Cessna 172R, VH-EUH

Summary

At approximately 1840 Eastern Standard Time on Monday 29 July 2002, two Cessna Aircraft Company 172Rs, registered VH-CNW and VH-EUH, collided while on short final approach to runway 17 left (17L) at Moorabbin airport, Victoria. The two aircraft became entangled, with CNW on top of EUH. The entangled aircraft impacted the runway and came to rest after sliding a short distance along the runway surface.

The instructor and student pilot of EUH were conducting night circuit training and the pilot of CNW, the sole occupant, was conducting night circuits. Both aircraft were using runway 17L. The instructor and student pilot of EUH were able to exit their aircraft before fire engulfed both aircraft. The pilot of CNW was fatally injured.

Both aircraft were based at Moorabbin airport. The Moorabbin Air Traffic Control Tower was not in operation at the time of the accident and mandatory broadcast zone (MBZ) procedures were in use, under which pilots are required to:

  • See and avoid other aircraft,
  • Carry a serviceable radio, and
  • Make mandatory radio broadcasts when commencing to taxi for take off, when entering a runway for take off, prior to entering an MBZ when inbound or transiting and when inbound and joining the circuit.

Six aircraft were operating in the MBZ at the time of the accident. All were being flown by pilots who held a commercial pilot licence or some higher qualification.

The mandatory broadcast procedures in an MBZ provide a basic alert to assist pilots to see and avoid other aircraft, and can be supplemented by additional discretionary broadcasts. A mandatory broadcast may contain insufficient information to enable pilots to see-and-avoid other aircraft, or to enable them to make a meaningful assessment of the location of other aircraft. The pilots of CNW and EUH made all the relevant mandatory broadcasts. They also made a discretionary broadcast at about the time they were established on the base leg of the circuit. Those broadcasts did not effectively alert either pilot to the collision potential with the other aircraft.

Even though the two aircraft were of the same type and were operating at similar speeds in the circuit, radar data indicated that the pilots of EUH conducted a wider circuit than the pilot of CNW. The EUH circuit would have taken approximately 7 minutes to complete, whereas the pilot of CNW conducted a circuit that would have taken approximately 4.5 minutes to complete. Both circuit dimensions were within the range of circuit dimensions that were being conducted by other pilots at the time, and were not considered by the investigation to be contrary to procedures. While the dimensions of the circuits flown by the two accident aircraft were not unusual, the different circuit dimensions, and the consequent difference in the elapsed time, removed the natural spacing that would have typically resulted from the difference in take-off times. In the absence of any other defence or action, the different circuit dimensions led to the two aircraft converging on the final approach leg of the circuit. Neither of the pilots involved in the accident was aware of the impending collision.

The investigation identified the following significant factors:

  • The different circuit dimensions negated the natural spacing provided by the difference in take-off times, even though both EUH and CNW were the same aircraft type and were operating in the circuit at similar speeds.
  • None of the pilots involved in the accident saw the other accident aircraft in sufficient time to enable either of them to avoid the collision.
  • The broadcasts made by the pilots did not assist their situational awareness.

Additionally, the investigation found deficiencies in the risk management process associated with the reduction in the Moorabbin airport air traffic control tower hours of operation. It could not be determined whether the reduction in tower hours contributed to the accident.

An earlier report 3 found that human performance limitations in the visual scanning '…process can reduce the chance that a threat [potentially conflicting] aircraft will be seen and successfully evaded. These human factors are not "errors" nor are they signs of "poor airmanship". They are limitations of the human visual and information processing system which are present to various degrees in all pilots'.

In particular, the practice of routinely re-analysing the information on which decisions are made, especially in airspace where the potential for a traffic confliction is relatively high, might help compensate for those inherent human performance limitations of the human visual and information processing system.

While not required under MBZ procedures, prior to the accident, the flying school required its instructors and student pilots to make a base broadcast at the start of the base leg of the circuit. Subsequent to the accident, the flying school has amended the content of that broadcast. Instructors and student pilots are now required to append their perceived number in the landing sequence to the base broadcast.

In September 2002, Airservices Australia approved a plan for an ongoing airport movement review outside tower hours for ATC towers that were not open 24 hours per day, which included Moorabbin tower, to monitor the need for an air traffic control service.

The Australian Transport Safety Bureau will be publishing a discussion paper in the next few weeks entitled 'Review of mid-air collisions involving general aviation aircraft in Australia between 1961 and 2002'.

Related Documents: | Media Release |

3 The Bureau of Air Safety Investigation (BASI) became part of the newly formed Australian Transport Safety Bureau (ATSB) on 1 July 1999. The BASI report made six recommendations including '… The CAA should take into account the limitations of see-and-avoid when planning and managing airspace and should ensure that unalerted see-and-avoid is never the sole means of separation for aircraft providing scheduled services'. In 2001, the ATSB classified the CASA response to that recommendation as CLOSED - ACCEPTED on the basis that CASA agreed that the limitations of see-and-avoid should be taken into account when planning and managing airspace and the Authority had indicated that appropriate risk management techniques will be used to establish airspace regulatory safety requirements. The ATSB agreed that the use of the absolute 'never' was overtaken by risk assessment.

Occurrence summary

Investigation number 200203449
Occurrence date 29/07/2002
Location Moorabbin, Aero.
State Victoria
Report release date 17/03/2004
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Airborne collision
Occurrence class Accident
Highest injury level Fatal

Aircraft details

Manufacturer Cessna Aircraft Company
Model 172
Registration VH-EUH
Serial number 17280362
Sector Piston
Operation type Flying Training
Departure point Moorabbin, VIC
Destination Moorabbin, VIC
Damage Destroyed

Aircraft details

Manufacturer Cessna Aircraft Company
Model 172
Registration VH-CNW
Serial number 17280922
Sector Piston
Operation type Flying Training
Departure point Moorabbin, VIC
Destination Moorabbin, VIC
Damage Destroyed

Robinson R22 Beta, VH-HTZ

Summary

The pilot landed the Robinson R22 helicopter at a cattle yard during mustering operations to talk to the head stockman about some operational matters. The helicopter was on the ground, with the rotors being driven at ground idle, without the pilot at the controls. After the discussion the pilot walked back to the helicopter with a stockman to recommence mustering operations. The pilot assumed that the stockman was following him to the front of the helicopter, but the stockman walked into the tail rotor and sustained injuries to his right arm. The helicopter was not damaged as a result of the tail rotor strike.

