The ATSB is urging Van’s Aircraft owners to consider retrofitting a stronger nose gear and engine mount system on RV-6A, RV-7A and RV-9A models, after a number of notable nose-over accidents.
In January a Van’s RV-9A encountered a tailwind during landing on a private grass airstrip on French Island, Victoria, resulting in a hard landing. The aircraft bounced, and its nose gear then collapsed. The aircraft subsequently nosed over, and came to a rest inverted, resulting in serious injuries to both occupants, and substantial damage to the aircraft.
The accident was similar to a few others, including one investigated by the ATSB in 2017. In that accident, the nose gear of a Van’s RV-6A collapsed after the aircraft bounced during a heavy landing on a dirt airstrip in north Queensland.
The service letter details options and instructs a method for retrofitting older aircraft with a new style of engine mount/nose gear system, designed similarly to the engine mount and nose gear found on the newer RV-10A and RV-14A models.
“While touching down on the nose landing gear should be avoided, the newer nose gear design has been developed with stronger shock absorption, which should reduce the likelihood of nose-over accidents,” ATSB Manager, Transport Safety Derek Hoffmeister said.
“If you haven’t already, I would urge you to consider retrofitting the new nose gear and engine mount to your RV-6A, RV-7A, and RV-9A aircraft.”
At about 16:40, while in a climb Northeast of Lake Wabby, the rear cabin door separated and fell from the aircraft. The pilot immediately flew toward the nearest aeroplane landing area on Seventy-Five Mile beach, north of Eurong Township, and landed without incident. The pilot and passengers were not injured. The door was not recovered.
Door departure history
There have been several reported instances of a cargo door departure in flight with the GA8 aircraft. Initial investigations indicated that excessive wear of the forward cargo door slide could have been a contributing factor. Further investigations identified that over rotation of the door handle may also lead to the door opening in flight.
GippsAero advised that the typical failure mode involves the front door slider disconnecting from its track, the front of the door popping outward, and airflow peeling the door off the side of the aircraft.
Service Bulletin
CASA Airworthiness Directive AD/GA8/3 Amendment 2 mandated compliance with Gipps-Aero Service Bulletin SB-GA8-2005-23, issue 3. Service Bulletin SB-GA8-2005-23 issue 3 introduced the mandatory modification to the cargo door guide assembly, and requirement for periodic cabin door inspections, for all GA8 and GA8-TC 320 aircraft.
SB-GA8-2005-23 issues 4 to 6 specify the mandatory requirement for inspection of the door operating rod and mechanism, replacement of the door handle with an integrated stop added, and embodiment of a centre cargo door rail aft stop modification.
Safety action
Other company GA8 aircraft were inspected prior to return to service with no abnormal wear reported. The company is working with GippsAero and revisiting all relevant Service Bulletins and Airworthiness Directives to help determine the cause of the failure and prevent a reoccurrence.
Safety message
Operators of GippsAero GA8 and GA8-TC 320 aircraft are reminded of the requirement to regularly inspect the cargo door slides and rails for excessive wear in accordance with CASA AD/GA8/3 Amendment 2 and SB-GA8-2005-23 issue 3.
GippsAero further recommends that SB-GA8-2005-23 issue 6 inspections are carried out, and the door rail stop is installed, and the latch modifications embodied, to increase reliability and safety of the door latch mechanism and reduce the likelihood of a recurrence of a door departing in-flight.
About this report
Decisions regarding whether to conduct an investigation, and the scope of an investigation, are based on many factors, including the level of safety benefit likely to be obtained from an investigation. For this occurrence, no investigation has been conducted and the ATSB did not verify the accuracy of the information. A brief description has been written using information supplied in the notification and any follow-up information in order to produce a short summary report and allow for greater industry awareness of potential safety issues and possible safety actions.
Occurrence summary
Mode of transport
Aviation
Occurrence ID
AB-2023-004
Occurrence date
06/04/2023
Location
Fraser Island
State
Queensland
Occurrence class
Incident
Aviation occurrence category
Objects falling from aircraft
Brief release date
15/06/2023
Aircraft details
Manufacturer
GippsAero
Model
GA8
Sector
Piston
Operation type
Part 135 Air transport operations - smaller aeroplanes
A NSW Central Coast helicopter accident highlights to pilots the need to be cognisant of factors that can induce unanticipated yaw, according to an Australian Transport Safety Bureau investigation report.
On 19 November 2022, the pilot of a Robinson R44 was conducting a private flight with two passengers to a function centre at Forresters Beach from a nearby property.
During the approach to the planned landing site, a carpark beside the venue, the pilot reported experiencing an uncommanded yaw to the right, which was unable to be recovered.
“During the approach to the confined carpark landing site, the helicopter experienced an unanticipated yaw to the right,” ATSB Director Transport Safety Stuart Macleod said.
“The pilot’s response was ineffective at recovering control – however the unanticipated yaw may have occurred at a height from which control of the helicopter was not recoverable.”
The helicopter subsequently struck powerlines before impacting the ground. While the helicopter was substantially damaged, fortunately the occupants received only minor injuries.
Considering Gosford weather observations of a north-east wind at 10 kt, the approach track placed the wind from a direction and at a speed known to be conducive to the onset of unanticipated yaw, the investigation notes.
“It’s important for helicopter pilots to remain cognisant of the factors that can induce unanticipated yaw, especially the relative wind direction,” Mr Macleod said.
“These factors should be avoided, or their influence on the helicopter’s anti-torque system should be managed through positive control of the yaw rate. Depending on the yaw rate recovery may not be immediate, but maintaining the recovery control inputs is the most effective way to stop the yaw.”
In the early afternoon of 6 June 2023, a Piper PA-28-161, registered VH-ENL, taxied for runway 36 at Mildura, Victoria for a private flight to Broken Hill, New South Wales. At about the same time, a QantasLink Bombardier DHC-8-315 (Dash 8), registered VH-TQH, being operated on a scheduled passenger transport flight to Sydney, began to taxi at Mildura for runway 09.
Both aircraft gave taxi, and entering and backtracking calls on the local common traffic advisory frequency (CTAF). The pilot of the PA‑28 was aware of the Dash 8 backtracking on runway 09. The crew of the Dash 8 were not aware of the PA‑28 preparing for take‑off from the cross runway. The crew of the Dash 8 had commenced their take-off on runway 09 as the pilot of the PA‑28 gave a rolling call on runway 36 at the commencement of their take‑off. The Dash 8 crossed ahead of the PA‑28 at the runway intersection of 09/36 by about 600 m.
What the ATSB found
The ATSB’s investigation identified that the pilot of the PA‑28 incorrectly identified the runway direction at Mildura Airport during their taxiing, and entering and backtracking radio calls (saying ‘runway 35’ instead of ‘runway 36’). This, combined with the Dash 8 crew’s focus on obtaining their pre‑departure information from air traffic control, with the volume for the radio tuned to the CTAF frequency turned down, and only receiving certain elements of the PA‑28 pilot’s radio calls due to an over transmission from air traffic control, likely led to an incomplete comprehension of traffic at Mildura by the Dash 8 crew (who believed that the PA‑28 was not at Mildura). However, they did not seek further information of the source of the radio calls to positively identify the traffic location.
While the pilot of the PA‑28 was aware of the Dash 8, they assumed that the Dash 8 was still backtracking on runway 09, were unable to visually sight the location of the Dash 8 (due to airport buildings) and did not directly contact the Dash 8 to positively organise separation.
