Boeing 737-476, VH-TJQ

Safety Action

During the course of the investigation, it became known that hand-held checklists were being used for single-pilot operations in instrument meteorological conditions.

Consequently, the Bureau of Air Safety Investigation is investigating a perceived safety deficiency. The deficiency relates to the practice of single-pilot IFR flight crew using hand-held checklists during ILS approaches, with a possible loss of situational awareness associated with distraction.

Any safety output issued as a result of this analysis will be published in the Bureau's Quarterly Safety Deficiency Report.

Significant Factors

  1. The attention of the pilot under training was partially diverted from safely taxiing the aircraft due to his pre-occupation with a previous event.
  2. The training captain did not provide a timely warning to the pilot under training that he had passed the correct taxiway and was approaching an active runway.

Analysis

The task of taxiing the aircraft after landing was not particularly demanding. The night was fine and clear, there were no works in progress, and both pilots of the Metro were familiar with the airport layout. However, it was apparent that the attention of the pilot under training was partially diverted from taxiing the aircraft by his pre-occupation with how he had performed during the practice ILS approach. The result was that he then mistakenly believed the aircraft was still approaching the entry to taxiway Bravo, when in fact the aircraft had passed that point and was approaching runway 34L.

The training captain noticed that the aircraft had passed the entry to taxiway Bravo, and was about to query the pilot under training when he noticed the other aircraft landing on runway 34L. In hindsight, he should have alerted the pilot under training when it became apparent that the aircraft was not beginning to turn into taxiway Bravo.

Although it was reasonable to have expected the crew of the Metro to enter taxiway Bravo after correctly reading back their taxi clearance, the vigilance and prompt action of the tower controllers acted as a final safety defence to stop the aircraft from entering the runway.

Summary

A Fairchild SA227-AC (Metro) aircraft landed on runway 34R, with an instruction to exit onto taxiway Tango 1 and taxi via taxiway Juliet. The pilot contacted the surface movement controller (SMC) while approaching a mandatory holding point on taxiway Juliet, and was instructed to taxi via taxiway Bravo and hold short of runway 25. The pilot read the instruction back correctly. That instruction required the pilot to continue ahead on taxiway Juliet, passing the entry to taxiway Charlie before turning right into taxiway Bravo.

The tower controllers subsequently observed the Metro taxiing along taxiway Juliet, past the entry to taxiway Bravo, towards runway 34L, which lay a short distance beyond taxiway Bravo. At that time, a Boeing 737 (B737) was touching down on runway 34L. The SMC instructed the pilot of the Metro to stop. As there was no reply, the instruction was immediately repeated, and subsequently acknowledged. The Metro was stopped at the edge of runway 34L, beyond the runway holding point. The pilot of the B737 was also instructed to stop immediately, but the aircraft was too close to the taxiway Juliet intersection to comply. The B737 was steered to the left of the runway centreline to increase separation from the Metro, subsequently passing about 25 m in front of that aircraft, at about 80 kts.

The occurrence happened at night in fine conditions; there were no works taking place in the area; and all relevant taxiway lights, runway holding point lights and movement area guidance signs were reported by the air traffic controllers to have been functioning normally. However, when subsequently interviewed, both pilots asserted that the runway 34L holding point lights on taxiway Juliet were not illuminated. Shortly after the incident an airport safety officer had been requested to conduct an inspection of the ground lighting in the occurrence area. All lighting, including the holding point lights on taxiway Juliet protecting runway 34L, were observed to be functioning normally.

An investigation established that the pilot flying the aircraft was undergoing command training under the supervision of a training captain. A practice Instrument Landing System (ILS) approach had been flown, during which the pilot under training experienced difficulties in maintaining the required flight tolerances. After landing, the pilot correctly obtained and read back the taxi clearance. However, he subsequently failed to notice that the aircraft had passed taxiway Charlie and was approaching the entrance to taxiway Bravo. Believing he was now approaching taxiway Charlie, the pilot continued to taxi along taxiway Juliet, expecting to see the entry to taxiway Bravo.

At about that point, the training captain, noticing that the aircraft had just passed the entry to taxiway Bravo, looked towards the pilot to ask where he was going, but immediately noticed the lights of a landing aircraft on runway 34L. Concerned about the proximity of the other aircraft, he immediately instructed the pilot under training to stop, which coincided with similar instructions from the SMC.

During discussions with the crew of the Metro, it became apparent that, after landing, the pilot under training had been concerned with his performance during the practice ILS approach, and had initiated a brief discussion with the training captain at about the time the aircraft had been taxiing along taxiway Juliet.

Both pilots, who were very familiar with the layout of Sydney Airport, also indicated that the movement area guidance signs (MAGS) were somewhat confusing when indicating the entry to taxiways. However, the pilot under training said that normally he did not refer to the MAGS because of his familiarity with the taxiway layout.

Occurrence summary

Investigation number 199802817
Occurrence date 22/07/1998
Location Sydney, Aero.
State New South Wales
Report release date 03/08/1999
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Loss of separation
Occurrence class Accident
Highest injury level None

Aircraft details

Manufacturer The Boeing Company
Model 737
Registration VH-TJQ
Serial number 24442
Sector Jet
Operation type Air Transport High Capacity
Departure point Brisbane, QLD
Destination Sydney, NSW
Damage Nil

Aircraft details

Manufacturer Fairchild Industries Inc
Model SA227
Registration VH-UUO
Serial number AC530
Sector Turboprop
Operation type Charter
Departure point Brisbane, QLD
Destination Sydney, NSW
Damage Nil

Gates Learjet Corporation 35A, VH-JIG, Avalon Airport, Victoria, on 24 June 1998

Safety Action

As a result of this occurrence, the Bureau of Air Safety Investigation is investigating an apparent safety deficiency concerning recurrency flight training. Any safety recommendation resulting from this issue will be published in the Bureau's Quarterly Safety Deficiency Report.

As a result of this occurrence, the operator has:

  1. Amended the company operations manual to specifically prohibit either a check pilot or trainee accepting any variation to the normal challenge/response check-list procedures; and
  2. Amended the company operations manual to require that all asymmetric landings be conducted in accordance with the requirements of the aircraft flight manual.