The pilot reported that, on this occasion, he did not brief the stockman about the hazardous areas around the helicopter, or the procedures for boarding the helicopter. The stockman reported that he had been briefed on several previous occasions about safety around helicopters. The pilot held a copy of the Civil Aviation Safety Authority's helicopter safety brochure on "Safety Around Mustering Helicopters" and "Passenger Briefing".

The mustering operation was a private operation. The Station Manager reported that there were no formal, documented standard operating procedures for loading and unloading passengers, briefing passengers on the hazardous areas around helicopters, or a pilot familiarisation program to reinforce standard industry ground safety practices. As a result of the occurrence, the Station Manager has elected to develop and introduce standard operating procedures related to passenger briefing and control around helicopters.

As part of the regulatory reform process, the Civil Aviation Safety Authority has produced a draft Advisory Circular AC 91-240 (0), which discusses the hazards from ground running of propulsion engines, propellers and rotors. The proposed Civil Aviation Safety Regulation (CASR) 91.245 prescribes safety procedures that must be followed by the pilot of a single-pilot helicopter who has to leave the control seat to conduct an approved fuelling operation, or to check/secure loadings. The 'proposed new CASR Part 91 is expected to be made by December 2003'.

Occurrence summary

Investigation number 200203242
Occurrence date 19/07/2002
Location Gogo Station, Condamine Yards
State Western Australia
Report release date 28/10/2002
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Occurrence class Serious Incident
Highest injury level Minor

Aircraft details

Manufacturer Robinson Helicopter Co
Model R22
Registration VH-HTZ
Sector Helicopter
Operation type Private
Departure point Gogo Station, WA
Destination Gogo Station, WA
Damage Nil

Boeing 737-7Q8, VH-VBC

Safety Action

Aircraft operator local safety action

The operator has amended its pushback procedures in the event that the pilot in command advises "brakes parked", "clear to disconnect" without a pause between the two instructions. After the Captain confirms that the brakes are parked, a chock is to be placed in front of the nose wheel while the tow bar is being disconnected. The tow bar is to be disconnected from the aircraft and the steering bypass pin removed. The dispatch engineers are to then disconnect the interphone, close the interphone panel door and remove the nose wheel chock, then position clear of the aircraft and in view of the crew.

The amended procedure reinterates the previous requirement for two chocks to be carried on the tow motor for all aircraft movements.

Airport operator local safety action

The airport operator has revised the operational procedures for the Domestic-4 apron. The revised procedures specify that aircraft movements to/from Bays 93, 93A, 93R, 94, 94A and 94B are not permitted when towbar disconnect point east is occupied.

Significant Factors

  1. The aircraft nose wheel was not chocked following the pushback manoeuvre.
  2. The crew commenced to taxi without ensuring that the disconnect procedures had been completed, and that the dispatch engineers were clear of the aircraft.



 

Analysis

Although the pushback of VBC was five minutes behind schedule, there was no evidence to suggest that the pushback was rushed in the interests of any commercial pressures on any of the personnel involved.

Following the instruction to "Park brakes", the pilot in command responded, "Brakes parked, clear to disconnect", without a pause between the two instructions. The dispatch engineer communicating with the crew recalled that the pilot in command had confirmed that the aircraft brakes were parked, but could not recall hearing the pilot in command's instruction "Clear to disconnect". At about that time, the attention of both dispatch engineer's was diverted by OLM taxying onto towbar disconnect point west. It is possible that the dispatch engineer in communication with the crew may not have heard the "Clear to disconnect" instruction from the pilot in command because of the noise of the engines of both VBC and OLM, and also because his attention had been diverted by OLM.

The nose wheel of the aircraft was not chocked at the completion of the pushback. That was contrary to the operator's prescribed procedures. Had the nose wheel been chocked, it is unlikely that the aircraft could have moved forward until the disconnect procedure was completed.

It is likely that once the crew of VBC saw the pushback tow motor clearing the aircraft, they incorrectly assumed that the disconnect procedure was complete, in accordance with the pilot in command's instruction of "Clear to disconnect" to the dispatch engineer. At that point, the controller requested the crew to tow forward. The crew's response to the controller that the disconnect procedure was complete, and that they could taxi as required, seemed to support that assumption. However, the crew commenced to taxi without ensuring that the dispatch engineers were positioned clear of the aircraft, thus providing confirmation that the disconnect procedure was complete.

Summary

On 4 July 2002, VH-VBC, a Boeing 737-7Q8 aircraft, was pushed back from Bay 93 at the Domestic-4 apron at Sydney Airport before departure for a flight to Brisbane. At the completion of the pushback, one of the dispatch engineers used the aircraft ground interphone to instruct the pilot in command to park the aircraft brakes. The pilot in command responded with the phrase "Brakes parked, clear to disconnect". The towbar was disconnected, and the crew commenced to taxi the aircraft before the ground interphone had been disconnected. Consequently, the ground engineer who was operating the ground interphone came into close proximity to the right engine as the aircraft began to move forward.

The crew of VBC had operated an earlier flight from Melbourne to Sydney and arrived 21 minutes behind schedule. Consequently, VBC commenced pushback five minutes behind the scheduled departure time for the flight to Brisbane.

Runway 25 was in use at the time and a number of aircraft were using taxiway Golf located adjacent to the Domestic-4 apron. A Saab Aircraft SF-340 aircraft, VH-OLM was taxying inbound for Bay 94A on the Domestic-4 apron. An aero-medical aircraft was following OLM on taxiway Golf, and was taxying to the eastern general aviation parking area, located to the north of the threshold of runway 25.

As VBC commenced the pushback from Bay 93 to towbar disconnect point east, the crew of another B737 located on Bay 91 also requested pushback approval. The air traffic controller did not respond to that request. The controller asked the crew of OLM if they could taxi onto the Domestic-4 apron and then to Bay 94, once VBC had moved forward from towbar disconnect point east. The controller then instructed the crew of VBC to hold clear of the entrance to the Domestic-4 apron so that OLM could enter the apron to allow the aero-medical aircraft to continue taxying towards the eastern general aviation parking area.

The crew of OLM taxied into the Domestic-4 apron, and stopped in the vicinity of towbar disconnect point west, facing VBC, which was at that time located slightly to the east of, and facing west towards towbar disconnect point east.

The controller then instructed the crew of VBC to tow forward to towbar disconnect point east. The crew of VBC advised the controller that the towbar disconnect procedure was complete, and that they could taxi as required. The controller responded by issuing a clearance to the crew of VBC to taxi forward and hold short of taxiway Golf.

