Beech Aircraft Corp 200, VH-SKC

Summary

On 4 September 2000, a Beech Super King Air 200 aircraft, VH-SKC, departed Perth, Western Australia at 1009 UTC on a charter flight to Leonora with one pilot and seven passengers on board. Until 1032 the operation of the aircraft and the communications with the pilot appeared normal. However, shortly after the aircraft had climbed through its assigned altitude, the pilot's speech became significantly impaired, and he appeared unable to respond to ATS instructions. Open microphone transmissions over the next 8-minutes revealed the progressive deterioration of the pilot towards unconsciousness and the absence of any sounds of passenger activity in the aircraft. No human response of any kind was detected for the remainder of the flight. Five hours after taking off from Perth, the aircraft impacted the ground near Burketown, Queensland, and was destroyed. There were no survivors.

The investigation found that the pilot was correctly licensed, had received the required training, and that there was no evidence to suggest that he was other than medically fit for the flight. The weather presented no hazard to the operation of the aircraft on its planned route. The aircraft's flightpath was consistent with the aircraft being controlled by the autopilot with no human intervention after the aircraft passed position DEBRA. After the aircraft climbed above the assigned altitude of FL250, the speech and breathing patterns of the pilot displayed changes that were consistent with hypoxia, but a rapid or explosive aircraft cabin depressurisation was unlikely to have occurred.

Testing revealed that Carbon Monoxide and Hydrogen Cyanide were highly unlikely to have been factors in the occurrence, and the absence of irritation in the airways of the occupants indicated that a fire in the cabin was also unlikely. The possibility of the pilot alone being incapacitated by a medical condition such as a stroke or heart attack would appear unlikely, given that there was no apparent activity or action by the other occupants of the aircraft for the duration of the flight.

The investigation concluded that while there are several possible reasons for the pilot and passengers being incapacitated, the incapacitation was probably a result of hypobaric hypoxia due to the aircraft being fully or partially unpressurised and their not receiving supplemental oxygen. Due to the extensive nature of the damage to the aircraft caused by the impact with the ground, and because no recording systems were installed in the aircraft (nor were they required to be), the investigation could not determine the reason for the aircraft being unpressurised, or why the pilot and passengers did not receive supplemental oxygen.

However, the investigation concluded that an aural warning for high cabin altitude, and setting visual and aural alerts to operate when the cabin pressure altitude exceeds 10,000 ft, may have prevented the accident.

Occurrence summary

Investigation number 200003771
Occurrence date 04/09/2000
Location 65 km ESE Burketown, (ALA)
State Queensland
Report release date 07/03/2002
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Air/pressurisation
Occurrence class Accident
Highest injury level Fatal

Aircraft details

Manufacturer Beech Aircraft Corp
Model 200
Registration VH-SKC
Serial number BB-47
Sector Turboprop
Operation type Charter
Departure point Perth, WA
Destination Leonora, WA
Damage Destroyed

Embraer EMB-120 ER, VH-YDD

Safety Action

Local safety action

Following this occurrence, the operator's baggage handling staff were briefed on the importance of the aircraft cargo door seals and the potential for them to be damaged during loading operations.

ATSB safety action

The Australian Transport Safety Bureau is currently investigating a safety deficiency relating to aircraft manufacturer's checklists.

Any safety output issued as a result of this analysis will be published on the Bureau's website www.atsb.gov.au.

Analysis

The aircraft cabin altitude during the occurrence was potentially critical in terms of possible hypoxia. However, the crew was unaware of the nature of the pressurisation problem and, consequently, unaware of the possibility that the remaining cabin pressure could suddenly be lost. Such an eventuality would have immediately exposed the passengers and crew to environmental conditions where they could be expected to experience symptoms of hypoxia.

Due to the apparently short time interval involved, and the moderate cabin altitude attained, it is unlikely that the crew experienced any significant symptoms of hypoxia.

The flight attendant did not don an oxygen mask during the incident. When she was briefed by the pilot in command, the flight crew were not wearing masks and that possibly influenced her behaviour in regard to the use of supplemental oxygen. The failure of some passengers to don a mask may have been influenced by their observation of the flight attendant not using one.

The procedures permitting discretionary use of supplemental oxygen following activation of the cabin altitude warning system did not recognise that, in some circumstances, the crew's decision-making may already have been impaired. The response to such a warning should take that factor into account. The aircraft manufacturer's QRH checklist (following an illumination of the cabin altitude warning light) did not include a checklist item for the crew to don oxygen masks, potentially exposing them to the effects of hypoxia while performing the checklist items.

Due to the insidious nature of hypoxia and the potentially rapid onset of symptoms, any depressurisation event could be critical for flight safety and could result in crew incapacitation. In such circumstances, the precautionary use of supplemental oxygen is essential.

Maintenance action immediately following the first incident flight did not correctly identify why the pressurisation system failed and the aircraft was dispatched with the original defect unrectified. The loss of cabin pressure was most likely due to the dislodged rear cargo door seal.

Summary

The Embraer Brasilia aircraft was being operated on a Regular Public Transport flight from Dili, East Timor to Darwin NT. Shortly after the aircraft had levelled off at FL230, the pilot in command became aware of cabin air pressure changes. That was verified by reference to the cabin rate of climb indicator, which indicated that the cabin altitude was increasing at a rate of approximately 500 ft/min.

The crew reported that they attempted to regain control of the cabin pressurisation system by switching from the automatic to the manual pressurisation controller. When that action did not rectify the problem, the crew immediately commenced a descent. The rate at which the cabin altitude was increasing was not excessive and the crew elected to perform a normal descent. While on descent, the cabin altitude rate of climb suddenly increased to about 1,000 ft/min. The rate of pressure loss was not uncomfortable and the aircraft was rapidly approaching FL140. The crew did not don supplemental oxygen masks during the initial descent.

The flight attendant was at the rear of the aircraft when the passenger oxygen masks deployed. At almost the same time the interphone sounded and she moved to the front of the aircraft to answer the call (there was no cabin interphone at the rear of the aircraft). The flight attendant did not use any of the spare passenger masks as she moved forward through the cabin and did not don her mask after arriving at her crew station. The pilot in command advised her that there was a slight depressurisation problem and that they had commenced a descent to 10,000 ft. The pilot warned her that the passenger masks may deploy and she advised him that they already had. The flight attendant was then instructed to get the Emergency Procedures card and perform the emergency briefing. The flight crew were not wearing supplemental oxygen masks when she spoke to them at that stage of the descent.

The crew reported that they donned oxygen masks later during the descent after the passenger oxygen masks automatically deployed. The flight attendant did not don a mask at any stage of the descent. She reported that some passengers also did not use the masks after they deployed, or after being instructed to do so during the emergency briefing.

The crew established the aircraft in visual meteorological conditions, with fine weather forecast for the planned route. The aircraft landed with about 1,100 lb of fuel, which was within the standard company reserves for depressurised operations. No injuries were reported as a result of the incident.

The aircraft sustained a similar pressurisation problem 12 hours earlier. Following that incident maintenance crews replaced the pressurisation controller and returned the aircraft to service. The aircraft then completed one sector without incident.

In response to the second occurrence, the rear cargo compartment door seal was inspected and found dislodged from its retaining rail. The damage was assessed to have most likely occurred during the loading and unloading of passenger baggage and freight.

After reinstallation of the door seal in the retaining rail, the aircraft was test flown and returned to service without re-occurrence.

Recorded information

Analysis of the flight data recorder indicated that the aircraft reached top of climb (FL231) at about 2347 UTC (Coordinated universal time) and almost immediately commenced a descent. The recording indicated that the descent was conducted at a rate of approximately 2,600 ft/min and that the aircraft reached FL140 at 2351. The aircraft maintained that altitude for approximately 5 minutes before continuing a 500 ft/minute descent to maintain a cruise altitude of 10,000 ft.

