Boeing 747-438, VH-OJL

Safety Action

Local safety action

The operator completed a full audit of its load control operations at each port to identify and rectify any deficiencies.

Summary

The crew of the Boeing 747 received a provisional load sheet for the flight while they were carrying out their pre-flight checks. The information on the load sheet was close to the crew's expectations. However, when the final load sheet was subsequently delivered to the crew the computed centre of gravity (CoG) had moved forward significantly, from 25% mean aerodynamic chord (MAC) to 16% MAC.

The captain immediately queried the change. The load controller reported that the load computer program was corrupted, and that he had completed the computations using a manual backup method. He added that he was confident the information was correct.

While the aircraft was taxiing, air traffic control advised the crew to contact their company, who reported that the CoG figure stated on the final load sheet was incorrect, and provided a revised CoG figure that was closer to that shown on the provisional load sheet. However, when the crew entered that figure into the flight management computer (FMC) they received a "> STAB GREENBAND" warning from the engine indicating and crew alerting system (EICAS). The warning indicated that the stabiliser trim setting was incorrect for the CoG position, as sensed by the nose landing gear pressure switch, and that the aircraft was therefore "out of trim". The crew discussed the problem with the load controller, without resolution. The captain decided to return the aircraft to the terminal.

The crew requested company engineers to investigate the problem. In addition, they asked the load controller to investigate the distribution of passengers, baggage and freight. Engineers fitted a new nose landing gear pressure switch, and the load controller assured the crew that the computed figures were correct.

The crew again received a "> STAB GREENBAND" message from the EICAS when the aircraft commenced to taxi. After further discussions with company engineers, the aircraft returned to the terminal. The load controller subsequently informed the crew that further investigation had revealed that 50 passengers in "B Zone" had not been considered in the load calculations. The aircraft had therefore been "out of trim".

The operator reported that no fault was found in the load control computer system, and that the error had resulted from the load controller incorrectly interpreting computer generated information.

Occurrence summary

Investigation number 199902117
Occurrence date 28/04/1999
Location Sydney, Aero.
State New South Wales
Report release date 01/11/1999
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Loading related
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer The Boeing Company
Model 747
Registration VH-OJL
Serial number 25151
Sector Jet
Operation type Air Transport High Capacity
Departure point Sydney, NSW
Destination Christchurch, NZ
Damage Nil

Boeing 737-377, VH-CZO

Safety Action

As a result of this occurrence, the Bureau of Air Safety Investigation is currently investigating two safety deficiencies. The first relates to the inappropriate use of MATS 6-2-3 paragraph 32 by aerodrome controllers. The second relates to the non-application of MATS 6-3-1 paragraph 2 by controllers employed in the Brisbane aerodrome control tower.

Any safety output issued as a result of these analyses will be published in the Bureau's Quarterly Safety Deficiency Report.

Significant Factors

  1. The controller did not withhold the take-off clearance for CZO when there was no reasonable assurance that separation would exist between the aircraft when CZO commenced the take-off roll.
  2. The lack of visibility of the A4S taxiway at night from the control tower required that aerodrome controllers instruct pilots to confirm when clear of the runway.

Analysis

The difficulty in accurately locating aircraft on the high-speed taxiway A4S at night from the control tower is evidenced by the controller twice assuming that OGG had departed the runway and entered the taxiway. The awareness among local controllers of this difficulty should have encouraged the use of procedures to ensure the maintenance of required standards. However, the controller only recognised that his visual assessment was incorrect when advised by the crew of OGG. It is likely that the controller subsequently assessed that as CZO had not lined up, it was not necessary to cancel the clearance, but the two aircraft should simply be monitored.

The procedures relating to take-off clearances permitted a degree of discretion by the controller. However, that discretion was conditional upon a valid determination of collision risk and the maintenance of separation standards. Consequently, MATS 6-2-3 paragraph 32 was not appropriate to the issuing of the take-off clearance, as the controller had not positively identified the relative positions of the aircraft.

Summary

The aerodrome controller cleared VH-CZO for a night-time take-off from the Brisbane runway 01, believing that VH-OGG, after landing, had vacated the runway onto the high-speed taxiway A4S. At the time, CZO was at the A7 holding point. The crew of OGG alerted the controller (and the crew of CZO) that they were on the active runway. Shortly after, the controller asked the crew to confirm that they were on taxiway A4S and was advised that they were not. Aware that CZO had not lined up on the runway, the controller did not cancel the take-off clearance, but monitored the situation until OGG vacated the runway at taxiway A4.

The high-speed taxiway A4S was 1,900 m from the runway 01 threshold, and taxiway A4 was 2,310 m from the 01 threshold. Taxiway A4 required that the crew turn the aircraft through 90 degrees to exit the runway.

Taxiway A4S was equipped with uni-directional centreline lighting, which was not visible from the control tower. This made it difficult in conditions of reduced visibility for controllers to determine that an aircraft had vacated the runway and was on the high-speed taxiway. However, in visual meteorological conditions at night, it was not normal practice for controllers to ask crews to report when their aircraft was clear of the runway.

The Manual of Air Traffic Services (MATS) 6-3-1 paragraph 2 stated:

"When take-off or landing separation is based on the position of the preceding landing or taxiing aircraft and visual determination, particularly at night or in reduced visibility, is limited by poor azimuth resolution or other factors, the pilot of that aircraft shall be instructed to report when the aircraft has:

  1. crossed and is clear of a runway intersection; or
  2. stopped short of a runway strip; or
  3. vacated the runway."

The MATS 6-2-3, paragraph 31 stated:

"Before clearing an aircraft for take-off, and immediately before take-off is commenced, the tower controller shall make a visual check from the control tower to determine as far as practicable, that the take-off path is not obstructed. If the take-off path is obstructed, take-off clearance shall be withheld or cancelled as appropriate, until the obstruction no longer exists."

The prescribed separation standard was detailed in MATS 6-3-4 paragraph 24. The standard required that a departing aircraft shall not be permitted to commence take-off until the landing aircraft has vacated and is taxiing away from the runway.

The controller cleared CZO for take-off using the provisions of MATS 6-2-3 paragraph 32. This paragraph stated:

"Take-off clearance need not be withheld until prescribed separation exists if, in the opinion of the controller, no collision risk exists and there is reasonable assurance that separation will exist when the aircraft commences take-off roll."