The dispatch engineers subsequently reported that their attention had been diverted when OLM taxied into the Domestic-4 apron and onto towbar disconnect point west. The dispatch engineer communicating with the crew recalled that the pilot in command confirmed that the aircraft brakes were parked, but could not recall hearing the pilot in command's instruction "Clear to disconnect". The other dispatch engineer, who was standing at the nose of the aircraft, subsequently reported that he realised the aircraft had begun to move forward when he felt a "bump" on the back of his head as it was contacted by the aircraft radome. He immediately turned, and realising that the other engineer had not noticed that VBC had begun to move, ran aft and dragged the other engineer clear of the vicinity of the right engine. The crew of VBC realised that the disconnect procedure had not been completed and stopped the aircraft. The disconnect procedure was completed and the aircraft recommenced taxying once the dispatch engineers had positioned themselves clear of the aircraft.

The crew of OLM taxied onto Bay 94A once VBC had recommenced taxying and was clear of towbar disconnect point east.

The operator reported that the flight interphone system from VBC was examined following the occurrence, and was found to be serviceable.

The operator's pushback procedures specified that at the completion of the pushback manoeuvre, the dispatch engineer would use the ground interphone to instruct the pilot in command to park the aircraft brakes. The correct response from the pilot in command was "Brakes parked", at which point the dispatch engineer was required to place a chock in front of the aircraft nose wheel and disconnect the pushback tow motor from the aircraft. The dispatch engineers did not place the nose wheel chock in position following the pushback.

The operator's procedures also specified that when the towbar had been disconnected and the steering bypass pin removed from the aircraft, the dispatch engineers were to stand by for the final command from the pilot in command to disconnect the ground interphone unit, using the phrase "Clear to disconnect". When given that command, the dispatch engineers were to disconnect the interphone, close the interphone panel door, and remove the nose wheel chock. They were then required to position themselves clear of the aircraft and in view of the flight crew so that the crew could confirm that the disconnect procedures were complete. The crew, however, commenced to taxi the aircraft without ensuring that the dispatch engineers were clear of the aircraft, and that the disconnect procedures were complete.

Occurrence summary

Investigation number 200203102
Occurrence date 04/07/2002
Location Sydney, Aero.
State New South Wales
Report release date 13/03/2003
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Ground handling
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer The Boeing Company
Model 737
Registration VH-VBC
Serial number 30638
Sector Jet
Operation type Air Transport High Capacity
Departure point Sydney, NSW
Destination Brisbane, QLD
Damage Nil

Cessna 182Q, VH-SVA

Safety Action

Local Safety Action

In March 2003, as a result of this and other occurrences to aircraft on the ground, the Civil Aviation Safety Authority released a pilot education safety video titled 'Safety on the Ground'. Part of that video focussed on starting aircraft by hand and made the point that the procedure should not be used to start modern aircraft unless it was absolutely necessary. The video emphasised that only a suitably trained and competent person should attempt hand-swinging a propeller.

Significant Factors

  1. The aircraft battery did not have adequate power for normal operation of the aircraft's electrical system.
  2. The pilot hand started the engine without adequately securing the aircraft.

Summary

The pilot of a Cessna Skylane (C182) was preparing to conduct a private flight with three passengers. The pilot reported that the planned work-related flight was the first following a periodic maintenance inspection. After carrying out a pre-flight inspection, the pilot and passengers boarded the aircraft. The pilot ensured that the passengers' harnesses were secured, and the right front seat occupant was briefed to not touch the controls. The pilot switched on the aircraft's electrical power to use the radios in order to obtain the broadcast aerodrome information and an airways clearance. The pilot estimated that electrical power was drawn from the aircraft's battery for approximately two minutes during which time he made several radio transmissions. When he attempted to start the engine, battery power was depleted, and the electric starter would not turn the propeller.

The pilot reported that he then applied the parking brake and set the engine controls. After again instructing the passengers not to touch the aircraft controls, the pilot alighted and attempted to start the engine by hand swinging the propeller. On the second compression the engine started and accelerated to nearly full power. The aircraft moved forward and accelerated rapidly across the apron. Other than the passengers, no other person was known to have seen the pilot attempting to hand start the aircraft. Personnel working in or around other aircraft parked on the apron were alerted to the occurrence by the sound of an aircraft engine at or near full power.

Witnesses saw the C182 accelerate across the apron pursued by the pilot. They reported that the C182 nearly became airborne before its wingtip struck the windshield of a parked Cessna 402. The C182 continued across the apron and collided with the rear of a parked Metroliner. The rear fuselage of the Metroliner was significantly damaged by successive strikes from the C182's propeller blades. That impact swung the C182 and it continued unchecked, before colliding with a Cessna 206 (C206) that was parked 120 m from where the C182 had started. The pilot chased after the aircraft and although he gained entry to the cabin, he was unable to stop the engine before the collision with the C206.

The collision collapsed the left wing of the C182, preventing normal operation of the left cabin door and the right cabin door was blocked by the C206 fuselage. The pilot forced the left door open to evacuate the passengers. Maintenance personnel who had witnessed the collision came to the assistance of the C182 occupants. During the evacuation sequence, spilled fuel from the ruptured wing tanks had soaked the aircraft occupants and rescuers. One passenger was injured from the force of the collision. All of the occupants and some of the rescuers received minor skin burns from contact with aviation fuel. The other aircraft struck were neither occupied nor had maintenance personnel working on them at the time. The Metroliner, C206 and the C182 were extensively damaged.

The licensed aircraft maintenance engineer who supervised the maintenance inspection of the C182 reported that the 24-volt, lead-acid battery had been removed from the aircraft and inspected. The inspection was performed in accordance with the battery manufacturer's directions and included checking for any discolouration of the electrolyte and topping up. The battery had been placed on a low charge rate for several hours to ensure it was fully charged. Following the occurrence, a test of the battery's capacitance found that, when fully charged, it took six minutes under normal load to discharge. The manufacturer's specification for the battery capacitance equated to an output of 13 amperes for 30 minutes. The battery had been in service for approximately three years.

Post accident inspection of the aircraft controls found the throttle in the fully open position and the throttle friction nut loose. The park brake handle was selected to the on position but not firmly applied. When checked, the park brake functioned normally. The pilot reported that he had not checked the throttle setting and could not account for the setting being anything other than the normal start position. He had applied the park brake but had not chocked the wheels or secured the aircraft with the tail tie-down.

