unbiased manner. The ATSB does not investigate for the purpose of taking administrative, regulatory or criminal action.
Terminology
An explanation of terminology used in ATSB investigation reports is available here. This includes terms such as occurrence, contributing factor, other factor that increased risk, and safety issue.
Publishing information
Released in accordance with section 25 of the Transport Safety Investigation Act 2003
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[1] Instrument flight rules (IFR): a set of regulations that permit the pilot to operate an aircraft in instrument meteorological conditions (IMC), which have much lower weather minimums than visual flight rules (VFR). Procedures and training are significantly more complex as a pilot must demonstrate competency in IMC conditions while controlling the aircraft solely by reference to instruments. IFR-capable aircraft have greater equipment and maintenance requirements.
[2] The pilot’s flight notification comprised a series of defined geographic positions (waypoints) via which the pilot intended to navigate the aircraft to Armidale. The flight notification’s first waypoint after departing Canberra was CULIN.
[3] The ADS-B equipment transmitted flight data that enabled air traffic service providers to track aircraft when operating outside coverage of conventional air traffic control radar. Airservices Australia recorded the transmissions received by their network of ground-based ADS-B receivers. That data could also be received by other aircraft with suitable equipment and privately-operated ground-based equipment, feeding information to flight tracking websites.
[4] Cloud cover: in aviation, cloud cover is reported using words that denote the extent of the cover – ‘scattered’ indicates that cloud is covering between a quarter and a half of the sky and ‘broken’ indicates that more than half to almost all the sky is covered.
[5] The freezing level is the height in feet above mean sea level where the air temperature is 0 °C.
[6] The rate of accumulation of moderate icing is such that even short encounters become potentially hazardous and the use of de-icing/anti-icing equipment or a flight diversion is necessary.
[7] This includes data from the Bureau of Meteorology’s vertical wind profiler at Canberra Airport, wind and temperature data from recorders on an aircraft descending into Canberra close to the time of the accident and data from a similar aircraft that passed overhead Canberra a short time before.
[8] Airspeed was not a parameter transmitted by the aircraft’s ADS-B equipment. The calibrated airspeed was derived from the ADS-B recorded groundspeed and track using the available measurements of wind velocity, atmospheric pressure and temperature.
[9] Aerodynamic stall: occurs when airflow separates from the wing’s upper surface and becomes turbulent. A stall occurs at high angles of attack, typically 16˚ to 18˚, and results in reduced lift.
[10] The actual stall speed on any given flight depended on a number of variable factors including the aircraft’s operating weight/centre of gravity, flap setting, engine power, bank angle and/or load factor.
[11] Spin: a sustained spiral descent of a fixed-wing aircraft, with the wing’s angle of attack beyond the stall angle.
On the afternoon of 20 September 2023, the pilot of a Bell Helicopter Company 204B, registered VH‑EQW, was tasked with firefighting operations utilising a 1,230 L (Bambi Max) water bucket with a 5 m line. The helicopter departed on a 25-minute flight from a private property near Amberley, Queensland, and tracked to another property in Tarome, about 48 km to the south‑west.
While picking up a full bucket of water from the dam, the helicopter lost control, impacted the water, and subsequently sank to the bottom of the dam. The pilot extricated themselves with only minor injuries, however, the helicopter was destroyed.
What the ATSB found
The ATSB found that the Bambi Bucket suspension cables were caught over the left rear skid when the helicopter was on approach to the dam and during the water collection into the bucket. As the load of water was lifted, it was almost certain that the helicopter’s centre of gravity moved aft and left due to the tethered weight over the left rear skid. This resulted in asymmetric lift loads, loss of control and collision with water.
The ATSB’s examination of the wreckage did not identify any pre-impact defects with the helicopter. Also, the pilot had completed helicopter underwater escape training (HUET) about 2.5 years prior to the accident.
Safety message
Conducting helicopter external load operations over water is a complex task, with the risk of an accident shown to be over twice as high as private helicopter operations. There can be a lack of visual references, visual illusions over water, limited visibility and vertical reference of the hook and external load through mirrors and bubble windows.
As shown in this accident, fouling of external load suspension cable(s) on the airframe can lead to rapid changes in weight distribution, asymmetric lift and loss of control. This investigation reinforces that correct cable positioning is vital to the safety of external lift operations. Further, this accident highlights the importance of conducting HUET to increase the occupants’ chances of post-accident survival in the event of impact with water.
The investigation
Decisions regarding the scope of an investigation are based on many factors, including the level of safety benefit likely to be obtained from an investigation and the associated resources required. For this occurrence, a limited-scope investigation was conducted in order to produce a short investigation report, and allow for greater industry awareness of findings that affect safety and potential learning opportunities.
The occurrence
Summary of events
On the afternoon of 20 September 2023, the pilot of a Bell Helicopter Company 204B, registered VH‑EQW, was tasked with firefighting operations utilising a 1,230 L water bucket (Bambi Max) with 5 m cables.
The helicopter departed from a private property near Amberley, Queensland, on a 25-minute flight to another property near Tarome, about 48 km away (Figure 1) with the intention of uplifting water from a dam (dip site) with the water bucket slung under the helicopter for firefighting operations. The flight track data indicated that the helicopter had an average cruise ground speed of about 85 kt (78 kt indicated airspeed (IAS)), with a maximum of 93 kt (85 kt IAS).[1]
After arriving overhead the property, the pilot aligned the helicopter with the dam, descended over the water to the dip site and submerged the bucket. As the pilot began to initiate the bucket lift, control of the helicopter was lost, and it impacted the water surface and sank. The pilot sustained minor injuries, but exited and swam to shore, and the helicopter was destroyed.
Figure 1: VH-EQW flight track from the take-off point to the accident site
Source: Google Earth, modified by the ATSB
Pilot account of events
The pilot was operating the helicopter from the left seat for increased visibility from the bubble window while conducting the external load operation. The pilot recalled that, after arriving at the property at Tarome, they commenced filling their first load of water from a dam. The pilot reported that, during water collection, they heard an unusual noise and that the helicopter ‘kicked a bit’. Remaining in the hover, the pilot checked that all engine indications were normal and that the bucket and line were in the appropriate place. However, the pilot reported that something still did not feel right. As a result, they elected to dump the water from the bucket and initiate a climb out. The pilot stated that, within about 10–15 seconds, as engine power was being applied and the water was being released (dumped) from the bucket, the pilot heard what they described as a ‘loud roaring’ sound and the helicopter pitched up, yawed, rolled left, and impacted the water at low speed.
Witness observations
The accident was observed by 2 witnesses (Figure 2). Witness 1 observed the helicopter circle, move towards the dam on their property to collect water, and observed the entire accident sequence. They also photographed and videoed the helicopter’s movements up until moments before the accident. The witness did not see or hear anything unusual before the helicopter impacted the water. Witness 2 was on an adjacent property; they noted a definitive increase in what they thought may have been engine noise just before the accident occurred.
Figure 2: VH-EQW flight track with accident site and witness locations
Source: Google Earth, modified by the ATSB
Witness video
Recorded video taken by witness 1 just prior to the accident showed the helicopter on approach to the dam. It captured the water bucket suspension cable caught over the rear of the left skid when on the approach (from the start of the video – Figure 3 top) until the helicopter was initiating lift‑off with the external load of water (Figure 3 lower). The video ended as the helicopter started to take the weight of the bucket, which contained a large quantity of water. The helicopter was recorded starting to pitch up and roll left before the video stopped. There was no discernible change in sounds emanating from the helicopter for the duration of the video.
Figure 3: Sequence of water pickup from dam showing bucket cable position from approach (top) to lifting off (lower)
Source: Still photographs taken from witness video, annotated by the ATSB
Pilot egress
The pilot recalled that, after the surface impact, the helicopter almost immediately became inverted, filled with water, and sank to the bottom of the dam. The pilot stated that they removed their seatbelt and helmet and attempted to open the front left door but could not open it with either the normal or emergency release handles. The helicopter was almost fully submerged when the pilot swam to the rear of the cabin and tried to open the rear right door. They made further unsuccessful attempts to egress by kicking the helicopter windows.
The pilot then moved to the rear left door, and applying considerable force, was able to successfully open it. The pilot recalled that, when they initially attempted to open the emergency exits, they may have been trying to operate the door handles in the incorrect (opposite) direction due to the helicopter being inverted.
The pilot escaped the sinking helicopter and swam a few metres to the surface and then to the side of the dam.
Context
Pilot information
The pilot held a Commercial Pilot Licence (Helicopter) with ratings for single and gas turbine engine helicopters. Prior to the accident flight, the pilot had accumulated 2,599.4 hours of total flying experience. They had 220.8 hours total on the Bell 204/205/UH-1 helicopter. Of this, 22.8 hours was pilot in command of the Bell 204, which was accrued in the 2 months prior.
The pilot was qualified to conduct helicopter firefighting operations and had low‑level and sling operation ratings. The pilot last completed an aerial application proficiency check on 29 June 2023, which was valid until 20 June 2024, and a low-level helicopter flight review on 12 August 2023.
The pilot held a Class 1 Aviation Medical Certificate, valid to 12 June 2024, with no restrictions.
Helicopter information
General information
The Bell Helicopter Company 204B (and 205) is the civilian version of the UH-1 Iroquois. It was designed in the mid‑1950’s as a utility helicopter. The helicopter had a 2-blade main rotor and 2‑blade tail rotor and was powered by an Ozark Aeroworks T53-L-13B turboshaft engine. The helicopter was manufactured in the United States in 1965 and first registered in Australia in 2014 as VH-EQW. It had accumulated about 23,515 flight hours total time in service and had a current certificate of airworthiness and registration. The helicopter’s technical log had no outstanding defects at the time of the accident.
VH-EQW was fitted with an external load hook located directly underneath the main rotor transmission, in line with the helicopter’s centre of lift.
Bucket and suspension cable information
The Bambi Max water bucket fitted to VH-EQW was manufactured by SEI industries and weighed 67 kg empty and 1,300 kg when full, with a capacity of 1,230 L. The bucket was connected to the helicopter’s external load hook by several stainless steel suspension cables, separated fore and aft by a triangular spreader bar (Figure 4). A dump switch on the collective[2] was connected through a black electrical cable to control the dump valve located in the base of the bucket. The suspension cables used on the day had a length of 5.05 m and the total length including the bucket was 6.27 m.
Figure 4: Photo of exemplar Bambi Max bucket in the stored configuration showing the triangular spreader bar and suspension cables
Source: SEI industries, annotated by the ATSB
External load visibility
The helicopter was fitted with 2 rear vision mirrors that were located under each of the Perspex chin bubbles to provide visibility of the external hook, suspension cables and bucket. The bubble window fitted to the pilot’s left door also allowed for better visibility downwards and, to a limited extent, the rear of the helicopter (Figure 5). In response to this draft report, the pilot reported that the mirrors provided a full and clear view of the external hook and bucket.
Source: Operator, annotated by the ATSB
Bear paw modification
The helicopter had a pad like modification to the skids called ‘bear paws’, which are supplied as a kit of 2. The pads fit under and to the rear of each of the skids and are designed for landings off airport, on uneven or unstable terrain, helping with overall landing stability and to prevent the rear of the skids from sinking into soft surfaces. The bear paws are made from a polymer plastic and feature high impact resistance, durability and flexibility. They are secured to the skid utilising 4 metal clamps (Figure 6).
Figure 6: VH-EQW left skid with bear paw fitted
Source: ATSB
Weight and balance
The helicopter was within weight and balance limits during the transit flight to Tarome. However, when lifting the load, with the suspension cables caught over the left rear skid and a full bucket of water (weighing 1,300 kg), the load shifted significantly to the rear and to the left. In this configuration, ATSB calculations showed that the helicopter was outside its balance limitations with the addition of just a 300 kg external load and well outside the balance limitations with the addition of a full bucket of water.
Meteorological information
The weather at the time of the accident was described by the pilot as clear and calm. The Bureau of Meteorology forecast showed visibility was greater than 10 km and the wind was from the north‑west at 11 kt.
The flight was to the south-west and had a calculated tail wind component of about 3 kt. The meteorological conditions were not considered a factor in this event.
Wreckage examination
General engine and airframe examination
The helicopter was retrieved from the dam and taken to a secure facility for detailed examination. The rotor systems, drive shafts, transmissions, flight controls, exits, and engine were visually examined by the ATSB. The fuel control and overspeed governor units were removed from the engine and sent to the engine type certificate holder for functional testing. That testing did not identify any issues with the unit.
The engine drive to main rotor transmission shaft had broken out of its retaining couplings likely due to the impact. The engine manufacturer stated that the damage to the drive couplings was indicative of significant engine power driving the main rotor transmission at the time when the main rotors impacted with water, creating a sudden stoppage.
The pilot’s left front door emergency jettison system was tested and worked as designed by releasing the door from its hinges.
No pre-impact defects in the engine, flight controls or emergency exits were identified.
Skid examination
The left and right skid had their bear paw pads removed to facilitate the transport of the wreckage to the storage facility. The right skid did not have any notable damage. The left skid had several striation type wear marks at the rear of the skid (Figure 7).
Figure 7: Rear of left and right skid sections with the left skid showing wear marks
Source: ATSB
The left bear paw was refitted to the left skid to facilitate inspection as an assembly. It was noted that the bear paw had permanent deformation damage that indicated that it had rotated counterclockwise (viewed from the rear) until it had come into contact with the rear skid support. There was also damage to one of the attachment clamps, which had been forced forward at its upmost point. That clamp was directly in front of the forward set of wear marks on the rear of the skid. There was further abrasion damage that indicated the left bear paw had flexed downward under significant load on its outboard side (Figure 9).