Summary

The handling pilot was undergoing a scheduled 6-monthly proficiency check in the Learjet, under the supervision of an experienced instructor who occupied the right control seat. The flight was planned to depart from Essendon and proceed to the Ripley locator, for an entry into the holding pattern, before making a locator approach to Avalon. Three touch-and-go circuits were planned at Avalon, including one 700-ft asymmetric low-level circuit following a simulated engine failure at V1. The aircraft was then to return to Essendon via the Plenty locator for an instrument landing system (ILS) approach.

The instructor briefed the exercise in detail and, because the pilot under check had low experience in the Learjet, it was decided that the instructor would handle all radio communications and conduct the necessary check sequences. The instructor also indicated that it was company policy for the aircraft be landed with less than full flap during an asymmetric landing. The aircraft was to be landed with flap 20 at Vref +10 kts.

The flight proceeded normally up to the point of the simulated engine failure at V1. When the instructor simulated a right engine failure by placing the thrust lever in the IDLE position, the aircraft drifted to the right. Intervention by the instructor enabled the aircraft to return to balanced flight. The handling pilot continued to carry out the 700-ft circuit in the after-take-off configuration of gear UP and flap 8. Flap 20 was selected during the base turn. The aircraft was flared normally with both thrust levers in the IDLE position. As the aircraft settled, a slight vibration was noticed, and both pilots became aware that the landing gear was still selected UP. Go-round power was applied and the aircraft climbed away. The landing gear was cycled normally and the aircraft returned for a full stop landing. A subsequent inspection of the aircraft showed that the only evidence of a runway strike was abrasion of the lower fuselage mounted very high frequency (VHF) blade antenna.

A subsequent investigation revealed that the pilot under check was allocated one hour of Learjet flying every 3 months. The instructor had selected the flight sequences to give the pilot the maximum handling exposure in the limited time available. In doing so, the normal two-crew, challenge and response routines were abandoned and the checks had to be accomplished by the instructor alone. The instructor became distracted by the asymmetric handling issues, and the demands of the low-level circuit, subsequently forgetting the relevant downwind and pre-landing checks. The handling pilot, who had been absorbed with controlling the aircraft, had lost situational awareness and did not notice the lack of check procedures by the instructor, or the lack of a positive gear-down indication.

The approach had been carried out with flap 20 extended, rather than full flap (flap 40), because the operator had previously experienced a partial loss of control during training when attempting an asymmetric go-around at flap 40. However, with flap 20 selected, the landing gear warning system was inhibited, contributing to the late realisation that the landing gear was not extended. The flap 20 asymmetric approach configuration was not in accordance with the manufacturer's flight manual recommendations.

Occurrence summary

Investigation number 199802529
Occurrence date 24/06/1998
Location Avalon, Aero.
State Victoria
Report release date 27/04/1999
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Ground strike
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer Gates Learjet Corp
Model 35
Registration VH-JIG
Serial number 35-400
Sector Jet
Operation type Flying Training
Departure point Essendon, VIC
Destination Essendon, VIC
Damage Minor

Boeing 767, ZK-NCJ

Safety Action

As a result of this and other similar occurrences, the Bureau of Air Safety Investigation is currently investigating two perceived safety deficiencies. The deficiencies relate to training requirements for air traffic service officers as a result of changes in airspace and the operation of controller pilot datalink facilities by air traffic service officers.

Any safety output issued as a result of these analyses will be published in the Bureau's Quarterly Safety Deficiency Report.

Local safety action

As a result of the occurrence and the subsequent investigations by the Bureau of Air Safety Investigation and Airservices Australia, the Northern District En Route manager implemented the following safety actions:

  1. Establishment of a local training assessment panel for non-ab initio controllers transferring inter-group.
  2. Establishment of controller pilot datalink facility fault reporting and monitoring procedures.
  3. Establishment of monthly meetings to monitor the performance of the SITA (Societe Internationale de Telecommunications Aeronautiques, communications network) controller pilot datalink.
  4. Review and amendment of controller pilot datalink controller operating procedures.
  5. Provision of sufficient staff to enable rostering of three team leaders.
  6. Completion of an audit of operating procedures with a view to standardising flight progress strip marking in the group.
  7. Review of the sector 8 (procedural) training course and initiation of action to amend documents and to re-introduce computer-based training for some elements of the course.

Significant Factors

  1. The considerable number of changes and staff issues within the Ocean sectors in the period prior to the occurrence.
  2. The lack of a procedure to assist rated controllers to develop an inter-group training program.
  3. The inadequate preparation of the group leader for on-the-job training.
  4. The lack of a training pre-brief by the group leader and the sector controller.
  5. The approval of the use of non-standard level by the B767.
  6. The inability of the group leader to maintain an appreciation of the traffic disposition.
  7. The lack of controller pilot datalink training aids and the inadequate installation of the facility at the console.
  8. The distraction and subsequent failure of the sector controller to regularly scan the flight progress strips.

Analysis

Organisational aspects

The group leader had a number of projects and staff issues that had to be addressed and that were constraining his ability to effectively manage the Ocean sectors. Taken individually these issues were probably not significant, but collectively they established the environment in which the Group was required to operate. The en-route manager and the group leader developed a plan to overcome these issues and in the long term develop staff in the Ocean sectors. Part of this plan was for the group leader to train for and obtain Ocean sector endorsements.

Training plan

The group leader developed a revised training plan that was constrained by staff commitments and scheduled ab initio training. However, he was not aware of the differences in the operation of sector 8 in comparison to other procedural sectors. Had he undertaken the classroom or simulator training prior to on the job training, he probably would have had an understanding of the unique aspects and a better overall understanding of the operation of the sector.

The group leader and the nominated supervising controller had only spent a short time together but the latter was aware of the training aspects that had been covered up to the morning of the occurrence. Because of this aspect he probably had a better appreciation than the sector controller did of the group leader's ability. Consequently, he would have been in a better position to recognise that the trainee was not maintaining the traffic situation. He might have been able to assume control of the position at a sufficiently early stage to recognise the conflict.