Civil Aviation Regulation (CAR) 231-"Manipulation of propeller", permitted hand starting when assistance from a licenced pilot or appropriately qualified person was not readily available. Although the aircraft was positioned approximately 50 m from the maintenance facility that carried out the inspection, the pilot had not sought assistance from the engineering staff. The maintenance organisation reported that a battery cart was available and the aircraft was fitted with an external power source receptacle.

Additionally, CAR 231 required the person manipulating the propeller to know the correct starting procedures for the aircraft. When attempted, without assistance from another qualified person at the controls, the regulation required that adequate provision was made to prevent the aircraft from moving forward, and that no one was on board the aircraft. The pilot reported that he had been shown the hand starting technique during basic flying training about six years previously. The instructor had demonstrated the technique on a Cessna 150 training aircraft. Although the technique had been demonstrated during that training, the pilot could not recall being briefed on all of the safety precautions associated with hand starting procedures.

Occurrence summary

Investigation number 200203171
Occurrence date 16/07/2002
Location Darwin, Aero.
State Northern Territory
Report release date 20/05/2003
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Occurrence class Accident
Highest injury level Serious

Aircraft details

Manufacturer Cessna Aircraft Company
Model 182
Registration VH-SVA
Serial number 18266604
Sector Piston
Operation type Private
Departure point Darwin, NT
Destination Cooinda, NT
Damage Substantial

Aircraft seperation, Boeing 737-476, VH-TJT and Cessna C500, 324 km north-north-east of Melbourne, on 8 July 2002

Safety Action

Australian Transport Safety Bureau (ATSB) Safety Action

As a result of the investigation, the Australian Transport Safety Bureau issues the following recommendations:

Recommendation R20030056

The Australian Transport Safety Bureau recommends that Airservices Australia conduct a review to determine why flight crews were able to submit flight plans and operate on non-standard routes in contravention of the AIP, which required crews to plan on routes provided to the air traffic control system by the publication of air route specifications.

Recommendation R20030057

The Australian Transport Safety Bureau recommends that Airservices Australia conduct a review to establish the extent of the use of non-standard levels in situations initiated by pilots and in situations initiated by controllers.

Recommendation R20030058

The Australian Transport Safety Bureau recommends that the Civil Aviation Safety Authority review the Table of Cruising Levels in AIP and its continuing relevance.

ADDITIONAL INFORMATION IN SUPPORT OF THE ATSB'S RECOMMENDATIONS

The following extracts are taken from Bureau investigations completed since 1997. They are provided as an indication of where the use of a non-standard level was a factor in selected occurrences and do not attempt to provide all the factors involved in those investigations. Full reports of these occurrences are available from the ATSB on request.

BO/199702768

The westbound A320, VH-HYA, was maintaining a non-standard flight level (FL370) which resulted in an eastbound A320, VH-HYR, being given a non-standard level (FL350) for the initial level clearance. This consequential action had the effect of placing VH-HYR in direct conflict with the 737. Had standard levels been applied on the two-way route system that was under procedural control, a safety net would have been put in place. This net would have become prominent had the Perth controller not observed the radar paint of the 737.

BO/199802755

The approval for the B767 to operate at a non-standard level for the track flown cancelled the defence normally provided to the air traffic system by the use of standard levels.

BO/200002060

The controller stated that although he had acknowledged that CZA was at FL370, he was not fully aware that the aircraft was at a non-standard level. He was concentrating on the voice switching and communication system and the potential problems for sequencing aircraft that were soon to enter his airspace.

The controller stated that had allowed his "scan" to be diverted and, when the short-term conflict alert activated, he knew immediately what the problem was and acted to rectify the infringement of separation standards. He was unable to explain either his poor task prioritisation or his memory lapse.

BO/200103344

The crew of the 737 was recleared from a standard level to a non-standard level and, in order to provide track shortening, from a track that would have provided separation with the B767, to one that conflicted with the B767. The allocation of a non-standard flight level on a one-way route does not guarantee separation from opposite traffic on other, crossing, one-way routes. However, the planned routes of these two aircraft did not cross and were laterally separated. The conflict would have been avoided had the 737 continued on its planned route or had it maintained a standard level.

BO/200104881

Separation assurance with the northbound Dash 8 was lost when the crew of the southbound Dash 8 was assigned a non-standard flight level. The conflict would have been avoided had a standard level been assigned.

Significant Factors

  1. The approval for the Citation pilot to operate on a non-standard route cancelled a defence provided to the air traffic control system by the publication and utilisation of air route specifications.
  2. The approval for the Citation pilot to operate at a non-standard level for the track flown cancelled a defence provided to the air traffic control system by the use of standard levels.



 

Analysis

The earlier confusion and discussions with the team leader may have distracted the controller from the primary responsibility of airspace management. Submission of the flight plan and its acceptance by air traffic control may have indicated to the pilot that the flight plan was approved by air traffic control. Similarly, the regular acceptance by air traffic control of a flight planned non-standard level may indicate to flight crews that they are able to use these levels even though they do not comply with the Tables of Cruising Levels in the AIP.

The use of separation assurance techniques by adhering to standard routes and levels, or by establishing either a vertical or lateral separation standard would have reduced the likelihood of the occurrence. A number of similar occurrences have been investigated by the ATSB since 1997, brief details of which are included at the end of this report.

Report

A Boeing 737-476 (737) was en route from Melbourne to Coolangatta tracking northeast at flight level (FL) 310. A Cessna Aircraft Company C500 (Citation) was tracking southwest from Coolangatta to Essendon at the same level. The aircraft were on reciprocal tracks and the air traffic controller did not provide any assurance of separation between the two aircraft. The rate of closure of the aircraft was later calculated to be in excess of 800 kts. When the distance between the two aircraft was approximately 22 NM, the controller instructed the crews of both aircraft to alter heading and flight level. The controller's intervention ensured that a separation standard was established and maintained. The radar system's short-term conflict alert (STCA) activated. While the horizontal radar separation standard of 5 NM was never infringed, vertical separation, which assured separation for aircraft on reciprocal tracks, was not established until 25 seconds prior to the aircraft passing.

The 737 was being operated as a regular public transport flight and was flight planned at FL350. That aircraft departed Melbourne at 09:37 Eastern Standard Time and tracked via air route H66. That air route passed through the Benalla sector controller's area of responsibility. The Benalla sector controller was located in the Melbourne Air Traffic Control Centre. The crew of the 737 had requested FL290 on first contact with the Benalla sector controller, which was approved. At 09:52:51, the crew requested climb to FL310. The controller assigned FL310 at 09:55:59 and the recorded radar data indicated the aircraft reached that level at 09:57:43.