Figure 8: Left rear skid showing corresponding skid and bear paw damage
Source: ATSB
The ATSB conducted testing with string lines and a spreader bar configured in a similar manner to the water bucket suspension cables. It was identified that, if both sets of cables were caught over the left skid, the position of the forward and rear cable positions was consistent with the locations of the striation type wear damage found on the left skid[3].
Figure 9 shows the left rear skid, viewed from an outboard direction, showing projected alignment with the hook, cable spreader and multiple bucket suspension cables. Detail A and B show close‑up wear patterns consistent with numerous stainless-steel cable wear striations that aligned with the direction of the external cargo hook attachment point.
Figure 9: Outboard of left rear skid showing hook position and likely position of spreader with forward and rear cables aligned with wear damage
Source: ATSB
Pre-flight checks with an external load
Wagtendonk (1996), in Principles of Helicopter Flight, stated that:
When a cable or strap has been attached to the helicopter hook it is most important to ensure that the cable does not pass over the skid or undercarriage leg. As the aircraft rises and the strain is taken on the load, this could cause a serious rolling sequence. Use the mirror or look directly at the cable. Sadly, non-compliance with this simple rule continues to cause problems.
Common best practice is for the bucket to be positioned at the front of the helicopter and for the suspension cables to be routed from the hook between the skids to the front. This gives the pilot the best view of the bucket during take-off and reduces the chances of the suspension cables fowling. If the cables are routed and connected from the back of the helicopter, there is potential that the cables can be caught by the skid and not seen during take-off.
The pilot reported that, during their pre-flight check, the bucket was placed at the front of the helicopter and was functionally tested.
Helicopter underwater escape training
Helicopter underwater escape training (HUET) has been in use around the world since the 1940s and is considered best practice in the overwater helicopter operating industry. HUET is designed to improve survivability after a helicopter ditches or impacts into water. Research of such accidents has shown that occupants who survive the initial impact will likely have to make an in‑water or underwater escape, as helicopters usually rapidly roll inverted post-impact due to the position and mass of the engine/s, transmission and main rotor system. The research has also shown that drowning is the primary cause of death following a helicopter accident into water.
Fear, anxiety, panic, and inaction are the common behavioural responses experienced by occupants during a helicopter accident. In addition to the initial impact, in-rushing water, disorientation, entanglement with debris, unfamiliarity with seatbelt release mechanisms and an inability to reach or open exits have all been cited as problems experienced when attempting to escape from a helicopter following an in-water accident (Rice & Greear, 1973).
HUET involves a module (replicate of a helicopter cabin and fuselage) being lowered into a swimming pool to simulate the sinking of a helicopter. The module can rotate upside down and focuses students on bracing for impact, identifying primary and secondary exit points, egressing the wreckage and surfacing. HUET is normally part of a program of graduated training that builds in complexity, with occupants utilising different seating locations, exits and visibility (via the use of ‘blackout’ goggles). This training is conducted in a controlled environment with safety divers in the water.
HUET is considered to provide individuals with familiarity with the crash environment and confidence in their ability to cope with the emergency situation (Ryack et al., 1986).Interviews with survivors from helicopter accidents requiring underwater escape frequently mention they considered that HUET was very important in their survival. Training provided reflex conditioning, a behaviour pattern to follow, reduced confusion, and reduced panic (Hytten, 1989).
The pilot conducted HUET training in March 2021, with a renewal due in 2024. The pilot reported that familiarity with the helicopter, the open area in the cabin (all seats removed) and HUET assisted with their ability to successfully escape from the sinking helicopter.
Helicopter water bucket operation accidents
The helicopter manufacturer stated that, between 1974 and 2017, there were 6 accidents involving Bell Helicopters conducting external lift operations where the suspension cable became entangled with the skids and the helicopter lost control during water uplift. Two of those accidents involved the Bell 204/205 helicopter and 4 were Bell 206s.
The Flight Safety Foundation conducted a study titled External loads, powerplant problems and obstacles challenge pilots during aerial fire-fighting operations. The study utilised data from helicopter accident reports in the United States between 1974 and 1998.
The study showed that, it was over twice as likely for a firefighting helicopter to be involved in an accident when compared to private helicopter flights. Of the 97 accidents studied, 4 instances were due to water bucket cables being caught on the skids leading to a loss of control during uplift. Further, there were 2 instances where the unloaded water bucket or external load cable came into contact with the tail/tail rotor due to excessive speed, turbulence and manoeuvring.
Two recent accidents, one in 2017 (New Zealand Transport Accident Investigation Commission report AO-2017-001) and one in 2019 (French Bureau d'Enquêtes et d'Analyses report 2019‑0023) also involved helicopter buckets coming into contact with the tail rotor. Those accidents were partly attributed to operating at airspeeds above the manufacturers’ velocity never exceed speeds.
Safety analysis
Suspension cable caught on left rear skid
Video evidence showed the Bambi Bucket suspension cables were caught over the left rear skid when the helicopter was on approach to the dam and remained attached to the skid during the water uplift. This evidence was consistent with:
The ATSB’s wreckage examination, which identified that the left rear skid and bear paw showed multiple areas of damage including striation marks indicative of contact with the bucket suspension cables.
Testing of the striation marks alignment with the fore and aft cable positions when attached to the external cargo hook with the triangular load spreader.
The video ruled out the capture of the cables over the skid during the water collection phase. However, the ATSB was unable to identify if the cables had become captured due to pre-flight bucket and cable positioning, take-off manoeuvring or during the transit flight to the dam.
Just before the video ceased, it showed the initiation of the full water bucket uplift followed by the helicopter pitching up and rolling left slightly. The ATSB weight and balance calculations concluded that any bucket weight above 300 kg (full is 1,300 kg) acting over the left rear skid, would be sufficient to move the centre of gravity outside of the helicopter’s balance limit. Therefore, it was almost certain that as the load of water was lifted, the helicopter’s centre of gravity moved aft and left as a result of the suspension cables being caught over the skid. The tethered weight created an asymmetric lifting point, which resulted in a rapid loss of control and subsequent collision with water.
Helicopter underwater escape training
The pilot conducted HUET about 2.5 years prior to the accident. This likely assisted their ability to egress the helicopter through a rear door while inverted and underwater. HUET has been shown to significantly increase the chances of survival in the event of collision with water.
No pre-impact defects
The ATSB wreckage examination did not identify any pre-impact mechanical issues with the helicopter. Further, the engine manufacturer concluded that the engine was supplying significant power to the transmission at the time of the impact with water.
Findings
ATSB investigation report findings focus on safety factors (that is, events and conditions that increase risk). Safety factors include ‘contributing factors’ and ‘other factors that increased risk’ (that is, factors that did not meet the definition of a contributing factor for this occurrence but were still considered important to include in the report for the purpose of increasing awareness and enhancing safety). In addition ‘other findings’ may be included to provide important information about topics other than safety factors. These findings should not be read as apportioning blame or liability to any particular organisation or individual.
From the evidence available, the following findings are made with respect to the loss of control and collision with water involving Bell Helicopter Company 204B helicopter, near Tarome, Queensland, on 20 September 2023.
Contributing factors
The Bambi Bucket suspension cables were caught over the left rear skid. Consequently, as the load of water was lifted, it was almost certain that the helicopter’s centre of gravity moved aft and left, the tethered weight over the skid created an asymmetric lifting point. This resulted in a loss of control and the helicopter collided with water.
Other findings
The pilot conducted helicopter underwater escape training 2.5 years prior to the accident. This training increased the pilot's chances of survival when the helicopter became submerged in the dam.
There were no pre-impact defects identified with the helicopter.
Sources and submissions
Sources of information
The sources of information during the investigation included:
pilot
operator and chief pilot
Civil Aviation Safety Authority
Queensland Police Service
aircraft manufacturer
aircraft maintenance organisation
Airservices Australia
witnesses
video footage of the accident flight and other photographs and videos taken on the day of the accident.
References
Hytten, K. (1989). Helicopter crashing in water: Effects of simulator escape training. Acta Psychiatrica Scandinavica, Suppl. 355: 73-78. Cited in Coleshaw, S. (2010). Report for the Offshore Helicopter Safety Inquiry. Report No SC176.
Rice, E, V., & Greear, J. F. (1973). Underwater escape from helicopters. In Proceedings of the Eleventh Annual Symposium, Phoenix, AZ: Survival and Flight Equipment Association, 59-60. Cited in Brooks C., (1989). The Human Factors relating to escape and survival from helicopters ditching in water. AGRAD.
Ryack, B. L., Luria, S. M., & Smith, P. F. (1986). Surviving helicopter crashes at sea: A review of studies of underwater egress from helicopters. Aviation, Space, and Environmental Medicine, 57(6), 603-609.
Wagtendonk, W.J. (1996). Principles of Helicopter Flight, Aviation Supplies & Academics, Inc. Washington, USA.
Veillette, P. R. (1999). External loads, powerplant problems and obstacles challenge pilots during aerial fire-fighting operations (Flight Safety Foundation). https://flightsafety.org
Submissions
Under section 26 of the Transport Safety Investigation Act 2003, the ATSB may provide a draft report, on a confidential basis, to any person whom the ATSB considers appropriate. That section allows a person receiving a draft report to make submissions to the ATSB about the draft report.
A draft of this report was provided to the following directly involved parties:
pilot
chief pilot
aircraft maintenance organisation
National Transportation Safety Board
aircraft and engine manufacturers
Civil Aviation Safety Authority.
Submissions were received from the pilot and chief pilot. The submissions were reviewed and, where considered appropriate, the text of the report was amended accordingly.
Purpose of safety investigations
The objective of a safety investigation is to enhance transport safety. This is done through:
identifying safety issues and facilitating safety action to address those issues
providing information about occurrences and their associated safety factors to facilitate learning within the transport industry.
It is not a function of the ATSB to apportion blame or provide a means for determining liability. At the same time, an investigation report must include factual material of sufficient weight to support the analysis and findings. At all times the ATSB endeavours to balance the use of material that could imply adverse comment with the need to properly explain what happened, and why, in a fair and unbiased manner. The ATSB does not investigate for the purpose of taking administrative, regulatory or criminal action.
Terminology
An explanation of terminology used in ATSB investigation reports is available here. This includes terms such as occurrence, contributing factor, other factor that increased risk, and safety issue.
Publishing information
Released in accordance with section 25 of the Transport Safety Investigation Act 2003
Ownership of intellectual property rights in this publication
Unless otherwise noted, copyright (and any other intellectual property rights, if any) in this report publication is owned by the Commonwealth of Australia.
Creative Commons licence
With the exception of the Commonwealth Coat of Arms, ATSB logo, and photos and graphics in which a third party holds copyright, this report is licensed under a Creative Commons Attribution 4.0 International licence.
The CC BY 4.0 licence enables you to distribute, remix, adapt, and build upon our material in any medium or format, so long as attribution is given to the Australian Transport Safety Bureau. Copyright in material obtained from other agencies, private individuals or organisations, belongs to those agencies, individuals or organisations. Where you wish to use their material, you will need to contact them directly.
[1]The wind information, density altitude and recorded ground speed was used to calculate the indicated airspeed.
[2]Collective: a primary helicopter flight control that simultaneously affects the pitch of all blades of a lifting rotor. Collective input is the main control for vertical velocity.
[3]On 27 October 2024 after directly involved party submissions were completed the pilot advised that they were going to carry out their own testing and reenactments on a Bell 204 helicopter with a Bambi Bucket fitted to ascertain what had occurred.
Preliminary report
Report release date: 06/12/2023
This preliminary report details factual information established in the investigation’s early evidence collection phase, and has been prepared to provide timely information to the industry and public. Preliminary reports contain no analysis or findings, which will be detailed in the investigation’s final report. The information contained in this preliminary report is released in accordance with section 25 of the Transport Safety Investigation Act 2003.
The occurrence
On the afternoon of 20 September 2023, the pilot of a Bell Helicopter Co 204B, registered VH‑EQW, was tasked with fire-fighting operations utilising a 1,200 L bucket with a short line. The helicopter departed from a private property near Amberley, Queensland, and tracked to another property in Tarome, about 26 NM (48 km) away. The pilot was operating the helicopter from the left seat for visibility while conducting the operation.
After arriving at Tarome, the pilot commenced picking up their first load of water from a dam. The pilot reported that, during water collection, they heard an unusual noise and that the helicopter ‘kicked’. Remaining in the hover, the pilot checked that all engine indications were normal and that the bucket and line were in the appropriate place. However, the pilot reported that something still did not feel right. As a result, they elected to dump the water from the bucket and initiate a climb out. Within about 10-15 seconds, as engine power was being applied, and the water was being released from the bucket, the pilot heard what they described as a ‘loud roaring’ sound and the helicopter pitched up, yawed, and subsequently had a reduction in power. The helicopter rolled left and impacted the water at low speed. The pilot sustained minor injuries and the helicopter was destroyed.
Witness observations
The accident was observed by 2 witnesses (Figure 1). ‘Witness 1’ observed the helicopter circle, move towards the dam on their property to collect water, and the entirety of the accident sequence. They photographed and videoed the helicopter’s movements up until a few seconds before the accident (Figure 2). That witness did not see or hear anything unusual before the helicopter impacted the water. ‘Witness 2’ was on an adjacent property; they noted a definitive increase in what they thought may have been engine noise just before the accident occurred.