Occurrence summary

Investigation number 199902114
Occurrence date 23/04/1999
Location Brisbane, Aero.
State Queensland
Report release date 11/10/1999
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Loss of separation
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer The Boeing Company
Model 737
Registration VH-CZO
Serial number 24304
Sector Jet
Operation type Air Transport High Capacity
Departure point Brisbane, QLD
Destination Cairns, QLD
Damage Nil

Aircraft details

Manufacturer The Boeing Company
Model 767
Registration VH-OGG
Serial number 24929
Sector Jet
Operation type Air Transport High Capacity
Departure point Sydney, NSW
Destination Brisbane, QLD
Damage Nil

Saab SF-340B, VH-XDZ

Safety Action

Local Safety Action

Airservices Australia's Occurrence Investigation Report (V4) dated 7 May 1999 under the heading of recommendations stated:

"Actions Taken
The officer concerned and his team leader have been interviewed to obtain their perspective on the occurrence. The officer was suspended and undertook 2 days of training and assessment by his team leader.

Other officers on duty at the time of the occurrence have been counselled to confirm the need for close scrutiny and oversight of traffic disposition, officer relief and coordinator support.

Actions to be taken.
All Flight Service Officers will be made aware of the findings of this investigation".

ATSB Safety Action

As a result of this and other occurrences the Australian Transport Safety Bureau (ATSB) investigated a safety deficiency. The deficiency was identified as: "Human factor issues in flight service centres are creating an environment in which safety may be compromised".

Air Safety Recommendation R19990220 was released to the public on 27 January 2000 and stated:

"The Australian Transport Safety Bureau (formerly BASI) recommends that Airservices Australia address flight service related issues that have the potential to seriously compromise safety, including those relating to incidents where there was a "failure to pass traffic" or a "failure to coordinate."

Air Safety Recommendation R19990220 was formally rejected by Airservices Australia in their response dated 28 February 2000. The ATSB considered the Airservices' rejection and because of developments with another "failure to pass traffic" occurrence asked "whether Airservices' rejection of the recommendation stands".

Airservices Australia confirmed their formal rejection of R19990220 on 29 March 2000. The rejection was considered by the ATSB and, due to the subsequent closure of the Flight Service Centres, categorised the response as "Closed - Not Accepted".

Significant Factors

  1. The flight service officer did not provide directed traffic information to the crew of VH-XDZ about the disposition of VH-XDA.
  2. The workstation design complicated traffic management, the maintenance of an accurate air picture, and oversight of the flight service officer's workload.
  3. The absence of three staff on sick leave.
  4. Management of the flight service officer was inadequate by allowing the officer to continue working for long periods, with a high workload, without satisfactory supervision.
  5. Management of the flight service centre roster did not provide properly endorsed and rested staff to provide an effective flight service function

Analysis

The incident occurred during a high workload period for the flight service officer. Analysis of the audio transmissions revealed frequency congestion, with multiple calls from aircraft and associated inter-unit coordination. The officer may have been suffering the effects of fatigue having worked unexpected periods of overtime on the preceding days, as well as concern stemming from the meeting held earlier during the day. The imminent closure of the flight service function had lessened motivation and morale and heightened general levels of uncertainty and anxiety. The detrimental impact of excessive anxiety, stress and high workloads on human performance has been well documented. These factors appear to have had a significantly adverse influence on the flight service officer's ability to perform effectively.

The console needed a large chart display on a mobile trolley placed at 90 degrees to the operating position to complement the overhead map display. The arrangement of this workstation was ergonomically undesirable, requiring the flight service officer to continually change physical position to correlate the flight progress strip display with the chart display. Moreover, the chart display was a physical barrier between the operating position and the supervisor/utility position. This barrier may have prevented the evening shift officer from noting the flight service officer's increasing workload.

The number of active flight progress strips for aircraft movements within the flight service officer's area of responsibility was considerable. Because the geographical display bays were not used and the strips were sequenced in chronological order, this adversely affected the situational awareness on the flight service officer

Summary

The crew of VH-XDZ, a SAAB 340 operating an IFR category flight taxiing at Mt Isa was not passed traffic information on VH-XDA, another SAAB 340 operating an IFR flight inbound to Mt Isa on the same track to be used by the departing aircraft. The flight service officer was not aware of this omission until the aircraft had passed in flight at 1750 EST.

The incident occurred during a peak in traffic movements, with multiple transmissions from aircraft on both VHF and HF frequencies in airspace that encompassed a large and complex geographical area. The work position comprised 2 HF networks, each with three frequencies, as well as four VHF repeaters. Because of the size and complexity of the airspace, the console needed a large chart display on a mobile trolley placed at 90 degrees to the console operator's position to supplement the overhead map display. The flight service officer reportedly had about 15-18 active flight progress strips for aircraft movements within his area of responsibility at the time of the occurrence and 12 aircraft on frequency. Geographical display bays were not used for the flight progress strips; they were sequenced in a chronological order.

The flight service officer had been on duty for five hours before the incident and had worked the position for most of that time. During the previous three days, the officer had worked a 10-hour shift, a 7-hour shift and a 9.5-hour shift, none of which agreed with the planned roster. Staffing throughout the day of the occurrence had been difficult as three staff were on sick leave.

Team leader coverage was required in the centre between the hours of 0600 and 2000 daily. The sole team leader available for duty on the day of the occurrence had worked from 0700 to 1700 hours and was required to stand-down because 10 hours was the maximum shift length allowable. A relief team leader was not available.

The flight service officer elected not to ask for support during the increased workload because of staff availability. Three other flight service officers were on duty. One was absent from the centre preparing a meal; one was working the FIS 3 position; and, the evening shift officer was eating a meal at the utility position. The evening shift officer intended to provide relief at one of the two consoles and had completed a 7-hour night shift earlier that morning.

Earlier that day, all flight service officers on duty at the Brisbane centre were briefed at a meeting on the imminent closure of the flight service function and the potential ending of their employment with Airservices Australia.