The current training guide and workbook were based on training ab initio controllers. There was no procedure to assist controllers from another group to modify the training to suit their specific requirements. There would appear to be scope for development of a process for peer review of revised training programs that would ensure that essential training aspects are included in a program.

Supervising controller

The sector controller that offered to supervise the group leader was unaware of the trainee's level of sector knowledge. They did not pre-brief and consequently they probably both had different expectations as to the level of participation of the other in the operation of the sector. This aspect in conjunction with his operation of the controller pilot datalink probably caused the sector controller to be distracted to the extent that he was unable to maintain an adequate scan of the flight progress strips.

Flight progress board management

The approval for the B767 to operate at a non-standard level for the track flown cancelled the defence normally provided to the air traffic system by the use of standard levels.

Controller pilot datalink facilities

The lack of a controller pilot datalink training guide or training aid provides an opportunity for controllers to become distracted to the detriment of the management of aircraft separation. Controllers should be able to develop their controller pilot datalink system skills remote from the operating position.

Operating position

The positioning of the controller pilot datalink and the sector 8 operating console restrict the ability of controllers to maintain an effective scan of the flight progress strip board. Controllers are required to divert their gaze and attention from the board to operate the controller pilot datalink keyboard. Modification of the console layout to enable more ready access to the controller pilot datalink or alternatively, provision of a controller to operate the controller pilot datalink during busy traffic periods would alleviate the problem.

Summary

A Boeing 767 (B767) was en route from Auckland to Hong Kong on air route B333. The crew had been cleared to conduct a cruise climb from FL310 to FL330. While FL310 was a standard level for the track being flown, FL330 was not. A Boeing 737 was en route from Sydney to Port Vila on air route B580. The crew of this aircraft had been cleared to, and was maintaining FL330, which was a standard level for their track. The routes cross at LEMIB a waypoint located approximately 490 NM east of Brisbane. The aircrafts' estimates for LEMIB were within three minutes of each other.

Five minutes prior to reaching LEMIB the crew of the B767 received a traffic alert and collision avoidance system traffic advisory warning. The traffic alert and collision avoidance system indicated that an aircraft was passing from left to right 900 ft above the level of, and 12 NM ahead of the B767. The required separation standard was 2,000 ft vertically.

Air traffic controller training was being conducted at the control position responsible for the area at the time of the occurrence. Following a query by the B767 crew regarding the crossing aircraft to air traffic control and a check of the flight progress strip data it was established that a separation standard had not been applied between the aircraft. There was a breakdown of separation.

Organisational aspects

The trainee was a group leader in the Brisbane Centre responsible for the management of the Tops/Ocean/West group. The group was divided into a number of sectors. Tops consisted of sectors 11, 11k and 12. West consisted of sectors 5 and 5D while Ocean had sectors 8, 8O and 10. Sectors 5D and 8O were radar sectors while all the other sectors were procedural control sectors except sector 11K which was a composite radar/procedural sector.

The group leader had previously held ratings and endorsements for all Tops sectors but had let two endorsements lapse due to workload and retained only the sector 11K endorsement.

The Ocean sectors were to be the first of the group to transition to The Australian Advanced Air Traffic Control System. The Ocean sectors had limited experienced staff plus there were other concerns for management that they believed could be suitably handled by the group leader becoming part of the Ocean teams. He also believed that if he obtained Ocean sector ratings he would be able act as a relief controller if required. Consequently, it was agreed that the group leader would transition with the Ocean sectors.

The group leader intended to undergo training to obtain the appropriate endorsements for the Ocean sectors. On completion of training he would function as one of the three Ocean team leaders as well as retaining group leader responsibility for those sectors. The En-route manager was to assume group leader responsibilities for the Tops and West sectors during the transition. To enable the group leader to commit himself totally to the training, an interim group leader was to be appointed to manage the group. The interim leader took over the group in the week immediately prior to the occurrence.

The Ocean sector staff had, and were, undergoing considerable changes due to: the reorganisation of the sectors; developments relating to contingency plans for Papua New Guinea airspace; management of Honiara airspace; and the transfer of the provision of directed traffic information from flight service international to the sectors and changes required for The Australian Advanced Air Traffic Control System transition. There were also a number of staff management issues that limited the options available to the group leader to meet operational demands.

Training plan

The Ocean sectors had a comprehensive training plan with workbooks for trainees and a training guide for the controller supervising the training. However, the supervisors training guide was unapproved and was in draft form only. The training guide and workbook were developed with the intention of providing a basis for ab-initio training. Training normally commenced with the trainee undertaking four weeks familiarisation at the sector operating positions followed by four days of classroom work, approximately one month in the simulator and finally six weeks of on the job training. During the on the job training phase the trainee would be assessed for competency by the supervising controller.

As the group leader already held radar and procedural ratings and an endorsement for sector 11K he elected to rationalise the ab-initio training program to reduce the time spent training. This aspect was in accordance with Airservices Australia's Civil ATS Operations Administration Manual which described "refresher training" for controllers as:

"training which focuses on change in a person's required competence and includes training concentrating on what a person once knew; what a person should (or does) know but hasn't been applying; and what a person hasn't had an opportunity to apply."

 

The Civil ATS Operations Administration Manual also detailed "local training strategies which recognise refresher training responsibilities include (but are not limited to):

  1. personal study of material, including videos, collated and provided by at the direction of team leaders or line mangers;
  2. use of simulator sessions, either specific to refresher training topics or included in ongoing training; and
  3. use of computer based training (CBT)."

The group leader had reviewed the training material for sector 8 but had not undertaken any classroom or simulator training for the sector. Due to other training commitments the simulator was not immediately available. He planned to join the scheduled Ocean simulator-training program at lesson ten (three weeks after the date of the occurrence) and to complete the lessons through to 23. During the interim period the group leader was to undertake familiarisation training under supervision. He had discussed his training plan with one of the Ocean team leaders responsible for training. There was no process to assist rated controllers intending to train for other ratings/endorsements to develop a suitable training plan.