Figure 1: VH-EQW flight track with accident site and witness locations
Source: Google Earth, modified by the ATSB
Figure 2: VH-EQW picking up water from the dam just prior the accident
Source: Supplied
Pilot egress
Almost immediately after the impact, the helicopter inverted, started to fill with water, and sink rapidly. The pilot removed their seatbelt and helmet, and attempted to open the front left door but could not open it with either the normal or emergency release handles. When the helicopter was almost fully submerged, the pilot swam to the rear of the cabin and tried to open the rear right door but could not open it either, making further attempts to get out by kicking the helicopter windows. The pilot then moved to the rear left door and, utilising considerable force, was able to successfully open it. The pilot noted in interview, that when they initially attempted to open the doors, they may have been trying to move the door handles in the incorrect (opposite) direction due to the helicopter being inverted.
The pilot escaped and swam a few metres to the surface and then to the side of the dam. The pilot stated that familiarity with the helicopter, the open area in the cabin (all seats removed) and HUET (helicopter underwater escape training) all assisted with their ability to successfully escape from the helicopter.
Context
Pilot information
The pilot held a Commercial Pilot Licence (Helicopter) with ratings for single and gas turbine engine helicopters. Prior to the accident flight, the pilot had accumulated 2,599.4 hours of total flying experience and 220.8 hours on the Bell 204B type helicopter.
The pilot last completed an aerial application proficiency check on 29 June 2023, which was valid until 20 June 2024. The pilot was qualified to conduct helicopter fire-fighting operations and had both low‑level and sling operation ratings.
The pilot held a Class 1 Aviation Medical Certificate, valid to 12 June 2024, with no restrictions.
Aircraft information
The Bell Helicopter Company 204B is the civilian version of the UH-1 Iroquois. It was designed in the mid 1950’s as a utility helicopter. The helicopter had a 2-blade main rotor and 2-blade tail rotor and was powered by an Ozark Aeroworks T53-L-13B turboshaft engine. The accident helicopter (S/N 2038) was manufactured in the United States in 1965. The helicopter was first registered in Australia in 2014 as VH-EQW and had accumulated about 23,515 total time-in-service. It had a current airworthiness certificate and maintenance release with no outstanding defects at the time of the accident.
Wreckage examination
The helicopter was recovered from the dam and taken to a secure facility for detailed examination. The helicopter’s rotor systems, flight controls, exits, and engine were visually examined. No pre‑accident damage was identified. The pilot’s left front door emergency jettison system was tested serviceable.
Further investigation
To date, the ATSB has interviewed the pilot, the witnesses, and conducted a preliminary examination of the helicopter wreckage.
The investigation is continuing and will include review and examination of:
the pilot’s training and records
maintenance documentation
key components of the helicopter.
Should a critical safety issue be identified during the course of the investigation, the ATSB will immediately notify relevant parties so appropriate and timely safety action can be taken.
A final report will be released at the conclusion of the investigation.
Purpose of safety investigations
The objective of a safety investigation is to enhance transport safety. This is done through:
identifying safety issues and facilitating safety action to address those issues
providing information about occurrences and their associated safety factors to facilitate learning within the transport industry.
It is not a function of the ATSB to apportion blame or provide a means for determining liability. At the same time, an investigation report must include factual material of sufficient weight to support the analysis and findings. At all times the ATSB endeavours to balance the use of material that could imply adverse comment with the need to properly explain what happened, and why, in a fair and unbiased manner. The ATSB does not investigate for the purpose of taking administrative, regulatory or criminal action.
Terminology
An explanation of terminology used in ATSB investigation reports is available here. This includes terms such as occurrence, contributing factor, other factor that increased risk, and safety issue.
Publishing information
Released in accordance with section 25 of the Transport Safety Investigation Act 2003
Ownership of intellectual property rights in this publication
Unless otherwise noted, copyright (and any other intellectual property rights, if any) in this report publication is owned by the Commonwealth of Australia.
Creative Commons licence
With the exception of the Coat of Arms, ATSB logo, and photos and graphics in which a third party holds copyright, this publication is licensed under a Creative Commons Attribution 3.0 Australia licence.
Creative Commons Attribution 3.0 Australia Licence is a standard form licence agreement that allows you to copy, distribute, transmit and adapt this publication provided that you attribute the work.
The ATSB’s preference is that you attribute this publication (and any material sourced from it) using the following wording: Source: Australian Transport Safety Bureau
Copyright in material obtained from other agencies, private individuals or organisations, belongs to those agencies, individuals or organisations. Where you wish to use their material, you will need to contact them directly.
On 6 September 2023, following departure from Brisbane, Queensland and while approaching cruise altitude, the flight crew of a B737 registered VH‑YQR, received a call from the cabin crew requesting entry to the flight deck. The aircraft captain, who was the pilot monitoring (PM), reached across the centre aisle stand to activate the flight deck door switch.
Immediately after, the aircraft appeared to momentarily roll and/or yaw, which drew the crew’s attention but, as nothing abnormal was apparent, the PM continued to maintain the switch selection while looking at the door and waiting for it to open. After about 5 seconds, the aircraft began to roll to the left. The first officer, who was the pilot flying (PF), unsuccessfully attempted to correct the roll with autopilot input, and subsequently applied a large manual corrective roll input to bring the wings back to level while the PM released the switch. The aircraft’s bank angle peaked at about 42° left angle of bank and the bank angle alert was triggered.
As the flight crew sought to determine the cause of the inflight upset, the PF needed to maintain significant right wing down aileron input to maintain an approximate wings level attitude. At the PF’s suggestion, the PM checked the aircraft’s rudder trim which was identified as being displaced to the left by about 5°. The trim was returned to neutral and the aircraft continued the flight without further incident, landing at Melbourne, Victoria about an hour later. A cabin crew member sustained a minor injury as a result of the upset.
What the ATSB found
The ATSB investigation found that, after visually identifying the flight deck door unlock switch, the PM diverted their attention to the door, and instead of grasping the door switch, the rudder trim control was selected. The PM then activated that control, and inadvertently applied full left rudder trim for about 8 seconds instead of unlocking the door.
The autopilot responded to the resultant left yaw and induced left roll by applying increasing right wing down aileron input, which was replicated on the pilots’ control wheels. While the autopilot was initially able to maintain an approximate wings level attitude, it reached the limit of its authority after 5 seconds of left rudder trim application and the aircraft began to bank left, with the rate of bank increasing rapidly and resulting in an inflight upset.
Despite the large right wing down aileron input required to recover and maintain the aircraft in an approximate wings level attitude, the flight crew were unable to promptly identify the significant left yaw as the primary initiator of the upset, which delayed the restoration of balanced flight.
What has been done as a result
Following the incident, Virgin Australia implemented changes to the flight deck door entry procedures that limited the time that the door unlock switch was to be held in the unlock position. It also provided a briefing on the event to flight crews and made changes to the non-technical skills program addressing this type of occurrence.
Safety message
When selecting and activating any control or switch, it is critical that flight crew ensure that the intended control or switch is positively identified and actually selected before activating it. Further, it is important that any mis-selection of switches be reported not only to the operator, but also to the manufacturer, as a continuing record of switch mis-selection across a fleet type may indicate a design error that needs correcting.
The investigation
Decisions regarding the scope of an investigation are based on many factors, including the level of safety benefit likely to be obtained from an investigation and the associated resources required. For this occurrence, a limited-scope investigation was conducted in order to produce a short investigation report, and allow for greater industry awareness of findings that affect safety and potential learning opportunities.
The occurrence
At 1605 local time on 6 September 2023, a Virgin Australia Boeing 737-8FE (B737) aircraft registered VH‑YQR departed Brisbane, Queensland for Melbourne, Victoria. The flight crew consisted of the aircraft captain, who was performing the pilot monitoring duties (PM) from the left seat, and the first officer (FO), who was performing the pilot flying (PF) duties from the right seat.[1]
Inadvertent application of rudder trim
Following an uneventful take-off, the aircraft was being controlled through the autopilot for the climb to the intended cruise altitude of flight level (FL) 380.[2] The PF did not have their hands and feet on the flight controls but was in a seating position that enabled full access to those controls.
As the aircraft approached FL 370, with the flight crew engaged in conversation, they received a call from the cabin crew requesting entry into the flight deck. Following completion of security procedures, the PM proceeded to enable entry into the flight deck using the flight deck door switch (FLT DK DOOR). The PM looked to the centre aisle stand, identified the FLT DK DOOR switch, and simultaneously reached across the stand to activate that switch.
However, just prior to grasping the switch, the PM transferred their gaze from the aisle stand to the rear of the flight deck and to the door. In doing so, they inadvertently grasped and, at 1625:22, activated the rudder trim control to the full left position instead of selecting the FLT DK DOOR switch.
On activation of the rudder trim control, both pilots felt the aircraft briefly roll and/or yaw and queried each other on what had occurred. The PM immediately looked forward and outside the aircraft, and then scanned the instruments, while continuing to maintain the input on the rudder trim control. The PF scanned the flight instruments and noted that the position trend vector[3] on the navigation display had begun to indicate a slight left turn. As neither pilot identified anything abnormal, the PM looked back to the cabin door, waiting for it to open, while maintaining the full‑left rudder trim control selection, and the PF continued to monitor the flight instruments.
Autopilot response
The autopilot responded to the increasing left rudder trim and resultant left yaw with an opposing and increasing right wing down aileron input. This was replicated on the control column’s control wheel as an increasing right wing down control wheel displacement. However, a slight left bank began to develop.
After 5 seconds of full left rudder trim input, the autopilot’s application of aileron input to counter the increasing rudder trim and yaw reached the limit of its authority – that is, the autopilot had applied the maximum aileron input available to it. This was also replicated on the control wheel, which by then was displaced to a 22° right wing down position. The aircraft, however, still had a left roll bank angle of about 5°. As the left rudder trim input continued, and in the absence of any further autopilot counter-input, the aircraft responded with an increasing left roll.
Inflight upset and recovery
Identifying the increasing left roll and turn, the PM again looked forward and queried whether the aircraft was supposed to be turning. The PF responded in the negative. At about the same time, about 8 seconds after first applying the unintended input, the PM released the rudder trim control. About 5° of left rudder displacement had been applied and the aircraft was now banked about 10° to the left.
Due to the significant rudder displacement, the aircraft’s left turn bank angle began to rapidly increase. As it passed about 25°, the PF attempted to counter the turn using the heading mode and heading changes on the mode control panel. This had no effect, and with the bank angle increasing past 35°, the PF announced and disconnected the autopilot and autothrottle, taking manual control of the aircraft. Almost simultaneously, the PF briefly applied about two-thirds deflection of the control wheel right wing down input to oppose the left roll.
Almost immediately after, the aircraft’s ground proximity warning system (GPWS) bank angle alert triggered, which the PM responded to by calling ‘upset’. The PF acknowledged the upset call and responded by verbalising and appropriately actioning the upset recovery procedure. A large application of opposite (right) right wing down roll stopped and then reversed the increasing left roll, but not before the aircraft had attained 42° left bank angle. The aircraft was recovered to an approximate wings level attitude of less than 10° bank angle about 18 seconds after the rudder trim input was first applied. Shortly thereafter, the aircraft was banked to the right with the intent to regain tracking.
The flight crew immediately initiated troubleshooting to determine the cause of the uncommanded roll, with the initial focus on an engine‑related issue. The aircraft had not lost any height during the upset, and the required tracking was quickly regained. However, during this period of troubleshooting, the PF needed to hold about 35° of right wing down control wheel displacement to maintain an approximate wings level attitude. The PF stated that, in recovering manual control after disconnecting the autopilot, both hands and feet were returned to the manual flight controls.
While the PM was checking for the cause of the upset, the PF called for the rudder trim to be checked, as there were no alerts or other apparent sources causing the large roll input. The PM checked the trim indicator and identified the inadvertently applied trim. At 1626:34, right rudder trim was then applied to neutralise the rudder position.
Events in the cabin
At the time of the occurrence, the cabin crew had commenced a food service, with service carts moving through the cabin. Due to the movement of the aircraft during the upset, a cabin crew member at the rear of the aircraft sustained a minor injury while stabilising a cart.
Context
Personnel information
The captain held an air transport pilot licence (aeroplane), while the FO held a commercial pilot licence (aeroplane). Both pilot licences included appropriate aircraft ratings, operational ratings and endorsements for operating the B737 aircraft type. Both pilots held a current Class 1 aviation medical certificate. The ATSB found no indicators that increased the risk of the flight crew experiencing a level of fatigue known to affect performance.
The captain had about 19,500 hours of flight experience, of which 13,500 hours were on the B737 type. The FO had about 2,700 hours of flight experience, of which about 350 hours were on the B737. The captain had flown 165 hours, and the FO 178 hours, on the B737 type in the previous 90 days.
Aircraft information
Flight controls
The B737 flight control system uses a conventional control wheel, column and rudder pedals (Figure 1) at each pilot’s station, linked mechanically to hydraulically‑powered control units at each flight control surface. These control units move those flight control surfaces in response to inputs from either pilot or the autopilot. The 2 sets of pilot flight controls are manually linked, such that an input on one control is replicated at the other station.
Control of the aircraft along its 3 axes (Figure 2) is achieved through:
ailerons supplemented by flight spoilers for roll control on the longitudinal axis
rudder for yaw on the vertical axis
elevators for pitch on the lateral axis.