Cabin altitude warning system

The aircraft was equipped with a cabin altitude warning system. In the event of the cabin altitude exceeding 10,000 ft, a 3 chime aural alert and a voice "cabin" warning would sound. In addition, a red "cabin alt" warning light would illuminate on the main annunciator panel and the red "master warning" light would flash. The system activated as designed.

Supplemental oxygen system

A supplemental oxygen system was installed for use by the crew and passengers in the event of a failure of the cabin pressurisation system. It was a conventional high-pressure gaseous storage system, which distributed low-pressure oxygen to the crew and passenger breathing masks. The flight crew masks were of the quick donning type. The passenger masks were stored in overhead dispensing units positioned in the ceiling of the passenger cabin. An altimetric switch ensured automatic deployment of the oxygen masks whenever the cabin altitude exceeded 14,000 ft. Manual deployment of the masks could also be performed from the cockpit. The supplemental oxygen system operated normally during the incident flight and the masks automatically deployed when the cabin altitude exceeded 14,000 ft.

Hypoxia

Hypoxia describes the physiological condition where insufficient oxygen is available to meet the needs of the body. The condition is particularly significant because of the rapid rate at which symptoms can manifest themselves and the variation in the onset of symptoms between individuals. A person suffering the effects of hypoxia could experience a range of symptoms capable of adversely affecting their ability to safely operate an aircraft. Those symptoms include impairment of mental performance, loss of judgement, vision impairment, memory loss, reduced levels of awareness and muscular impairment.

The effects of hypoxia may be such that the person is unable to recognise the symptoms or identify that their level of performance has been impaired.

Individuals experiencing the effects of hypoxia can have difficulty in completing even simple tasks. The severity of those symptoms depends upon many factors, including the altitude to which the individual is exposed, the duration of the exposure and individual physiological differences. Untreated, hypoxia can result in loss of consciousness and death.

Depressurisation events and response procedures

The US Federal Aviation Authority Civil Aeromedical Institute (CAMI) classified any occurrence of decompression as significant if the cabin altitude exceeded 14,000 ft, the cabin masks were deployed, or if the occurrence resulted in injuries. The occurrence satisfied two of those criteria.

A rapid depressurisation, as defined by CAMI, occurs when the cabin altitude increases by more than 7,000 ft/minute. There was no evidence that during the occurrence the change in cabin altitude exceeded that rate.

The crew had planned to cruise at FL230. For flights in "pressurised aircraft engaged in flights not above FL250", the Civil Aviation Safety Authority required that supplemental oxygen be used by all flight deck crew "at all times during which the cabin altitude exceeds 10,000 ft". "A crew member (not being a flight crew member on flight deck duty) ... must use supplemental oxygen at all times during which the cabin pressure altitude exceeds Flight Level 140." CAO 20.4 refers.

The aircraft must also carry sufficient supplemental oxygen for passengers as specified in CAO 20.4 Subsection 7.5.

"Supplemental oxygen for passengers

7.5 A pressurised aircraft to which this subsection applies that is to be operated above 10,000 feet flight altitude must carry sufficient supplemental oxygen:

(a) where the aircraft can safely descend to Flight Level 140 or a lower level within 4 minutes at all points along the planned route and maintain Flight Level 140 or a lower level for the remainder of the flight - to provide 10% of the passengers with supplemental oxygen for 30 minutes or 20% of the passengers with supplemental oxygen for 15 minutes; and

(b) where the aircraft cannot safely descend to, or maintain, Flight Level 140 or a lower level in accordance with subparagraph (a) - to provide each passenger with supplemental oxygen for so much of the flight time above Flight Level 140 that exceeds 4 minutes duration and to provide 10% of the passengers with supplemental oxygen for 30 minutes or 20% of the passengers with supplemental oxygen for 15 minutes."

The Quick Reference Handbook (QRH) used by the crew included a checklist for use following illumination of the cabin altitude warning light. That checklist did not include a requirement for the crew to don oxygen masks, but contained checklist items to establish control of the cabin pressure utilising the manual pressurisation controller. The QRH also included a checklist for rapid depressurisation that required the crew to immediately don oxygen masks and commence an emergency descent.

During the descent, the aircraft cabin altitude exceeded 14,000 ft and the passenger oxygen masks automatically deployed. It was not possible to estimate the maximum cabin altitude experienced, nor the length of time that the cabin altitude exceeded 10,000 ft. The passenger oxygen masks probably deployed during the first 4 minutes of the descent from FL 230.

Occurrence summary

Investigation number 200003725
Occurrence date 30/08/2000
Location 83 km SE Dili, Aero.
State International
Report release date 20/03/2002
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer Embraer-Empresa Brasileira De Aeronautica
Model EMB-120
Registration VH-YDD
Sector Turboprop
Operation type Air Transport Low Capacity
Departure point Dili, EAST TIMOR
Destination Darwin, NT
Damage Nil

Piper PA-31-350, VH-NPA

Safety Action

As a result of investigations into this and several other related occurrences, the Australian Transport Safety Bureau issued the following recommendation on 9 November 2000 to the Civil Aviation Safety Authority: [ R20000250 ]

The Australian Transport Safety Bureau recommends that the Civil Aviation Safety Authority alert operators of aircraft equipped with turbo-charged engines to the potential risks of engine damage associated with detonation, and encourage the adoption of conservative fuel mixture leaning practices.

Summary

After establishing the Piper Chieftain in the cruise, the pilot occupying the right seat commenced a daily trend monitor of the engine operating parameters. During this procedure, the right engine oil pressure was observed to be low. While monitoring the oil pressure, the pilot noticed the right engine oil pressure decreasing accompanied by an increase in engine oil temperature. Shortly after, oil was observed trailing from the engine nacelle vent and skin joints. The right propeller was feathered and the engine shut down.

Inspection by a maintenance engineer found that the No. 3 piston had sustained detonation damage. The piston and cylinder were changed and the aircraft cleared for a ferry flight to Jandakot to facilitate a bulk strip inspection of the engine carried out under ATSB supervision. During this inspection further evidence of heat stress was found necessitating shipment of the affected components to the ATSB for a more in-depth examination. The components inspected exhibited the typical effects of over-temperature operation. Evidence of detonative combustion was also noted within other cylinders of the engine.

The fuel injection unit was examined and its functions tested on an approved component test bench. The unit was found to control fuel/air mixture within normal limits without fault and the automatic functions of the unit would not have induced processes that lead to detonation.

The company's technique for leaning the engines in cruise routinely allowed the exhaust gas temperature to exceed the maximum permissible temperature for a short period of time, and set the temperature at a higher level than would have been achieved by following the aircraft manufacturer's procedures for leaning the engines.

The right engine of a Piper Chieftain will normally run at a higher temperature than the left because of factors such as the counter rotation of the propeller inducing different cooling airflow, and the presence of an air-conditioning compressor in the front intake area obstructing airflow. This aircraft was only fitted with one cylinder head temperature (CHT) probe and one exhaust gas temperature (EGT) probe per engine. The installation has the number 6 cylinder instrumented for CHT and a single EGT probe monitoring a combined gas stream. It would not be possible to determine from the cockpit indications if any of the remaining five cylinders of the engine were operating at or beyond the CHT and EGT indicated to the pilot.

The company practice of leaning to peak EGT exceeded the pilot's operating handbook recommendation of a maximum of 1650 degrees F EGT. Exceeding the maximum permissible EGT on a regular basis, and sustained operations at or very near peak EGT at the manifold air pressure and engine revolutions per minute set as company policy, most probably put one or more of the operating cylinders into the detonation regime. This would have produced the heat stress and contributed to the loss of material strength of components evident within this engine.