Supervising controller

A supervising controller had been appointed to oversee the training of the group leader. The group leader's training commenced two days prior to the occurrence. During that time he and the supervising controller had spent approximately three hours together on the first day, none on the second and three hours on the morning of the day of the occurrence. The interruptions to the group leader's training were due to a prior commitment on the first day and the lack of a training position as a result of another controller undergoing familiarisation on the second day.

After spending three hours together on the morning of the occurrence the group leader and the supervising controller conducted a handover of sector 8 to enable them to take a rest period. Subsequently, the supervising controller returned to the console and assumed responsibility for sector 8O, the radar sector.

At 1100 Eastern Standard Time the group leader was waiting at the console expecting the next rostered controller to takeover sector 8O to enable the supervising controller to train the group leader on sector 8. A recently arrived controller offered to supervise group leader on the console instead of taking over sector 8O. Subsequently, this controller and the group leader assumed responsibility for sector 8. The controller had recently completed a stint as a supervising controller for another trainee and had considerable training experience. The nominated supervising controller for training the group leader remained on sector 8O.

The controller was not aware of how much training the group leader had completed and was therefore not aware of the latter's level of knowledge in the position. They did not conduct a pre-training brief to discuss learning aspects to be addressed during the session.

Sector 8 was the only procedural sector that used controller pilot datalink facilities to communicate with flight crews. Between 10% and 20% of all the flights operating through the sector used the controller pilot datalink. As the group leader was unable to operate the controller pilot datalink the controller was required to operate the facility. The controller was also directing and explaining the operation of sector 8 to the group leader while reviewing the flight progress strips for conflictions.

The controller and the group leader were at the position for approximately two hours during which the number of aircraft under their control steadily increased. The group leader noted a number of procedures that were different to what he expected to experience and he found it increasingly difficult to maintain an appreciation of the traffic situation. During this period it became apparent to the controller that the group leader was unfamiliar with the operation of the position.

Just prior to the occurrence the group leader received a request for a clearance from the pilot of an aircraft to enter the oceanic control area on climb to FL250. Because of the proximity of the aircraft to other flight information region boundaries the controller had to coordinate with Nadi and Auckland Centres prior to issuing a clearance. At about the same time, a flight information region boundary position report was received on the controller pilot datalink from a flight. The controller should have transferred this flight to Nadi Centre prior to the position but had not instructed the crew to transfer. Consequently, the position report had to be coordinated by voice intercom.

Flight progress board management

Details of the B737 were annotated on a blue flight progress strip and the sector 8O controller had coordinated the flight at FL330. The B767 flight was on a buff flight progress strip. Blue and buff coloured flight progress strips were used to differentiate between eastbound and westbound flights respectively. Coordination on the B767 was received from Auckland Centre and a clearance for the crew to conduct a cruise climb in the block level FL310 to FL330 was concurred. Requests by crews to conduct a cruise climb were regularly received and approved by the sector 8 controllers.

The recognition and resolution of potential conflicts at positions in the sector where tracks crossed was a regular part of a controller's task. The crossing point of the aircrafts' tracks, LEMIB was not annotated on either flight progress strip. After flight progress strips were activated by a departure report or coordination from another air traffic service unit they were passed to the sector 8 controller for placement on the board. The controller would place flight progress strips under an appropriate designator and then review all flight progress strips for conflictions. Conflicting flight progress strips would then be "cocked" to highlight a problem for subsequent action. Controllers "cocked" a flight progress strip by partially moving a strip out of the display bay.

If the controller identified that there was a potential conflict at a crossing point like LEMIB, a separation standard would be calculated and the respective flight progress strips would be annotated with the position. Once the separation procedure had been applied the flight progress strips would be returned to the bay. In the occurrence the flight progress strips for the aircraft were placed in the bay under the same designator without being cocked. The investigation did not establish why the flight progress strips were placed in the bay without being actioned.

Controller pilot datalink facilities

When the controller pilot datalink had been introduced a simulator had been provided to assist in the training of controllers. The controller pilot datalink simulator had subsequently been removed from the centre following training of the initial group of controllers required to operate the system. There were no facilities to assist controllers to learn how to operate the system prior to conducting the on the job training phase of their training. There was no controller pilot datalink reference material in the training guides. The group leader was not familiar with the operation of the controller pilot datalink.

With the introduction of the controller pilot datalink, two additional positions on sector 8 had been established for a controller to specifically operate the facility during the morning and afternoon shifts. At the beginning of 1998 these positions were disestablished to provide an additional team leader and to enable a controller to undertake operational development tasks. Sector staff had discussed the decision to remove the dedicated controller pilot datalink controller and believed that a controller could adequately manage both the controller pilot datalink and the sector 8 position. There was no workload or safety review conducted prior to amending the roster.

Team management

On the day of the occurrence there were no team leaders rostered for duty to oversee the management of the sector. A full performance controller was fulfilling the team leader functions. This controller had not completed team leader training.

Sector 8

Sector 8 was a procedural sector managing the Class A oceanic controlled airspace east of the coast of Australia, extending to the flight information boundary with New Zealand and Nadi, from just south of Tasmania to a line joining Brisbane and Port Vila. The operation of the sector was considered by controllers to be significantly different from other procedural sectors because of the inclusion of the controller pilot datalink and the different separation standards and procedures used for oceanic control compared to sectors over continental Australia.

Operating position

The sector 8 operating position consisted of a console with a flight progress strip display with the controller pilot datalink keyboard and monitor located on a table on the left side of the console. The sector 8 controller operated the controller pilot datalink and managed the separation of aircraft using flight progress strips placed under location designators on the board. The layout of the facilities required the controller to turn 90 degrees to the right each time the controller pilot datalink was operated.

The sector 8O radar position was located to the left of the procedural console and a map display was fixed to the floor in front of, and midway between both operating positions.

The layout of the operating positions and the additional facilities only enabled a single controller to sit and operate sector 8. Controllers supervising training were required to sit or stand behind the trainee.