The ATSB also found that even though it wasn’t a requirement, the Dash 8 crew did not give a rolling call on runway 09, based on their mental model of the local traffic at Mildura.
Due to topography and buildings at Mildura Airport, aircraft are not directly visible to each other on the threshold of runways 09, 27 and 36. The lack of a requirement for mandatory rolling calls increased the risk of aircraft not being aware of each other immediately prior to take-off.
After the incident, the Dash 8 crew monitored the flightpath of VH-ENL to ensure their safety and provide assistance if required.
What has been done as a result
QantasLink has updated its operations manual to reflect the updated minimum company requirements of a rolling call to be made at all CTAF aerodromes. This is to improve procedural consistency across the pilot group, and to reduce the likelihood of traffic conflict. Additionally, QantasLink have also provided further guidance to their pilot group on specifics of potential radio wave degradation on the ground at Mildura between runway 36 and 09 thresholds, including the conduct of rolling calls and clarification of broken, suspicious or ambiguous radio calls from other aircraft prior to departure.
Review of potential radio interference at Mildura Airport is being further investigated in an ATSB investigation (AO-2023-050) into a similar event at Mildura Airport about 3 months later, involving a similar collision-risk pairing. ATSB is continuing to work with Qantas Safety, Mildura Airport, the Australian Communications and Media Authority, CASA and Airservices Australia to identify any potential radio communication interference and shielding.
Safety message
Communication and self-separation in non-controlled airspace is one of the ATSB’s SafetyWatch priorities. Wherever you fly, into either non-towered or controlled aerodromes, maintaining a vigilant lookout at all times is important. Situational awareness and alerted see-and-avoid is an effective defence against collisions, and good airmanship dictates that all pilots should be looking out and not be solely reliant on the radio for traffic separation. Being aware of other nearby aircraft and their operational intentions is important. Remember that there may be a variety of aircraft of different sizes, flight rules, and performance levels all operating at the same time, in the same airspace.
Pilots can guard against similar issues to those highlighted by this incident by:
making the recommended broadcasts when in the vicinity of a non-controlled aerodrome
actively monitoring the CTAF while maintaining a visual lookout for other aircraft and constructively organising separation through direct contact with other aircraft
ensuring transponders, where fitted, are selected to transmit altitude information.
The ATSB SafetyWatch highlights the broad safety concerns that come out of our investigation findings and from the occurrence data reported to us by industry. This investigation report highlights the safety concerns around Reducing the collision risk around non-towered airports.
The occurrence
In the early afternoon of 6 June 2023, a Piper PA-28-161 (PA‑28), registered VH-ENL taxied for runway 36[1] at Mildura, New South Wales, for a private flight to Broken Hill (Figure 1 orange line). The pilot was the sole occupant. At about the same time, a QantasLink Bombardier DHC-8-315 (Dash 8), registered VH-TQH, with 3 crew and 33 passengers on board, being operated on a scheduled passenger transport flight to Sydney, began to taxi at Mildura for runway 09 (Figure 1 blue line).
Both aircraft gave taxi, runway entering and runway backtracking calls on the local common traffic advisory frequency (CTAF) (see Radio calls). The pilot of the PA‑28 was aware of the Dash 8 backtracking on runway 09, however the crew of the Dash 8 were not aware of the PA‑28 preparing for take-off on the cross runway.
The Dash 8 had started its take off roll on runway 09 as the PA‑28 gave a rolling call on runway 36 and commenced take-off. As the Dash 8 crossed the runway intersection of 09/36 at about 200 ft vertically, the PA‑28 was rolling towards the intersection and about 600 m from the Dash 8 (Figure 1 aircraft positions).
Figure 1: VH-TQH (Dash 8) and VH-ENL (PA‑28) ground tracks
Source: Google Earth, annotated by the ATSB
Context
Aircraft information
VH-TQH
The Bombardier Incorporated, DHC-8-315, is a high-wing, pressurised aircraft powered by 2 turboprop engines. VH-TQH was manufactured in Canada in 2003 and was first registered in Australia on 15 August 2003. It was registered with Qantas Airways Limited on 7 February 2011, and operated by Eastern Australia Airlines Pty Limited.
VH-ENL
VH-ENL was a privately owned Piper Aircraft Corporation, PA-28-161 Cherokee Warrior II, manufactured in the US in 1980. The Cherokee was a popular training and private owner aircraft, featuring a fixed-tricycle undercarriage configuration, 4 seats and a low wing design.
Pilot Information
Flight crew VH-TQH (Dash 8)
The captain held an Air Transport Pilot Licence (ATPL) (Aeroplane), a valid Class 1 aviation medical certificate, and reported a total flying time of 2,375 hours with about 2,130 of those being on the Dash 8. The captain reported being familiar with Mildura Airport and had operated there regularly in the past and recalled operating into Mildura at least 5 times in 2023, with the last flight being the week before the occurrence.
The first officer (FO) held an ATPL (Aeroplane), a valid Class 1 aviation medical certificate, and reported a total flying time of about 2,230 hours, having flown about 1,900 of those hours in the Dash 8. The FO was familiar with Mildura Airport having regularly operated there over 40 times and had also operated into Mildura the previous week.
Pilot VH-ENL (PA‑28)
The pilot held a Private Pilot Licence (Aeroplane) and reported a total flying time of about 1,250 hours, with about 260 hours on the PA‑28, and about 60 hours on VH-ENL. They held a valid Class 2 aviation medical certificate and had last conducted a single-engine flight review on 5 October 2022.
The pilot was familiar with Mildura Airport after conducting their initial training there in 1995 and reported operating into Mildura at least 3 times in 2023.
Meteorological conditions
Weather conditions at Mildura Airport around the time of the occurrence were identified as a moderate north-north easterly wind at 10 kt, with greater than 10 km visibility. The cloud reported was broken (between 5-7 oktas[2]) at 1,000 ft above ground level.
Mildura Airport
Mildura Airport was a certified aerodrome situated about 5 NM south-west from the city of Mildura. The airport had an elevation of 167 ft above mean sea level and had 2 sealed runways, orientated in an east-west, north-south direction. The main east-west runway was 1,830 m long and the secondary, north-south runway was 1,139 m long.
The airport was serviced by a number of major aviation carriers and a large international flying school. Mildura Airport accommodated aircraft as large as Boeing 737s but regularly operated with lower capacity passenger flights from numerous operators, while also accommodating general and recreational aviation flight training schools, charter operators and private flying. The airport terminal building was upgraded in 1994 with further expansion constructed in 2004 due to utilisation and growth. Due to airport expansion in recent years, numerous new buildings had been erected, including the site of an international flight training school and the southern general aviation hangar complex (Figure 1).
The Enroute Supplement Australia (ERSA) promulgated by Airservices Australia provides information to pilots on the operations specific to each aerodrome. The ERSA entry for Mildura Airport detailed that aircraft may not be visible to one another while on the runway. It also stated that the circuit can be busy due to it being a training airfield with multiple runways in use at any time, in conjunction with frequent high-capacity passenger carriage operations (Figure 2).