Occurrence summary

Investigation number 199902014
Occurrence date 23/04/1999
Location Mount Isa, Aero.
State Queensland
Report release date 02/04/2001
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category ANSP info/procedural error
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer Saab Aircraft Co.
Model 340
Registration VH-XDZ
Serial number 340B-328
Sector Turboprop
Operation type Air Transport Low Capacity
Departure point Mount Isa, QLD
Destination Townsvile, QLD
Damage Nil

Aircraft details

Manufacturer Saab Aircraft Co.
Model 340
Registration VH-XDA
Serial number 340B-333
Sector Turboprop
Operation type Air Transport Low Capacity
Departure point Townsvile, QLD
Destination Mount Isa, QLD
Damage Nil

Boeing 737-377, VH-CZC

Safety Action

As a result of the investigation, Airservices Australia have: Designed a new runway 15 SWIFT standard instrument departure to minimise the possibility of conflict in similar circumstances. This procedure is scheduled for publication on 24 February 2000; and Initiated regular discussion sessions amongst Cairns air traffic controllers to, among other things, review techniques used with successive departures. The first of these meetings took place on 24 June 1999.

Significant Factors

  1. The runway 15 SWIFT standard instrument departure allowed the possibility of a following aircraft turning inside a preceding aircraft.
  2. The performance of the B737-400 series aircraft was superior to that of the B737-300 series aircraft.
  3. The use of minimum departure separation standards was inappropriate.
  4. The decision of the approach/departures controller to concentrate on data entry tasks during the departure sequence was not sound practice.

Analysis

Controllers at Cairns considered that the aircraft were "like types" for the purposes of departure standards and neither the aerodrome controller nor the approach/departures controller considered increasing the separation requirements specified in Local Instructions. However, Boeing 737-400 series aircraft are known to normally out-perform the Boeing 737-300 series.

Separation standards used for consecutive departures allowed controllers to increase the minimum distance at their discretion. On this occasion it was not increased and, although the runway departure standard was not breached, the decision did not allow for any unexpected manoeuvre by either aircraft. Both crews acted in accordance with the standard instrument departure and the closure was the effect of aircraft performance.

The approach/departures controller elected to input data to the air traffic computer during the departure sequence. Although these actions were necessary, they were labour intensive and diverted his attention from the air situation display. They were not urgent and the decision resulted in the controller not having his full attention on the relative positions of the aircraft when they first appeared on the display.

The design of the SWIFT 2 standard instrument departure did not guarantee separation assurance. Whenever the second aircraft reached 4,000 ft prior to the first aircraft (whatever the reason) a reduction in horizontal separation was likely.

Summary

VH-CZC, a Boeing 737-300, had taxied at Cairns for departure from runway 15 bound for Sydney.

VH-TJW, a Boeing 737-400, had taxied after CZC, also for a departure from runway 15 bound for Brisbane.

Both crews had been cleared via the runway 15 SWIFT 2 standard instrument departure. That procedure required crews to turn their aircraft at the earlier of 400 ft or the departure end of the runway and then track to 030 degrees M until climbing through 4,000 ft. At that point the aircraft should be turned right onto a track of 170 degrees M to intercept the 139 degrees radial of the Cairns VOR (VHF navigation aid). The SWIFT 2 standard instrument departure was designed to counter the limitations of high terrain surrounding Cairns aerodrome and the tracking requirements of inbound aircraft from the south and east.

At 0604:15 Eastern Standard Time, the aerodrome controller coordinated the two planned departures with the approach/departures controller using the phrase "next CZC followed by TJW". The reply was "CZC unrestricted, TJW unrestricted". That instruction authorised the aerodrome controller to allow the takeoffs in accordance with Cairns Local Instruction TOWER-20, which stated that the aerodrome controller must ensure that 3 NM separation between aircraft would exist prior to the second aircraft passing the upwind end of the runway.

At 0604:48, the crew of CZC was cleared for take-off and at 0606:43, the crew of TJW was cleared for take-off. Radar analysis showed that both aircraft commenced a left turn at approximately 400 ft at, or about, the departure end of the runway and that the required 3 NM spacing was achieved.

The approach/departures controller had approved a request for a change of level from a pilot of an aircraft that had departed Cairns approximately 7 minutes earlier. After issuing the departure clearances, the controller commenced the process of making the change in the air traffic computer; an action that required nine clicks of the mouse. In order to make this change, the controller looked away from the air situation display (which was on the main screen) and used the auxiliary screen to observe the flight plan window while using the keyboard to input the data.

While the controller was performing the information change task, the crews of the departing aircraft contacted him as required. The controller acknowledged the radio broadcasts then returned to the data input task. He did not continue to check the positional information on the air situation display. A few moments later, he glanced at the display and realised that TJW had turned earlier than CZC and was also out-climbing that aircraft. As he was about to take corrective action, the controller saw that TJW had climbed through 4,000 ft and had commenced the right turn onto a heading of 170 degrees M. The manoeuvre had placed TJW on a track inside that of CZC and led to a rapid reduction of horizontal separation to less than the required standard of 3 NM. The vertical separation standard of 1,000 ft had not been achieved at the time. Radar analysis showed that the aircraft passed 1.7 NM horizontally and approximately 400 ft vertically apart.

The controller immediately cancelled the standard instrument departure for TJW and issued the crew with a radar heading of 100 degrees M to ensure that, although separation standards would be breached, TJW would pass behind CZC. The crew of TJW reported that they had the other aircraft in sight and monitored their flight path to ensure that they remained clear of that aircraft. Both crews subsequently reported that they received a traffic alert and collision avoidance system (TCAS) advice.

CZC, the B737-300 series aircraft, had taken 1 minute and 56 seconds to reach 4,000 ft whereas TJW, the B737-400 series aircraft, took only 1 minute and 27 seconds to pass the same altitude. In addition, the initial opening speed created by the departure spacing off the runway had reduced to zero within 1 minute and 30 seconds of the departure of TJW.

Occurrence summary

Investigation number 199902003
Occurrence date 03/05/1999
Location 13 km E Cairns, Aero.
State Queensland
Report release date 09/06/2000
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Loss of separation
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer The Boeing Company
Model 737
Registration VH-CZC
Serial number 23655
Sector Jet
Operation type Air Transport High Capacity
Departure point Cairns, QLD
Destination Sydney, NSW
Damage Nil

Aircraft details

Manufacturer The Boeing Company
Model 737
Registration VH-TJW
Serial number 26961
Sector Jet
Operation type Air Transport High Capacity
Departure point Cairns, QLD
Destination Brisbane, QLD
Damage Nil

Piper PA-24-250, VH-CXP

Safety Action

Local safety action

As a result of the investigation, the following actions have been taken:

  1. The company operating the Bandeirante issued new standard operating instructions to their crews in relation to procedures for requesting descent into Cairns. These procedures should improve compliance with the AIP.
  2. Airservices Australia local management at Cairns introduced regular "Team" meetings for controllers to discuss safety deficiencies such as those described in this report. These meetings will also include simulated exercises involving aircraft emergency and unusual situations.