Occurrence summary

Investigation number 200003675
Occurrence date 10/08/2000
Location 111 km NE Port Hedland, (NDB)
State Western Australia
Report release date 22/11/2000
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Abnormal engine indications
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer Piper Aircraft Corp
Model PA-31
Registration VH-NPA
Serial number 31-8452016
Sector Piston
Operation type Charter
Departure point Port Hedland, WA
Destination Broome, WA
Damage Nil

Near collision between a Pacific CT4B, VH-YAB and a Beech 1900D, VH-NTL, 4 km north-east of Armidale, on 20 June 2000

Safety Action

As a result of this occurrence, the Beech 1900 operator has taken the following safety actions:

  1. Introduced and incorporated procedures into the Operations Manual that would assist operating flight crew to ensure separation with mutual air traffic;
  2. Reviewed all of their aerodrome procedures for potential ambiguities; and
  3. Published their investigation of this occurrence for the information of all operating crew as a reminder of the necessity for compliance with all mandatory broadcast transmissions at all times.

Analysis

The crew of the Beech 1900 thought that the CT4 did not pose a confliction. Nevertheless, it may have been prudent for them to ensure mutual agreement on some form of vertical separation even if their expectations of lateral separation had been correct. Their lack of situational awareness and omission of a broadcast advising they were commencing take-off, combined to create a situation with potentially serious consequences.

The investigation was unable to determine whether the crew's action in maintaining 4,500 ft was a result of the prompting from the CT4 pilot in response to the TCAD warning or because they suddenly realised their lack of situational awareness.

Flight crews are required to continually assess the aircraft, its flight path and the people who interact with it in order to fly safely. The safety value of on-board defensive systems such as TCAD was demonstrated in the incident.

Summary

The pilot of an Instrument Flight Rules (IFR) CT4 Air trainer made an inbound report on the Armidale common traffic advisory frequency (CTAF) when at 8 NM southwest of the aerodrome. Four minutes later the pilot broadcast that he was overhead, with the intention of conducting an NDB/DME approach to runway 05.

Subsequently, an IFR Beech 1900 taxied at Armidale for departure from runway 05. Both aircraft had been given traffic information on each other by Brisbane air traffic services. When the Beech 1900 crew broadcast that they were taxiing, the CT4 pilot advised that he was about to turn inbound on the sector 1 entry for the runway 05 NDB/DME procedure and was maintaining 5,800 ft.

The Beech 1900 crew acknowledged the call. The CT4 pilot then awaited the lining up or rolling call from the Beech 1900 crew so that they could arrange mutual separation.

After completing the inbound turn the CT4 had approximately 2 NM to run on the inbound leg of the sector 1 entry. At that stage the pilot observed a Traffic Collision Alert Device (TCAD) indication that an aircraft was 1,100 ft below, climbing directly toward his aircraft and at a distance of 1.3 NM. The CT4 pilot therefore made an immediate broadcast on the CTAF, transmitting his position as 2 NM northeast at 5,800 ft. The Beech 1900 crew responded stating that they were in a right turn passing 5,800 ft. The pilot of the CT4 then observed, through a break in the cloud, the Beech 1900 in his 6 o'clock position at the same level and moving away.

The Beech 1900 crew reported that while maintaining runway heading after takeoff, they levelled at 4,500 ft for a short time to ensure separation. They later stated that they had interpreted the CT4's position as being outbound on the Runway 05 NDB approach and to the south-west of the NDB; therefore, it was not perceived to be a confliction.

The CT4 pilot reported the conditions as generally IMC with a few breaks in the cloud at his level but with no significant vertical visibility. The Beech 1900 continued climbing in a right turn in accordance with the published company procedures for IMC departures at Armidale. The CT4 landed from the runway 05 NDB approach without further incident.

Recorded radio transmissions confirmed that the Beech 1900 crew gave a taxi broadcast for runway 05 that included the phrase "shortly entering and backtracking". They did not subsequently advise that they were about to commence take-off, as directed in the Aeronautical Information Publication. The crew could not explain that oversight.

Occurrence summary

Investigation number 200003594
Occurrence date 20/06/2000
Location 4 km NE Armidale, (NDB)
State New South Wales
Report release date 24/12/2001
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Near collision
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer Pacific Aerospace Corporation
Model CT/4
Registration VH-YAB
Sector Piston
Operation type Flying Training
Departure point Tamworth, NSW
Destination Armidale, NSW
Damage Nil

Aircraft details

Manufacturer Beech Aircraft Corp
Model 1900
Registration VH-NTL
Serial number UE-117
Sector Turboprop
Operation type Air Transport Low Capacity
Departure point Armidale, NSW
Destination Glen Innes, NSW
Damage Nil

Airbus A320-211, VH-HYH

Safety Action

Since the occurrence the operator has amended and strengthened the contents of the operations area of MEL 36-11-07 to reflect the intention of the manufacturer's MMEL. This was done to "reduce the possibility of incorrect system operation with one HP bleed source inoperative". The altered text of the MEL is as follows:

"One HPV Inoperative `CLOSED'

CAUTION

IF ENGINE START REQUIRED; THE ENGINE WITH OPERATIVE HPV MUST BE
STARTED FIRST, IN THE EVENT OF CROSSBLEED START.

(1) During cockpit preparation: Associated ENG BLEED is selected ON.

NOTE:

With HPV 1 (2) locked closed and in order to prevent nuisance ENG1 (2) HPV FAULT ECAM warnings, it is necessary to observe the following low power setting requirements.

(2) At low engine power (during descent when thrust setting is in idle position):

(a) Associated bleed is selected OFF.
(b) Cross bleed valve is selected OPEN.
(c) If wing anti-ice is required, ONE PACK is selected OFF".

This amended MEL has been distributed throughout the operator's organisation.

Summary

While cruising at Flight Level (FL) 370 on a flight from Perth to Adelaide, the crew of the Airbus A320 noticed that the left engine bleed-air fault warning had illuminated. The aircraft pressurisation and air conditioning systems then automatically shut down, and the cabin pressure altitude began to increase at approximately 700 ft per minute. The crew made an unsuccessful attempt to reselect the left engine bleed air to on, and the aircraft auxiliary power unit (APU) was started.

The pilot in command (PIC) then contacted air traffic control and requested an emergency descent because of the decreasing cabin pressure, gaining a clearance to descend to 10,000 ft. A short time after commencing the descent the PIC informed the cabin crew and passengers that he was conducting an emergency descent.

As some of the cabin crew were beginning to feel the effects of the increased cabin altitude, all donned portable oxygen breathing equipment. They then took their assigned seating positions in the aircraft. At approximately FL200, the pressurisation and air conditioning systems were restored utilising the APU bleed air supply. The crew then levelled the aircraft at FL180 and told the cabin crew and passengers the reason for the descent. They continued to Adelaide where they completed a normal approach and landing.

The aircraft departed from Perth with a minimum equipment list (MEL) MEL 36-11-07 restriction applied following the failure of the right engine high-pressure valve (HPV). Part of the MEL restriction required that the right engine bleed air HPV be locked in the closed position by a locking pin.

The operation of the engine HPV normally supplemented the bleed air supply to the aircraft at low engine speed. At higher engine speeds, such as occur during normal flight, the bleed-air system was supplied with enough air to operate the air conditioning pack, even with the HPV locked closed.

MEL 36-11-07 was titled "Engine Bleed High Pressure Valve (HPV)" and was composed of two parts. Part (a) detailed the actions to be taken if the bleed-air system was considered to be inoperative and indicated that the bleed-air system was to be isolated and not used. Part (b) detailed the actions to be taken if one HPV was inoperative, "locked closed". However, the intention of the MEL was that the bleed-air system from that engine could still be used except in specified circumstances.

The MEL was part of an operator customised publication, which had been developed from the aircraft manufacturer's master MEL (MMEL). Part (b) of the Operations area of the operator's MEL stated:

"(1) At low engine power (around idle thrust) setting:
(a) Associated bleed is selected OFF.
(b) Cross bleed valve is selected open.
(c) If wing anti-ice is required, one pack is selected OFF".

This differed from the wording of the manufacturer's MMEL, which stated that:

"At low power setting (during descent when thrust setting is in idle position).
Affected ENG BLEED - OFF
X BLEED set - OPEN
If wing anti ice is required
ONE PACK - OFF".