Mildura Airport was located within non-controlled Class G[3] airspace, and did not have an air traffic control tower. The non-controlled airspace surrounding Mildura Airport was available for use by aircraft operating under visual flight rules (VFR) and instrument flight rules (IFR). No separation service was provided to aircraft operating in this airspace, with pilots responsible for making themselves aware of nearby aircraft and maintaining mutual self-separation. The primary method of traffic separation at Mildura Airport was by visual reference and relied on pilots using ‘alerted see-and-avoid’[4] practices (see Alerted see‑and-avoid).
Common traffic advisory frequency
The Mildura Airport CTAF was a designated very high frequency (VHF) radio frequency on which pilots must monitor and make positional broadcasts when operating within a 10 NM radius of the airport. The Mildura Airport CTAF was shared with Wentworth Airport to assist traffic coordination and to enhance the situational awareness of pilots operating within the surrounding airspace. Wentworth Airport was 13 NM to the north‑west of Mildura Airport and was commonly used by general and recreational aviation operators (Figure 3).
The captain of the Dash 8 was conducting the daily aircraft checks on arrival at Mildura early in the morning and identified the unserviceability of an altitude alerter instrument on VH‑TQH. After discussions and troubleshooting with Qantas technical support by phone, the aircraft was declared unserviceable for the proposed flight. This required dispatch of components by another company aircraft from Melbourne to Mildura, thereby delaying the intended flight by about 6 hours before the aircraft was repaired and declared serviceable to depart.
Recorded information
Radio calls
Recorded radio data collected from Mildura Airport CTAF and the Melbourne Centre (air traffic control) area frequency recordings (Appendix 1) indicated that the crew of the Dash 8 contacted Melbourne Centre to arrange a transponder code prior to taxing at Mildura. Due to the delayed departure of the Dash 8, the transponder code was not readily available and this resulted in a number of radio calls between the Dash 8 and Melbourne Centre, with an associated delay in receipt of the transponder code.
At the same time the Dash 8 was receiving the code on the Melbourne Centre frequency, the pilot of the PA‑28 broadcast their taxi call on the Mildura CTAF (Figure 4, note A). However, the pilot of the PA‑28 mis-identified runway 36 during this call, instead referring to the intended runway as ‘… runway 35’.
The crew of the Dash 8 confirmed the code to Melbourne Centre and about 14 seconds later made a taxi call for runway 09. About 10 seconds after that, the Dash 8 crew made an entering and backtracking call for runway 09 at Mildura.
A further 2 minutes later, the pilot of the PA‑28 made an entering and backtracking call, again with the mis-identified runway number ‘35’ and did not finalise the radio call with the required location identifier of ‘… traffic Mildura’.
The crew of the Dash 8, missed the first part of the transmission on the CTAF, however identified that the aircraft calling was referring to runway 35 and assumed the aircraft was in Wentworth, due to the runway direction, signal strength and clarity of the transmission.
No radio call was recorded for the Dash 8 as it began to roll on runway 09. About 20 seconds later, the pilot of the PA‑28 gave a rolling call, this time with the correct runway direction and location, ‘… runway 36, traffic Mildura”.
After the Dash 8 crew had departed, the FO recalled visually checking for VH-ENL to establish if they had rejected the take-off, over-run the runway or needed assistance. After observing VH-ENL on climb from runway 36 at Mildura, the FO attempted to contact the pilot of the PA‑28 in order to establish the reason for the breakdown of communication and to render any airborne assistance.
Flight tracking data
Recorded ADS-B exchange data from VH-TQH on the day of the occurrence showed the Dash 8 entering and backtracking on runway 09 at 0200:37. After reaching the threshold of runway 09, the crew of VH-TQH lined up, and began their take-off roll at 0202:32.
Recorded data (Garmin watch of the pilot) on the taxi track of VH-ENL showed the PA‑28 initial entry to runway 36 and backtrack occurred at 0202:18, and that initial power application occurred on the threshold of runway 36 at about 0203:22 (about 31 seconds after VH-TQH), accelerating VH-ENL along runway 36 until about abeam taxiway Bravo at 0203:38. At that time, the recorded data of VH-TQH shows the Dash 8 crossing the runway 09/36 intersection about 600 m ahead, and about 200 ft above the intersection of both runways (Figure 4).
Source: Google Earth with recorded data overlay, annotated by the ATSB
The pilot of the PA‑28, after identifying that the Dash 8 had departed on the crossing runway, continued their take-off roll. Recorded data further showed the PA‑28 crossing the runway intersection about 18 seconds after the Dash 8, and at about 220 ft above the intersection.
Operations in the vicinity of non-controlled aerodromes
At and around non-controlled and non-towered aerodromes, pilots are responsible for making themselves aware of nearby aircraft and maintaining separation. Safe operations at non-towered aerodromes relies on all pilots maintaining awareness of their surroundings and of other aircraft, and on flying in compliance with procedures, while being observant, courteous and cooperative.
VHF radio is the primary communication tool to provide ‘alerted see-and-avoid’ commonly across aviation from sport and recreational flying to air transport. VHF radio allows for the communication of information (in this instance traffic information) to the pilot from other aircraft (Civil Aviation Safety Authority, 2013). Other tools to enhance ‘alerted see-and-avoid’ include ground radar, automatic dependent surveillance broadcast (ADS-B), and traffic collision avoidance system (TCAS).
To aid in increasing situational awareness at non-controlled aerodromes, recommended broadcasts are published by the Civil Aviation Safety Authority (CASA) for pilots to alert other traffic to their location and intentions before take-off, inbound to land at, or if intending to overfly a non-controlled aerodrome.
Table 1: Recommended radio calls
Source: CASA advisory circular 91-10 Operations in the vicinity of non-controlled aerodromes
In addition, individual aerodromes can require additional broadcasts due to unique circumstances by adding a requirement into the ERSA entry for their aerodrome. As seen in Figure 2 above, the ERSA entry for Mildura did not have any additional broadcast requirements.
CASA advisory circular 91-10, Operations in the vicinity of non-controlled aerodrome, provides further guidance on operations at non-controlled aerodromes, including that:
• In addition to making positional broadcasts, pilots should listen to other broadcasts to increase situational awareness
• Whenever pilots determine that there is a potential for traffic conflict, they should make radio broadcasts as necessary to avoid the risk of a collision or an Airprox event. Pilots should not be hesitant to call and clarify another aircraft’s position and intentions if there is any uncertainty.
Alerted see-and-avoid
Issues associated with unalerted see-and-avoid have been detailed in the ATSB research report Limitations of the See-and-Avoid Principles(Hobbs, 1991). The report highlights that unalerted see-and-avoid relies entirely on the pilot’s ability to sight other aircraft. An ‘unalerted’ search is one where reliance is entirely on the pilot searching for, and sighting, another aircraft without prior knowledge of its presence.
An ‘alerted’ search is one where the pilot is alerted to another aircraft’s presence, typically through radio communications or aircraft based alerting systems. Broadcasting on the CTAF to any other traffic in the vicinity of a non-controlled aerodrome is known as radio-alerted see-and-avoid and assists by supporting the pilot’s situational awareness and visual lookout for traffic with the expectation of visually acquiring the subject in a particular area. The ATSB research report found that an alerted search is likely to be 8 times more effective than an unalerted search, as knowing where to look greatly increases the chances of sighting traffic.
Positional broadcasts
Traditionally VHF radio broadcasts are made at non-controlled aerodromes in order to provide situational awareness, traffic separation and deconfliction to other traffic in the vicinity of the aerodrome.
However, positional broadcasts rely on the accuracy of the information being broadcast and the ability of other traffic receiving, comprehending and reacting to this information.