The Citation was operating a private flight at FL310 and departed Coolangatta at 08:16. Flight level 310 was a non-standard level for the track flown. Cruising levels were published in the Manual of Air Traffic Services (MATS) and the Aeronautical Information Publication (AIP). MATS also stated that aircraft operating at other than a level conforming to the table of cruising levels for the particular direction of flight or notifying intention to cruise at such a level, shall be advised accordingly and the pilot's intention sought. Non-standard levels were regularly used by air traffic control for maximum utilisation of available airspace.

The Citation pilot had flight planned to track via Parkes and TAREX, which was a non-standard route. The AIP stated that prior air traffic control approval was required for RNAV [area navigation] tracking on routes other than those published in AIP. An aircraft tracking from Coolangatta to Essendon would normally have tracked via air route Q94 and would have remained clear of the Benalla sector airspace. The pilot of the Citation had not received prior air traffic control approval to plan and conduct the flight via a non-standard route.

At 09:41:22, the crew of the 737 established radio contact with the Benalla sector controller. The controller was managing the combined airspace sectors of Eildon Weir and Benalla. The 737 crew was on climb FL200 and was recleared to the requested level of FL290. The controller was expecting the crew of the 737 on frequency and had earlier anticipated that the aircraft may be a problem at the planned flight level. However, at FL290 it would be separated from other aircraft.

Due to confusion caused by an anomaly with another aircraft, the Benalla controller was required to complete a significant period of coordination with another sector controller. The Benalla controller was discussing that problem at the console with the team leader when the crew of the 737 again made radio contact at 09:52:51. They reported maintaining FL290 and requested climb to FL310. The controller acknowledged the request and annotated the flight track with that request. The controller continued his discussion with the team leader and did not immediately coordinate the higher level request with the adjacent Parkes Sector.

At 09:53:37, the controller designated and accepted jurisdiction on the radar display of the Citation's flight track. That was before the pilot of the Citation established radio contact at 09:54:18 and reported maintaining FL310. The controller acknowledged that transmission and then transferred jurisdiction of two other aircraft to the Parkes sector controller.

At 09:55:56, about three minutes after receiving the 737 crew's change of level request, the controller coordinated the 737 with a request for FL310 with the Parkes sector controller. The Parkes sector controller concurred with the higher level and the Benalla controller cleared the 737 crew to climb. The controller did not recognise the potential conflict between the 737 and the Citation and continued his discussion with the team leader.

At 09:59:55, the controller activated the "individual quick look" function for the flight plan tracks of both aircraft. Almost simultaneously, the controller commenced action to ensure a separation standard was maintained between the two aircraft. The controller instructed the crew of the 737 to expedite descent to FL290 and instructed the pilot of the Citation to turn right 30 degrees. At 10:00:15, he further instructed the crew of the 737 to turn right 20 degrees. He also broadcast essential traffic information to the 737 crew about the position of the Citation. During that transmission, the short term conflict alert on the controller's radar display activated at 10:00:28 highlighting the close proximity of both aircraft. The traffic alerting and collision avoidance system (TCAS) of the 737 also activated, providing a traffic advisory warning to its crew. At 10:00:34, the controller told the pilot of the Citation to climb to FL320. At 10:00:57, a 2,000 ft vertical separation standard was established between the two aircraft when they were approximately 9 NM apart.

The controller had held a full performance rating within the group for a period just less than four years. He was completing the third day of a 5-day roster cycle. Although the controller was working a combined sector, the workload was considered light to moderate.

Occurrence summary

Investigation number 200203094
Occurrence date 08/07/2002
Location 324 km NNE Melbourne
State Victoria
Report release date 04/08/2003
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer The Boeing Company
Model 737
Registration VH-TJT
Serial number 24445
Sector Jet
Operation type Air Transport High Capacity
Departure point Melbourne, VIC
Destination Coolangatta, QLD
Damage Nil

Aircraft details

Manufacturer Cessna Aircraft Company
Model 500
Registration VH-HKX
Serial number 5000050
Sector Jet
Operation type Private
Departure point Coolangatta, QLD
Destination Essendon, VIC
Damage Nil

Saab SF-340B, VH-OLM

Summary

On the evening of 28 June 2002, a Saab 340B, VH-OLM, was being operated on a regular public transport service, from Sydney to Bathurst, NSW. The pilot in command (PIC), the flying pilot, had commenced a descent from 12,000 ft for a Katoomba-Bathurst Global Positioning System (GPS) arrival and subsequent landing on runway 17 at Bathurst. The PIC reported that as the aircraft descended to the minimum descent altitude (MDA), visibility alternated between visual and instrument flight conditions. During the descent, the PIC had retarded the power to about 17 per cent and slowed the aircraft to about 135 kts in preparation for a Category B circling approach.

The copilot, non-flying pilot, reported that during the descent the engine anti-ice was on, but not the propeller de-ice, nor had the airframe boot de-ice system been activated. The PIC reported that during descent, they entered cloud a number of times and noted ice accretion on the windshield wiper. The flight crew reported that they did not observe any wing ice during the descent.

At the MDA (3,810 ft), the aircraft's Flight Guidance and Autopilot System (autopilot) captured the altitude and, as the airspeed was decreasing due to the reduced power setting, commanded the trim system to progressively raise the nose of the aircraft to maintain the MDA. The PIC commanded the autopilot to roll the aircraft to the right to begin tracking downwind for runway 17. At about this time, the copilot observed that the airspeed was decreasing and called 'speed'. As the PIC applied power to compensate for the decreasing airspeed, the aircraft rolled to the left and pitched down without warning. During the recovery from the steep pitch and bank angles, the aircraft rolled to the right and descended to 112 ft AGL. The PIC regained control of the aircraft and climbed it to the missed approach altitude and carried out an uneventful landing.

The aircraft's aerodynamic stall warning systems of stick shaker, audible alarm, visual warnings and stick pusher, did not activate during the initial roll to the left. However, theautopilot disconnected during the subsequent roll to the right, due to activation of the stall warning.

The investigation determined that following capture of the MDA by the autopilot, the aircraft speed continued to decrease due to the reduced power setting. As a consequence,the aircraft stalled. However, this occurred prior to the stall warning system operating due to the likely presence of airframe ice that had accumulated during the descent.

The investigation found that it is possible for the aircraft to stall prior to the activation of the stall warning system if the aircraft has accumulated ice on the wings.