Significant Factors

  1. The weather was such that visual conditions on tracks from the west were unlikely to be maintained without diversions.
  2. The crew of the Bandeirante diverted from their planned track and descended the aircraft below controlled airspace without advising air traffic control.
  3. The approach controller did not inform the crew of the Bandeirante that they were descending below controlled airspace.
  4. The Bandeirante crew and the approach controller were unable to communicate effectively at a critical phase of the approach.
  5. The approach controller issued inappropriate instructions to both crews

Summary

The weather at Cairns was visual meteorological conditions but with passing showers, especially over the western escarpment. The cloud base and visibility associated with the showers restricted visual flight in or near the showers. Tower control had advised the terminal area controllers that conditions were marginal for visual approaches from the north-west.

The base of controlled airspace in the north-western sector was 3,500 ft reducing to 2,500 ft at 12 NM from the Cairns airport, and ground level at about 6 NM west of the airport. In the south-western sector, the base remained at 3,500 ft until reducing to ground level at about 5 NM west. The terrain was mountainous, with average heights of more than 2,000 ft to within 5 NM west of the airport. The higher peaks in this general sector of airspace were over 3,000 ft, with some over 4,000 ft to the south-west.

An Embraer E110 (Bandeirante) was operating under the instrument flight rules and on descent to 5,500 ft on an arrival to Cairns from the north-west. Air traffic control approved the crew to divert right and left of track to avoid showers and to facilitate visual contact with the ground. On first contact, approach control gave the crew a radar vector of 060 degrees and descent to 4,000 ft, the lowest altitude the controller could assign with reference to the published radar lowest safe altitudes. Shortly after, the crew reported "visual" and were cleared to descend to 2,000 ft visually and to track direct to Cairns under their own navigation. This clearance required the crew to maintain their current track and continuous visual reference with the ground until within 5 NM of the aerodrome. It allowed flight below the lowest safe altitude and transferred the responsibility for terrain clearance to the crew.

A Piper PA24 (Comanche) was operating under the visual flight rules and maintaining 5,500 ft on approach to Cairns from the south-west. The pilot encountered showers in the area and requested descent to remain visual. The controller issued the pilot with a clearance limit of Stoney Creek (a visual reporting point approximately 6 NM due west of Cairns airport where the terrain contours form a "saddle" feature) and a maximum altitude of 5,500 ft. This clearance allowed the pilot to proceed both inside and outside controlled airspace and to track as required to Stoney Creek. The position of Stoney Creek was at the common boundary of the 3,500 ft, 2,500 ft and ground level control area steps. About 1 minute later, the controller observed that the Bandeirante had deviated left of track and, when this was confirmed by the crew, issued instructions for a visual approach to a right base to runway 15 at maximum speed. The instructions included a frequency change to aerodrome control at 5 NM. The crew were still required to maintain their track direct to the airport until within 5 NM.

The pilot of the Comanche reported at 3,000 ft and 5 NM south-west of Stoney Creek. Although this position was outside controlled airspace, the controller cleared the pilot to descend to 1,000 ft and asked him to report if any diversions were required to remain in visual conditions. No amendment to the clearance limit of Stoney Creek was issued.

Shortly after, the controller realised that the Bandeirante had diverted right of track and was converging with the Comanche to the extent that radar separation standards would not be maintained. The controller attempted to again radar vector the Bandeirante but the crew had radio difficulties and did not hear the instruction. After a brief check of the radio, they transferred to the aerodrome control frquency when about 7 NM from Cairns. The radar vector was for the crew to turn onto a heading of 060 degrees. The instruction was issued as the aircraft was descending through the base of controlled airspace and was below the radar lowest safe altitude.

Radar analysis subsequently indicated that, at that point, the Bandeirante was about 2 NM north of the Comanche, on a converging track and with both aircraft at approximately 2,300 ft. These positions placed both aircraft outside controlled airspace and below surrounding terrain.

The controller observed the altitude of the Bandeirante on the radar display screen but did not advise the crew that they had descended outside controlled airspace. MATS required a radar controller to advise a pilot when the aircraft was observed to deviate significantly from its cleared route or if the controller believed it would deviate from controlled airspace.

The controller then asked the pilot of the Comanche if he could see the Bandeirante. When the pilot answered "negative", the controller instructed him to make a right orbit. The pilot began the turn as directed but realised that the turn would place the aircraft close to terrain that was above his altitude. He requested a left turn and, although this direction initially placed the aircraft closer to the Bandeirante, he then saw that aircraft. The controller then formally instructed the pilot of the Comanche to maintain separation with the Bandeirante. No traffic information on the Comanche was passed to the crew of the Bandeirante.

As both aircraft were outside controlled airspace, there was no technical infringement of separation standards. Radar analysis indicated that the closest point was 1.3 NM when the aircraft were approximately 100 ft vertically apart.

The descent procedure used by the controller after the crew of the Bandeirante reported "visual", was allowed under the terms of visual approach procedures in both the Australian Manual of Air Traffic Services (MATS) and the Australian Aeronautical Information Publication (AIP). However, the AIP also required crews to maintain an altitude of not less than 500 ft above the lower limit of controlled airspace. MATS stated that a controller must provide this same buffer except at pilot request or when visual approach procedures applied.

Although cleared to track direct to the airport, the crew of the Bandeirante diverted initially 1 - 2 NM left of track. About 1 minute later, they diverted right of track and entered into conflict with the Comanche. Both turns were to avoid showers and to maintain visual contact with the ground but no request for track diversion was made to air traffic control. The AIP stated that a pilot must maintain track while on a visual approach and should not report visual until certain that such tracking can be achieved. If a pilot on a visual approach finds that such tracking is no longer appropriate, air traffic control must be informed immediately.

When the controller issued the second radar vector, the crew did not hear the instruction but thought the transmission was for their aircraft. They made an attempt to acknowledge but when they again could not hear the approach controller, and considering that they were only 2 - 3 NM from the nominated frequency change point, they elected to make an early change to the airport control frequency. The crew remained on that frequency and had no further communication problems. Why there was a period of poor air-ground communications could not be determined. The attempt to radar vector the aircraft onto a heading of 060 degrees occurred when the aircraft was descending through 2,500 ft (the base of controlled airspace) and in an area where the terrain rose above 2,000 ft.