Civil Aviation Advisory Publication (CAAP) 166-2(1),Pilots’ responsibility for collision avoidance in the vicinity of non-controlled aerodromes using ‘see and-avoid’ stated:
11.5 Pilots should be mindful that transmission of information by radio does not guarantee receipt and complete understanding of that information. Many of the worst aviation accidents in history have their genesis in misunderstanding of radio calls, over-transmissions, or poor language/phraseology which undermined the value of the information being transmitted.
11.6 Without understanding and confirmation of the transmitted information, the potential for alerted see-and-avoid is reduced to the less safe situation of unalerted see-and-avoid.
Positional broadcasts are a one-way communication, they are intended to provide a short and concise broadcast to minimise radio channel congestion. However, they do not imply receipt of information by other parties unless direct radio contact is made between stations to acknowledge the traffic, confirm intentions and if required, discuss measures to provide deconfliction.
The successful broadcast of the information is also subject to limitations of the VHF radio system.
VHF radio line of sight limitations
The VHF radio requires line-of-sight between both stations in order to function effectively. If an aircraft does not have a clear visual path direct to another in the vicinity, then the radio wave signal strength and clarity can be affected by obstacles. In some cases, terrain, vegetation or buildings can create areas that may shield or substantially reduce radio wave propagation and adversely affect broadcast signal strength and clarity.
Mildura Airport had an aerodrome frequency response unit (AFRU) that assists in indicating the correct selection of the VHF frequency at non-towered aerodromes. The AFRU automatically responds to a radio transmission with either a pre-recorded voice message, if no transmission has been received in the last 5 minutes or an audible ‘beep-back’ tone, on the CTAF. This then alerts the pilot to the possibility of other traffic currently broadcasting or being in the vicinity of the CTAF.
After the event, the operator’s internal investigation report concluded that broken radio transmissions were present and due to radio wave degradation, which was determined by the operator’s investigation to be likely caused by terrain shielding, obstacles, buildings and the local environment between runways 09 and 36.The operator concluded that non-mandated radio calls, a cross strip layout with runway visibility restrictions and low level radio shielding may have contributed to the Dash 8 not hearing a radio call from the PA‑28.
Visual line of sight limitations
Threshold visibility
The Dash 8 captain recalled that from the threshold of runway 09, the threshold of runway 36 was visually obscured by the terminal buildings, and the pilot of the PA‑28 also recalled the buildings prevented pilots from seeing the threshold of runway 09 from the southern end of runway 36 (Figure 5).
Figure 5: Visual line of sight from runway 36/09/27
Source: Google Earth, annotated by the ATSB
Operator’s report
The operator’s internal investigation report identified an obstructed visual line of sight from the threshold of runway 36 to 09 (Figure 6). The report identified that neither aircraft could visually identify each other ‘due to local infrastructure and terrain that limits visibility between runway 09 and 36’.
ATSB on-site examination of the airport confirmed the obstruction noted in the operator’s report from the threshold of runway 36 to the threshold of runway 09, and in addition, from the threshold of runway 09 to the threshold of 36. In addition, the ATSB site inspection identified a lack of aircraft visibility also occurs from the thresholds of runway 09 and 27 (either end of the same physical runway). However, this was due to raised terrain along the runway between the two ends (Figure 7).
A traffic collision avoidance system (TCAS), as fitted to the Dash 8, interrogates the transponders of nearby aircraft and uses this information to calculate the relative range and altitude of this traffic. The system provides a visual representation of this information to the flight crew as well as issuing alerts should a traffic conflict be identified.
These alerts include:
Proximate traffic – an alert issued when an aircraft is within a range of less than 6 NM and 1,200 ft, or a range of 6 NM if the traffic is not transmitting altitude information
Traffic advisory (TA) – an alert issued when the detected traffic may result in a conflict
Resolution advisory (RA) – a manoeuvre, or a manoeuvre restriction, calculated by the TCAS to avoid a collision (the closest point of separation is approximately 25 seconds away or less).
Due to its method of operation, a TCAS cannot detect aircraft that are not equipped with a transponder (or switched off). Additionally, the system is unable to issue an alert for traffic that is not fitted with an altitude reporting transponder (mode C or S), or in circumstances where the mode C or S transponder on board the conflicting traffic is not transmitting altitude information.
The PA‑28 was equipped with a Mode C transponder and the pilot recalled normally setting the transponder to code 1200 and then selected mode C before entering the runway, meaning the altitude of the aircraft was being transmitted during the take-off.
The crew of the Dash 8 reported that the TCAS was used as an aid to identify potential conflicting traffic in the vicinity of an aerodrome prior to take-off, however on climb the RA alert is inhibited below 1,100 ft.
QantasLink advised that the use of TCAS was not a formalised procedure for monitoring other aircraft ground movements and that TCAS identification on the ground may be unreliable due to system limitations.
The first officer recalled conducting a check of the TCAS prior to rolling on runway 09 and the TCAS did not identify any traffic in the vicinity of Mildura Airport, however after crossing the upwind end of runway 09, the FO recalled the TCAS identifying an aircraft consistent with the PA‑28’s position and altitude after take-off on runway 36.
Crew/pilot mental models
The ATSB investigation considered a range of human factors that could have influenced the decisions and actions of the pilots involved.
Cognitive tunnelling is an inattentional blindness/deafness where an individual becomes overly ‑focused on some variable other than the present environment (Mack & Rock, 1998). This can reduce the likelihood of seeing/hearing something unexpected. Cognitive tunnelling may also impact an individual’s decision-making processes (Bell, Facci, & Nayeem, 2005).
The flight crew recalled that before taxiing, they focused their attention on receiving the transponder code for their departure. The Dash 8 operator’s internal investigation report identified that the VHF radio volume on Com 2 (tuned to the Mildura CTAF) was turned down to aid the receipt of the transponder code.
Recorded data from the area frequency (Melbourne Centre) and the CTAF (local traffic) indicated that, while receiving a radio broadcast from Melbourne Centre with the transponder code, the pilot of the PA‑28 also broadcast on the CTAF local frequency at the same time.
Alerted see-and-avoid relies on crew/pilot awareness of all traffic in the vicinity that may be considered a hazard to their operations. Enhanced situational awareness requires the crew/pilot mental model of the location and intentions of nearby traffic being updated in order to form an evolving understanding of the nearby traffic.
Without this information, the likelihood of effective situational awareness is degraded, and the mental model and shared understanding of hazards is compromised.
Safety analysis
Introduction
On 6 June 2023, a Piper PA-28-161, registered VH-ENL (PA‑28) began its take-off roll on runway 36 at Mildura, however, a QantasLink Bombardier DHC-8-315 registered VH-TQH (Dash 8), was just becoming airborne on runway 09 at Mildura. The Dash 8 crossed ahead of the PA‑28 at the runway intersection of 09/36 by about 600 m laterally, and 200 ft vertically.
This analysis will explore the operational considerations pertaining to radio calls at Mildura, the flight crew and pilot’s mental models and factors pertaining to the breakdown of communication.
Communication
Succinct and timely radio communication is important to ensuring high levels of situational awareness and aids in providing alerted see-and-avoid safety outcomes. As such, the accuracy of the information broadcast by pilots is also critical in ensuring minimum misunderstanding.