Occurrence summary

Investigation number 199802755
Occurrence date 19/07/1998
Location waypoint LEMIB
State International
Report release date 01/01/1999
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Loss of separation
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer The Boeing Company
Model 767
Registration ZK-NCJ
Sector Jet
Operation type Air Transport High Capacity
Departure point Auckland, NEW ZEALAND
Destination HONG KONG
Damage Nil

Aircraft details

Manufacturer The Boeing Company
Model 737
Registration YJAV18
Sector Jet
Operation type Air Transport High Capacity
Departure point Sydney, NSW
Destination Port Vila, VANUATU
Damage Nil

de Havilland Canada DHC-8-201, VH-TQG

Safety Action

As a result of this occurrence, the Bureau of Air Safety Investigation is investigating an apparent safety deficiency relating to the standard of English language used by foreign students during communications with air traffic services. Any subsequent safety output related to this issue will be published in the Bureau's Quarterly Safety Deficiency Report.

Summary

The De Havilland Dash 8 was tracking inbound to Tamworth via the 040 radial of the Tamworth VOR (a radio navigation aid) at 3,500 ft in accordance with air traffic control instructions. Meanwhile, a TB10 Tobago was about to depart Tamworth via the 018 VOR radial, a track that would require the Tobago to turn across the inbound track of the Dash 8. Air traffic control had decided to limit the initial climb of the Tobago to 2,500 ft in order to ensure vertical separation with the Dash 8.

The aerodrome control task was being performed by a trainee controller under the supervision of a rated controller. The pilot of the Tobago was instructed to "line-up" and given an altitude restriction of 2,500 ft, which was read back by the pilot. However, the readback was not clear and the aircraft subsequently took off with both the trainee controller and the rated controller uncertain as to the actual altitude read back by the pilot, who was from a non-English speaking background and had an accent that was, on occasions, difficult to understand. It was subsequently determined that the pilot of the Tobago had understood the controller to say 3,500 ft, and that was the altitude he had read back to air traffic control. The crew of the Dash 8 were given traffic information on the position of the Tobago by air traffic control and commenced a look-out for that aircraft.

Because both controllers were unsure that the 2,500 ft restriction had been correctly acknowledged, it was agreed that the trainee controller would request the pilot of the Tobago to confirm that he was maintaining that altitude. Before that could take place, the pilot of the Tobago asked the controller to confirm his assigned altitude. Again, the transmission was not easy to understand. The trainee controller confirmed 2,500 ft and passed traffic information on the Dash 8 at the same time. The only reply from the pilot of the Tobago was the word "affirm" and his callsign.

In fact, the Tobago had been maintaining 3,500 ft, and it was that later transmission from air traffic control that made the pilot realise he should have been maintaining 2,500 ft. He commenced an immediate descent from 3,500 ft, but did not make any radio transmission to that effect.

The crew of the Dash 8 heard the exchange between air traffic control and the pilot of the Tobago. At almost the same time, they saw the Tobago about 400 m ahead, at the same level. They commenced an immediate descent then realised the Tobago was moving to their right. The aircraft passed with a horizontal separation of approximately 200 m, and no discernible vertical separation. The required standard was 1,000 ft vertical separation until the aircraft had passed.

Occurrence summary

Investigation number 199802472
Occurrence date 27/06/1998
Location 9 km NE Tamworth, (VOR)
State New South Wales
Report release date 27/04/1999
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Loss of separation
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer De Havilland Canada/De Havilland Aircraft of Canada
Model DHC-8
Registration VH-TQG
Serial number 430
Sector Turboprop
Operation type Air Transport Low Capacity
Departure point Armidale, NSW
Destination Tamworth, NSW
Damage Nil

Aircraft details

Manufacturer SOCATA-Groupe Aerospatiale
Model TB10
Registration VH-YTU
Serial number 1603
Sector Piston
Operation type Flying Training
Departure point Tamworth, NSW
Destination Inverell, NSW
Damage Nil

Mooney M2OJ, VH-DXT

Summary

The pilot of the Mooney M20J aircraft had planned to take one of his employees from Jandakot to Laverton via Melita Station, where he intended to deliver a small quantity of equipment. The aircraft arrived overhead Melita Station at about 1730 Western Standard Time, approximately 2 hours and 20 minutes after departure. A station hand reported that the aircraft flew over the upwind threshold of the airstrip at a low level and heading in a southerly direction. The aircraft then appeared to fly a downwind leg of a normal circuit before it banked sharply to the left onto an apparent final approach. The station hand then saw the aircraft fly quite close to the ground for about half the length of the airstrip, before adopting a nose-high attitude. The engine noise then increased, although it sounded laboured. When the aircraft was about 100 ft above the ground, he heard the engine noise stop. He then saw the aircraft pitch nose-down and impact the ground in a near vertical attitude. The aircraft was destroyed by the impact and the occupants received fatal injuries. There was no fire.

The aircraft wreckage was located 270 m beyond the northern end of the airstrip and 20 m to the right of the extended centreline. The landing gear was extended, and damage evidence indicated that the propeller was not under power at impact. The flaps were extended; however, their exact setting at impact could not be determined.

The fuel boost pump switch was found in the "off" position. However, it could not be established if the switch was in that position before the accident. The engine-driven fuel pump was damaged during the impact and the investigation was unable to determine if it was functioning correctly prior to the accident. If the engine-driven fuel pump had failed while the fuel boost pump switch was turned off, the engine could have failed due to fuel starvation.

The aircraft was fitted with an emergency locator transmitter (ELT) certified to US Federal Aviation Administration Technical Standard Order (TSO)-C91. Although it appeared to be correctly mounted and connected, The ELT did not activate at the time of the accident. Its instrument panel mounted switch was selected to "arm" and the ELT unit's switch was selected to "auto". The investigation could not determine why the ELT had not operated during the accident. When tested during the investigation, it operated normally.

The Melita Station airstrip, with a useable length of approximately 900 m, was adjacent to the homestead and was aligned approximately north-south. There was no airstrip lighting at Melita; however, runway lighting was available at Laverton.

At the time of the accident, the wind was calm and there was no cloud. The temperature was about 15 degrees Celsius. The station hand stated that although it was twilight, he was able to carry out his tasks without artificial lighting. Airservices Australia advised that the end of daylight on the day of the accident was 1733. The aircraft's flight manual indicated that the aircraft was equipped for night flight.