The crew interpreted the operator's MEL to mean that at engine "idle thrust" they were to turn the bleed air from that engine to off. That prevented any supply of bleed air for the pressurisation and air conditioning system coming from that engine. They then opened the bleed air cross-bleed valve and operated both air conditioning packs from the right engine only.

The aircraft then flew with a usable bleed air system isolated. Therefore, when the left engine bleed air system failed, there was a loss of pressurisation and air conditioning. It wasn't until descending below FL200, that pressurisation was able to be restored using the aircraft's APU bleed air source.

A maintenance investigation carried out by the aircraft's operator, found that the left engine bleed-air system was not able to be reselected `on' due to the failure of a temperature control thermostat. The thermostat controlled the temperature of the bleed air from the engine, commanding the position of the fan-air valve. When the signal to control the fan-air valve was lost, the bleed-air system was automatically isolated.

Occurrence summary

Investigation number 200003533
Occurrence date 21/08/2000
Location 644 km W Adelaide, (VOR)
Report release date 25/05/2001
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer Airbus
Model A320
Registration VH-HYH
Serial number 030
Sector Jet
Operation type Air Transport High Capacity
Departure point Perth, WA
Destination Adelaide, SA
Damage Nil

Cessna 404, VH-WGB

Safety Action

Local safety action

As a result of the uncertainty surrounding the specification and manufacture of the cable, the operator changed all of the primary flight cables for the aircraft before further flight.

The operator's senior engineer reported that he had also developed, and submitted to CASA for approval, an upgraded inspection procedure for examining the cables in the area of the control pedestal during scheduled maintenance inspections. The company plans to include the procedure in the company maintenance manual for its Cessna C404 fleet.

Summary

A Cessna 404 Titan aircraft was engaged in low level geophysical survey work near Tennant Creek, NT. The pilot reported that as he was manoeuvring the aircraft at the completion of a survey run, he became aware that the aircraft's response to aileron control input was reduced. He was able to roll the aircraft to wings level attitude using a combination of aileron and rudder, before climbing the aircraft to approximately 6,000 ft and returning to Tennant Creek aerodrome.

Examination of the aileron control system by company maintenance personnel revealed that one of the aileron cables had separated near a change of direction pulley below the control pedestal in the cockpit. Company maintenance personnel reported that there were no obvious signs of fatigue or wear at the failure point and that the reason for the failure was not immediately apparent. The cable could not be identified by manufacturer or part number.

The aircraft had undergone a routine scheduled maintenance inspection 29 hours prior to the event. The engineer reported that it was difficult to inspect the cable in the area beneath the control pedestal during normal scheduled inspections. It was suggested that the only way to adequately examine it would be to disconnect and remove it in accordance with the manufacturers major maintenance requirements.

The aircraft logbooks showed that the aircraft was manufactured in 1981, and had been imported into Australia from Indonesia. At the time of the occurrence, it had a total time in service of 3,853 hours. The aircraft logbooks did not indicate any previous replacement of the aileron cable.

The maintenance engineer advised that, following the incident, he submitted the cable and a detailed major defect report to the local CASA office. CASA Airworthiness advised that their examination was not able to identify the reason for the failure with any certainty. They confirmed that there were no serial or part numbers on the cable and that it was probably not the correct specification for this type of installation. The most likely scenario was that the cable was manufactured and fitted to the aircraft in Indonesia.

Occurrence summary

Investigation number 200003412
Occurrence date 01/08/2000
Location Tennant Creek
State Northern Territory
Report release date 16/10/2001
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Control - Other
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer Cessna Aircraft Company
Model 404
Registration VH-WGB
Serial number 0435
Sector Piston
Operation type Aerial Work
Departure point Tennant Creek, NT
Destination Tennant Creek, NT
Damage Nil

Saab SF-340B, VH-KDQ

Summary

Due to intermittent reports of smells in the cockpit associated with bleed air from the right engine, first reported on 4 July 2000, a compressor wash had been carried out on the engine and the crew had been requested to report further.

The crew subsequently reported a strong smell in the cockpit at times during climb, cruise and descent. The smell was accompanied by an oily taste in the mouth with general ill feeling and headaches. The symptoms abated after the right engine bleed air was turned off.

The operator reported that there have been no further reports. However, the engine has been scheduled for removal and return to the manufacturer for further investigation as a defective internal engine oil seal is suspected.

Occurrence summary

Investigation number 200003428
Occurrence date 24/07/2000
Location 37 km N Sydney, Aero.
State New South Wales
Report release date 21/09/2000
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Fumes
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer Saab Aircraft Co.
Model 340
Registration VH-KDQ
Serial number 340B-325
Sector Turboprop
Operation type Air Transport Low Capacity
Departure point Sydney, NSW
Destination Coffs Harbour, NSW
Damage Nil

Short Bros SD360-300, VH-SUM

Safety Action

Local safety action

As a result of this occurrence, the Australian Civil Aviation Safety Authority (CASA) have taken the following actions:

  1. Issued a direction on 5 July 2001, under the provision of Civil Aviation Regulation 38, to all Australian Certificate of Registration holders of Pratt and Whitney Canada PT6A turboprop powered aircraft, conducting fare-paying passenger operations. That direction required the operators to include in their System of Maintenance the following:

    a. 'Periodic in service S/G [starter-generator] field cleaning and resistance checks to be performed in accordance with the procedures detailed in TRW Lucas Maintenance Manual Number 23700, Revision 9 at intervals not to exceed 300 hours S/G time in service; and

    b. Oil system monitoring of engines in service from which a S/G was removed to rectify a reported engine starting or electrical generation defect that was confirmed to be caused by the S/G.'
     
  2. Sent an advisory letter on 5 July 2001, to all Certificate of Registration holders of Pratt and Whitney Canada PT6A turboprop powered aircraft. The letter advised the following:

'CASA investigation into reports of 17 in-flight shut downs (IFSD) of PWC PT6A-60 series engines in the world fleet, 5 in Australia, has determined those defects resulted from electrical discharge damage (EDD) to the engine number 1 bearing. The electrical current source is the engine starter-generator (S/G) TRW Lucas models 23078 and 23085.

CASA has determined electrical current can flow to the engine from the S/G armature output shaft through armature leakage or an electrical short of the armature. The most probable cause of armature leakage is an accumulation of brush dust. The TRW S/G Maintenance Manual (M/M) 23700 includes periodic field cleaning and resistance checks that will prevent brush dust build up and detect a decrease in armature leakage resistance and a hard short.

Enclosed is further background information relating to this subject.

Unfortunately, the aircraft manufacturer's maintenance schedules for aircraft types known to have experienced PT6A EDD do not reflect that detailed in the TRW Lucas M/M 23700. As such, the aircraft manufacturer's instructions for continuing airworthiness for those particular aircraft are deficient in respect of S/G maintenance.

Whilst there is no evidence of EDD in PT6A models other than PT6A-60 series engines incorporating a TRW Lucas S/G model 23078 or 23085, CASA recommends all PT6A operators carry out a review of their elected aircraft maintenance schedule in consideration of information learnt from the CASA investigation of the PT6A-60 series IFSD events.

As of this date, CASA has no evidence to support mandatory action for PT6A powered aircraft operators other than those conducting fare paying passenger operations in PT6A-60 powered aircraft. CASA recommends that you review the enclosed information and initiate any changes to your aircraft maintenance schedule as you believe necessary to ensure the continued airworthiness of your aircraft.'