The use of a standard phraseology format is an important factor to increase the effectiveness of radio communication and to prevent misunderstanding. It also increases the attentional expectation of pilots to recognise key phraseology in the cockpit to determine the significance of the information to their operations.
However, these communications can be subject to human error, even when it involves experienced pilots. In this instance, the pilot of the PA‑28 unknowingly announced an incorrect runway direction designator (runway 35 instead of runway 36) on 2 separate occasions which introduced confusion and led the Dash 8 crew to incorrectly deduce that the transmission did not originate from Mildura.
During one of the busiest parts of passenger transport operations from a non‑controlled aerodrome, the crew of the Dash 8 had difficulty in receiving a transponder code for their departure from Mildura. Controllers had difficulty finding the code due to the 6-hour mechanical delay from the original flight plan and their response also coincided with the taxi call from the PA‑28 pilot.
This added complexity within a busy phase of pre-departure, and likely led to additional attentional focus on obtaining the departure code to the exclusion of effective situational awareness and the monitoring of other traffic on the CTAF. Such focus can reduce the chance of hearing and appreciating the relevance of other radio broadcasts.
In addition, the volume on the aircraft radio that was tuned to the Mildura CTAF was turned down (likely to facilitate the crew’s focus on receiving the pre-departure transponder code). This would have further reduced the likelihood of the crew noticing the PA‑28 broadcasts.
Although the operator suggested VHF radio shielding may have affected the receipt of the PA‑28 radio call by the Dash 8 crew, the ATSB had no direct evidence of such radio shielding. However, even if radio shielding was possible at Mildura Airport, the above explained over transmission, focus of attention and radio volume in this occurrence likely contributed to the Dash 8 crew not fully comprehending the PA‑28 broadcasts.
Local traffic mental model and runway threshold visibility
The circumstances and the restrictions imposed on the available electronic aids, particularly TCAS functionality, were impediments to effectively applying alerted see-and-avoid practices.
The crew of the Dash 8 were not aware of the presence of the PA‑28 as a threat to their operation. Although visibility was greater than 10 km with no cloud in the area, visual searches prior to take-off on runway 09 for other conflicting traffic were likely obscured by obstacles such as trees, hangars and buildings between the threshold of runway 09 and runway 36.
In many instances the conduct of a rolling call on the runway is given by pilots to increase the situational awareness of other traffic, however if there is no identified traffic that may cause a hazard at the airport, a pilot is not required to make a rolling call.
However, other traffic may be expecting such a call, in order to update their mental model of traffic in the vicinity of the aerodrome, especially where visual identification of traffic is limited.
The pilot of the PA‑28 received and understood the calls from the Dash 8, however believed that the aircraft was still backtracking on runway 09 as they had not heard, but were expecting, the Dash 8 to give a rolling call. Visual identification of the location of the Dash 8 backtracking on runway 09 was not possible from the threshold of runway 36 and therefore reduced the effectiveness of the alerted see-and-avoid principle.
This resulted in both crew of the Dash 8 and the pilot of the PA‑28 having incorrect mental models of the local traffic at Mildura during their take-off. While each of the pilots made assumptions as to local traffic location and intentions, neither tried to contact the other directly to positively ascertain traffic separation, resulting in a missed opportunity to utilise the mitigation of alerted see-and-avoid effectively.
Rolling calls at Mildura Airport
While take-off rolling calls are not required when there is no identified traffic, this is based on the situational awareness of flight crew and may not always be correct at airports where visual identification of other traffic is limited by buildings, terrain or vegetation. At Mildura Airport, it has been established that when two aircraft are at the thresholds of runway 09 and 36, they are not visible to each other due to buildings and trees. Similarly, two aircraft at either end of runway 09/27 intending to take-off will not be visible to each other due to central runway elevation.
While the lack of visibility may be recognised by some pilots and prompt them to make a take-off rolling call, a lack of awareness of another aircraft will not prompt the pilot to think about the possibility of another aircraft. As such, a reliance on an extra broadcast through recognition of the lack of visibility will often be ineffective, especially when there is no expectation of another aircraft.
Airports can mandate additional broadcasts where there is a need, such as a rolling call to improve flight crew situational awareness of conflicting traffic when there are visibility limitations. However, although Mildura Airport had recognised that aircraft may not be visible to each other on the runway and had this noted in the Enroute Supplement Australia (ERSA), they had not mandated additional radio calls.
Airmanship
After take-off the crew of VH-TQH made contact with the pilot of VH-ENL, partly to establish the communication breakdown, but also to check on the welfare of the other pilot after the incident and if required render any additional airborne support to the pilot after the occurrence.
Findings
ATSB investigation report findings focus on safety factors (that is, events and conditions that increase risk). Safety factors include ‘contributing factors’ and ‘other factors that increased risk’ (that is, factors that did not meet the definition of a contributing factor for this occurrence but were still considered important to include in the report for the purpose of increasing awareness and enhancing safety). In addition ‘other findings’ may be included to provide important information about topics other than safety factors.
Safety issues are highlighted in bold to emphasise their importance. A safety issue is a safety factor that (a) can reasonably be regarded as having the potential to adversely affect the safety of future operations, and (b) is a characteristic of an organisation or a system, rather than a characteristic of a specific individual, or characteristic of an operating environment at a specific point in time.
These findings should not be read as apportioning blame or liability to any particular organisation or individual.
From the evidence available, the following findings are made with respect to the near collision involving a Piper PA-28-161, VH-ENL, and Bombardier DHC‑8-315, VH-TQH, at Mildura Airport, Victoria, on 6 June 2023.
Contributing factors
Both aircraft crews had incorrect mental models of local traffic at Mildura and neither crew spoke directly to the other to ascertain position and intentions before take-off.
Both Dash 8 crew were focussed on receiving the final information from air traffic control when the CTAF broadcast from the other aircraft occurred, and the volume for the radio tuned to the CTAF frequency had been turned down. Their focus and reduced radio volume, and an over transmission, likely led to an incomplete comprehension of traffic at Mildura during the time compressed phase of pre-departure.
Due to topography and buildings at Mildura Airport, aircraft are not directly visible to each other on the threshold of runway 09, 27 and 36. The lack of a requirement for mandatory rolling calls increased the risk of aircraft not being aware of each other immediately prior to take-off.
The Dash 8 crew assumed there was no traffic at Mildura and elected to not make a rolling call on runway 09 before take-off. The PA 28 pilot was aware that the Dash 8 was backtracking, but was not aware it had begun its take-off roll.
The PA‑28 pilot broadcasted an incorrect runway direction for Mildura Airport in both the 'taxiing' and 'entering and backtracking' radio calls.
Other findings
The crew of the Dash 8 monitored the other aircraft after the occurrence to ensure their safety and render assistance if required.
Safety issues and actions
Central to the ATSB’s investigation of transport safety matters is the early identification of safety issues. The ATSB expects relevant organisations will address all safety issues an investigation identifies.
Depending on the level of risk of a safety issue, the extent of corrective action taken by the relevant organisation(s), or the desirability of directing a broad safety message to the aviation, industry, the ATSB may issue a formal safety recommendation or safety advisory notice as part of the final report.
All of the directly involved parties are invited to provide submissions to this draft report. As part of that process, each organisation is asked to communicate what safety actions, if any, they have carried out or are planning to carry out in relation to each safety issue relevant to their organisation.
Descriptions of each safety issue, and any associated safety recommendations, are detailed below. Click the link to read the full safety issue description, including the issue status and any safety action/s taken. Safety issues and actions are updated on this website when safety issue owners provide further information concerning the implementation of safety action.