During the descent from 2,500 ft to about 2,200 ft to track through the Stoney Creek gorge, the Bandeirante passed within 1,000 m of terrain spot heights of 2,139 ft and 2,119 ft.

As the controller realised that the aircraft were coming into conflict and that the crew of the Bandeirante were not receiving radio broadcasts, the pilot of the Comanche was instructed to make a right orbit. The intention of this instruction was to provide adequate separation between the aircraft, however, it would have resulted in the pilot flying in close proximity to terrain that was higher than his current altitude. Spot heights on the Cairns Visual Terminal Chart indicated heights of between 3,070 ft and 3,477 ft within 3 NM to the right of the track, with general terrain above 2,000 ft within 1 NM. Had the pilot not countered the instruction by changing direction to a left turn, the aircraft would have been placed in a potentially unsafe situation.

Occurrence summary

Investigation number 199902001
Occurrence date 01/05/1999
Location 13 km W Cairns, Aero.
State Queensland
Report release date 31/10/2000
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Near collision
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer Piper Aircraft Corp
Model PA-24
Registration VH-CXP
Serial number 24-1008
Sector Piston
Operation type Private
Departure point Einasleigh, QLD
Destination Cairns, QLD
Damage Nil

Aircraft details

Manufacturer Embraer-Empresa Brasileira De Aeronautica
Model EMB-110
Registration VH-UQB
Serial number 110-253
Sector Turboprop
Operation type Air Transport Low Capacity
Departure point Normanton, QLD
Destination Cairns, QLD
Damage Nil

Beech Aircraft Corp 1900D, VH-IMH

Summary

The crews of all four aircraft had planned to use the same air route between Port Macquarie and Taree. VH-IMA and VH-TQO were arriving at Port Macquarie while VH-IMH and VH-SVV were departing. Due to minor deviations in track-keeping, all four aircraft were to the west of the nominal track.

Weather conditions were such that a layer of cloud existed upwards from approximately 7,000 ft.

Although the flight service officer provided a timely and up-to-date directed traffic information service to all crews, radio communications between the crews of IMA and IMH, and between IMH and SVV were insufficient to ensure self-separation between their aircraft. The high number of radio transmissions on the various frequencies, when combined with the frequency management requirements of each crew, limited the opportunities for adequate radio contact.

The crews of IMA and IMH maintained altitudes in Class "G" airspace without broadcasting their intentions on the flight service frequency. In addition, while both crews were maintaining a listening watch on the flight service frequency for 8 minutes prior to their aircraft passing, neither crew made radio contact with the other.

Analysis of the recorded radar data indicated that the aircraft passed within 1,000 m horizontally and 200 ft vertically while IMA was maintaining 8,000 ft.

None of the aircraft were fitted with an Airborne Collision Avoidance System (ACAS). An ACAS would, most probably, have improved the situational awareness of the crews to the extent that a more effective traffic management plan may have been undertaken.

The lack of adequate situational awareness of the crews of IMA and IMH resulted in two regular public transport aircraft coming into relatively close proximity without either crew carrying out a positive separation plan.

The investigation identified safety deficiencies in respect to timely conflict alerting and self-separation procedures and contains seven recommendations to the Civil Aviation Safety Authority addressing those deficiencies.

Occurrence summary

Investigation number 199901959
Occurrence date 28/04/1999
Location 37 km S Port Macquarie, Aero.
State New South Wales
Report release date 02/05/2001
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Separation issue
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer Beech Aircraft Corp
Model 1900
Registration VH-IMH
Serial number UE-230
Sector Turboprop
Operation type Air Transport Low Capacity
Departure point Port Macquarie, NSW
Destination Williamtown, NSW
Damage Nil

Aircraft details

Manufacturer Beech Aircraft Corp
Model 1900
Registration VH-IMA
Serial number UE-7
Sector Turboprop
Operation type Air Transport Low Capacity
Departure point Sydney, NSW
Destination Port Macquarie, NSW
Damage Nil

Aircraft details

Manufacturer Piper Aircraft Corp
Model PA-31
Registration VH-SVV
Serial number 31-7405175
Sector Piston
Operation type Charter
Departure point Port Macquarie, NSW
Destination Sydney, NSW
Damage Nil

Boeing Co 747-300, HL7470

Safety Action

Local Safety Action

The aircraft manufacturer subsequently published an In-service Activity Report, number 99-10 (17 September 1999), which included an article detailing the circumstances of this occurrence. The company was also reviewing the subject of in-flight throttle lever restriction events and may issue a follow-up report.

Summary

The pilot of the Boeing 747 requested descent from FL370. The air traffic controller denied the request because an adequate separation standard did not exist with following traffic at a lower level. The pilot then requested an immediate descent due to icing. The controller advised the pilot of the traffic and issued a clearance for the aircraft to descend. Consequently, there was a breakdown of separation although the pilot of the following aircraft advised that he had the Boeing 747 on radar.

The pilot of the Boeing 747 subsequently reported that the aircraft had been operating in light icing conditions for 20 minutes before it entered an area of warmer air. The aircraft consequently required an increase in thrust to compensate for the increased temperature, however the number four engine throttle lever did not respond to auto-throttle commands. Soon afterwards, the crew found that they were unable to move any of the throttle levers and had to descend the aircraft. After about 15 minutes in the descent, the crew regained control of the throttle levers and levelled the aircraft at FL290.

After the aircraft landed, a maintenance inspection was unable to identify any problems that might have resulted in restricted throttle lever movement. The cables were lubricated and the aircraft was returned to service.

The investigation established that there was a known problem associated with restricted movement in throttle levers, believed to be a result of moisture on throttle cables freezing to seals and fairleads. The aircraft manufacturer had issued Service Bulletin 747-76-2060, which strongly suggested that aircraft operators replace rigid throttle vapour seals and fairleads with new flexible seals and fairleads. The manufacturer further indicated that implementing the service bulletin would prevent restricted throttle lever movement due to ice accumulation on throttle cables. However, this service bulletin only applied to aircraft with line numbers from 001 to 584. The aircraft involved in this occurrence was line number 713, which had the modifications to the throttle cable system installed during manufacture. In order to establish why a modified aircraft had apparently experienced freezing of the throttle cable system, the manufacturer requested that the operator carry out further inspections of the throttle cable seals, fairleads and drain holes. The operator advised that these inspections did not identify any anomalies that could have contributed to the restricted throttle lever movement.