CASA has also assisted the operator to introduce the following local safety actions:

  1. In conjunction with the aircraft manufacturer, carried out a bonding check to ensure that an appropriate electrical discharge path was available from the starter-generator.
  2. Assisted the manufacturer in performing tests on starter-generators removed from service after 600 hours to determine any source of electrical leakage.
  3. Installed a supplemental chip detector system on each engine accessory gearbox. Prior to and at the completion of each flight, the flight crew is required, to test the chip detector to determine that no metal has bridged the chip detector probes. Every 120 hours the accessory gearbox chip detector is to be removed and inspected. The chip detector probes are to be wiped and the results from the wipe are to be sent to a power plant repair facility for analysis.
  4. Reduced the starter-generator overhaul period from 1,500 hours to 1,000 hours. At each 250 and 750 hour inspection the starter-generator is to be cleaned (brush dust removed) and the brushes inspected. The brushes are to be replaced at the 500 hour inspection, the starter-generator cleaned and an armature resistance check is to be carried out (to identify any path that may allow voltage to leak from the starter-generator). The allowable resistance values set by the operator are more restrictive than that recommended by the manufacturer of the starter-generator.

In addition, the aircraft manufacturer (Bombardier Aerospace, Shorts Brothers plc) has issued the following service documentation to aircraft operators:

  1. SB360-24-24, dated December 2000, detailing the installation of a new earthing point between the engine firewall assembly and the starter-generator, to provide supplemental bonding for the starter-generator.
  2. SIL SD360-IL-207, dated August 2000, detailing starter-generator removal and installation instructions and advising that operators ensure the integrity of the engine starter-generator electrical bonding.
  3. SB360-72-01, dated December 2000, recommending that aircraft operators carry out Pratt & Whitney Canada Service Bulletin PT6A-72-13348 and PT6A- 72-14304 within 25 flight hours of a starter-generator failure or an unscheduled starter-generator removal during the last 1,000 flight hours.

The aircraft manufacturer has also advised that they have agreed with proposed TRW Lucas modifications to electrically isolate the starter-generator output shaft from the engine starter gear.

The engine manufacturer (Pratt and Whitney Canada) issued SB's PT6A-72-14304, PT6A-72-13348 and PT6A-72-14318 on 15 Dec 2000 recommending engine oil filter patch inspections within 25 flight hours. Those inspections may detect debris in the oil system, originating from the number one bearing area.

Safety Recommendations

As a result of this occurrence, the Australian Transport Safety Bureau issues the following safety recommendations.

R20020120

The Australian Transport Safety Bureau recommends that the Civil Aviation Safety Authority continue to examine the circumstances of electrical discharge damage to the number 1 bearing of the Pratt and Whitney (Canada) PT6A engine models equipped with TRW Lucas starter-generators and develop an appropriate safety assurance strategy to ensure the continuing airworthiness of Australian registered aircraft fitted with similar engine and starter-generator combinations.

R20020121

The Australian Transport Safety Bureau recommends that the United States Federal Aviation Administration examine the circumstances of electrical discharge damage to the number 1 bearing of the Pratt and Whitney (Canada) PT6A engine models equipped with TRW Lucas starter-generators and develop an appropriate safety assurance strategy.

SAN 20020122

The Australian Transport Safety Bureau suggests that Transport Canada should note the deficiencies identified relating to electrical discharge damage to the number 1 bearing of the Pratt and Whitney (Canada) PT6A engine models equipped with TRW Lucas, model 23078 and 23085, starter-generators.

SAN 20020123

The Australian Transport Safety Bureau suggests that Pratt and Whitney Canada should note the deficiencies identified relating to electrical discharge damage to the number 1 bearing of the Pratt and Whitney (Canada) PT6A engine models equipped with TRW Lucas, model 23078 and 23085, starter-generators.

SAN 20020124

The Australian Transport Safety Bureau suggests that the United Kingdom Civil Aviation Authority should note the deficiencies relating to electrical discharge damage to the number 1 bearing of the Pratt and Whitney (Canada) PT6A engine models equipped with TRW Lucas, model 23078 and 23085, starter-generators.

Technical Analysis Report 200003399

Factual Information

While in cruise flight between Bundaberg and Brisbane, the crew of the Shorts 360 aircraft heard a loud noise followed by the automatic feathering of the right propeller. The crew shut down the right engine, declared a PAN and continued to Brisbane.

Initial investigation by the operator found that the engine would not rotate. Subsequent specialist examination revealed that the number 1 bearing had failed. The surfaces of the bearing showed signs of discolouration and blackening associated with extreme overheating. The bearing balls and inner race showed heavy localised wear and metal flow associated with the sliding contact of the balls against the inner race. There was also evidence of electrical arcing damage on the inner race. That was traced back through the accessory gearbox components to the starter-generator input shaft. Four equally spaced groups of two or three teeth on the starter-generator drive gear were pitted. The electric current required to cause that pitting was an alternating or pulsed frequency, equal to four times the rotational speed of the starter gear. The coupling gear that mated with the starter-generator drive gear showed continuous pitting over the whole contact surface.

Tests carried out by the operator on a starter-generator of the same model as that fitted to the failed engine, showed pulsed electric current discharges from the starter-generator output shaft. When an accumulation of armature brush dust was blown from the housing of the starter-generator, the measured voltage of the pulsed discharge decreased. The investigation noted that during overhaul, the starter-generators may be fitted with Federal Aviation Administration (FAA) Parts Manufacturer Approval (PMA) components, such as rotor electrical brushes.

The operator had previously experienced four engine failures in Shorts 360 aircraft. Those occurred in November 1995, June 1999, October 1999 and April 2000. All involved failure of the number 1 bearing. In three cases, there was evidence to suggest that an electric current from the starter-generator gear shaft, passed through the accessory gearbox gear train and the compressor hub splined coupling. The electric current initiated spalling damage to the bearing (the cracking and flaking of particles out of a surface). The reason for the electric discharge was not determined. In one case, the reason could not be determined because of the severity of secondary damage to the bearing. The four inflight engine failures in Australia, attributed to electrical discharge damage to the number 1 bearing, occurred between 60 and 640 hours after the starter-generator became unserviceable and a replacement unit was fitted. There are indications that in some occurrences a previously installed starter-generator may have initiated damage to the number 1 bearing.

The engine manufacturer has since reported that seventeen engine failures attributed to electrical discharge damage of the number 1 bearing have occurred in the PT6A worldwide fleet. The aircraft types involved included the Shorts 360, Beech 1900 and Beech Kingair 350 aircraft. To date, the engine and starter-generator combination has been limited to the PT6A-60A, 65B, 65R, 67D, 67R series engines equipped with Lucas Aerospace (TRW Aeronautical Systems) 23078 and 23085 model starter-generators.

A diagram showing the general construction of the PT6A engine and the relationship between the starter-generator and the number 1 bearing is included in this report available on the ATSB web site at Technical Analysis Report 200003399.

The ATSB Technical Analysis Report 200003399 (BE/200000014) details the examination of the failed number 1 bearing and is also available on the ATSB web site at  Technical Analysis Report 200003399 or from the Bureau on request.

Significant Factors

  1. The failure of the left engine was a result of the failure of the number 1 bearing.
  2. The failure of the number 1 bearing in the left engine was a result of electrical arcing damage to the bearing inner race.
  3. The number 1 bearing inner race electrical arcing damage was most likely a result of electrical discharge from the starter-generator assembly.

Analysis

The most likely source of the electrical discharge damage was the starter-generator unit, which couples directly to the starter-generator gear. This was consistent with the failure pattern in previous number 1 bearing failures in PT6A engines. Tests carried out on a starter-generator of the same model as that fitted to the failed engine, indicated that the problem is exacerbated by the accumulation of brush dust. Armature leakage electric current from the unit would be conducted via the dampener assembly, through the starter-generator gear and to the number 1 bearing via the coupling gear and shaft assembly. Intermittent pitting on the starter-generator gear and continuous pitting on the coupling gear indicated that the most likely source of electric potential was the starter-generator assembly. The effect of utilising FAA PMA components rather than original manufacturer parts in the overhaul of the starter-generators is undetermined.

Summary

While in cruise flight between Bundaberg and Brisbane, the crew of the Shorts 360 aircraft heard a loud noise followed by the automatic feathering of the right propeller. The crew shut down the right engine, declared a PAN and continued to Brisbane.