The pilot held a private pilot licence and a night visual flight rules rating, and was endorsed on the aircraft type. During his aviation medical examination, the pilot indicated that he had a significant family cardiac history. The post-mortem examination established that one of the pilot's coronary arteries was approximately 90 per cent blocked.

The aircraft departed Jandakot with both fuel tanks full. Each tank contained approximately 121 L of useable fuel. Reference to the aircraft's flight manual indicated that fuel usage for the flight should have been between 90 L and 100 L. The pilot's operating handbook (POH) warned that if the selected fuel tank contained less than 30.3 L of fuel, take-off manoeuvres and prolonged sideslips may cause a loss of engine power. Had the engine been drawing fuel from only one tank during the flight from Jandakot to Melita, there would have been approximately 20 L to 30 L of fuel remaining in that tank on arrival at Melita. The nose-high pitch attitude that the aircraft was seen to adopt shortly before the accident might have caused a loss of engine power had the selected fuel tank contained less than 30.3 L. Immediately after the impact, fuel was seen flowing from the aircraft and a strong smell of fuel was evident for some time afterwards. The aircraft's weight and centre of gravity were estimated to have been within the prescribed limits at the time of the accident.

The loss of control during the apparent go-around was consistent with the engine losing power and the aircraft stalling at a height from which recovery was not considered to be possible. The POH warned that the aircraft might lose up to 290 ft of altitude during a stall at maximum weight.

The investigation was unable to establish the reason for the engine failure and did not identify any pre-existing aircraft defects that might have influenced the circumstances of the accident. The significance of the effects of the pilot's medical condition could not be determined.

Occurrence summary

Investigation number 199802458
Occurrence date 29/06/1998
Location 15 km S Leonora, Aero.
State Western Australia
Report release date 27/08/1999
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Collision with terrain
Occurrence class Accident
Highest injury level Fatal

Aircraft details

Manufacturer Mooney Aircraft Corp
Model M20
Registration VH-DXT
Serial number 24-1081
Sector Piston
Operation type Business
Departure point Jandakot, WA
Destination Melita Station, WA
Damage Destroyed

British Aerospace Plc BAe 146-300 , VH-EWM

Safety Action

This occurrence was one of 12 similar occurrences which involved GPWS warnings to crews of BAe146-300 aircraft at the same position on the runway 35 ILS final approach at Canberra. As a result, the Bureau of Air Safety Investigation is currently investigating a perceived safety deficiency related to these warnings. Any safety output issued as a result of this analysis will be published in the Bureau's Quarterly Safety Deficiency Report.

Summary

While flying a coupled instrument landing system (ILS) approach to runway 35 at Canberra, the crew received a ground proximity warning system (GPWS) "terrain" warning at 470 ft above ground level. As the aircraft was in visual conditions at the time, the crew elected to continue the approach.

The crew reported that, at the time of the warning, the aircraft was established on the ILS glideslope and descending at 650 ft/min. However, the T-VASIS indicated one dot low. Immediately prior to the warning, the radio altimeter indication rapidly increased, and then decreased, apparently triggering the warning.

Occurrence summary

Investigation number 199802426
Occurrence date 19/06/1998
Location Canberra, (ILS)
State Australian Capital Territory
Report release date 01/01/1999
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category E/GPWS warning
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer British Aerospace
Model BAe 146
Registration VH-EWM
Serial number E3179
Sector Jet
Operation type Air Transport High Capacity
Departure point Brisbane, QLD
Destination Canberra, ACT
Damage Nil

Cessna 337A, VH-YGM, 1 km west-south-west of Bundaberg Aerodrome, Queensland

Summary

The aircraft crashed shortly after taking off from runway 25. It caught fire and was destroyed. Witnesses reported that the aircraft commenced the take-off roll with the rear propeller not rotating.

Wreckage examination confirmed that the rear engine was not operating at impact. No fault was found which would have prevented normal operation of that engine and no fault was found in any other system or component of the aircraft.

Occurrence summary

Investigation number 199802140
Occurrence date 07/06/1998
Location 1km WSW Bundaberg, Aerodrome
State Queensland
Report release date 09/03/1999
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Collision with terrain
Occurrence class Accident
Highest injury level Fatal

Aircraft details

Manufacturer Cessna Aircraft Company
Model 337
Registration VH-YGM
Serial number 3370401
Sector Piston
Operation type Private
Departure point Bundaberg, Qld
Destination Ballina, NSW
Damage Destroyed

Cessna 210D, 21058498

Analysis

The aircraft which was seen or heard by witnesses minutes before the accident was probably UNH.

The fuel on board UNH was more than adequate for the flight.

Weather reports by witnesses confirm that non VMC existed near Woodend and over the Mount Macedon feature to an altitude of about 4,500 ft AMSL

It is probable that the pilot of UNH flew from Kyneton into worsening weather conditions near Woodend while trying to find a visual route to Moorabbin. When he realised that he could no longer track 160 deg due to cloud, he turned towards the north-east because he recalled how sunny it was to the north-east when passing Kyneton. He probably left his decision to turn away from bad weather too late and encountered cloud before or in the turn. The difference in elevation between the aircraft reportedly flying low near Woodend and the accident site strongly suggests that the pilot controlled the aircraft while climbing in cloud. He was probably aware of the general location of Mount Macedon and probably tried to out-climb the feature. The last recorded groundspeed of 77 kts was appropriate for a climb speed.