Occurrence summary

Investigation number 199901894
Occurrence date 18/04/1999
Location 185 km N KIMMI
Report release date 05/07/2000
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer The Boeing Company
Model 747
Registration HL7470
Serial number 24194
Sector Jet
Operation type Air Transport High Capacity
Departure point Seoul, KOREA
Destination Sydney, NSW
Damage Nil

Aircraft details

Manufacturer The Boeing Company
Model 767
Registration HL7249
Serial number 26265
Sector Jet
Operation type Air Transport High Capacity
Departure point Seoul, KOREA
Destination Sydney, NSW
Damage Nil

Boeing 737-376, 23489

Safety Action

Local safety action

As a result of this occurrence, the operator advised it had issued a Flight Standing Order to pilots, outlining required reporting procedures following an air safety incident.

Significant Factors

The K11 relay in the flight control accessory box experienced an intermittent failure.

Analysis

The investigation was unable to determine the exact point at which the K11 relay failed. However, the most likely point of failure of the K11 relay was just prior to commencement of the uncommanded climb from FL350 to FL351. With the aircraft cruising at Mach 0.76, the MTS would have commanded approximately 2.8 degrees "up" elevator. The amount of "up" elevator commanded by the MTS is regulated by feedback of the airspeed signal from the air data computer. Failure of the K11 relay would result in open feedback to the MTS and, without airspeed signal feedback, the actuator would have commenced to drive the elevator up at approximately 0.4 degrees per second until the elevator reached 4.2 degrees "up". The 4.2 degrees "up" elevator corresponds to a computed speed of approximately Mach 0.83 while the K11 relay is operating without fault.

With 4.2 degrees "up" elevator resulting from the failed K11 relay, the autopilot would have been unable to maintain the preselected level of FL350, and the uncommanded climb to FL351 would have resulted from the incorrect "up" elevator setting. It is probable that the Mach Trim Fail light illuminated at this point due to the elevator's position relative to the stabiliser. At the same time, it appears likely that the autopilot commenced to trim the stabiliser "down" to a position that would counter the failed Mach trim position and also to regain FL350. The Mach Trim Fail light would have extinguished once the stabiliser was in a "neutral" position to the out of trim elevator. It is likely that the Stab Out Of Trim light would also have been illuminated during the period that the stabiliser was out of position with the elevator.

When FL350 had been regained, the crew responded to the illumination of the Mach Trim Fail light by reducing the aircraft's speed to Mach 0.73. As speed reduced, the autopilot would have trimmed the stabiliser "up" to maintain FL350. The retrimmed position of the stabiliser for Mach 0.73 would have resulted in it no longer being in a "neutral" position with respect to the out-of-trim elevator. This would have caused the Mach Trim Fail light to re-illuminate in conjunction with the Stab Out Of Trim light at this time.

The aircraft continued the cruise segment with the elevator in an incorrect "up" position as a result of the failed K11 relay, opposed by the stabiliser also in an incorrect position, thus nulling the two conflicting control inputs.

Descent commenced by the AFDS commanding the A/T to close and the autopilot maintaining the reduced speed of Mach 0.73. The crew reported that at approximately FL250, the aircraft pitched down steeply and the airspeed rapidly increased. Examination of air traffic control radar information revealed that the aircraft's vertical profile appeared normal until approximately FL270. From that level, the aircraft's ground speed gradually increased from 386 kts to 399 kts at FL240, then reduced to 394 kts at FL 210. At the same time, the rate of descent increased from approximately 3,000 ft/min to a peak of 5,143 ft/min between FL240 and FL235, then stabilised again at 3,000 ft/min. This information corresponds with the crew's recollection of the events that took place.

The likely explanation for the pitch down was that the K11 relay resumed normal operation at about this point, permitting airspeed feedback to be re-established to the MTS. This would have resulted in a reduction of the 4.2 degrees "up" elevator to the correct position corresponding with the aircraft's actual speed of Mach 0.73. With the elevator re-established in the correct position for the aircraft speed, the incorrect position of the stabiliser resulted in the pitch-down event.

Because the fault in the autopilot accessory unit did not recur after replacement of the K11 and K6 relays, the operator did not consider that the Mach trim and stabiliser rigging checks as called out in the Boeing 737-300 Maintenance Manual were warranted.

The incident occurred on 24 April. However, the pilot in command did not report the incident to the operator until 26 April, and the Lockheed Model 209 DFDR fitted to the aircraft was not removed for examination until 27 April. Upon its removal, the DFDR was found to be faulty. The Lockheed Model 209 is an early 1970's design electro-mechanical flight data recorder. It records data from the last 25 hours of aircraft operation onto a magnetic tape; the tape contains six tracks, and data is recorded on one track at a time. Each track contains approximately 4 hours and 10 minutes of data. Track switching is sequential to ensure that the last 25 hours of data are continuously recorded. When power is removed at the end of a flight, the DFDR "remembers" which track was being used for recording. When power is re-applied at the start of the next flight, the DFDR resumes recording on the correct track.

On readout, data recorded during the incident flight was not observed in the recorded data while some data from 22 April was observed. It was apparent that the recorded data was not continuous. A strip-report on the DFDR revealed that the DFDR did not "remember" which track was active and "jumped" to track 3 when power was re-applied at the start of some flights. Consequently, while the data for the current flight was correctly recorded, data from earlier flights (but within the 25-hour nominal recording duration) could be overwritten. This is a known problem with the Lockheed Model 209 DFDR.

Summary

The aircraft was cruising at flight level (FL) 350 with the autopilot engaged and 35,000 ft pre-selected in the altitude display on the autopilot mode control panel (MCP). The crew observed the aircraft make an uncommanded climb from FL350 to FL351, where it remained for approximately 20 seconds until the autopilot returned the aircraft to FL350. The crew then noticed that the `Mach Trim Fail' warning light had illuminated. The `Mach Trim Fail' light extinguished for a short time, re-illuminated, then extinguished again. During this sequence of events, the crew reduced the aircraft speed from Mach 0.76 to Mach 0.73 in accordance with the appropriate Quick Reference Handbook (QRH) procedure. Shortly after, the `Stab Out Of Trim' warning light illuminated. The `Stab Out Of Trim' warning extinguished after descent was commenced.