Occurrence summary

Investigation number 200003399
Occurrence date 13/08/2000
Location 74 km SW Maryborough, Aero.
State Queensland
Report release date 19/06/2002
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer Short Bros Pty Ltd
Model SD3-60
Registration VH-SUM
Serial number SH3720
Sector Turboprop
Operation type Air Transport Low Capacity
Departure point Bundaberg, QLD
Destination Brisbane, QLD
Damage Nil

Boeing 767-338ER, VH-OGG

Summary

The Boeing 767 passenger list was changed shortly before departure but the crew were not provided with the updated passenger list.

Normal company procedures were to complete the passenger list 15 minutes before the doors were closed. Passengers checked in within 15 minutes prior to doors closure required the passenger list and load sheet to be amended. The 'last-minute changes' were entered into the computerised load control system, which then produced a final load sheet incorporating all the changes.

If a passenger checked in very close to doors closure, there may not have been enough time for traffic staff to reprint an updated passenger list and deliver it to the crew. In this event, company procedures required passenger service staff to hand amend the passenger list on the aircraft and to ensure that the number of names on the list agreed with the number of passengers on the load sheet.

On this occasion an updated list was not issued and the list on board the aircraft was therefore not updated. The company has since reminded all of its customer service staff of the requirements for the passenger list to accurately reflect the names and the number of passengers stated on the final load sheet.

Occurrence summary

Investigation number 200003321
Occurrence date 08/08/2000
Location Sydney, Aero.
State New South Wales
Report release date 15/11/2000
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer The Boeing Company
Model 767
Registration VH-OGG
Serial number 24929
Sector Jet
Operation type Air Transport High Capacity
Departure point Sydney, NSW
Destination Christchurch, NEW ZEALAND
Damage Nil

Bell 206B(II), VH-TMR

Safety Action

As a result of this investigation the Australian Transport Safety Bureau has identified a safety deficiency related to pilot training. The results of the investigation of this safety deficiency will be published on the Australian Transport Safety Bureau website.

As a result of this investigation on 9 March 2001, the Australian Transport Safety Bureau issued the following recommendations to the Civil Aviation Safety Authority.

R20010015

The Australian Transport Safety Bureau recommends the Civil Aviation Safety Authority consider revising Civil Aviation Safety Authority Safety Aircraft Survey Report 604 form to require a response date for acquittal of discrepancies.

CASA response to recommendation R20010015 dated 10 April 2001.

The ASR (Aircraft Survey Report) can be assigned either Code A, B or C.

Code A identifies a defect or damage to the aircraft, and requires that maintenance to rectify the defect or damage must be carried out before further flight. This acquittal requirement is very specific in relation to the aircraft operational requirements. However, if the Certificate of Registration (CoR) holder removes the aircraft from service, an actual acquittal date has no relevance. The requirement to perform the maintenance before further flight remains.

Code B is a direction under CAR 38(1) to have defects or damaged assessed and rectified as necessary. The Code B direction is used to bring a defect or damage to the attention of the CoR holder, the pilot or operator where:

- A defect or damage to the attention of the CoR holder, the pilot or operator where:

- The inspector considers the defect or damage to be minor, or; The inspection carried out on the aircraft does not enable proper determination if the defect or damage is major. In which case the C of R holder, the pilot or operator is responsible to have an assessment carried out to determine the true nature of the defect or damage, and have appropriate rectification carried out. While the assessment needs to be done prior to further flight, the rectification might not be accomplished for some time in the future, where, for instance, the defect is minor and falls within the provision of Permissible Unserviceabilities.

Code C is used to give the C of R holder formal notification of a non-compliance with a requirement or condition imposed under the regulations and is judged, on the basis of the inspection, not to have an immediate adverse effect on safety. However, the matter is required to be assessed and rectified at the earliest opportunity.

As can be seen from the above discussion, it is often the case that an acquittal date cannot practically be imposed at the time of issue of the ASR. However, CASA is currently reviewing the ASR process to see how that process might be more closely monitored.

ATSB actions concerning CASA response to R20010015

The ATSB classifies this recommendation OPEN- MONITOR, pending CASA review of the ASR process.

As a result of this investigation on 9 March 2001, the Australian Transport Safety Bureau issued the following recommendations to the Civil Aviation Safety Authority.

R20010016

The Australian Transport Safety Bureau recommends the Civil Aviation Safety Authority consider revising Civil Aviation Safety Authority Safety Trend Indicator form to indicate organisational non-acquittal of Aircraft Survey Report ASSP 604 forms within the last 12 months.

CASA Response to Recommendation R20010016 dated 10 April 2001.

Non-acquittal of an ASR within a particular time period does not necessary reflect poorly on an operator. Consequently, for ASR acquittal information to be meaningful, in regards to Safety Trending, would need complex and prescriptive criteria to be developed and followed by CASA inspectors in the field.

Depending on the outcome of the review mentioned in Para 2 above, CASA would also explore what useful application that information might have in regard to the Safety Trend Indicator.

ATSB actions concerning CASA response to R20010016

The ATSB classifies this recommendation OPEN- MONITOR, pending CASA review of the ASR process.

Factual Information

History of flight

Following an earlier flight from the mainland and a brief shutdown on a floating pontoon at Norman Reef, the Bell Jetranger II 206B departed in a south-south-east direction into the prevailing wind. On board with the pilot were four passengers scheduled for a scenic flight around Norman Reef and return to the pontoon. Immediately following the takeoff, the pilot initiated a right banking turn. While in the turn, with a quartering tailwind, the helicopter began an uncommanded yaw to the right. The pilot reported that he lowered the collective and pushed the tail rotor pedals left and right in an attempt to regain control of the helicopter. Following those actions, and after two complete 360-degree rotations to the right, the yaw abated. After a momentary pause, the helicopter again began to yaw to the right. The pilot broadcast a MAYDAY on CTAF frequency, armed and inflated the emergency flotation gear, and initiated a water landing. The helicopter impacted the water and rolled to the right. The pilot and three occupants successfully exited the helicopter unassisted. One passenger occupying the right rear passenger seat was momentarily trapped in the helicopter by her seatbelt, as the seatbelt release latch had become reversed. The pilot and onlookers from a nearby pontoon eventually assisted her from the helicopter. The helicopter sustained substantial damage.

Weather

The forecast for the area was for isolated showers along the seacoast with winds from the south-east at 15 knots, with broken Stratus 1000 to 2000 feet in showers. Observations of the weather at the nearby pontoon recorded at 0700 hours Eastern Standard Time indicated wind from the south-southeast at 15 knots with no cloud and a temperature of approximately 22 degrees Celsius.

Wreckage examination

All flotation bags of the emergency flotation gear activated upon selection. The helicopter had impacted the water with approximately 10 degrees nose-down attitude, little forward airspeed, and a slight right-bank. The advancing main rotor blade contacted the water causing separation of the main rotor hub and displacement of the main transmission. The retreating blade impacted and severed the tail boom, tail rotor controls, and the tail rotor driveshaft. The transmission-to-engine driveshaft, transmission upper deck, and forward engine firewall were also damaged following transmission displacement. The damage was indicative of at least partial drive train continuity at the time of impact. No pre-existing mechanical defect was discovered that would have resulted in loss of tail rotor control. It was determined that the helicopter was capable of normal operation prior to the accident.

Helicopter information

The Bell 206B II Jetranger helicopter was manufactured in 1973 and was first entered on the Australian Civil Register on 17 April 1973. The part number 206-016-201-133 tail rotor blades had been installed in March 1999. Those blades were longer length than the standard blades, with improved performance, and therefore believed to be less susceptible to loss of tail rotor effectiveness (LTE). The helicopter was last reweighed on 4 October 1996. The empty weight of the helicopter, according to the last weight and balance calculations of 20 May 2000, was 897.6 kilograms. The maximum allowable gross weight of the helicopter was 1,451 kilograms. The estimated takeoff weight using the May 2000 calculations was 1,357 kilograms. The helicopter's flight manual was not recovered to permit confirmation of the flight manual weight and balance documentation.