Safety issue description: Due to topography and buildings at Mildura Airport, aircraft are not directly visible to each other on the threshold of runway 09, 27 and 36. The lack of a requirement for mandatory rolling calls increased the risk of aircraft not being aware of each other immediately prior to take-off.
Safety action not associated with an identified safety issue
Whether or not the ATSB identifies safety issues in the course of an investigation, relevant organisations may proactively initiate safety action in order to reduce their safety risk. All of the directly involved parties are invited to provide submissions to this draft report. As part of that process, each organisation is asked to communicate what safety actions, if any, they have carried out to reduce the risk associated with this type of occurrences in the future. The ATSB has so far been advised of the following proactive safety action in response to this occurrence.
Safety action by QantasLink addressing CTAF operations
The introduction of rolling calls at all CTAF aerodromes through introduction of changes to their current Operations Manual.
Pilot group provided further guidance on specifics of potential radio wave degradation on the ground between runway 36 and 09 thresholds at Mildura.
Safety action by ATSB
Review of potential radio interference at Mildura Airport is being further investigated in an ATSB investigation (AO-2023-050) into a similar event at Mildura Airport about 3 months later, involving a similar collision-risk pairing. ATSB is continuing to work with QantasLink Safety, Mildura Airport, the Australian Communications and Media Authority, CASA and Airservices Australia to identify any potential radio communication interference and shielding.
Glossary
ADS-B
Automatic Dependant Surveillance - Broadcast
AFRU
Aerodrome frequency response unit
ATPL
Air transport pilot licence
ATSB
Australian Transport Safety Bureau
CAAP
Civil aviation advisory publication
CASA
Civil Aviation Safety Authority
CTAF
Common traffic advisory frequency
ERSA
En route supplement Australia
ETA
Estimated time of arrival
FO
First officer
IFR
Instrument flight rules
Qantas
Queensland and Northern Territory Air Service
RA
Resolution advisory
TA
Traffic advisory
TCAS
Traffic collision advisory system
VFR
Visual flight rules
VHF
Very high frequency
Sources and submissions
Sources of information
The sources of information during the investigation included:
the pilot of VH-ENL
the crew of VH-TQH
QantasLink
the Civil Aviation Safety Authority
Airservices Australia
Mildura Airport
AVDATA
ADSB and Garmin watch data
References
Bell, M., Facci, E., & Nayeem, R. (2005). Cognitive Tunnelling, Aircraft-Pilot Coupling Design Issues and Scenario Interpretation Under Stress in Recent Airline Accidents. 2005 International Symposium on Aviation Psychology, (pp. 45-49).
Civil Aviation Safety Authority. (2013, December). Pilot's responsibility for collision avoidance in the vicinity of non-controlled aerodromes using 'see-and-avoid'. Canberra, ACT, Australia.
Civil Aviation Safety Authority. (2021, November). Operations in the vicinity of non-controlled aerodromes. Canberra, ACT, Australia.
Hobbs, A. (1991). Limitations of the see-and-avoid principle. Canberra: Australian Transport Safety Bureau.
Mack, A., & Rock, I. (1998). Inattentional blindness. Cambridge MA: MIT Press.
Submissions
Under section 26 of the Transport Safety Investigation Act 2003, the ATSB may provide a draft report, on a confidential basis, to any person whom the ATSB considers appropriate. That section allows a person receiving a draft report to make submissions to the ATSB about the draft report.
A draft of this report was provided to the following directly involved parties:
Civil Aviation Safety Authority
Airservices Australia
Mildura Airport
QantasLink
pilot of VH-ENL
crew of VH-TQH
Submissions were received from:
Civil Aviation Safety Authority
QantasLink
Mildura Airport
Airservices Australia
Pilot of VH-ENL.
The submissions were reviewed and, where considered appropriate, the text of the report was amended accordingly.
Appendices
Appendix – Recorded VHF radio transmissions
Combined VHF radio transmissions transcribed. Shaded transmissions indicate calls made on Melbourne Centre frequency, while unshaded transmissions were made on Mildura common traffic advisory frequency.
Table 2: Recorded VHF radio transmissions
Time
Radio call detail
11:57:57
Mel Centre, g'day QLINK 402, IFR Dash 8 taxis runway 09 for Sydney
11:58:10
QLINK 402, g'day centre, I'll need to find your plan here, is this the one from earlier this morning?
11:58:20
Affirm QLINK 402, if it does not come up, we can resend it again
11:58:24
Standby, I should be able to chase that up, just standby one
11:58:45
QLINK 402, got the plan, squawk 3271, no reported IFR traffic, I'll just confirm the aircraft rego while I have you as well, Tango, Quebec, Hotel.
11:58:45
Traffic Mildura, ENL taxiing runway 35, departure to the north, traffic Mildura
11:58:58
Thanks very much squawk 3271 and affirm that's correct, just broken plan 6, no swap, QLINK 402
11:59:07
Thanks
11:59:12
Mildura traffic, QLINK 402, Dash 8, Taxing via 'Delta' for runway 09, departure to the east, Mildura
12:00:23
Mildura traffic, QLINK 402, at Delta, entering and backtracking runway 09, departure east, Mildura
12:02:16
Mildura traffic, ENL entering and backtracking runway 35
12:03:13
Mildura traffic, ENL rolling on runway 36, traffic Mildura
12:03:35
Mildura traffic, QLINK 402airbourne runway 09’er, did not hear any of your calls
12:05:21
Aircraft on Mildura CTAF, are you there?
12:05:48
Aircraft just departed runway 36 Mildura on CTAF, you there?
12:05:57
ENL yes
12:05:59
G'day ENL, QLINK 402, just confirming you copied our taxi calls, we did not hear you on that one, we heard an aircraft at Wentworth
12:06:10
Ah, negative, I thought you were still taxiing 09, I did not hear you make a rolling call
Copy, we did not hear a taxi call, that's OK, but you did hear us entering and backtracking?
I did hear you entering and backtracking, did you hear my entering and backtracking?
12:06:32
Ah negative, we heard a rolling call, just as we were as well
12:06:36
My apologies
12:06:44
Copy, just confirm it was ENL
Confirm, affirm
Source: Transcribed from Airservices and AVDATA recorded data
Purpose of safety investigations
The objective of a safety investigation is to enhance transport safety. This is done through:
identifying safety issues and facilitating safety action to address those issues
providing information about occurrences and their associated safety factors to facilitate learning within the transport industry.
It is not a function of the ATSB to apportion blame or provide a means for determining liability. At the same time, an investigation report must include factual material of sufficient weight to support the analysis and findings. At all times the ATSB endeavours to balance the use of material that could imply adverse comment with the need to properly explain what happened, and why, in a fair and unbiased manner. The ATSB does not investigate for the purpose of taking administrative, regulatory or criminal action.
Terminology
An explanation of terminology used in ATSB investigation reports is available here. This includes terms such as occurrence, contributing factor, other factor that increased risk, and safety issue.
Publishing information
Released in accordance with section 25 of the Transport Safety Investigation Act 2003
Ownership of intellectual property rights in this publication
Unless otherwise noted, copyright (and any other intellectual property rights, if any) in this report publication is owned by the Commonwealth of Australia.