The descent was initiated using the autopilot and was normal until approximately FL250 when the aircraft pitched down steeply and the airspeed increased rapidly. The autopilot was disconnected, and the crew flew the aircraft manually, noticing that a considerable amount of back trim was required to stabilise the descent at 300 kts. The aircraft was flown manually for the remainder of the descent, and the aircraft was landed safely without further incident.

After landing, the pilot in command notified maintenance support of the in-flight problems that had been encountered. However, he did not lodge an incident report with the operator until 2 days after the occurrence. Upon receipt of the incident report, the operator took action to recover the aircraft's digital flight data recorder (DFDR). However, the DFDR was found to be faulty, and information from the flight was not available. The operator tested the DFDR and reported that the recorder would intermittently return the recording head to a random section of tape, resulting in existing data being overwritten. In order to obtain data about the aircraft flight path, air traffic control radar information was examined during the investigation.

The operator also reported that during the subsequent maintenance investigation, the K11 relay in the autopilot accessory unit was found to have an intermittent fault when it was subjected to initial testing. However, further testing was unable to reproduce the fault that was experienced in flight, and both the K11 and K6 relays were replaced as a precaution. The "Mach Trim Actuator" was also tested by the operator. The tests were conducted under various temperature conditions but they revealed no indication of defect. The manufacturer was also unable to fault the actuator. The aircraft manufacturer suggested that the operator verify sections of the aircraft wiring and perform the Mach trim and stabiliser rigging checks specified in the Boeing 737-300 Maintenance Manual.

The automatic flight system (AFS) of Boeing 737-376 aircraft comprises the autopilot flight director system (AFDS) and the autothrottle (A/T). Management of the vertical and lateral navigation of the aircraft is controlled by pilot selection of appropriate AFDS MCP settings in conjunction with the flight management computer (FMC). Normally, once an aircraft is airborne and the AFS engaged by the crew, the AFDS and A/T are controlled automatically by the FMC to fly an optimised lateral and vertical flight path throughout the climb, cruise and descent phases of a flight.

Data entry into the FMC is made by the crew on the flight management system control display unit (CDU) fitted to the cockpit centre stand. The CDU displays various "pages" of information that are required for the management of the flight. The crew will enter relevant data into these pages, including the intended cruise level.

Once an aircraft reaches the planned cruise level, it accelerates from the climb speed to the cruise speed. During acceleration, rearward movement of the wing aerodynamic centre of pressure results in a tendency for the aircraft to pitch nose down in a phenomenon known as "Mach Tuck". The Boeing 737-376 is equipped with a Mach Trim System (MTS) to provide improved stability at the high altitudes and airspeeds typically encountered during the cruise phase of flight. The MTS functions automatically at speeds in excess of Mach 0.615 and causes elevator adjustment as speed increases. Failure of the MTS is indicated by the illumination (amber) of the Mach Trim Fail light, and the crew response is to limit the aircraft speed to below Mach 0.74.

During cruise and with the autopilot engaged, the AFS causes the horizontal stabiliser to be trimmed to a position which will ensure that the pitch of the aircraft maintains the required cruise level. The Stabiliser Out Of Trim (Stab Out Of Trim) light illuminates amber to alert the crew if the autopilot is not trimming the stabiliser properly and that the elevator position exceeds a certain value in relation to the stabiliser and/or that the elevator is positioned too far away from the neutral position. The crew response for a "Stab Out Of Trim" amber warning is to disengage the autopilot and re-trim the stabiliser. The autopilot may then be re-engaged as required.

Occurrence summary

Investigation number 199901880
Occurrence date 24/04/1999
Location 167 km ENE Adelaide, (VOR)
Report release date 12/01/2000
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer The Boeing Company
Model 737
Registration VH-TAX
Serial number VH-TAX
Sector Jet
Operation type Air Transport High Capacity
Departure point Sydney, NSW
Destination Adelaide, SA
Damage Nil

Cessna 310, VH-JOR

Significant Factors

  1. Coordination between the tower and terminal staff was unprofessional and led to confusion as to the status of visual approaches.
  2. Various controllers had different interpretations of the meaning of "west" in relation to aircraft approaches.
  3. A significant deterioration in the prevailing weather conditions coincided with the start of a busy arrival sequence.

Analysis

As the flow controller was planning the arrival sequence, he needed to take account of the type of approach available to each aircraft. Even though visual approaches from the south-west had been in use during the morning, tower staff had advised the terminal area controllers that they were no longer available. However, the flow and approach controllers elected to continue with the plan that had the C310 as number one in the sequence and hoped that the pilot would be able to complete a visual approach. The conversations between tower and terminal area controllers in regard to the status of aircraft approaches took place between various control positions, each in partial isolation. Consequently, there was no coordinated response between tower and terminal area staff, and some confusion arose as to the status of such approaches.

As the C310 had been the first aircraft in a busy traffic sequence, the C310 needed to be repositioned when the pilot was unable to make a visual approach. When this re-sequencing occurred, pressure was on the system to try to make up some time to allow for the re-introduction of the C310. In order to minimise the delay, the approach controller had attempted to reduce the distance between the C310 and the AC50 by use of techniques that were not appropriate for the prevailing weather conditions.

Summary

The Cessna 310 (C310) was the first aircraft in a busy arrival sequence and had been programmed by the flow controller for a visual approach to right base for runway 15. The weather had been fluctuating around marginal visual meteorological conditions for some hours and although the cloud base was generally 2,500 ft, it was lower in passing, heavier showers. The visibility was generally 8 km but reduced to 3,000 - 4,000 m in the showers.

When the pilot of the C310 reported that he was unable to establish visual contact with the ground, the approach controller had to change the arrival plan and vector the aircraft to the east of the aerodrome to facilitate further descent. This amendment to the traffic management plan was intended to assist the pilot to become clear of cloud but it necessitated extra track miles for the aircraft. Consequently, an adjustment to the arrival sequence was required and the C310 became number three in the landing order. This change also meant that the timing of sequential landings had fallen behind that which the flow controller had planned and following aircraft would need to be delayed.

The Aero Commander 500 S (AC50) was the fourth aircraft in the sequence and had been held outside controlled airspace by the approach controller until a separation standard could be guaranteed with the other aircraft.

During the course of these events, several verbal exchanges took place between various tower and terminal control area staff regarding the availability of visual approaches in the deteriorating weather conditions. It was agreed that all jet aircraft, and other aircraft arriving from the north and west, would be processed for instrument landing system (ILS) approaches. While these conversations were taking place, the weather had deteriorated such that the cloud base was 1,500 ft and the visibility was generally 3,000 - 4,000 m.