Figure 2: B737 flight control surfaces
A 3-dimensional depiction of the B737 aircraft identifying the 3 axes of motion and the relevant control surfaces for those axes. Source: JTSB investigation AI2014-4, modified by the ATSB
The ailerons/flight spoilers are controlled by the pilots' control wheel. The 4 flight spoilers on the upper surface of each wing supplement roll control when the control wheel is displaced by more than about 10°. The flight spoilers on the up-aileron wing rise with the aileron, while those on the down-aileron wing remain faired. The rudder is controlled through the pilots’ rudder pedals. Rudder displacement is restricted at airspeeds greater than about 135 kt by reducing the amount of hydraulic pressure available to control the rudder.
Rudder trim
The rudder trim control (Figure 3), located on the aft electronic panel (Figure 1), adjusted the rudder’s neutral position by electrically positioning the rudder. The rudder pedals are also displaced proportionately to any rudder trim adjustment. The rudder trim indicator displayed the rudder trim position in non‑dimensional units.
Figure 3: Rudder trim and door lock switch
An image of the normal aisle stand configuration for the operator’s B737 aircraft, with the rudder trim control and position indicator, and the flight deck door switch identified. Source: Virgin, annotated by the ATSB
The rudder trim control was spring‑loaded to return to the neutral (centre) position and activation was through rotating the control in the direction of required trimming. The trim control was a circular rotary switch with segmented straight knurling.
Autopilot flight control
The aircraft was fitted with 2 autopilots (or flight control computers) that could be engaged using controls on the mode control panel (MCP) (Figure 1). Only one autopilot was able to be engaged at a time (except when the approach mode was selected on the MCP). The engaged autopilot controlled the aircraft’s flight path through commands to pitch and roll control units, which then moved the relevant flight control surfaces.
Boeing advised that the autopilot had limited flight control input in certain modes. In particular, during single autopilot operations, there was limited roll input authority, and therefore there was a limit to the maximum aileron input that could be applied. During the occurrence, the recorded data showed the autopilot input for the roll control surfaces reached the allowable limit, while rudder trim input and the resultant roll continued to increase. Upon disconnecting the autopilot, the aileron displacement rapidly increased with the pilot’s input.
The operator’s B737 flight crew operations manual (FCOM) did not document the limitation to the autopilot’s control surface inputs in single autopilot operation. The FCOM did, however, indirectly indicate an autopilot control input limitation in the section on the Roll/Yaw Asymmetry Alert.
Flight deck door lock
The flight deck door switch was a spring‑loaded, elongated, hexagonally (blade) shaped, rotary switch with 3 positions:
UNLKD, which unlocked the door while the selector was maintained in this position
AUTO, which locked the door automatically when closed
DENY, which overrode the alternate method of opening the door.
The switch was spring‑loaded to the AUTO position and had to be pushed in before rotating from AUTO to UNLKD.
Primary flight display with bank angle and slip/skid indicators
The outboard display unit for both pilots (Figure 1) is normally used as the primary flight display (PFD). It provides the information and parameters necessary to monitor and control the aircraft’s flight path. Central to the display is the attitude indicator, which provides an indication of the aircraft’s pitch and roll attitude referenced to the horizon (Figure 4). The following features of the attitude indicator are relevant to this occurrence:
the pitch scale is in 2.5° increments
a bank angle pointer indicates bank angle, and always points to the vertical (a white-outlined triangle in the left panel of Figure 4 and a solid amber triangle in the right panel)
the bank angle pointer turns solid amber when the bank angle is 35° or more
a roll scale is marked to indicate bank angle increments of 10°, 20°, 30°, 45° and 60°.
Figure 4: PFD with bank angle pointer and slip/skid indicator highlighted
Immediately below, and adjacent to, the bank angle pointer is the slip/skid indicator (Figure 4). It is normally represented by a white-outlined rectangle. The slip/skid indicator will displace to the left or right of the bank angle pointer to indicate lateral acceleration (g), with maximum displacement of the indicator occurring at 0.21 g or greater of lateral acceleration.
The outline of the slip/skid indicator will turn amber when the aircraft is banked to 35° or more (see right panel of Figure 4). The indicator turns solid white when at full scale deflection and the bank angle is less than 35°, and solid amber when at full scale deflection and bank angle is 35° or more.
Boeing provided a simulated recreation of the occurrence event’s PFD indications at the maximum bank angle of 42° (right panel of Figure 4). The recreation showed that the bank angle indicator and outline of the slip/skid indicator had turned amber, but the slip/skid indicator was not at its maximum displacement and therefore not solid amber.
GPWS bank angle alert
The aircraft’s ground proximity warning system (GPWS) provided an aural BANK ANGLE, BANK ANGLE alert when roll angle exceeded 35°, 40°, and 45°. Once sounded, the alert was silent for that respective bank angle (35°, 40°, or 45°) until the system was reset by the bank angle decreasing to 30° or less.
Roll/yaw asymmetry alert
Seven of the operator’s B737 aircraft were fitted with a roll/yaw asymmetry (R/YA) alert, although the occurrence aircraft was not. The R/YA alert notified flight crew of an asymmetry issue that had led to yaw-induced roll, through the provision of alerts that identified the level of autopilot roll authority that had been used to counteract the yaw. These alerts were:
the ROLL/YAW ASYMMETRY alert displayed at 75% of the autopilot’s roll authority limit
the ROLL AUTHORITY alert displayed when the autopilot’s roll authority limit reached 100%, which was also accompanied by an aural ROLL AUTHORITY alert.
The asymmetry alerts also caused the bank pointer and slip/skid indicator to become outlined in amber. The slip/skid indicator would also become solid amber when it was displaced by more than 25% of its width (Figure 5).
The captain’s preflight procedure included checking all trim controls for trim’s freedom of movement, and then ensuring that the aileron and rudder trims were set to zero units. The flight crew training manual contained a section on recommended rudder trim technique. This provided guidance and procedures to ensure that the rudder trim was set for minimum drag and zero roll/heading change. Trimming the rudder for minimum drag was a normal and regularly practiced procedure, mostly used early in the cruise phase of flight.
Operation of switches on the flight deck
The operator’s operating policies and procedures (OPP) manual required specific procedures be applied when changes were made to a safety critical system’s switch or control. A critical control or switch was defined as one that controls or alters the configuration, operating mode or function of an aircraft system. A safety critical system was one where mis-selection may lead to an undesired aircraft or system state, incident or accident. The flight deck door lock switch did not fall into these categories and were therefore not subject to the relevant procedures in the OPP. However, the OPP also stated that controls and switches must not be changed or activated prior to positive visual identification.
Flight deck door lock
The OPP manual included a procedure for entering the flight deck, which included a method of communicating and then coordinating entry through the locked flight deck door. The procedure required the use of the flight deck door switch and did not contain any restriction or limitation on the use of that switch.
Bank angle
The OPP manual specified policies for passenger comfort and wellbeing, which limited bank angle to a maximum of 30°.
Inflight upset
The OPP manual defined an ‘upset’ as:
an undesired aircraft state characterised by unintentional divergences from parameters normally experienced during operations.
There was no specific procedure for upset recovery. Instead, the flight crew operating manual (FCOM) quick reference handbook (QRH) provided:
…actions that represent a logical progression for recovering the airplane. The sequence of actions is for guidance only and represents a series of options to be considered and used dependent on the situation.
The upset recovery sequence of actions was included within the non-normal manoeuvres section of the QRH, and contained a preliminary statement that ‘flight crews are expected to do non‑normal maneuvers from memory’. Similar guidance material was also contained in the flight crew training manual (FCTM).
Information on sideslip
The operator published a flight crew information manual, the purpose of which was to provide a consolidated source of training, reference or flight technical information for flight crew. That manual contained the following guidance on pilot-commanded sideslip:
The rudders on modern jet transport aircraft are sized to counter the yawing moment associated with an engine failure at very low take-off speeds and to ensure yaw control throughout the flight envelope, using up to maximum pedal input. This very powerful rudder is also capable of generating large sideslips. An inappropriate rudder input can produce a large sideslip angle, which will generate a large rolling moment that requires significant lateral control input to stop the aircraft from rolling. The rudder should not normally be used to induce roll through sideslip because the transient sideslip can induce very rapid roll rates with significant time delay...
Recorded data
Recorded data from the aircraft’s quick access recorder (QAR), which contained data from the aircraft’s flight data recorder, enabled a detailed examination and recreation of the occurrence event. The ATSB also sought Boeing advice on the aerodynamics of the occurrence event, which stated the following:
Analysis of the QAR data indicates that a roll to the left from wings-level to a peak of -42 °s (left wing down) with the autopilot B channel engaged was the result of a left rudder trim input that persisted for approximately 8 seconds. The rudder trim input remained for approximately 90 seconds during which time an average control wheel deflection of approximately 35 °s (right) was maintained along with a sustained, non-zero lateral acceleration (uncoordinated flight) of around -0.06 g’s (left). As the autopilot reached its maximum control wheel authority to the right with the airplane continuing to increase bank to the left, the flight crew intervened and commanded the control wheel further to the right, causing the autopilot to disconnect and resulting in bank angle returning back towards wings-level. Margin to stall warning activation was generally reduced as a result of elevated normal load factor from the non-zero bank angle and sustained right-wing-down control wheel deflection sufficient to raise the flight spoilers, leading to reduced lift on the wing and elevated angle of attack while the non-zero rudder trim input was maintained. When the rudder trim was returned to near zero °s (neutral), the airplane returned to normal flight; the rudder deflection and control wheel deflection subsequently reduced leading to reduced angle of attack and increased margin to stall warning activation. The airplane systems functioned as expected with no observed anomalies.
Table 1 contains data extracted from the recorded data for specific parameters covering the period from the commencement of the trim application until the aircraft was recovered and stabilised at an approximate wings level attitude.
Table 1: Selected DFDR data for the occurrence event
Boeing advice on the effect of rudder
In May 2002, Boeing published a flight operations technical bulletin[4] (FOTB) on the use of rudder in transport category aircraft. The FOTB provided both generic information applicable to all of its swept wing jet transport aircraft, and specific information relevant to the B737:
Maneuvering an airplane using the rudder will result in a yaw and roll response. The roll response is the result of sideslip. For example, if the pilot applies left rudder the nose will yaw left ... This yawing response to the left will generate a sideslip (right wing forward). The resulting sideslip will cause the airplane to roll to the left (i.e., roll due to sideslip). The actual force on the vertical tail due to the rudder deflection tends to roll the airplane right, but as the sideslip moves the right wing forward, the net airplane roll rate is to the left.
It is difficult to perceive sideslip and few modern transport airplanes have true sideslip indicators. In older transport instrument panels the “ball” was an indicator of side force or acceleration, not sideslip angle. Some newer models have electronic flight displays with a slip/skid indication, which is still an indication of side force or acceleration; not sideslip. As the pilot applies more rudder, more sideslip is generated and a greater roll response will result...
...Because sideslip must build up to generate the roll, there is a time lag between the pilot making a rudder input and the pilot perceiving a roll rate. This lag has caused some pilots to be surprised by the abrupt roll onset and in some cases to interpret the rapid onset of roll as being caused by an outside element not related to their rudder pedal input...
On [the Boeing 737], as the airplane speeds up, the rudder authority is limited, but the gearing between the rudder and the rudder pedal does not change. Since rudder authority is limited, rudder pedal travel is also limited; i.e., full rudder pedal deflection is not required to get full available rudder deflection. Rudder pedal force is a function of rudder pedal deflection, so less force will be required to achieve maximum available rudder deflection as airspeed increases.
Included within the FOTB was a table detailing rudder deflection and force required at various airspeeds (Table 2).[5]
Table 2: Rudder movement parameters for Boeing aircraft
V1 (135 kts)
250 kts
MMO at FL 390
Pedal force (lbs)
Pedal travel (in)
Rudder deflection (degrees)
Pedal force (lbs)
Pedal Travel (in)
Rudder deflection (degrees)
Pedal force (lbs)
Pedal travel (in)
Rudder deflection (degrees)
B737
70
2.8
18
50
1.0
4
50
1.0
4
B747
80
4.0
30
80
4.0
12
80
4.0
8
B767
80
3.6
26
80
3.6
8
80
3.6
7
The PF stated that, immediately on disconnecting the autopilot, they placed their feet on the rudder pedals. However, the displacement of those pedals due to the inadvertent trim input was not detected. This was most likely the result of that displacement being less than about 2 inches (5 cm) despite that displacement corresponding to a significant rudder position change from the neutral. This relatively small pedal displacement in proportion to rudder position is a unique feature of the B737. This factor as well as the PF’s limited experience on the aircraft type likely influenced the rudder pedal displacement associated with the inadvertent rudder trim not being detected.
History of inadvertent rudder trim application events on B737 aircraft
JTSB investigation AI2014-4
On 6 September 2011, a B737-700 operating into Tokyo, Japan experienced an inflight upset during which it deviated significantly from track, reached a bank angle of 131°, lost about 6,000 ft in altitude, and exceeded the aircraft’s load factor limitation during the recovery. The subsequent Japanese Transport Safety Board (JTSB) investigation found that, as the aircraft approached Tokyo at FL 410, the captain briefly left the flight deck and, on notifying the first officer (FO) to allow re‑entry, the FO inadvertently operated the rudder trim switch instead of the flight deck door switch, resulting in left rudder trim being applied.
The trim input exceeded the autopilot’s capacity to control the aircraft’s attitude, resulting in an unusual attitude developing. The FO’s recognition of the unusual attitude was delayed, and the subsequent recovery was insufficient, resulting in the aircraft’s entering a nosedive before being recovered to normal flight about 60 seconds after trim application commenced.