Summary

On 8 June 1998, at 0855 EST, the pilot of a Boeing 737 air transport aircraft reported receiving an emergency locator transmitter (ELT) signal about 25 NM west of Melbourne. The pilots of several other aircraft also reported hearing the emergency beacon signal on 121.5 MHZ. At 0949 the Australian search and rescue centre received the distress signal via a satellite and had a possible location in the Mount Macedon area. At 1012, VH-SAR, a dedicated search aircraft, departed Moorabbin tasked with locating the beacon using a homing device. The pilot of SAR reported that the cloud tops over Mount Macedon were about 4,500 ft. By about 1245, Cessna 210, UNH, was assessed to be the missing aircraft. UNH had been conducting a no search and rescue (NOSAR), visual flight rules (VFR) flight from Bendigo to Moorabbin. At 1302 a ground party discovered the wreckage of UNH on the north western slope of the Mount Macedon feature at a ground elevation of about 2,840 ft above mean sea level (AMSL). The aircraft had cut a 100 metre swath through tall trees in the direction of 060 degrees magnetic. Both wings and the tail plane were torn off before the fuselage impacted sloping ground.

Melbourne radar recorded only one minute 35 seconds of UNH's flight path. UNH had maintained a steady track of about 160 degrees magnetic at 122 kts groundspeed from Kyneton before turning east in the Woodend area. Shortly thereafter the aircraft turned onto an east north easterly heading before disappearing off radar. Briefly during the recorded easterly turn, the radar recorded a groundspeed of 153 kts. The groundspeed then decreased to 77 kts just before the aircraft disappeared off the radar screen. The forecast wind at the time was 180 deg (true) at 20 kts at 2,000 ft AMSL, and 170/20 kts at 5,000 ft. There was no altitude recorded for UNH on the radar tape.

A few minutes before the accident a qualified pilot, on the ground 6.5 km S of Kyneton, witnessed an aircraft meeting the description of UNH. This aircraft was flying SE at about 500 ft above ground level (AGL) just below the cloud. The weather to the north of Kyneton was clear sunshine. The cloud line was from Kyneton to the northern edge of Woodend. The Mount Macedon feature was obscured by cloud. The aircraft maintained a steady track towards Gisborne. He reported that the aircraft's engine sounded normal. He lost sight of the aircraft as it neared Woodend. At 0829 two other people heard an aircraft flying very low over their house near Woodend but they did not see it. They described the weather conditions as heavy fog to below the tops of tall trees. Another qualified pilot witnessed the weather from the ground in the Woodend area at about the time of the accident. He described the cloud as low stratus in the form of fog. He also said that Mount Macedon was not visible due to cloud coverage.

The ground level at Kyneton was about 1700 ft AMSL and at Woodend about 1900 ft, compared to about 2,840 ft at the accident site.

The Bureau of Meteorology described the weather conditions as: "Rain showers and drizzle accompanied by patchy low cloud, generally widespread on and south of the Great Dividing Range mainly east of 144 deg E, while conditions to the north were quite clear due to the drying out of the airstream". There was no cloud and excellent visibility at Bendigo and visual meteorological conditions (VMC) prevailed at Moorabbin. At Melbourne airport, 30 minutes after the accident, there were three OKTAS of cloud at 300 ft AGL, seven OKTAS at 800 ft, plus drizzle.

The 37-year-old pilot held a private pilot's licence, issued in August 1982. He was qualified to fly the Cessna 210, UNH, which he owned. He held a valid class two medical certificate with a restriction of needing vision correction to meet the near vision standard. No evidence was found that the pilot was suffering from any medical condition which could have contributed to the accident. Vision correction spectacles were found at the accident site and a taxi driver, who drove the pilot to Bendigo airport on the morning of the accident, stated that the pilot was wearing spectacles. The pilot had logged total flight time of 340 hours, comprised of 120 hours dual and 220 hours as pilot-in-command by day. He had never qualified for an instrument rating. He had logged only eight hours of simulated instrument flight time but was reported to have gained more simulated instrument flight rules (IFR) experience by practising with a safety pilot in accordance with the provisions of Civil Aviation Regulation 153. He was reported to have accrued 1.5 hours simulated IFR flight time as recently as 30 May 1998 between Mildura and Leigh Creek. His last biennial flight review was conducted on 28 May 1998. From 29 May 1998 until 8 June 1998, the pilot had logged 17 hours as pilot-in-command of UNH. He had shared the flying with another private pilot from Moorabbin to the Northern Territory to Bendigo. He was on the last leg of the return flight from the Northern Territory to Moorabbin when the accident occurred.

Late on the afternoon of 7 June 1998, the pilot, his companion pilot and two passengers had arrived at Bendigo in UNH. They refuelled the aircraft with 243 litres of AVGAS. Their intention was to continue the flight to Moorabbin that day but as there was some doubt about reaching Moorabbin before last light, the pilot elected to remain overnight at Bendigo and to continue the flight on 8 June 1998, weather permitting. For reasons unrelated to the accident, the companion pilot and one of the passengers elected to be driven by road to Melbourne on the night of 7 August 1998.

At 0644 on the morning of 8 June 1998, the pilot telephoned an Airservices Australia briefing officer and was given weather details for the proposed flight from Bendigo to Moorabbin. He did not submit a flight plan or a search and rescue time (SARTIME) to the briefing office for the flight. A flight log sheet, found in the aircraft after the accident, confirmed that the pilot had planned the flight from Bendigo to Moorabbin via Kyneton, Mount Cottrell and Point Ormond. On the recent flight legs from Victoria to the Northern Territory and return the pilot had nominated SARTIMEs to Airservices Australia.

For the trip to the Northern Territory and return to Victoria, the pilot had used his portable Garmin 195 global positioning system (GPS) to assist with navigation. He was reported to have been quite competent with its use. Another pilot, who had flown UNH in the past, using a similar portable GPS, reported experiencing erratic GPS tracking in the Mount Macedon area. However, on 30 June 1998 Airservices conducted flight test trials in the Mount Macedon area using a Gulfstream Commander 1000 test aircraft fitted with five GPS receivers. One GPS was a handheld Garmin GPS 90 with an external antenna, comparable to the GPS used in UNH. No fault was found with GPS tracking in the Mount Macedon area at the time of the trials.

The aircraft was examined at the accident site before being retrieved to Moorabbin airport where it was subjected to detailed examination. Evidence was found at the accident site that there was fuel on board the aircraft at impact. Damage sustained by the engine crankshaft confirmed that the engine was producing power at impact. No fault was found with the airframe or engine which may have contributed to the accident. Damage sustained by instruments and avionics was consistent with impact forces.