Creative Commons licence
With the exception of the Commonwealth Coat of Arms, ATSB logo, and photos and graphics in which a third party holds copyright, this report is licensed under a Creative Commons Attribution 4.0 International licence.
The CC BY 4.0 licence enables you to distribute, remix, adapt, and build upon our material in any medium or format, so long as attribution is given to the Australian Transport Safety Bureau.
Copyright in material obtained from other agencies, private individuals or organisations, belongs to those agencies, individuals or organisations. Where you wish to use their material, you will need to contact them directly.
[1]Runway number: the number represents the magnetic heading of the runway. In this case, ‘36’ represents a magnetic heading of 360 degrees.
[2]Total cloud amount measured visually by the fraction (in eighths or oktas) of the sky covered by clouds.
[3]This airspace is uncontrolled. Both IFR and VFR aircraft are permitted and neither require air traffic control clearance.
[4]Improved visual acquisition by pilots alerted to traffic presence (by radio, electronic conspicuity, or other means).
Occurrence summary
Investigation number
AO-2023-025
Occurrence date
06/06/2023
Location
Mildura Aerodrome
State
Victoria
Report release date
14/05/2024
Report status
Final
Investigation level
Defined
Investigation type
Occurrence Investigation
Investigation status
Completed
Mode of transport
Aviation
Aviation occurrence category
Runway incursion
Occurrence class
Serious Incident
Highest injury level
None
Aircraft details
Manufacturer
Piper Aircraft Corp
Model
PA-28-161
Registration
VH-ENL
Serial number
28-8116063
Aircraft operator
Galaxy Aviation Australia Pty Ltd
Sector
Piston
Operation type
Part 91 General operating and flight rules
Departure point
Mildura Airport
Destination
Broken Hill Aerodrome
Damage
Nil
Aircraft details
Manufacturer
Bombardier Inc
Model
DHC-8-315
Registration
VH-TQH
Serial number
597
Aircraft operator
Eastern Australia Airlines Pty Ltd
Sector
Turboprop
Operation type
Part 121 Air transport operations - larger aeroplanes
Higher than planned fuel burn and longer than anticipated arrival delays meant the crew of a Boeing 737 operating a passenger service from Brisbane to Perth were required to declare a fuel MAYDAY to avoid landing below fuel reserves.
On 18 July 2022, the Qantas Airways Boeing 737-838 was operating flight QF933 from Brisbane to Perth with 174 people on board, including two flight crew.
During the cruise, the flight crew descended from 34,000 ft to 28,000 ft due to turbulence and to take advantage of lesser headwinds, but identified they were using more fuel than planned.
“As the aircraft reached the decision point, the flight crew were aware the aircraft had used 600—700 kg more fuel than planned, but there was still sufficient fuel to continue to Perth,” ATSB Director Transport Safety Stuart Macleod said.
“However, advice then came from air traffic control (ATC) that delays at Perth were longer than the promulgated estimate of 10 minutes.”
Given this new information, the flight crew determined they would be unable to accept the ATC delay without landing in Perth below fuel reserves (sufficient fuel, as required by the Civil Aviation Safety Regulations, to allow up to 30 minutes flying at holding speed, at 1,500 ft above the aerodrome elevation).
ATC advised the flight crew that the order of aircraft in the arrival sequence could not be changed unless they declared a fuel MAYDAY.
“This left the flight crew with no other option than to declare a fuel MAYDAY to receive priority landing,” Mr Macleod said.
After declaring the fuel MAYDAY, the aircraft was given priority for the approach, and landed in Perth without incident, and with the required reserve fuel intact.
The ATSB investigation report from the incident notes that sophisticated flight planning and monitoring systems allow fuel usage and aircraft movement to be accurately determined, and that the ATSB independently verified that the aircraft had departed Brisbane with the required fuel on board.
“Decisions by flight crew and air traffic controllers can result in higher-than-planned fuel usage, reducing available airborne options,” Mr Macleod said.
“Where flight crew find that they may not have required fuel reserve, it is vital – as in this case – that flight crew alert air traffic control and, if necessary, declare a fuel MAYDAY, to ensure the aircraft receives priority during the approach, preventing an unsafe situation from developing.”
An interim report from an ongoing Australian Transport Safety Bureau investigation has detailed the sequence of events of a loaded iron ore carrier’s grounding in a channel while departing Port Hedland, Western Australia.
The interim report, which details factual information established in the investigation’s evidence collection phase but contains no analysis or findings, notes that in the early hours of 9 April 2022, Liberian-flagged bulk carrier Hagen Oldendorff departed its berth at Port Hedland, with a harbour pilot onboard.
About 50 minutes after departure, the ship was travelling through the harbour channel at 6.8 knots, with one tug connected to its stern and two others closely following, when the pilot observed the lighting extinguish on the rudder angle indicators.
As the ship had begun to swing to starboard, the pilot ordered port rudder, and the tug connected to the ship’s stern to pull the stern to starboard, to counteract the swing.
Recorded data from the ship’s voyage data recorder (VDR) shows the ship subsequently began to swing to port at an increasing rate.
To counteract this port swing, the pilot directed the tug to pull the stern to port, but also ordered the ship’s rudder ‘hard to port’. The ship’s master followed this direction, but then queried it after about 30 seconds. Subsequently, the pilot asked for the rudder to be put hard to starboard instead.
The rudder angle indicator failure meant the pilot and ship’s crew were unable to ascertain the rudder’s position, or whether it was responding to commands.
While the ship’s rate of turn to port reduced after this change, it was not enough to prevent it grounding on the edge of the dredged channel.
“Upon coming into contact with the channel’s edge, the ship’s bow swung away from the side of the channel, back to starboard,” ATSB Chief Commissioner Angus Mitchell said.
“With tugs assisting, the ship was taken out to anchorage for inspection.”
A post-incident inspection found the tracking motor of the bridge’s omnidirectional rudder angle indicator had burnt out, causing a short circuit which tripped the circuit breaker, causing a power outage in all the rudder angle indicators available on the bridge.
An underwater hull inspection identified substantial damage, including holes in the ship’s port side and bottom shell plating, and the failure of the transverse bulkhead between the number 1 and 2 port double-bottom water ballast tanks, allowing flooding between them.
Temporary repairs were conducted, and on 18 May the ship departed on a direct voyage to its discharge port in China. After discharging, it proceeded to the shipyard in Zhoushan, China, for permanent repairs.
As the investigation continues, it will include a review of Port Hedland Pilots’ operating procedures, practices and training regime, as well as analysis of the conduct of the pilotage and the effectiveness of bridge resource management.
It will also include a review of Pilbara Ports Authority’s policies and procedures, and a review of towage practices and procedures in Port Hedland.
Hagen Oldendorff’s steering gear arrangement, controls and indicators will also be assessed, and the ship’s procedures and emergency readiness will also be reviewed.
“Should a critical safety issue be identified during the course of the investigation, the ATSB will immediately notify relevant parties so appropriate and timely safety action can be taken,” Mr Mitchell said.
The interim report notes Pilbara Ports Authority has, since the incident, issued a marine notice requiring that a suitably qualified and competent person stands by in the steering gear room during a ship’s transit of the Port Hedland channel.
“A final report, which will detail analysis and findings, will be released at the conclusion of the investigation,” Mr Mitchell said.
The ATSB is investigating a safe working breach at Ooldea, South Australia, on 1 June 2023, involving Aurizon train 4PM1 and Pacific National train 3SP7.