The inadvertent selection of the trim control was partially attributed to the FO having previously flown B737 aircraft with a different trim control/door switch arrangement. In particular, the investigation identified that the rudder trim switch on the occurrence aircraft was in approximately the same location as the flight deck door switch on the B737-500, the type from which the FO had recently transitioned. There were many recommendations arising from this investigation, including the following (JA16AN) to the Federal Aviation Administration (FAA) of the United States:
The aircraft designer and manufacturer shall study the need to reduce or eliminate the similarities between the rudder trim control and the switch for the door lock control of the Boeing 737 series aircraft, in terms of the shape, size and operability as mentioned in this report. In particular, it shall consider the effectiveness of changing the shape and size of the rudder trim control to the design adopted for the rudder trim control for Boeing models other than those of the Boeing 737 series, in which the switch has a cylindrical shape about 50mm in diameter without a brim, so that the difference of the size and shape can be recognized only with a touch.
Boeing human factors analysis of the Tokyo occurrence
Following the Tokyo occurrence, Boeing human factors subject matter experts (SME) conducted a comprehensive analysis of the 2 error types that led to that event. The first error type concerned variation in aisle stand layout across the operator’s fleet and related to the pilot’s transfer from an older B737 model with a different aisle stand layout. This variability in layout was found to have contributed to the inadvertent selection of the rudder trim instead of the door lock switch. To mitigate against that, the SMEs recommended consistency in aisle stand configurations across the various B737 fleet types.
The second error type was substitution, where once having operated the incorrect switch, the pilot continued to believe that the rudder trim knob was the door control knob. To address this error, the SMEs fitted different knob shapes to a simulator to determine if they would more clearly differentiate between the 2 switches. The study found that none of the alternative knob styles prevented confusion in all circumstances, and changing styles could introduce a further inconsistency risk through the period of adoption over the full fleet. The SMEs also considered alternative actions for those controls to further distinguish between them but noted that the 2 switches already had a distinct difference in activation methods.
Boeing’s analysis determined that switch location was more important than shape, and that the most important factor to minimise inadvertent activation was consistency in aisle stand configuration across an operator’s fleet type. While both switches had a similar feel and operation, a standard location and sufficient separation between these controls was recommended. The recommended switch locations were those consistent with the generic Boeing-delivered aircraft (Figure 1). Having the controls placed in these recommended locations:
created a distinctive reach posture for both pilots
provided sufficient separation in relation to reach direction from both seats
provided adjacent tactile landmarks[6] to assist in distinguishing between the switches.
Boeing response to Tokyo occurrence
On 16 July 2012, in response to the Tokyo occurrence, Boeing transmitted a multi operator message (MOM-MOM-12-0489-01B) titled Information – Inadvertent Activation of Rudder Trim. The message was addressed to a broad scope of addressees, including all 737 customers, and had an Engineering and Flight Operations categorisation. It summarised the JTSB incident and alerted operators to the potential for confusion between the rudder trim control and the flight deck door switch on certain models of B737 aircraft. This was based on variability in switch locations on the aisle stand across the B737 fleet, and the similarity in the operation of the 2 controls. It recommended several actions to mitigate the potential for inadvertent rudder trim activation, including:
ensuring flight crew awareness of this specific potential for error and the need for visual identification prior to operating a control
ensuring that no aircraft in their fleet had the rudder trim control in the same location as the flight deck door switch on another aircraft of the same type.
Boeing 737-SL-27-238
Also in response to the Tokyo occurrence, Boeing released service letter 737-SL-27-238, titled Inadvertent Activation of Rudder Trim, dated 19 September 2012.[7] The purpose of the service letter was to notify operators of the potential for confusion of the rudder trim knob and the secure flight deck door knob located on the aisle stand. It contained a description of the Tokyo occurrence, Boeing’s actions in response to this occurrence, and recommendations to operators to prevent any future occurrences. The recommendations reflected those stated in the July 2012 multi operator message.
FAA SAIB NM-15-03
In November 2012, the FAA issued a Special Airworthiness Information Bulletin (SAIB) to advise all owners of Boeing transport category aircraft of an airworthiness concern regarding inadvertent actuation of flight deck controls. The SAIB summarised the Tokyo occurrence and identified the varying locations of the rudder trim control and flight deck door switch across various B737 models. It stated the potential for confusion when pilots transferred between similar model aircraft, but with variation in the switches’ location, and discussed the differences in the switch shapes and similarities in their operation. It referenced Boeing’s MOM and service letter published in response to the event.
The SAIB identified that the potential for error may not be applicable to many operators due to differences in their flight deck procedures to that of the Tokyo occurrence operator. One of those differences was where operators did not use the flight deck door switch to enable fight deck entry, but instead used alternate methods of entry.
The bulletin also provided a summary of Boeing’s human factors analysis on the switch mis‑selection and possible methods to mitigate it.
The SAIB concluded with recommended procedural changes for operators. Where operators did not adopt those procedural changes, the SAIB recommended they should undertake certain configuration changes in the aisle stand location of those controls and where operators did modify their procedures as recommended, they should still undertake the recommended configuration changes.
FAA response to JTSB recommendation
The FAA formally responded to JTSB recommendation JA16AN in May 2015. That response stated that the FAA determined that the risk associated with the Tokyo occurrence warranted the issue of an SAIB and a Continued Airworthiness Notification to the International Community (CANIC). Prior to their issue, the FAA had requested the JTSB review those documents. As publication of the SAIB and CANIC had been finalised, the FAA considered the JTSB recommendation JA16AN had been effectively addressed.
An update of 737-SL-27-238
With the introduction of the B737MAX, Boeing became aware that the issue addressed by 737‑SL-27-238 could also apply to the new model. In May 2017, Boeing issued service letter 737‑SL-27-238-A, a re-issue of the original service letter but modified to include the B737MAX aircraft. The substance of the original service letter remained unchanged.
FOTB 737 21-03 Erroneous Use of Rudder Trim Control
In 2021, Boeing received a report concerning a B737-800 pilot who had mis-selected the rudder trim control and applied left rudder trim while attempting to use the flight deck door switch. The autopilot countered the resultant roll, but the authority limit was reached, after which the aircraft continued to roll. The aircraft was recovered, but not before a BANK ANGLE alert was triggered and the aircraft rolled to nearly 50° bank angle. The occurrence was not subject to an official state‑based investigation, however, the similarities with the Tokyo occurrence prompted Boeing to issue an FOTB on erroneous use of rudder trim.
The FOTB identified the similarities between the new 2021 event and the event reported in the July 2012 MOM and the May 2017 service letter. The FOTB identified that risk of these types of events was elevated when there was variability in the switch locations on the aisle stand across the airline fleet, and due to the similarity in the control operation. As a result, Boeing recommended that operators standardise aisle stand configuration across its B737 fleet, and conduct awareness training for flight crews about the prevention of unintended operation of flight deck controls. This included an emphasis on visual identification of controls and switches prior to operation.
Virgin response to Boeing alerts concerning inadvertent rudder trim activation
Virgin advised that the MOM and service letters had been reviewed by its engineering department, and that while there were some B737 aircraft fitted with a variation in aisle stand layout to the generic configuration, the various aircraft ages and types did not enable exact same aisle stand configurations. Further, the advice in those documents specifically focused on configurations where the rudder trim on one type was in the same location as the door lock on another, and this was not the case for the Virgin fleet. As such, Virgin complied with the advice stated in the MOM and service letters. Virgin did not provide any advice on how the MOM, service letters or FOTB was actioned by the flight operations department.
Safety analysis
In response to a request for entry into the flight deck, the pilot monitoring (PM) intended to activate the flight deck door lock switch. The operator’s policy and procedures manual required flight crew to positively identify any control or switch before manipulating them. The PM visually identified the flight deck door switch, but in reaching for it, did not visually confirm selection or manipulation of the correct switch, instead mis-selecting and activating the rudder trim switch.
A human-factors analysis of the mis-selection of the rudder trim control found that the error was consistent with an unintentional slip. The action occurred during a period of possible distraction when the PM was talking to the pilot flying (PF) and monitoring the aircraft as it approached cruise altitude. The PM’s action of looking away from the panel when selecting the switch was also an example of attention diversion. The distraction and attention diversion were both likely factors that could lead to an unintentional slip. Furthermore, the act of twisting the door switch was a substitution error, predicated by a prior intention to act, and was therefore a routine action which did not go as planned.
As it was routine to operate the door switch, the PM probably did not give sufficient attention to this task. This was further compounded by the physical similarities in the switches and their operation, and their co-location on the aisle stand panel. However, a Boeing human factors examination of possible mitigations to these factors in response to a similar previous occurrence found that changing the switch design was unlikely to mitigate the mis-selection risk, and that the current generic aisle stand configuration and an emphasis on confirmation of switch selection prior to manipulation was the most effective control measure. Finally, Boeing identified the risk of unintentional rudder trim application in an FOTB issued to operators 2 years prior to the occurrence. The FOTB specifically acted as an alert to flight crew of the risk of mis-selection of rudder trim in circumstances identical to those in this incident.
On the initial application of the rudder trim, both pilots felt the aircraft’s immediate yaw/roll response, but were unable to identify the likely cause. Over the following 5 seconds, while the captain maintained activation of the switch and waited for the door to open, the rudder trim progressively increased to the left, causing the rudder to correspondingly move to the left. The autopilot was initially able to compensate for the increasing left yaw input and induced left roll through application of increasing right wing down roll input. This right wing down input was replicated on the pilots’ control wheel.
After 5 seconds of trim input and increasing induced left roll, the autopilot reached its authority limit – that is, the autopilot had reached the maximum roll control input it could apply and maintain. Up to this point, the autopilot had managed to limit the induced roll to a bank angle of less than 5° to the left. However, on reaching the roll authority limit, the increasing rudder trim resulted in the aircraft’s bank angle to the left increasing. As the trim input continued for a further 3 seconds, the aircraft responded with a rapidly increasing rate of roll to the left.
The unexpected and increasing bank angle alerted both pilots to the developing aircraft upset. The PF initially responded by attempting to control the increasing left roll through the use of the mode control panel heading selections and the autopilot. As this had no apparent effect, and with the bank angle continuing to increase, the PF applied a large right wing down control input while almost simultaneously disengaged the autopilot and autothrottle. At about the same time the bank angle alert triggered. The PM responded with an ‘upset’ call, and the PF responded by executing the upset recovery procedure. The aircraft was quickly recovered to about straight and level flight.
Having recovered the aircraft to an approximate wings level attitude, the PF was required to hold about 35° of right wing down control wheel displacement to maintain that attitude. While this large roll input required to maintain a wings level attitude strongly indicated a yaw‑related issue, the crew continued to investigate the cause of the inflight upset unsuccessfully for a further minute. About 70 seconds after the initial misapplication of rudder trim, the PF requested the PM check the rudder trim. Shortly after, the rudder trim was returned to a neutral position. While large right wing down aileron input required to maintain a wings level attitude provided a strong indicator that the upset was linked to a yaw related issue, a combination of the very small displacement of the rudder pedals at the point of maximum trim application, and the PF’s limited experience on the aircraft, probably contributed to some of the delay in identifying the unintended rudder trim.
Findings
ATSB investigation report findings focus on safety factors (that is, events and conditions that increase risk). Safety factors include ‘contributing factors’ and ‘other factors that increased risk’ (that is, factors that did not meet the definition of a contributing factor for this occurrence but were still considered important to include in the report for the purpose of increasing awareness and enhancing safety). In addition ‘other findings’ may be included to provide important information about topics other than safety factors.
These findings should not be read as apportioning blame or liability to any particular organisation or individual.
From the evidence available, the following findings are made with respect to the inadvertent rudder trim activation resulting in an in-flight upset involving Boeing 737-8FE, VH-YQR, 143 km west of Ballina/Byron Gateway Airport, New South Wales on 6 September 2023.
Contributing factors
While actioning a request for entry into the flight deck, the pilot monitoring mis-selected the rudder trim switch instead of the intended flight deck door switch and inadvertently applied rudder trim for about 8 seconds.
The autopilot responded to the trim input and its consequential yaw and roll with application of opposing roll. The maximum roll that the autopilot could apply and maintain (the roll authority limit) was reached after 5 seconds of left rudder trim input, after which the continuing rudder trim input resulted in a rapidly increasing rate of roll and an inflight upset.
During the period of the development and recovery from the upset, and despite the need to use a large right wing down aileron input to maintain an approximate wings level attitude, the flight crew were not able to promptly identify the significant left yaw as the primary initiator of the upset, which in turn delayed the restoration of balanced flight.
Safety actions
Whether or not the ATSB identifies safety issues in the course of an investigation, relevant organisations may proactively initiate safety action in order to reduce their safety risk. The ATSB has been advised of the following proactive safety action in response to this occurrence.
Virgin Australia Airlines advised that, following this occurrence, the flight deck door unlock procedure was reviewed and modified. The new procedure is designed to indicate that the crewmember requesting entry is at the door and ready to enter, thereby limiting the time required for the door unlock switch to be held in the unlock position. Other safety action included a briefing on the event for flight crews, and changes to the non-technical skills program.
Sources and submissions
Sources of information
The sources of information during the investigation included:
the flight crew
Virgin Australia Airlines
Boeing
recorded data from the aircraft.
References
Heckhausen, H and Beckmann, J (1990). Intentional Action and Action Slips. Psychological Review, 97(1), 36–48.
Reason, J (1990). Human Error. Cambridge University Press, New York.