The investigation, classed as a serious incident, identified a number of other occurrences involving Saab 340 aircraft stalling where little to no stall warning had been provided to flight crew while operating in icing conditions. This included a Saab operated by an Australian operator, which resulted in a number of ATSB recommendations being issued in that investigation, not all of which were accepted and acted upon. Some of those recommendations have been re-issued.

Related Documents: |Media Release|

Occurrence summary

Investigation number 200203074
Occurrence date 28/06/2002
Location 7 km ESE Bathurst, (NDB)
State New South Wales
Report release date 28/01/2004
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Loss of control
Occurrence class Serious Incident
Highest injury level None

Aircraft details

Manufacturer Saab Aircraft Co.
Model 340
Registration VH-OLM
Serial number 340B-205
Sector Turboprop
Operation type Air Transport Low Capacity
Departure point Sydney, NSW
Destination Bathurst, NSW
Damage Nil

Loss of separation between a Piper 601B, VH-IGN and a Pacific CT4B, VH-YCS, 13 km south-east of Tamworth, (VOR), on 24 June 2002

Summary

The pilot of a Piper Aircraft Corporation Aerostar (Aerostar) had been issued with a clearance by the Tamworth aerodrome controller (ADC) to 'track east of the New England Highway until intercepting final runway 30R' at Tamworth and, subsequently, to 'report established east of the highway'. The voice recording of the occurrence confirmed that the clearance issued by the ADC to the pilot of the Aerostar clearly stated the route to be flown by that pilot. The pilot correctly read back the clearance and reported established east of the highway but did not remain east of the highway. The readback of the clearance, and confirmation from the pilot that the Aerostar was east of the New England Highway, enabled the ADC to clear the pilot of the Aerostar to descend below 4,000ft.

Tamworth Air Traffic Control (ATC) provided a non-radar, or procedural control, service to aircraft operating within the Tamworth control area and control zone. Controllers used non-radar information to establish and maintain procedural separation standards. The ADC intended to establish a lateral separation standard (between the Aerostar and a Pacific Aerospace CT4B (CT4) that was departing the Tamworth southern circuit). The standard used a '1 NM buffer to the track or position of an aircraft determined relative to a prominent topographical feature' in accordance with the Manual of Air Traffic Services. In this case the prominent topographical feature was the New England Highway that runs approximately south from Tamworth township and which crossed underneath the inbound track of the Aerostar approximately 12 NM southeast of the airport.

The vertical separation standard applicable between the CT4 and the Aerostar was 500 ft. However, the ADC applied a vertical distance of 1,000 ft between the Aerostar and the CT4 until the pilot of the Aerostar reported established east of the New England Highway. The ADC was then able to clear the pilot of the Aerostar for further descent because the ADC believed, based on the information provided by the pilot of the Aerostar, that a procedural lateral separation standard had been established between the Aerostar and the CT4, and between the Aerostar and other traffic operating in the southern circuit. However, the lateral separation standard was infringed when the Aerostar crossed to the west of the New England Highway, and the vertical separation standard was infringed when the Aerostar left 4,000 ft on descent, because no other separation standard had been established.

The pilot of the Aerostar was operating under the instrument flight rules (IFR) and later reported that he would have preferred to track with reference to his instruments, via IFR tracking points. The applicable Civil Aviation Regulation stated that the pilot shall 'ensure that maps and charts applicable to the route to be flown are carried and are readily accessible to the crew'. The pilot of the Aerostar carried a current world aeronautical chart that covered the Tamworth area but reported that he did not have time to refer to that chart after the clearance to track via the New England Highway had been issued. He was not carrying a visual terminal chart for Tamworth. He also reported that his workload at the time of the occurrence was high due to the combined effects of the sun in his eyes, the visual tracking instructions issued by the ADC and because he was unfamiliar with the airport.

The pilot of the Aerostar had a responsibility to advise the ADC that he was either uncertain about the clearance he had been issued, or that he was unable to proceed in accordance with the clearance issued. The ADC could then have issued an alternative clearance. Such timely notification is particularly important in a procedural environment where controllers rely on the integrity of the information provided by pilots to ensure the safe, orderly and expeditious flow of air traffic.

Occurrence summary

Investigation number 200202896
Occurrence date 24/06/2002
Location 13 km SE Tamworth, (VOR)
State New South Wales
Report release date 20/02/2003
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Loss of separation
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer Piper Aircraft Corp
Model PA-60
Registration VH-IGN
Serial number 61-0682-7962142
Sector Piston
Operation type Aerial Work
Departure point Sydney, NSW
Destination Tamworth, NSW
Damage Nil

Aircraft details

Manufacturer Pacific Aerospace Corporation
Model CT/4
Registration VH-YCS
Sector Piston
Operation type Flying Training
Departure point Tamworth, NSW
Destination Tamworth, NSW
Damage Nil

British Aerospace Plc BAe 146-200A, VH-YAD

Analysis

The engine bearing seals normally protected the bleed air supplied to the air conditioning packs from oil contamination. A technical defect in one or more of the seals resulted in oil entering the flight deck air conditioning system, with the first indication of the defect being an awareness of smoke on the flight deck. The flight crew correctly donned their oxygen masks as the first step in addressing the problem and then proceeded to comply with the emergency checklist by landing at the nearest suitable airport.

The difficulty that the crew faced in correctly determining the source of the smoke resulted in the initiation of a non-normal checklist that was not pertinent to the situation. The aircraft manufacturer's subsequent revision of the QRH, simplifying and clarifying the checklists, has diminished the likelihood of a similar occurrence. As the incident took place during daylight hours, in visual meteorological conditions close to the departure airport, the potential to affect the safety of flight was limited. It is considered that if the smoke event had occurred later in the flight, the crew would have had more time to carry out the checklist procedures and successfully isolate the source of the smoke.

The possibility that the air conditioning system was supplying contaminated air to the flight deck while the crew was carrying out the emergency procedure for electrical smoke, highlights the importance of crews donning oxygen masks at the first sign of fumes or smoke contamination of flight deck air.

Summary

The British Aerospace BAe 146-200A (BAe 146) was being operated on a regular public transport service from Brisbane, Qld to Canberra, ACT. Approximately 5 minutes after take-off the flight crew detected that smoke was present on the flight deck. They donned their oxygen masks in accordance with the emergency checklists that dealt with smoke, fumes or fire and made a PAN transmission to air traffic control, requesting a return to the airport. The approach controller issued radar vectors to facilitate the prompt return of the aircraft to Brisbane and placed the airport's emergency services on standby. During the descent, the pilot in command briefed the cabin crew, alerting them to the possibility of a cabin evacuation.