At about 0835 central standard time, train 4PM1 enroute from Perth to Melbourne called the western points at Ooldea to reverse, in order to enter the crossing loop, in accordance with their authority from Fisher to Ooldea. At about the same time, train 3SP7 made a controlled stop on approach to Ooldea, due to the eastern points enhancer colour light displaying yellow, despite expecting a green light and having authority through that location to Fisher. This meant that there was an overlapping authority for the 84 km section of track from Ooldea to Fisher.
To date, the ATSB investigation has included:
interviewing the network control officer
examining available recorded data
examination of safe working rules and procedures
examination of training documents and records
examination of incident notification data, held by the Office of the National Rail Safety Regulator, from 2012 involving issuing of overlapping train authorities in the Australian Rail Track Corporation train order working territory between Tarcoola (South Australia) and Kalgoorlie (Western Australia).
Australian Rail Track Corporation risk identification and register risk controls associated with cross-checking and issuing of train authorities in Australian Rail Track Corporation train order working territories.
training curriculum and assessment for network control officers issuing train authorities.
The final report has been drafted and is undergoing internal review to ensure the report adequately and accurately reflects the evidence collected, analysis, and agreed findings.
The final report will be released at the conclusion of the investigation. Should a critical safety issue be identified during the course of the investigation, the ATSB will immediately notify relevant parties, so that appropriate safety action can be taken.
During scheduled passenger flight from Brisbane to Sydney, airliner was cleared for standard arrival for runway 34L at Sydney, which was operating runway 16L at the time.
Error was not detected initially by flight crew, despite ATIS indicating 34L was not operating. It was also not detected by crew or controller during read-back or hear-back.
Sydney Approach controller identified discrepancy and corrected clearance; aircraft landed 16L without incident.
Incident is a reminder that verbal slips can happen at any time, and that pilots and controllers should seek verification when there is confusion or misunderstanding.
A mistakenly-issued standard instrument approach arrival clearance for the incorrect runway at Sydney Airport highlights the importance of pilots and air traffic controllers being alert to verbal slips and seeking verification when there is confusion.
On 19 October 2022, after a Virgin Australia Boeing 737-800 reached top of descent on a scheduled passenger flight from Brisbane to Sydney, the flight crew contacted air traffic control, advising they were maintaining flight level 340.
The enroute controller provided the flight crew a clearance to conduct a standard instrument arrival for a landing on runway 34L in Sydney. The flight crew then read back this clearance to the controller, including runway 34L.
This was despite runway 16L being operational at Sydney at the time, and information available to the crew via the automatic terminal information service (ATIS) indicating runways 16L and 16R were in operation for arrivals and departures.
The ATSB’s investigation of the incident found the incorrect clearance was verbally communicated, and not identified, likely due to momentary interference of related, coinciding information about the assigned flight level (FL 340) and the runway (34L).
“This error was not identified by the enroute air traffic controller or the flight crew during the read-back or hear-back,” ATSB Director Transport Safety Stuart Macleod said.
“However, the information entered into the air traffic management system was correct, and when the crew transferred to Sydney Approach, the approach controller identified the error and rectified it well before an undesirable state for landing had the opportunity to develop.”
Once the approach controller had established the correct runway clearance, the crew performed an uneventful landing on runway 16L.
Mr Macleod said the incident is a reminder to pilots and air traffic controllers that verbal slips can happen at any time, and are less likely to be detected when there is a high degree of similarity between the presentation of simultaneous, related information, while performing a familiar and repetitive action.
“Slips in verbal communication can pose a threat to safe operations if the content of the message is inaccurate, and then not identified during the read-back or hear back process.
“In this case, the read-back and hear-back procedure was the opportunity for both parties to detect the error before it propagated further.”
Freight train derailed at a section of track which had been damaged by floodwaters
The risk of flooding in the area the derailment occurred was not adequately identified or addressed by the track manager;
Limitations in network procedures for monitoring and responding to extreme weather events meant that network users were not aware of the extent of the severe weather event, and had not been advised of an alert issued prior to the accident;
Several safety actions have been taken since the accident, but two recommendations have been made for further action in the final report.
A systemic transport safety investigation has highlighted a range of issues related to risk management, and the identification and response to extreme weather by the operators involved in a significant freight train derailment on the New South Wales north coast.
In the early hours of 25 February 2021, a southbound Pacific National freight train derailed near Nana Glen, where floodwaters had built up and overtopped the track, washing away ballast.
Rolling stock, freight and a large section of railway were significantly damaged, one of the two crew on board the train sustained minor injuries, and the line was closed for nine days.
An investigation into the accident was conducted by the Office of the Transport Safety Investigations (OTSI), which undertakes rail investigations in NSW on behalf of the Australian Transport Safety Bureau.
It found that the track manager ARTC had not adequately identified or addressed the risk of flooding along the rail corridor or the culvert near the accident site, as well as numerous others along the Mid North Coast.
“ARTC could not reliably determine the risk of flooding along the section of rail corridor where the accident occurred, and it had not undertaken formal assessments to determine the need for, or the locations of, remote weather monitoring stations to detect extreme weather events,” OTSI Chief Investigator Dr Natalie Pelham said.
“Extreme weather events pose a significant risk to the rail network and are likely to increase in frequency and intensity in the future.
“These events can affect the integrity and exceed the design of rail infrastructure so infrastructure managers must ensure they have effective systems in place to identify, assess and manage the risks so that trains are prevented from entering sections where the design of the infrastructure will be exceeded.”
The investigation found network users were not aware of the extent of the severe weather event and had not been advised of an ‘amber alert’ issued prior to the derailment.
“Although ARTC had procedures in place to monitor and respond to extreme weather events, the process had significant limitations,” Dr Pelham said.
“The mechanism for alerting operational personnel, which was an email, did not ensure that alerts were always identified, or actioned, in a timely manner. Additionally, the actions specified were insufficient to respond to escalating rainfall and flooding events, both forecast and actual.”
The investigation also found that the weather alerts issued by the weather service provider did not reliably reflect the data and frequency of ARTC’s extreme weather monitoring procedure or the service agreement.
Separately, the report notes that two trains which had earlier passed through the derailment site – including an XPT passenger service which passed through 27 minutes before the derailment – had not reported a condition affecting the network. These drivers had not been provided with guidance for operating through severe weather conditions and floodwater. And, although visibility was severely affected, the drivers did not slow down.
“This reduced their opportunity to sight signals and potential obstructions, and to safely traverse level crossings,” Dr Pelham noted.
Since the accident, ARTC has taken several safety actions, including installing 20 more remote weather stations along the Telarah to Acacia Ridge corridor, developing and implementing a work instruction for the management of flooding and special locations, and issuing a safety bulletin increasing rainfall and flooding alerts by one category.
“We welcome these and other actions undertaken by the network operator, however our report also makes two recommendations for further safety action to be undertaken by both ARTC and Pacific National,” Dr Pelham said.
The recommendations stem from the same finding – that neither ARTC nor Pacific National provided guidance for train crew to respond to extreme wet weather events or floodwater in the rail corridor.
“There was no guidance for when trains should stop or report if there was water on the track formation, covering the ballast, sleepers or the rail,” Dr Pelham explained.
“Both rail infrastructure managers and rolling stock operators must ensure they provide guidance and operational procedures to enable consistent responses to conditions that may adversely affect the integrity of rail infrastructure and operational safety.”