Salvendy, G and Karwowski, W (2021). Handbook of Human Factors and Ergonomics. John Wiley & Sons Incorporated, New Jersey.
Wickens, CD, Helton, WS, Hollands, JG and Banbury, S (2022) Engineering psychology and human performance. Routledge, New York.
Submissions
Under section 26 of the Transport Safety Investigation Act 2003, the ATSB may provide a draft report, on a confidential basis, to any person whom the ATSB considers appropriate. That section allows a person receiving a draft report to make submissions to the ATSB about the draft report.
A draft of this report was provided to the following directly involved parties:
the flight crew
United States National Transportation Safety Board
Boeing
Civil Aviation Safety Authority
Virgin Australia Airlines.
Submissions were received from:
the flight crew
Boeing
Civil Aviation Safety Authority
Virgin Australia Airlines.
The submissions were reviewed and, where considered appropriate, the text of the report was amended accordingly.
Purpose of safety investigations
The objective of a safety investigation is to enhance transport safety. This is done through:
identifying safety issues and facilitating safety action to address those issues
providing information about occurrences and their associated safety factors to facilitate learning within the transport industry.
It is not a function of the ATSB to apportion blame or provide a means for determining liability. At the same time, an investigation report must include factual material of sufficient weight to support the analysis and findings. At all times the ATSB endeavours to balance the use of material that could imply adverse comment with the need to properly explain what happened, and why, in a fair and unbiased manner. The ATSB does not investigate for the purpose of taking administrative, regulatory or criminal action.
Terminology
An explanation of terminology used in ATSB investigation reports is available here. This includes terms such as occurrence, contributing factor, other factor that increased risk, and safety issue.
Publishing information
Released in accordance with section 25 of the Transport Safety Investigation Act 2003
Ownership of intellectual property rights in this publication
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Creative Commons licence
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The CC BY 4.0 licence enables you to distribute, remix, adapt, and build upon our material in any medium or format, so long as attribution is given to the Australian Transport Safety Bureau.
Copyright in material obtained from other agencies, private individuals or organisations, belongs to those agencies, individuals or organisations. Where you wish to use their material, you will need to contact them directly.
[1]Pilot flying (PF) and Pilot monitoring (PM): procedurally assigned roles with specifically assigned duties at specific stages of a flight. The PF does most of the flying, except in defined circumstances such as planning for descent, approach and landing. The PM carries out support duties and monitors the PF’s actions and the aircraft’s flight path.
[2]Flight level: at altitudes above 10,000 ft in Australia, an aircraft’s height above mean sea level is referred to as a flight level (FL). FL 380 equates to 38,000 ft.
[3]The position trend vector provides a 3-segment vector extending from the aircraft symbol on the pilot’s navigation display. It predicts the aircraft’s position at the end of 30, 60 and 90 second intervals, based on the aircraft’s bank angle and ground speed.
[4]The FOTB had various reference numbers depending on the aircraft type for which it was issued. For the B737 it was B737 02-2, dated 13 May 2002, and titled ‘Use of rudder on transport category airplanes’.
[5]Data for aircraft of a similar generation (B747 and B767 airplanes) has been included for comparison.
[6]These landmarks included the guarded switch located between the 2 controls, and the railing immediately adjacent to the right side of the flight deck door switch.
[7]Service letters provided non-mandatory advice to operators. Service letters were received by the engineering department at Virgin, for determination of action and forwarding to other departments where necessary.
Occurrence summary
Investigation number
AO-2023-042
Occurrence date
06/09/2023
Location
143 km west of Ballina/Byron Gateway Airport
State
New South Wales
Report release date
29/11/2024
Report status
Final
Investigation level
Short
Investigation type
Occurrence Investigation
Investigation status
Completed
Mode of transport
Aviation
Aviation occurrence category
E/GPWS warning, Loss of control
Occurrence class
Serious Incident
Highest injury level
Minor
Aircraft details
Manufacturer
The Boeing Company
Model
737-8FE
Registration
VH-YQR
Serial number
41011
Aircraft operator
Virgin Australia Airlines Pty Ltd
Sector
Jet
Operation type
Part 121 Air transport operations - larger aeroplanes
On 16 July 2023, a Bell 206B‑1 helicopter, registered VH‑ZDI, was being operated on a private flight from a rural property near Tumbarumba to Khancoban, New South Wales, with the pilot and 3 passengers on board. Shortly after take‑off, the pilot brought the helicopter into a hover around 7 ft above the helipad located near a hangar. The pilot then initiated a hovering turn to the left and reported that they were able to complete around 90º of an intended 180º turn before they experienced a shudder, and the helicopter began to rotate to the right. While continuing to rotate to the right for around 2 full rotations, the pilot attempted several pedal control inputs and was unable to regain directional control. The pilot elected to lower the collective, reducing height, and later closed the throttle. As the helicopter descended, the left skid contacted the soft earth beside the pad and broke off. The helicopter rolled over. The occupants were uninjured, and the helicopter was substantially damaged.
What the ATSB found
The helicopter was hovering in ground effect near an obstacle, the hangar. The high all-up weight of the helicopter would have strengthened the recirculation of downwash from the main rotor blades generated by the proximity to the hangar. The hovering left turn, initiated by the pilot, brought the tail of the helicopter from its position away from the hangar, where recirculation would be less, closer to the hangar where recirculation would be greater. It was likely that the flow of air through the tail rotor was disturbed, resulting in a loss of tail rotor effectiveness, which manifested as a right yaw.
The ATSB found that a miscalculation of fuel led to the helicopter being operated about 15 kg above the maximum take-off weight.
The ATSB also noted that the occupants were wearing 4- and 5-point restraints, and a helmet was worn by the pilot. The use of such items reduces the risk of injury to occupants in the event of an accident.
Safety message
Helicopter pilots should remain cognisant of the factors that may induce unanticipated yaw (a loss of tail rotor effectiveness), and that helicopter performance can be adversely affected by the proximity to obstacles, including terrain, vegetation, and buildings. If unanticipated yaw is encountered, prompt and correct pilot response is essential.
This accident also illustrated the importance of operating within the weight and balance limitations prescribed in the flight manual. A weight and balance calculation tool, such as a mobile application, can be a useful way to check hand calculations, but it must be validated to ensure that it accurately reflects the flight manual limitations.
The investigation
Decisions regarding the scope of an investigation are based on many factors, including the level of safety benefit likely to be obtained from an investigation and the associated resources required. For this occurrence, a limited‑scope investigation was conducted in order to produce a short investigation report, and allow for greater industry awareness of findings that affect safety and potential learning opportunities.
The occurrence
On 16 July 2023, a Commonwealth Aircraft Corporation Pty Ltd manufactured Bell 206B‑1 helicopter, registered VH‑ZDI, was being operated on a private flight from a rural property near Tumbarumba to Khancoban, New South Wales, with the pilot and 3 passengers on board. This flight was the third time the pilot had taken off from that helipad in VH‑ZDI, and the first time with more than 2 occupants.
The pilot completed pre‑flight checks and did not identify any defects or outstanding maintenance issues with the helicopter. Following this, the pilot assisted the passengers to board the helicopter and secure their seatbelts. The pilot then briefed the front left seat passenger regarding the seatbelt mechanism and emergency locator transmitter activation. The front passenger had been in the pilot's other helicopter on previous occasions and the pilot stated that the passenger knew not to touch the anti-torque control pedals.[1]
Following a normal engine start, the take‑off commenced at about 1300 local time. As per their normal procedure when departing from this location, the pilot brought the helicopter into a hover around 7 ft, in ground effect,[2] above the helipad facing the hangar. They then initiated a left turn, which initially progressed as the pilot expected. There was no evidence to suggest that the rate of yaw was rapid or deviated from normal. The pilot reported that they were able to complete around 90° of an intended 180° turn before they experienced a shudder, which could be felt through the flight controls and airframe. The helicopter then began to rotate to the right.[3]
In response, the pilot reported that they first applied left, and then both right and left pedal inputs, in an attempt to control the right rotation. They did not recall if either of the left or right pedal stops were reached, nor did they notice any unusual resistance associated with the pedals. The pilot was unable to regain directional control and recalled that ‘nothing could stop’ the right yaw, when describing the pedal control inputs. After about 2 full rotations, the pilot lowered the collective,[4] reducing height, and closed the throttle just prior to the helicopter touching the ground.
Initially, the left skid contacted the soft earth beside the helipad and broke off. The helicopter then rolled over coming to rest on the left side. The pilot reported that they switched the fuel valve into the ‘off’ position as the helicopter contacted the ground. The front passenger was able to exit the helicopter with the assistance of the pilot. They then assisted the rear passengers to exit, whereupon all occupants moved away from the helicopter. The pilot collected fire extinguishers and discharged them into the engine exhaust. There were no injuries. The helicopter was substantially damaged.
The pilot initially reported the accident as a loss of tail rotor effectiveness,[5] but later stated that they believed that there had been a mechanical issue with the helicopter.
Figure 1: VH‑ZDI in final resting position
Source: McClaren Aviation, annotated by the ATSB
Context
Pilot information
The pilot obtained a private pilot licence (helicopter) in 2018. Their flying experience totalled around 300 hours, with about 260 hours on Bell 206 variants. In the 90 days prior to the accident, the pilot had flown 20 hours, all on VH‑ZDI. The pilot’s latest flight review was on 15 March 2023. The pilot reported feeling fully awake immediately preceding the accident, so fatigue was not considered as a contributing factor to the accident.
Helicopter information
VH‑ZDI was a Bell 206B‑1 helicopter, manufactured in 1976, by the Commonwealth Aircraft Corporation Pty Ltd for the Australian Army, powered by a single-engine Allison Gas Turbines 250‑C20 engine. In 2020, a special certificate of airworthiness in the ‘limited category’[6] was issued for the helicopter. At the time of the accident, the total time-in-service was 9,856.5 hours.
The helicopter was maintained in accordance with the Australian Warbirds Association Limited[7] Bell 206B‑1 Kiowa maintenance program. The latest maintenance was performed 15.4 flight hours (20 days) prior to the accident, on 26 June 2023. An engine power assurance check[8] was performed at that time, but the conditions under which this check was conducted could not be validated by the ATSB. The maintainer conducting this check assessed that the minimum acceptable torque requirement was met. A previous engine power assurance check performed on 11 March 2022, 16 months prior to the accident, also indicated the engine was producing above the minimum acceptable torque. No defects were noted in the technical logs.
The helicopter was fitted with an anti-torque control pedal lock‑out kit on the left pedal assembly. The kit is designed to disconnect the passenger pedals without the use of tools, allowing pilots the ability to quickly isolate the pedals to prevent passenger interference with the tail rotor during flight.
Helipad information
The helipad (Figure 2) was a concrete pad, large enough to accommodate the helicopter. It adjoined a hangar, with the terrain sloping downwards to the west, away from it. The centre of the helipad was around 16 m from the hangar. The elevation of the pad was about 1,962 ft.
Figure 2: Helipad location
Source: Google Earth, annotated by the ATSB
The method used to conduct a take‑off from the helipad was to push the helicopter out of the hangar tail first (towards the west) and position it such that the tail was over the downhill slope, affording the helicopter the greatest possible clearance from the hangar. The pilot would initiate a hover while facing the hangar, rotate left 180º, before commencing forward flight.
The pilot described experiencing helicopter-building interference from the hangar on other occasions. They stated that they had only experienced interference when they came into land and did not position the helicopter on the ground quickly. They likened the experience to rotor-head shake, bad turbulence, and bad air.
The pilot also stated that, though there was a lot of wildlife around the property, they did not observe any at the time of the accident. Furthermore, they ensured that items were stowed away and clear of the helipad.
Meteorological information
The Bureau of Meteorology analysis of weather observations around the Tumbarumba area found that a large high‑pressure system commonly associated with light winds and clear skies was present. This was consistent with the pilot’s recollections that it was not a windy day, that the wind was barely registering on the windsock, and it was about 15 ºC.
The Bureau of Meteorology did not have observations for Tumbarumba, the nearest airport. Instead, they provided observations for Wagga Wagga and Albury with the note that these airports were located on the same side of the ranges as Tumbarumba and experienced similar weather. Winds were very light, tending to a light to moderate north to north‑easterly and QNH[9] pressure was between 1026 and 1027 hPa. Visibility was greater than 10 km and no significant cloud was detected. Both airports recorded the temperature to be 15 ºC.
Wreckage examination
The ATSB’s examination of the site photographs provided by the pilot and the insurer found that the damage to the helicopter was consistent with a heavy landing and rollover event. The relative locations of the major components were consistent with power being supplied to the main rotor just prior to, or during, impact. The proximity to the ground and integrity of the occupant space contributed to a high probability of occupant survival.
ATSB investigators did not deploy to the site but inspected the wreckage once it was transported to a storage facility. No mechanical issues were identified during that inspection and there was no indication of pre-accident failure. The tail rotor and associated controls were inspected and showed no signs of failure, no restriction of normal operation, and no contact marks indicating a strike with a foreign object or animal. The exception to this was the inspection of the tail rotor control rigging, where system functionality was unable to be confirmed due to the airframe disruption. As a result, the possible contribution of a tail rotor control rigging error could not be eliminated.
While the helicopter was fitted with a pedal lock‑out kit on the left pedal assembly, the kit was not configured such that the passenger was ‘locked-out’. The pilot stated that they had never used the pedal lock‑out kit and were unfamiliar with its use. The passenger side cyclic control[10] was not present and there was no cover. The pilot stated that they removed the cyclic and that there was no cyclic control stub cover available. The passenger side collective was present.