Personnel information

The pilot had a total of 1,281.3 hours on rotary wing aircraft, including 751.8 hours on type. He had recorded 114.4 hours on this particular helicopter. The pilot held a valid Commercial Pilot's License (Helicopter), Bell 206 type endorsement, and Class One medical certificate. The endorsement was issued on 15 November 1997. The pilot's last flight review was completed on 20 August 1999. He had completed a 0.3 hour basic introduction check ride with the company chief pilot on 11 April 2000. Thereafter, he accompanied other company pilots operating in the local area, until he was permitted to fly as pilot in command.

The pilot had been on duty for six hours leading up to the accident and had 15 hours off duty before the work period, including 8.5 hours sleep the night prior to the accident. He had flown this particular helicopter 5.2 hours the day before the accident, with a total duty time that day of 8.5 hours. He had a rostered day off two days prior to the day of accident.

Loss of Tail Rotor Effectiveness

The phenomena of LTE, also known as unanticipated right yaw, has been identified as a contributing factor in several helicopter accidents. According to United States Army testing, OH-58 series helicopters (the Bell 206 series is the civilian variant) have proven in the past to be susceptible to LTE under certain low speed manoeuvres. LTE is not related to a maintenance malfunction and is associated with single main rotor, tail rotor configured helicopters. LTE is a result of the tail rotor losing aerodynamic efficiency due to a combination of several factors. Those factors include main rotor vortex interference and tail rotor vortex ring state (related to airflow disruption over the tail rotor), helicopter weathercock stability, and the loss of translational lift. The regimes in which LTE may be encountered include low airspeed (less than 30 knots) when translational lift is lost or reduced, high power, and in the case of the United States designed helicopters, operating in a left crosswind or tailwind or with a high yaw rate to the right.

There is greater susceptibility for LTE on United States designed helicopters in right turns and more so in right turns overwater. This is especially true during flight at low airspeeds when the pilot is looking out the right window (not viewing the instrument panel) and is unaware of the airspeed dropping to a low value. The turn is commonly done with reference to the ground where the pilot attempts to keep a constant groundspeed by referencing ground cues. Flying overwater, the pilot does not have the visual cues available as when flying overland.

In turbine powered helicopters, the frame of reference for the engine power governor is the main rotor RPM (Nr) with reference to the airframe. Once the helicopter begins spinning rapidly to the right as during the onset of LTE, the governor will sense a false increase in Nr and reduce fuel flow to the engine in order to maintain what it believes to be a constant Nr with reference to the airframe. Any reduction in Nr will result in a corresponding reduction in tail rotor RPM, with an associated reduction in the effectiveness of the tail rotor.

Recommended LTE recovery techniques

Correct and timely response to the uncommanded right yaw associated with LTE by immediately applying full left pedal and decreasing power and main rotor blade pitch requirements, will usually counter the condition. However, if the pilot's response is incorrect or slow, the yaw rate may rapidly increase to a point where recovery is not possible. The pilot expressed no knowledge of recommended recovery techniques to counteract the onset of LTE.

In response to several reports of unanticipated right yaw incidents, the Federal Aviation Administration circular AC 90-95 recommends the following recovery techniques:

a. If a sudden unanticipated right yaw occurs, the pilot should perform the following:
(1) Apply full left pedal. Simultaneously, move cyclic forward to increase speed. If altitude permits, reduce power.
(2) As recovery is effected, adjust controls for normal forward flight.
b. Collective pitch reduction will aid in arresting the yaw rate but may cause an increase in the rate of descent. Any large, rapid increase in collective to prevent ground or obstacle contact may further increase the yaw rate and decrease rotor rpm.
c. The amount of collective reduction should be based on the height above obstructions or surface, gross weight of the aircraft, and the existing atmospheric conditions.
d. If the rotation cannot be stopped and ground contact is imminent, an autorotation may be the best course of action. The pilot should maintain full left pedal until rotation stops, then adjust to maintain heading.

Furthermore, Bell Operational Safety Notice (OSN) 206-83-10 states that "An unanticipated right yaw may occur under certain conditions not related to a mechanical malfunction. These conditions may include high power demand situations while hovering, and/or when relative wind affects airspeed versus ground speed." The OSN recommends recovery techniques as follows:

1. Apply full left pedal.

2. Apply forward cyclic.

3. If altitude permits, reduce power.

Organisational Factors

The company did not have systems in place to address the organisational aspects that were identified as factors contributing to the accident. These were:

1. The company had no formal pilot induction program. Newly inducted pilots were not required to perform flight checks in areas reflective of actual operating conditions.
2. The Chief Pilot did not document and maintain individual files on each line pilot. Line pilots were not required to perform flight checks in areas reflective of actual operating conditions.
3. Flight checks were not regularly scheduled and were of short duration.
4. The company had no Flight Safety Program in place.
5. The company had no formal system of maintenance control and no assigned maintenance controller. Non-compliance with maintenance requirements and unapproved maintenance was reported on company helicopters.

These were not required by regulation.

CASA surveillance

This operator was also involved in a fatal accident in March 1999. CASA Flying Operations Surveillance Guidelines-Variations to Normal Surveillance includes significant safety related incidents as typical triggers justifying long-term increases in scheduled surveillance. No special audit of the organisation was completed following the fatal accident. A Flight Operations Inspection completed on 29 January 1999 identified several discrepancies. The inspector's report included a note recommending increased surveillance of the organisation. CASA regional management also requested authorisation from the CASA central office for increased surveillance of the organisation, however, the surveillance level of the organisation remained the same.

An Airworthiness Inspection (ramp check) was completed on 12 April 2000. During that inspection, three discrepancies were noted against the helicopter. Included among these was one noting "flight manuals contain expired weight control documents". Prior to the accident, there was no documentation on the CASA files to indicate acquittal of the discrepancy.

Following this accident, a CASA team completed a special audit of the organisation during 11-17 August 2000. The special audit resulted in the CASA team issuing a safety alert to ensure all required maintenance was completed on company helicopters and six requests for corrective action to resolve safety concerns. The company corrected these discrepancies and continued charter operations following the audit.

CASA surveillance documentation

CASA utilised the ASR (Aircraft Survey Report) Aviation Safety Surveillance Program (ASSP) 604 form to outline discrepancies noted during airworthiness inspections of aircraft and helicopters. According to the CASA ASSP manual, inspectors and team leaders were responsible for the monitoring of acquittals of ASRs. The forms did not require the Certificate of Registration holder to carry out rectification action within any particular timeframe.

CASA utilised a form called the Safety Trend Indicator to analyse significant factors related to the operator's risk level. That form included a question concerning the non-acquittal of Non-compliance Notice (NCN) ASSP 603 forms within the last 12 months. No response was required concerning non-acquittal of ASR ASSP 604 forms.

When the pilot began the right banked turn, he exposed the helicopter to firstly, a left crosswind, then a quartering tail wind. Flying at low airspeeds and operating out of ground effect, the helicopter was satisfying several of the operational conditions necessary to experience an uncommanded right yaw or LTE as outlined in Bell OSN 206-83-10.

The pilot indicated no awareness of operational conditions necessary to experience LTE, or knowledge of recovery techniques to counteract the onset of LTE. The failure of the helicopter to recover from the LTE condition following the pilot's reported corrective actions, was probably a result of his lateness to recognise the onset of LTE in sufficient time to permit recovery.

Organisational Factors

CASA's audit of August 2000 found that the checking of line pilots by the Chief Pilot was irregular and ineffective. Pilot flight checks were conducted in areas unreflective of actual operating conditions. In addition, those flight checks were of insufficient duration to appropriately assess the pilot's skills. Safety awareness training of personnel was considered inadequate. The operator had not established a sufficient maintenance control program. This resulted in the operation of company helicopters with overdue maintenance requirements. The lack of a formal pilot induction program, adequate checking of line pilots for currency, adequate documentation of line pilot training, a company Flight Safety Program, and a formal system of maintenance control all contributed to a less than adequate safety culture within the company.