At the time of the incident, the BAe 146 Quick Reference Handbook (QRH) contained an emergency checklist procedure titled Smoke, Fumes or Fire on Flight Deck or in Cabin - Any Source. That checklist inferred that if the source of the smoke was identified, the crew should then conduct an appropriate procedure from a choice of further checklists contained within the QRH. The crew's selection of an appropriate checklist was dependent on whether the source of smoke was either from the electrical system, from the air conditioning system, or from the cabin equipment/furnishings.

Initially believing that the electrical system was the source of the smoke, the crew commenced the emergency checklist for Electrical Smoke, Fumes or Fire of Unknown Origin. That checklist had the potential to take in excess of 8 minutes to complete because it involved the troubleshooting of the aircraft's electrical system to determine the source of the smoke. As the aircraft was close to landing and the crew's priority was to land as soon as possible, that checklist was not completed. Since the incident, the aircraft manufacturer issued a revision to the QRH that simplified and combined the checklists described above. The new checklist was not generated in response to this particular incident.

The aircraft landed 20 minutes after take-off without further incident. Rescue and fire fighting services (RFFS) were in attendance as the crew stopped the aircraft on the taxiway. The RFFS personnel inspected the aircraft's electronics bay in an attempt to trace the source of the smoke, but nothing abnormal was observed. The aircraft was then taxied to the airport terminal and the passengers were disembarked. The co-pilot suffered eye irritation as a result of the smoke, but the passengers and the other members of the crew reported no symptoms.

Maintenance personnel inspected the aircraft and established that the smoke and fumes in the cockpit were due to contaminated bleed air from the number 1 engine. During normal operation, bleed air from that engine, along with bleed air from the number 2 engine, was fed to air conditioning pack one. Pack one supplied conditioned air to the flight deck and augmented the passenger cabin supply. Bleed air from the number 3 and number 4 engines was fed to pack two, which in normal operation supplied air to the cabin only.

The engineers addressed the defect in accordance with the Civil Aviation Safety Authority (CASA) airworthiness directive AD/BAe146/86 and the British Aerospace Systems Information Service Bulletin (ISB) 21-150. That ISB required certain actions to be performed whenever a cabin air quality problem was identified, which was suspected of being associated with oil contamination of the air supply from the air conditioning packs. The bleed air supply from the number 1 engine was isolated, and the defect was deferred in accordance with the aircraft's approved Minimum Equipment List. The aircraft resumed service, and no further smoke or fumes were evident during subsequent flights.

The defective engine was removed from the aircraft 5 days later and was returned to the engine manufacturer for overhaul. The overhaul procedure revealed that the engine's number 2 forward and aft carbon seals had heavy carbon build-up and were leaking oil. The manufacturer's report stated that the engine's number 4 carbon seal also showed evidence of oil leakage. Previous incidents of air system contamination on this type of aircraft had indicated that the fumes were a consequence of failures of the engine oil seals.

It has been noted in previous incidents, both in Australia and overseas, that there was a reluctance of the crews to use oxygen masks when air contamination was detected on the flight deck. Those incidents indicated that operating crews were not aware of their potential impairment and the consequent effect on their decision-making ability. The safety implications of that impairment was reflected in the decision by CASA to adopt a United Kingdom Air Accidents Investigation Branch (AAIB) recommendation requiring flight crew to use oxygen masks selected to 100 percent when there was a suspicion of flight deck or cabin air contamination.

Occurrence summary

Investigation number 200203030
Occurrence date 29/06/2002
Location 37 km S Brisbane, Aero.
State Queensland
Report release date 21/08/2003
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Smoke
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer British Aerospace
Model BAe 146
Registration VH-YAD
Serial number E2097
Sector Jet
Operation type Air Transport High Capacity
Departure point Brisbane, QLD
Destination Canberra, ACT
Damage Nil

Boeing 737-800, VH-VOE

Summary

A Boeing 737-800, registered VH-VOE, was being operated on a scheduled flight between Brisbane and Darwin. The crew conducted a VOR/DME arrival to Runway 29 at Darwin International Airport. The runway had a temporarily displaced threshold. The aircraft touched down an estimated 1016 m from the departure end of the runway, at about 23:35 Central Standard Time. During the landing roll, the aircraft overran the runway and came to a stop approximately 44 m into the 90 m runway end safety area. There were no injuries, and the aircraft was not damaged. Air Traffic Control was not aware that the aircraft had overrun the runway. Consequently, emergency response services were not contacted.

Runway overruns feature prominently in accidents involving western-built transport category jet aircraft. Long and/or fast landings were factors in these occurrences. In this occurrence, a high approach speed led to a long landing and overrun situation. The pilot in command continued with an unstabilised approach and did not go around as required by company standard operating procedures. The copilot did not announce that the approach was unstable and instruct the pilot in command to go around. Throughout the approach, there were various cues available to both crewmembers to indicate that the approach was unstable and that a go-around was required.

Overall, there were a number of safety issues identified during the course of the investigation. Those issues included: a non-precision approach at night that was conducive to illusions; a displaced threshold that limited the landing distance available; crew resource management problems; aircraft handling difficulties; an underdeveloped landing approach risk assessment by the crew and a safety management system that had yet to incorporate the flight data monitoring programmes advocated by the International Civil Aviation Organization and industry associations. As part of the relatively new operator's maturation process, the operator has developed a number of measures that are being implemented over the short, medium and longer terms to improve the training of crews, and the capability of the operator's safety management system.

Related Documents: | Media Release |

Occurrence summary

Investigation number 200202710
Occurrence date 11/06/2002
Location Darwin, Aero.
State Northern Territory
Report release date 16/03/2004
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Runway excursion
Occurrence class Serious Incident
Highest injury level None

Aircraft details

Manufacturer The Boeing Company
Model 737
Registration VH-VOE
Sector Jet
Operation type Air Transport High Capacity
Departure point Brisbane, QLD
Destination Darwin, NT
Damage Nil

Airbus A330-341, PK-GPE

Safety Action

ATSB safety action

As a result of a previous occurrence, the ATSB is investigating a safety deficiency (BS/20020004) relating to the limitations of self-checking of data inputs by controllers. The circumstances involved in this investigation also relate to the same deficiency. Any outcome from the investigation of the safety deficiency will be published on the ATSB website.