The insurer’s assessment reported that they were not able to confirm the pre‑event serviceability of the tail boom attachment bolts. The tail boom was attached to the fuselage by 4 bolts. Two of the bolts had fractured and laboratory examination conducted by the ATSB identified that the failure of the bolts was consistent with overstress. There was no evidence of pre‑existing flaws or fatigue. Overall, the insurer concluded that the tail boom exhibited damage consistent with impact from a main rotor blade on the left side.
Weight and balance
Limits
The flight manual included forward and aft centre of gravity limits and specified that the maximum take-off weight (MTOW) for the helicopter was 3,200 lbs (1,452 kg). A type‑specific weight and balance assessment was performed on VH-ZDI on 30 June 2020. The resulting load data sheet listed the MTOW as 1,452 kg, the forward centre of gravity limit as 2,672 mm and the aft limit as 2,901 mm (Figure 4).
Calculations by the pilot
The pilot performed a weight and balance assessment prior to commencing the flight. In their handwritten calculations, the pilot included the weight and position of the 4 occupants and 430 lbs of JetA1 fuel. Calculation of the weight and centre of gravity required converting the fuel amount from the indicated units of lbs to kg, as all other amounts were measured in kgs. When converting the fuel from lbs to kg, the pilot mistakenly substituted volume, L, for mass, kg, and believed they had converted 430 lbs to 195 L (with the conversion factor of ÷2.2) (Figure 3). They subsequently converted 195 L to weight (with the conversion factor x0.8), arriving at 156 kg of fuel. This resulted in the pilot calculating the weight of the helicopter to be 1,428 kg (Figure 4). The pilot also listed the MTOW for the helicopter as 1,455 kg. This led the pilot to believe the helicopter was 27 kg under its MTOW.
Figure 3: JetA1 fuel conversion chart
Source: Airservices Australia, the pilot, annotated by the ATSB
The pilot used a third‑party application (App), iBal Rotary, as a secondary check to ensure that the helicopter was appropriately loaded. The pilot had selected ‘Sample Bell 206B3 (Bell 206B3 Jet Ranger)’ from the available models and input the 4 occupant details and 156 kg for fuel. The pilot was aware that this model selection did not represent VH‑ZDI and, to compensate, included an additional centre aft passenger weighing 100 kg as an adjustment to account for the unrepresentative model selection. The App indicated that the weight and balance of the selected model, which did not reflect the limits specified in the flight manual, was within limits.
According to the developer of the App, a more representative model selection for VH‑ZDI was the ‘Bell OH‑58A/C’.[11] The weight and balance envelope for the App ‘Bell OH‑58A/C’ model was sourced from the Operator's Manual Army Model OH-58 A/C Helicopter (Department of the Army (United States), 1989). This differed to the weight and balance envelope specified in the VH-ZDI flight manual but more closely resembled the flight manual than the model selected by the pilot. When the 4 occupants and 156 kg of fuel was input into the App with ‘Bell OH‑58A/C’ selected, the App indicated that the loading was within MTOW, but that the forward centre of gravity limit was exceeded. When the 4 occupants and 195 kg (430 lbs)[12] of fuel was input into the App, the App indicated that the helicopter loading had exceeded the MTOW.
Calculations by the ATSB
The ATSB performed a weight and balance calculation with the information provided by the pilot and determined the take‑off weight to be 1,467 kg with an associated moment arm of 2,715 mm (Figure 4). This exceeded the MTOW of the helicopter by 15 kg.
Figure 4: VH‑ZDI weight and balance limits and calculations
Source: Flight manual, load data sheet, and pilot, annotated by the ATSB
Operational information
Engine torque required and available
From the flight manual, the minimum engine torque required to hover for the accident conditions was about 61.9 psi and the minimum acceptable torque that the engine should produce under those conditions was about 68.6 psi.
Factors affecting performance
According to the United States Federal Aviation Administration (2019) Helicopter Flying Handbook:
A helicopter’s performance is dependent on the power output of the engine and the lift produced by the rotors, whether it is the main rotor(s) or tail rotor. Any factor that affects engine and rotor efficiency affects performance. The three major factors that affect performance are density altitude,[13] weight, and wind.
An increase in density altitude can affect helicopter performance by reducing the hovering ceiling, operating margins, and rate-of-climb performance. The higher the gross weight, the greater the lift or rotor thrust required for hovering or climbing. Therefore, the margin between the engine power available and the power required to hover at higher weights and density altitudes may often be small for helicopters (Civil Aviation Authority of New of Zealand, 2020). The Helicopter Flying Handbook noted that, while more engine power was required during the hover than in any other phase of flight, if a hover could be maintained, a take-off could also be made.
Recirculation and helicopter-building interference
Recirculation is a type of interference between a helicopter and its surroundings (Royal Air Force (UK), 2010). According to the UK AP3456 Central Flying School (CFS) Manual of Flying, Volume 12 – Helicopters:
Whenever a helicopter is hovering near the ground, some of the air passing through the disc is recirculated and it would appear that the recirculated air increases speed as it passes through the disc a second time (Figure 5). This local increase in induced flow near the tips gives rise to a loss of rotor thrust.
Recirculation will increase when any obstruction on the surface or near where the helicopter is hovering prevents the air from flowing evenly away. Hovering close to a building, wire link fencing or cliff face may cause severe recirculation (Figure 6).
Figure 5: Helicopter hovering near the ground with recirculated air
Source: Royal Air Force (UK) (2010), annotated by the ATSB
Figure 6: Recirculation near a building
Source: Royal Air Force (UK) (2010), annotated by the ATSB
The section of the rotor disc largely affected by recirculation was the side closer to the obstruction (right side of disc in Figure 6). A tail rotor positioned on the far side of the helicopter relative to the obstacle would experience less recirculated air than a tail rotor positioned on the near side.
Łusiak et al. (2009) described wind tunnel testing of a model helicopter with surrounding elements (buildings). Their paper stated:
The phenomenon of interference between the helicopter and the surrounding elements appears with a visible intensity when the helicopter operates at a low speed in the near vicinity of objects with specific geometrical shapes, such as buildings or ship hulls.
All computational analyzes and experimental investigations which were performed in order to study the mutual helicopter-building interaction indicate that in the considered specific situations the phenomenon of aerodynamic interference can seriously disturb the flow around the helicopter and change the loading of some of its elements. Substantial changes in the value of the resulting loads can make the helicopter difficult to control.
Wagtendonk (2011) discussed recirculation within the context of confined area operations, which included the following points:
As rotor downwash strikes the surface it splits, and a large part diffuses horizontally. If obstructions such as buildings or trees interfere with the escaping airflow, it moves vertically up the obstruction and re-enters the disc from above, increasing the induced flow.
The greater the gross weight, the stronger the downwash and the greater the degree of recirculation.
The lower the hover height, the stronger the outbound flow and the greater the degree of recirculation.
The more solid the obstruction, the greater the recirculation. Hovering close to large buildings (such as hangars) creates more recirculation than hovering near trees.
The highest velocity of horizontal outflow escaping from beneath the helicopter occurs at a distance that is roughly 30 percent of the disc diameter beyond the disc tip. For example, with a 30-foot disc the highest velocity occurs about 10 feet away from the tips. Although the velocity beyond that distance decreases sharply, substantial horizontal velocity values can still be encountered.
Recirculation can occur when obstructions are reasonably far away from the disc tip, but in general, the shorter the distance, the greater the risk of recirculation.
Not always is the entire disc involved in recirculation. For instance, when hovering close to a building, only half the disc may be affected by recirculation and a roll or pitch movement may develop, depending on the aircraft’s heading. In all likelihood, however, the air hitting the building will surge out in all directions, disturbing the entire airflow through the disc, resulting in random roll, pitch and yaw.
Loss of tail rotor effectiveness
The emergency procedures section of the flight manual for VH‑ZDI identified loss of tail rotor effectiveness[14] as an anti‑torque system malfunction. As the main rotor rotated in the anti‑clockwise direction when viewed from above, in instances of anti-torque system malfunction the helicopter will most likely yaw to the right.
a. Tail Rotor Vortex Ring. This condition may be encountered with wind azimuths caused by crosswinds, left sidewards flight, or right pedal turns.
b. Weather Cock Stability. Wind azimuths aft of the beam will cause the helicopter to weather cock.
c. Main Rotor Vortex Interference. Certain wind azimuths will cause the tail rotor to ingest main rotor vortices.
d. Tail Rotor Precessional Flapping. High yaw rates will cause the tail rotor to precess. This, coupled with the pitch change characteristics of the tail rotor flapping hinge, will reduce tail rotor thrust.
e. High Gross Weight. High gross weights require increased torque and reduce tail rotor operating margins.
f. High Density Altitude. High DAs[16] require increased torque and reduce tail rotor operating efficiency.
g. Ground Vortex Interference. Interaction between the main rotor vortex and the ground can reduce tail rotor efficiency.
h. Limited Directional Control Margin. Right relative wind azimuths reduce left pedal travel margins.
i. Governor Droop. Governor droop leads to main rotor RPM droop. This requires increased torque to accelerate the rotor and also reduces tail rotor efficiency.
j. Low Airspeed. The aircraft is dynamically unstable in the yawing plane at low airspeed.
The best recovery technique detailed for ‘Loss of Tail Rotor Effectiveness’ was:
1. Pedal – Full left.
2. Cyclic – Forward.
3. Collective – Reduce if altitude permits.
4. Adjust controls for normal flight as control is regained.
If yaw cannot be controlled and an uncontrolled landing is imminent:
5. Throttle – CLOSED.
6. Collective – Autorotate.
7. Pedal – Full left until yaw stops.
The United States Federal Aviation Administration has produced advisory circular 90-95 that related to loss of tail rotor effectiveness, which they also term ‘unanticipated yaw’. The recommended recovery techniques in the circular were:
a. If a sudden unanticipated right yaw occurs, the pilot should perform the following:
(1) Apply full left pedal. Simultaneously, move cyclic forward to increase speed. If altitude permits, reduce power.
(2) As recovery is effected, adjust controls for normal forward flight.
b. Collective pitch reduction will aid in arresting the yaw rate but may cause an increase in the rate of descent. Any large, rapid increase in collective to prevent ground or obstacle contact may further increase the yaw rate and decrease rotor rpm.
c. The amount of collective reduction should be based on the height above obstructions or surface, gross weight of the aircraft, and the existing atmospheric conditions.
d. If the rotation cannot be stopped and ground contact is imminent, an autorotation may be the best course of action. The pilot should maintain full left pedal until rotation stops, then adjust to maintain heading.
Survival aspects
Seatbelts
The helicopter was fitted with 5‑point turn‑to‑open restraints in the front seats and 4‑point lift‑latch‑to‑open restraints in the rear seats. Zimmermann and Merritt (1989) stated that:
The overall probability of survival in an accident depends to a large extent on the manner of the restraint.
The use of upper and lower torso restraints to prevent such critical body parts as the head and chest from striking surrounding structure can significantly reduce the probability of serious or fatal injury under given accident conditions.
Studies have shown the addition of a shoulder harness greatly reduced injuries from head impacts and maintain proper spinal alignment. The further addition of a lab belt tie down strap (crotch strap on a 5-point harness) may nearly double the tolerance to impact forces.
Helmets
The Flight Safety Foundation (2022) stated that the primary purpose of a helmet was to provide impact protection and thereby reduce the risk of head injury in the event of an accident. The helmet worn by the pilot was damaged (Figure 7), indicating that the helmet sustained an impact during the accident sequence.
Figure 7: Top view of helmet worn by the pilot of VH‑ZDI showing damage
Source: Pilot, annotated by the ATSB
Similar occurrences
A search of the ATSB’s occurrence database for helicopter incidents, serious incidents, or accidents with the occurrence category ‘loss of control’ or ‘control issues’ from 2013 onwards returned 151 results. Eight of these occurrences contained sufficient information to be identified as unanticipated yaw or loss of tail rotor effectiveness. None of the occurrences related to helicopter‑building interference.
The 3 examples detailed below include an occurrence where the pilot was able to recover directional control, one that took place in a confined landing site with nearby obstacles, and an international event where helicopter-building interference was a probable factor.
On 20 July 2015, the pilot of a Bell 206L3 (LongRanger) helicopter, registered VH-BLV, conducted a charter flight from Essendon Airport to Falls Creek, Victoria, with 5 passengers on board. The pilot refuelled at a property near Lake Eildon and departed close to its MTOW.
On approach to the helipad at Falls Creek, the pilot assessed that there was insufficient power available to continue to land and elected to abort the approach. The pilot pushed forward on the cyclic to increase the helicopter’s airspeed and conducted a left turn towards the valley whereupon the helicopter started to yaw rapidly to the right.The pilot applied full left pedal to counteract the yaw, but the helicopter continued to yaw. The helicopter turned through one and a half revolutions, as the pilot lowered the collective. Lowering the collective reduced the power demand of the power rotor system, thereby increasing the ability of the anti-torque pedals to stop the right yaw. The combination of lowering collective and applying forward cyclic to gain forward airspeed, allowed the pilot to regain control of the helicopter. The pilot then conducted a left turn towards the helipad and made an approach to the helipad from an easterly direction. The helicopter landed following the second approach without further incident.
On 19 November 2022, the pilot of a Robinson Helicopter Company R44, registered VH-TKI, was conducting a private flight from a nearby property to a function centre at Forresters Beach, New South Wales with 2 passengers onboard. The proposed landing site was the carpark of the venue and was considered a confined area due to the proximity of roads, powerlines, and palm trees.