The terminology of what was "north and west" was never positively determined. The flow controller thought that the track of the C310 (via Copperlode Dam - approximately 210 degrees from Cairns) was south-west and not west. Other controllers considered anything west of 180 degrees was "west" and would not have used this track for a visual approach under the prevailing weather conditions.

When the pilot of the C310 reported that he was "visual", the approach controller authorised a visual approach and transferred the pilot to the tower control frequency. Shortly after, he issued a clearance for the AC50 to enter controlled airspace at 1,000 ft. He judged that, as their observed ground speeds were similar, he would be able to maintain the required radar standard of 3 NM while keeping the aircraft comparatively close to each other in order to minimise delays in the landing sequence.

As he was monitoring the progress of the aircraft, the approach controller noticed that the groundspeed of the C310 had reduced on final approach and that the 3 NM separation with the AC50 was unlikely to be maintained. He asked the aerodrome controller if he could use the "sight and follow" procedure, which would allow the pilot of the AC50 to establish and maintain visual separation with the C310 and, consequently, allow the distance between the aircraft to reduce to below 3 NM. However, due to the deteriorating weather and his resultant inability to sight the aircraft, the aerodrome controller declined the request.

As the AC50 closed on the C310, the approach controller realised that the 3 NM standard was not going to be maintained and asked the aerodrome controller to visually separate the two aircraft, a procedure that would again allow the aircraft to proceed with less than the required radar standard. Once again, the aerodrome controller declined the request as he could not see the aircraft in the prevailing weather conditions.

The approach controller then decided to re-sequence the AC50 and issued instructions for the pilot to turn away from the approach. As the aircraft turned, the horizontal separation reduced to 2.8 NM. An infringement of separation standards had occurred.

Occurrence summary

Investigation number 199901797
Occurrence date 24/03/1999
Location 9 km NNW Cairns, Aero
State Queensland
Report release date 29/05/2000
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Loss of separation
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer Cessna Aircraft Company
Model 310
Registration VH-JOR
Serial number 4040642
Sector Piston
Operation type Charter
Departure point Kidston, QLD
Destination Cairns, QLD
Damage Nil

Aircraft details

Manufacturer Aero Commander
Model 500
Registration VH-UJB
Serial number 3152
Sector Piston
Operation type Air Transport Low Capacity
Departure point Lizard Island, QLD
Destination Cairns, QLD
Damage Nil

Saab 340B, VH-KDV

Safety Action

As a result of the Regional Airlines Safety Study, the Bureau of Air Safety Investigation issued the following Interim Recommendation to the Civil Aviation Safety Authority on 6 July 1998.

IR 19980098

"The Bureau of Air Safety Investigation recommends that the Civil Aviation Safety Authority develop standards and implement regulations which:

  1. require Australian airlines to develop industry-consistent cabin baggage control programs that will prevent passengers from bringing inappropriate cabin baggage onto aircraft; and
  2. ensure correct on-board stowage of approved cabin baggage. Such programs should be approved and monitored by CASA".

The following response was received from CASA on 6 August 1998:

"As acknowledged in the BASI document, the recommendation made by the Cabin Safety and Carriage of Persons project team to adopt the Canadian rule 705.42 for carry-on baggage is intended to be implemented by CASA

A Notice of Proposed Rule Making (NPRM) is currently being prepared in CASA's Regulatory Framework program office for publication by September 1998. The proposed new rule for carry-on baggage expands CAO 20.16.3, subsection 9, adopts Canadian rule 705.42 and similarly covers the requirements for FAR121/589, and responds directly to the safety deficiency identified by BASI".

CASA Notice of Proposed Rule Making 9809RP, was subsequently issued in November 1998. The NPRM proposal requires that every operator establish a carry-on baggage program, acceptable to CASA, that will ensure that baggage that cannot be correctly stowed is prevented from carriage in the cabin, and once accepted as cabin baggage, is correctly stowed (NPRM. 121.AK). The CASA NPRM process is currently in progress.

Following discussions within CASA, and between CASA and the operator, the operator has subsequently issued a company requirement prohibiting the practice of securing cabin baggage on passenger seats.

Summary

The flight attendant was preparing the cabin for landing when an area of severe air turbulence was encountered, causing the flight attendant to strike his head on the cabin roof. He received minor injuries and was relieved from further duty that day. The flight attendant has since returned to flight duties.

During the investigation, it was revealed that after striking his head, the flight attendant was unable to occupy a nearby spare aisle seat during the turbulence encounter, as another passenger's hand luggage had been secured to the seat with the seat belt. The flight attendant returned to his seat at the front of the aircraft. It was further revealed that it was common company practice to secure passenger cabin baggage on spare passenger seats due to the problem of stowage on smaller aircraft types.

Civil Aviation Safety Authority (CASA) regulations required cabin baggage to be stowed securely so that movement of cabin baggage would not cause injury to any person or damage to the aircraft, during turbulence or unusual aircraft accelerations or manoeuvres. The regulations also required that cabin baggage be stowed whenever the seat belt sign was on and specified that luggage be stowed under a passenger seat with approved forward-movement restraint, or in an approved overhead locker or rack (Civil Aviation Order 20.16.3, subsection 9).

Following the occurrence, the operator sought clarification of the regulation regarding the stowage of cabin baggage from CASA. CASA had initially agreed with the operator that soft bags could be stowed with a seat belt through the straps, on a window seat that was not an emergency exit.

The Bureau conveyed its concerns to CASA that seat belts were designed primarily to restrain the human form and that bag handles were not stressed to take loads that could occur under turbulent conditions or impact forces. Bags so secured on a passenger seat by a seat belt might become loose during turbulence or impact, or could swing about the seat belt, presenting injury or evacuation obstruction hazards.

Occurrence summary

Investigation number 199901614
Occurrence date 28/03/1999
Location Bindook, (VOR)
State New South Wales
Report release date 26/10/1999
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Flight crew incapacitation
Occurrence class Incident
Highest injury level Minor

Aircraft details

Manufacturer Saab Aircraft Co.
Model 340
Registration VH-KDV
Serial number 340B-322
Sector Turboprop
Operation type Air Transport Low Capacity
Departure point Canberra, ACT
Destination Sydney, NSW
Damage Nil