CASA surveillance

The March 1999 fatal accident may have justified an increase in surveillance as per CASA guidelines. CASA management however, did not revise surveillance of the operator following recommendations from area managers and Flying Operations Inspectors. As a result, the safety oversight of the operator by CASA may have been less than recommended in CASA guidelines. Following this latest occurrence, CASA subsequently increased its level of surveillance of the operator.

CASA surveillance documentation

Examination of the CASA aircraft file for this helicopter and other aircraft files, has identified a trend of non-compliance by operators to resolve discrepancies noted on the ASR ASSP 604 form. Non-acquittal of ASRs could also display a trend of non-compliance to airworthiness issues.

1. The pilot did not have adequate knowledge in recognition of operational conditions that could have induced LTE.

2. The pilot did not correctly identify operational conditions that could have induced LTE.

3. The pilot did not implement adequate recovery techniques to counteract the onset of LTE.

As a result of this investigation the Australian Transport Safety Bureau has identified a safety deficiency related to pilot training. The results of the investigation of this safety deficiency will be published on the Australian Transport Safety Bureau website.

As a result of this investigation on 9 March 2001, the Australian Transport Safety Bureau issued the following recommendations to the Civil Aviation Safety Authority.

R20010015

The Australian Transport Safety Bureau recommends the Civil Aviation Safety Authority consider revising Civil Aviation Safety Authority Safety Aircraft Survey Report 604 form to require a response date for acquittal of discrepancies.

CASA response to recommendation R20010015 dated 10 April 2001.

The ASR (Aircraft Survey Report) can be assigned either Code A, B or C.

Code A identifies a defect or damage to the aircraft, and requires that maintenance to rectify the defect or damage must be carried out before further flight. This acquittal requirement is very specific in relation to the aircraft operational requirements. However, if the Certificate of Registration (CoR) holder removes the aircraft from service, an actual acquittal date has no relevance. The requirement to perform the maintenance before further flight remains.

Code B is a direction under CAR 38(1) to have defects or damaged assessed and rectified as necessary. The Code B direction is used to bring a defect or damage to the attention of the CoR holder, the pilot or operator where:

- A defect or damage to the attention of the CoR holder, the pilot or operator where:

- The inspector considers the defect or damage to be minor, or; The inspection carried out on the aircraft does not enable proper determination if the defect or damage is major. In which case the C of R holder, the pilot or operator is responsible to have an assessment carried out to determine the true nature of the defect or damage, and have appropriate rectification carried out. While the assessment needs to be done prior to further flight, the rectification might not be accomplished for some time in the future, where, for instance, the defect is minor and falls within the provision of Permissible Unserviceabilities.

Code C is used to give the C of R holder formal notification of a non-compliance with a requirement or condition imposed under the regulations and is judged, on the basis of the inspection, not to have an immediate adverse effect on safety. However, the matter is required to be assessed and rectified at the earliest opportunity.

As can be seen from the above discussion, it is often the case that an acquittal date cannot practically be imposed at the time of issue of the ASR. However, CASA is currently reviewing the ASR process to see how that process might be more closely monitored.

ATSB actions concerning CASA response to R20010015

The ATSB classifies this recommendation OPEN- MONITOR, pending CASA review of the ASR process.

As a result of this investigation on 9 March 2001, the Australian Transport Safety Bureau issued the following recommendations to the Civil Aviation Safety Authority.

R20010016

The Australian Transport Safety Bureau recommends the Civil Aviation Safety Authority consider revising Civil Aviation Safety Authority Safety Trend Indicator form to indicate organisational non-acquittal of Aircraft Survey Report ASSP 604 forms within the last 12 months.

CASA Response to Recommendation R20010016 dated 10 April 2001.

Non-acquittal of an ASR within a particular time period does not necessary reflect poorly on an operator. Consequently, for ASR acquittal information to be meaningful, in regards to Safety Trending, would need complex and prescriptive criteria to be developed and followed by CASA inspectors in the field.

Depending on the outcome of the review mentioned in Para 2 above, CASA would also explore what useful application that information might have in regard to the Safety Trend Indicator.

ATSB actions concerning CASA response to R20010016

The ATSB classifies this recommendation OPEN- MONITOR, pending CASA review of the ASR process.

Significant Factors

1. The pilot did not have adequate knowledge in recognition of operational conditions that could have induced LTE.

2. The pilot did not correctly identify operational conditions that could have induced LTE.

3. The pilot did not implement adequate recovery techniques to counteract the onset of LTE.

Analysis

When the pilot began the right banked turn, he exposed the helicopter to firstly, a left crosswind, then a quartering tail wind. Flying at low airspeeds and operating out of ground effect, the helicopter was satisfying several of the operational conditions necessary to experience an uncommanded right yaw or LTE as outlined in Bell OSN 206-83-10.

The pilot indicated no awareness of operational conditions necessary to experience LTE, or knowledge of recovery techniques to counteract the onset of LTE. The failure of the helicopter to recover from the LTE condition following the pilot's reported corrective actions, was probably a result of his lateness to recognise the onset of LTE in sufficient time to permit recovery.

Organisational Factors

CASA's audit of August 2000 found that the checking of line pilots by the Chief Pilot was irregular and ineffective. Pilot flight checks were conducted in areas unreflective of actual operating conditions. In addition, those flight checks were of insufficient duration to appropriately assess the pilot's skills. Safety awareness training of personnel was considered inadequate. The operator had not established a sufficient maintenance control program. This resulted in the operation of company helicopters with overdue maintenance requirements. The lack of a formal pilot induction program, adequate checking of line pilots for currency, adequate documentation of line pilot training, a company Flight Safety Program, and a formal system of maintenance control all contributed to a less than adequate safety culture within the company.

CASA surveillance

The March 1999 fatal accident may have justified an increase in surveillance as per CASA guidelines. CASA management however, did not revise surveillance of the operator following recommendations from area managers and Flying Operations Inspectors. As a result, the safety oversight of the operator by CASA may have been less than recommended in CASA guidelines. Following this latest occurrence, CASA subsequently increased its level of surveillance of the operator.

CASA surveillance documentation

Examination of the CASA aircraft file for this helicopter and other aircraft files, has identified a trend of non-compliance by operators to resolve discrepancies noted on the ASR ASSP 604 form. Non-acquittal of ASRs could also display a trend of non-compliance to airworthiness issues.

Summary

Following an earlier flight from the mainland and a brief shutdown on a floating pontoon at Norman Reef, the Bell Jetranger II 206B departed in a south-south-east direction into the prevailing wind. On board with the pilot were four passengers scheduled for a scenic flight around Norman Reef and return to the pontoon. Immediately following the take-off, the pilot initiated a right banking turn. While in the turn, with a quartering tailwind, the helicopter began an uncommanded yaw to the right. The pilot reported that he lowered the collective and pushed the tail rotor pedals left and right in an attempt to regain control of the helicopter. Following those actions, and after two complete 360-degree rotations to the right, the yaw abated. After a momentary pause, the helicopter again began to yaw to the right. The pilot broadcast a MAYDAY on CTAF frequency, armed and inflated the emergency flotation gear, and initiated a water landing. The helicopter impacted the water and rolled to the right. The pilot and three occupants successfully exited the helicopter unassisted. One passenger occupying the right rear passenger seat was momentarily trapped in the helicopter by her seatbelt, as the seatbelt release latch had become reversed. The pilot and onlookers from a nearby pontoon eventually assisted her from the helicopter. The helicopter sustained substantial damage.

Occurrence summary

Investigation number 200003293
Occurrence date 06/08/2000
Location Norman Reef, (ALA)
State Queensland
Report release date 04/07/2001
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Ditching
Occurrence class Accident
Highest injury level Minor

Aircraft details

Manufacturer Bell Helicopter Co
Model 206
Registration VH-TMR
Serial number 952
Sector Helicopter
Operation type Charter
Departure point Norman Reef, QLD
Destination Norman Reef, QLD
Damage Substantial