During the approach, the pilot reported an uncommanded yaw to the right, which was unable to be recovered. The ATSB found that, during the approach to a confined area landing site, the helicopter experienced a loss of tail rotor effectiveness and accompanying right yaw. The pilot’s response was ineffective at recovering control. The position of the helicopter on approach to the confined area was such that it could not be established if control of the helicopter could have been recovered before colliding with powerlines and terrain. The occupants received minor injuries and the helicopter was substantially damaged.
Federal Safety Investigation Authority (Austria) investigation reference: 2020-0.701.771
On 20 July 2018, a privately‑owned Airbus Helicopters AS350B, registered N36033, was destroyed while the pilot attempted to hover taxi closer to a fuelling station at Wolfsberg airfield in Austria (Aerossurance, 2020; Federal Safety Investigation Authority (Austria), 2020). The pilot, who did not hold a valid licence, sustained a minor leg injury. At the time the wind was 1 to 2 kt.
After lifting into a 1 m hover there were excessive pitching movements forwards and backwards and the helicopter yawed around 90° to the right. The pilot reported feeling turbulence from the side of the fuelling station building, which was a 5.2 m x 5.2 m, flat‑roofed building, 3.2 m high. The Austrian Federal Safety Investigation Authority determined the probable cause was a loss of lateral control during hover in ground effect. The probable factors were:
excessive control inputs
flight crew induced oscillations about the helicopter longitudinal axis
lack of corrective action to stop flight crew induced oscillations
proximity of obstacles
formation of ground effect air vortices in ground effect.
Safety analysis
Loss of tail rotor effectiveness
The ATSB considered several reasons to explain the unanticipated right yaw. Although the pilot described a shudder immediately prior to the right yaw, which could have indicated a mechanical issue, examination of the helicopter and maintenance documents did not reveal any anomalies. A wildlife strike or contact with a foreign object was considered but there was no indication of strikes on the rotors, a strike on the hangar, or animal remains to support this hypothesis. Inadvertent interference from the front seat passenger was also explored. This possibility was unlikely as the pilot did not feel any resistance when manipulating the anti-torque pedals.
While the helicopter was loaded above the MTOW, at the estimated density altitude for the time of the accident, the helicopter likely had sufficient power available to sustain a hover in-ground effect. Additionally, the left turn was not likely to be at a rapid yaw rate, and the weather conditions were calm.
During the hover, the helicopter was in a position close to an obstacle, the hangar, where helicopter-building interference was known to have occurred in the past. As described by Wagtendonk (2011), the obstacle would have prevented downwash from the main rotor escaping and the air would have recirculated. This recirculation would have been strengthened by the high all-up weight of the helicopter.
The literature indicated that the side of the main rotor disc closest to the obstruction would be more affected than the side further from the obstruction. Furthermore, recirculation from obstacles, such as buildings, can disturb the airflow though the disc, which can result in random movements and controllability difficulties. The hovering left turn, initiated by the pilot, brought the tail of the helicopter from its position away from the hangar, where recirculation would be less, closer to the hanger where recirculation would be greater. This was a position where the air flow through the tail rotor was more likely to be disturbed. Disturbance to the flow through the tail rotor, to an extent that the anti-torque forces could no longer overcome, likely account for the unanticipated right yaw. The pilot had likened their previous experience to turbulence or ‘bad air’, which could potentially explain the shuddering.
Helicopter-building interference is a variation on one of the contributors to a loss of tail rotor effectiveness described in the flight manual, specifically, ground vortex interference. Instead of the interference being generated from the proximity to the ground, it is generated by close proximity to a building. Therefore, with insufficient evidence to support other potential reasons for the unanticipated right yaw, it was likely that, as the left turn brought the tail rotor closer to the hangar, with recirculation strengthened by the high all-up weight, the flow of air through the tail rotor became disturbed. As a result, a loss of tail rotor effectiveness occurred, and the helicopter began to yaw right.
Once the right yaw initiated, the pilot’s control input included both left and right pedals. This was not consistent with the recommended procedures in the flight manual and advisory circular 90-95 for loss of tail rotor effectiveness, which stated that full and sustained left pedal input was required. This did not give the pilot the best opportunity to regain directional control. Ultimately, the pilot reduced the throttle, but this did not prevent the helicopter from colliding with the terrain.
Maximum take-off weight (MTOW) exceedance
When manually calculating the weight and balance of the helicopter, the pilot inadvertently made an error when converting the fuel load from lbs to kg. Their calculation indicated that the helicopter weight was 27 kg under the MTOW.
When the hand calculation appeared to be acceptable, the pilot used the third-party App for verification. The pilot was aware that the model selected in the App did not represent VH‑ZDI and added an unverified correction factor. Under these conditions, the App confirmed that the loading of the helicopter was within limits. Had the pilot selected the model that the App developer stated more closely reflected VH‑ZDI, the App would have shown that the centre of gravity was beyond the forward limit, even with the fuel conversion error. It is worth noting that third‑party applications are not a controlled source of information, and the flight manual and manufacturer’s documentation is the authoritative source of information.
Applying the required conversion factor, the ATSB weight and balance calculation established that the helicopter was loaded in a way that exceeded the MTOW by around 15kg. Had the pilot not made the conversion error and instead identified that the MTOW was exceeded, it was unlikely that they would have proceeded with the planned flight.
Operation at higher helicopter weights can affect performance and controllability, and potentially exacerbate other conditions such as helicopter-building interference. It is not known what loading configuration would have been sufficiently conservative such that the helicopter-building interference would not have resulted in a loss of control for the conditions. Regardless, compliance with the limitations set out in the flight manual remains vital for safe helicopter operation.
Survivability
The front occupants of the helicopter were wearing 5‑point turn‑to‑open restraints, while the rear occupants were wearing 4‑point lift‑latch‑to‑open restraints. The pilot was also wearing a helmet, on which only minor damage was observed. There was no comparative evidence, such as, one occupant with a seatbelt and one without to determine whether the severity of the accident was such that the occupants would have sustained greater injury if they were not wearing seatbelts. Nevertheless, the literature indicated that the use of upper and lower torso restraints and helmets reduces the risk of injury.
Findings
ATSB investigation report findings focus on safety factors (that is, events and conditions that increase risk). Safety factors include ‘contributing factors’ and ‘other factors that increased risk’ (that is, factors that did not meet the definition of a contributing factor for this occurrence but were still considered important to include in the report for the purpose of increasing awareness and enhancing safety). In addition ‘other findings’ may be included to provide important information about topics other than safety factors.
These findings should not be read as apportioning blame or liability to any particular organisation or individual.
From the evidence available, the following findings are made with respect to the collision with terrain involving Bell 206B‑1, VH‑ZDI, 9.3 km south-south‑east of Tumbarumba, New South Wales, on 16 July 2023.
Contributing factors
After lift-off and initiating a hover turn to the left, while operating at a high all-up weight, it was likely that the helicopter’s tail rotor encountered helicopter-building interference from the hangar, which resulted in a loss of tail rotor effectiveness, and a subsequent collision with terrain.
Other factors that increased risk
Errors when calculating the weight and balance for the flight likely resulted in the maximum take-off weight being exceeded by 15 kilograms.
Other findings
The helmet worn by the pilot and the use of 4- and 5-point restraints reduced the risk of injury to the occupants.
Sources and submissions
Sources of information
The sources of information during the investigation included:
Australian Transport Safety Bureau. (2015). Loss of control involving a Bell 206L3, VH-BLV Falls Creek, Victoria, on 20 July 2015 [ATSB Transport Safety Report](Aviation Occurrence Investigation AO-2015-091). /publications/investigation_reports/2015/aair/ao-2015-091
Australian Transport Safety Bureau. (2023). Collision with terrain involving Robinson Helicopter Company R44, VH-TKI, Forresters Beach, New South Wales on 19 November 2022 [ATSB Transport Safety Investigation Report](Aviation Occurrence Investigation (Short) AO-2022-060). /publications/investigation_reports/2024/report/ao-2022-060
Department of the Army (United States). (1989). Operator's Manual Army Model OH-58 A/C Helicopter [Technical Manual](TM 55-1520-228-10).
Federal Safety Investigation Authority (Austria). (2020). Accident involving the helicopter type AEROSPATIALE AS350B on 20.07.2018 at approximately 06:33 UTC at Wolfsberg airfield, A-9400 Wolfsberg, Carinthia [Investigation report](Reference: 2020-0.701.771).
Łusiak, T., Dziubiński, A., & Szumański, K. (2009). Interference between helicopter and its surroundings, experimental and numerical analysis. Task Quarterly, 13(4), 379-392.
Royal Air Force (UK). (2010). AP3456 The Central Flying School (CFS) Manual of Flying (Volume 12 - Helicopters). Revised November 2013.
Wagtendonk, W. J. (2011). Principals of Helicopter Flight (Second revised ed.). Aviation Supplies & Academics, Inc.
Zimmermann, R. E., & Merritt, N. A. (1989). Aircraft crash survival design guide: Volume I Design criteria and checklists [Final Report](AD-A218 434, TR 89-D-22A). Aviation Applied Technology Directorate.
Submissions
Under section 26 of the Transport Safety Investigation Act 2003, the ATSB may provide a draft report, on a confidential basis, to any person whom the ATSB considers appropriate. That section allows a person receiving a draft report to make submissions to the ATSB about the draft report.
A draft of this report was provided to the following directly involved parties:
the pilot
the maintenance organisations for VH‑ZDI
the weight and balance application developer
Civil Aviation Safety Authority.
Submissions were received from the weight and balance application developer. The submission was reviewed and, where considered appropriate, the text of the report was amended accordingly.
Purpose of safety investigations
The objective of a safety investigation is to enhance transport safety. This is done through:
identifying safety issues and facilitating safety action to address those issues
providing information about occurrences and their associated safety factors to facilitate learning within the transport industry.
It is not a function of the ATSB to apportion blame or provide a means for determining liability. At the same time, an investigation report must include factual material of sufficient weight to support the analysis and findings. At all times the ATSB endeavours to balance the use of material that could imply adverse comment with the need to properly explain what happened, and why, in a fair and unbiased manner. The ATSB does not investigate for the purpose of taking administrative, regulatory or criminal action.
Terminology
An explanation of terminology used in ATSB investigation reports is available here. This includes terms such as occurrence, contributing factor, other factor that increased risk, and safety issue.
Publishing information
Released in accordance with section 25 of the Transport Safety Investigation Act 2003
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[1]Anit-torque control pedals: A primary helicopter flight control that changes the pitch of tail rotor blades and thereby affects thrust to provide heading control in the hover and balanced flight when the helicopter is in forward flight.
[2]When hovering within about one rotor diameter of the ground, the performance of the main rotor is affected by ground effect. A helicopter hovering in ground effect requires less engine power to hover than a helicopter hovering out of ground effect. That is, when hovering close to the ground, the air being drawn down through the rotor collects under the helicopter and provides a ‘cushion’ of air, requiring slightly less power than would otherwise be required.
[3]In a single main rotor helicopter, where the main rotor rotates in the anti-clockwise direction when viewed from above, the main rotor generates lift but also generates a torque that causes the body of the helicopter to turn in the nose right direction. A tail rotor is a common means to provide the anti-torque needed to counteract this effect, such that the heading of the helicopter can be controlled.
[4]Collective: a primary helicopter flight control that simultaneously affects the pitch of all blades of a lifting rotor. Collective input is the main control for vertical velocity.
[5]Loss of tail rotor effectiveness, also called unanticipated yaw, is a critical, low‑speed aerodynamic flight characteristic, which can result in uncommanded rapid yaw rate that does not subside of its own accord and, if not corrected, can result in the loss of control (United States Federal Aviation Administration, 1995).
[6] The ‘limited category’ permits the use of helicopters (ex-military) in a civil environment with regulations that prescribe how, where, and by whom these helicopters may be operated in order to ensure that public safety is not compromised by their civil operations. (Civil Aviation Safety Authority, 2018).
[7]Australian Warbirds is the administering body for all limited category (ex-military and historic) aircraft operations in Australia. Through delegations granted by the Civil Aviation Safety Authority, Australian Warbirds issues certificates of airworthiness, oversees maintenance systems for limited category aircraft, provides safety guidance, manages adventure flight operations, and facilitates permit index assessments.
[8]Power assurance checks compare the torque gauge reading with the minimum acceptable torque value for the particular power setting, pressure altitude, and temperature. If the torque achieved exceeds the minimum acceptable torque value, then the engine is producing sufficient torque.
[9]QNH: the altimeter barometric pressure subscale setting used to indicate the height above mean seal level.
[10]Cyclic: a primary helicopter flight control that is similar to an aircraft control column. Cyclic input tilts the main rotor disc, varying the attitude of the helicopter and hence the lateral direction.
[11]The Bell 206B‑1 Kiowa was a helicopter acquired by the Australian Army in 1971 (Royal Australian Navy, n.d.), whereas the OH‑58 Kiowa is a different model and was manufactured by Bell Helicopters for the U.S. Army (Vietnam Helicopter Museum, 28 March 2016).
[12]The 430 lbs fuel value was converted to 195 kg and used in the calculation.
[13]Density altitude: the altitude in the standard atmosphere corresponding to a particular value of air density.
[14]While loss of tail rotor effectiveness was included under the heading ‘anti‑torque system malfunctions’, the phenomena is not related to a maintenance malfunction (Federal Aviation Administration, 1995).