Significant Factors

  1. The Yarowee sector controller was distracted by activity at a neighbouring console before completing the actions required to assign the amended flight level to the crew of the A330.
  2. The Yarowee sector controller cancelled the cleared flight level prompt on the air situation display prior to receiving a correct read back.
  3. The aircraft crews were operating on different frequencies at the time of the potential confliction and were therefore unaware of the situation.

Analysis

The Yarowee sector controller had entered the amended CFL into TAAATS. He believed he had received the required information from the crew of the A330 and consequently cancelled the CFL prompt in the displayed label of the A330. The distraction at a nearby console interrupted the Yarowee sector controller before he had completed the task of issuing the amended clearance. The occurrence highlights the importance of controller vigilance in completing necessary TAAATS' interface action to ensure system data integrity.

At the time of the CLAM and STCA alarms, the Canty sector controller had accepted jurisdiction of the A330, however, the Yarowee controller had not advised the crew of the A330 to change to the Canty frequency. The crews of the A330 and the 737 were on different frequencies and were therefore unaware of the potential conflict. Neither crew was given a traffic advisory despite the STCA alarm.

Both controllers used effective scanning and monitoring techniques which enabled timely detection and resolution of the conflict before there was an infringement of separation standards.

Summary

An Airbus Industries A330 (A330) aircraft was en-route from Melbourne, Vic. to Denpasar, Indonesia. The Yarowee sector air traffic controller had issued the crew of the A330 with a clearance to climb to flight level (FL) 340. The A330 was on a crossing flight path with a Boeing 737 (737) that was en-route from Adelaide, SA to Melbourne, Vic. at FL310. The 737 was under the control of the adjacent Canty sector controller. Both the Yarowee and Canty sector controllers had recognised that there was a potential confliction between the two aircraft. The controllers discussed the potential confliction at 1119 EST and estimated that the aircraft would pass close to the boundary between the two sectors. The Yarowee controller accepted the responsibility for separation. That controller reported a reasonably low traffic level, which allowed him the opportunity to monitor the separation between the two aircraft. To ensure that the minimum horizontal separation standard distance of 5 NM was maintained, the Yarowee controller advised the Canty controller that the A330 would travel to the left of the proposed track and pass to the west of the 737.

Subsequent to that decision, the Canty controller reassessed the separation between the two aircraft and concluded that the potential confliction would occur inside the Canty sector. At 1121 the Canty controller instructed the Yarowee sector controller to assign the A330 crew FL300 on climb. Maintaining that altitude would ensure that the vertical separation minimum of 1,000 ft would not be infringed. The Yarowee controller entered FL300 into The Australian Advanced Air Traffic System (TAAATS) as the amended cleared flight level (CFL) for the A330. That entry changed the colour of the CFL in the label of the A330 that was displayed to the Yarowee controller on his air situation display. According to TAAATS procedures, the different colour provided a memory prompt to the Yarowee controller indicating that he had not received a correct amended CFL read back by the crew of the A330. Normally, once a controller had assigned a CFL to a crew and received a correct read back of that CFL, the controller would cancel the prompt and the CFL in the aircraft label would return to its regular colour.

There was a distraction at a neighbouring console just after the Yarowee controller had entered FL300 into TAAATS but before he had assigned the crew of the A330 the amended CFL. When the attention of the Yarowee controller returned to the Yarowee air situation display, the cleared flight level for the A330 was highlighted to prompt him to confirm that FL300 had been issued to the A330 crew. The controller believed he had already issued the crew of the A330 the amended CFL and that he had received a correct read back of the amended CFL from the crew prior to the distraction. The Yarowee controller cancelled the prompt. Analysis of the voice recording confirmed that the crew of the A330 had not been issued FL300.

The Yarowee controller incorrectly believed the A330 crew had been assigned FL300 and consequently that a vertical separation standard of 1,000 ft had been established between the A330 and the 737. At 1127, the controller approved the A330 crew to track direct to Woomera. That action placed the two aircraft on crossing flight paths with no prescribed lateral separation.

At 1131, as the A330 approached the Yarowee sector boundary, the Yarowee controller transferred jurisdiction of the A330 to the Canty controller. The Canty controller accepted jurisdiction of the A330 at FL295 and waited for the A330 to call on the Canty frequency.

At 1132, the Canty controller received a TAAATS Cleared Level Adherence Monitor (CLAM) alarm when the A330 passed FL303 on climb to FL340. A short time later, when the A330 and the 737 were 12.5 NM apart, both the Canty and the Yarowee controllers received a Short-Term Conflict Alert (STCA) alarm from TAAATS. This alarm indicated to the controllers that the two aircraft were in potential conflict. Vertical separation reduced to 900 ft while horizontal separation reduced to 7.5 NM. That horizontal distance exceeded the minimum separation standard. There was no infringement of separation standards.

At the time of the CLAM and STCA alarms, the crew of the A330 was still on the Yarowee sector frequency. The Yarowee controller reported observing the A330 pass FL303 and resumed jurisdiction over the A330. That controller then queried the A330 crew about their assigned flight level. He did not pass traffic information to the crew of the A330 about the 737 because he did not believe there would be an infringement of separation standards. Nonetheless, he subsequently issued a turn instruction to the A330 crew to ensure that separation was maintained. The A330 crew acknowledged traffic following that controller's query regarding their CFL.

The Canty controller was unable to contact the crew of the A330. The controller was aware that the A330 had climbed through what the controller believed was the assigned level of FL300 and issued turn instructions to the 737 crew to ensure that separation was not infringed. The Canty controller did not inform the 737 crew of the reason the vector was issued, however, the 737 crew subsequently acknowledged sighting the A330.

The Canty sector was combined with a low-level sector at the time of the incident and the controller reported that there was a medium traffic level at the time of the occurrence.

The Yarowee controller had recently returned from leave. He had completed the three required familiarisation shifts, had a two-day break, and completed one unsupervised shift during the day prior to the incident shift.

Occurrence summary

Investigation number 200202707
Occurrence date 09/06/2002
Location 185 km NW Melbourne, (VOR)
Report release date 12/05/2003
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer Airbus
Model A330
Registration PK-GPE
Sector Jet
Operation type Air Transport High Capacity
Departure point Melbourne , VIC
Destination Denpasar, INDONESIA
Damage Nil

Aircraft details

Manufacturer The Boeing Company
Model 737
Registration VH-TJT
Serial number 24445
Sector Jet
Operation type Air Transport High Capacity
Departure point Adelaide, SA
Destination Melbourne, VIC
Damage Nil