Occurrence summary

Investigation number 199802069
Occurrence date 08/06/1998
Location Mt Macedon
State Victoria
Report release date 01/02/1999
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category VFR into IMC
Occurrence class Accident
Highest injury level Fatal

Aircraft details

Manufacturer Cessna Aircraft Company
Model 210
Registration VH-UNH
Serial number VH-UNH
Sector Piston
Operation type Private
Departure point Bendigo, VIC
Destination Moorabbin, VIC
Damage Destroyed

Piper PA-28-181, VH-UZR

Safety Action

As a result of this accident and a later collision on Hoxton Park aerodrome, the following recommendations were issued to the Civil Aviation Safety Authority on 15 June 1999:

IR990077

The Bureau of Air Safety Investigation recommends that the Civil Aviation Safety Authority increase the number of mandatory broadcasts to include a set of critical location broadcasts for those locations where the risk of collision is increased.

IR990078

The Bureau of Air Safety Investigation recommends that the Civil Aviation Safety Authority extend the proposed radio requirements as outlined in the Notice of Proposed Rulemaking (NPRM9702RP) to include both licensed aerodromes and any unlicensed aerodrome into which fare-paying passenger services operate.

IR990079

The Bureau of Air Safety Investigation recommends that the Civil Aviation Safety Authority amend current procedures/airspace for aircraft operating into and departing from Hoxton Park in order to reduce the potential for further aircraft collisions.

Significant Factors

  1. The pilot of the Archer was unaware of the presence of the Tomahawk and subsequently did not see that aircraft in time to avoid a collision.
  2. The pilot of the Tomahawk did not see and avoid the Archer.
  3. The CTAF requirement for only one broadcast from an approaching aircraft reduced the possibility for a pilot to receive location-specific information about another conflicting aircraft, thus reducing the opportunity of sighting that aircraft.

Analysis

The investigation was unable to determine the flight path of the Tomahawk after it had departed from Bankstown on a VFR flight to the training area and Hoxton Park earlier in the morning. The damage to the right wing of the Tomahawk, together with witness observations, indicated that the Archer had approached from the rear right quadrant of that aircraft. The location of the collision point, and the respective tracks of the two aircraft, make it likely that the Tomahawk had been flying parallel to runway 34 on the non-active side of the circuit and that it had commenced to, or was about to, turn left to join the crosswind leg.

The investigation was also unable to determine if the pilot of the Tomahawk had made the required CTAF broadcast approaching Hoxton Park. There CTAF frequency was not recorded nor was it required to be recorded. The pilot may have made the required CTAF broadcast before the pilot of the Archer had changed to that frequency. Nevertheless, the pilot of the Tomahawk should have heard the pilot of the Archer reporting inbound to Hoxton Park and been aware of the approximate location of that aircraft. Had the pilot of the Tomahawk acknowledged the broadcast from the pilot of the Archer, the situational awareness of that pilot would have been enhanced, making his efforts to sight and avoid other aircraft more effective.

Summary

A Piper Archer and a Piper Tomahawk collided at an altitude of about 1,200 ft as the Archer was tracking to enter the crosswind leg for a landing on runway 34 at Hoxton Park aerodrome. The collision occurred in fine and clear conditions, about 0.5 NM east of the upwind end of the runway. Both aircraft were being flown under the visual flight rules (VFR). The pilot of the Archer was able to maintain control of his aircraft and make a successful approach and landing on runway 34, although the nose landing gear had been substantially damaged in the collision. The aircraft was stopped on the runway, resting on the collapsed nose landing gear.

The collision was observed by witnesses who reported that the Tomahawk immediately spiralled down and crashed into an unoccupied house in a suburban housing area. Both occupants were fatally injured. There was no fire and there were no injuries to persons on the ground.

Operations at Hoxton Park are not directed by air traffic control services and rely on pilots seeing and avoiding other aircraft. The aerodrome is located within a common traffic advisory frequency (CTAF) area, extending to a 2 NM radius from the aerodrome and to a height of 1,700 ft. Pilots of radio-equipped aircraft intending to operate within that area are required to make a radio broadcast when approaching the CTAF boundary. That broadcast must include aircraft callsign and type, position, level, and intentions. No other radio report is required prior to landing.

The pilot of the Archer reported that he had made a broadcast on the CTAF when 3 NM inbound to Hoxton Park. He then descended to 1,200 ft and tracked to join the crosswind leg for runway 34, making a "joining crosswind" broadcast while still approaching the upwind end of the runway. He saw another aircraft turning onto crosswind after taking off from runway 34, and a second aircraft on the downwind leg. At about that time, he saw to his left the underside of an aircraft turning to the left, about 50 m away, but skidding towards him at about the same altitude. The pilot of the Archer said he started to turn to the right to avoid a collision, but there was a bang just moments after he first saw the aircraft. He briefly glanced back and saw the aircraft spiralling down to the left. It appeared to him that the outboard end of the right wing of the other aircraft was bent upward at about 45 degrees and that the aircraft appeared to be totally out of control. As he was concerned for the safety of his own aircraft, he concentrated on landing as soon as possible. At no stage prior to the accident was he aware of the presence of the Tomahawk.

Investigation of the wreckage of the Tomahawk indicated that the engine had been torn out during the impact with the house. There was major disruption to the aircraft structure and cockpit area. Small sections from the right wing were scattered about the immediate neighbourhood. The cockpit instruments and controls were too severely damaged to provide any useful information. The very high frequency radio was selected to the CTAF frequency. There was no evidence of any pre-existing defects or abnormalities with either aircraft that may have contributed to the accident.

A metallurgical examination of a section of the right outboard wing from the Tomahawk revealed that a propeller blade of the Archer had first cut through the wing-tip plastic moulding near the trailing edge. The propeller had then cut through the wing at about the mid-chord area before finally striking the leading edge. The action of the propeller blades striking the wing resulted in disruption of the wing structure, with an associated upward bending of the outer section of the wing.

Occurrence summary

Investigation number 199802022
Occurrence date 06/06/1998
Location 2 km NE Hoxton Park, Aero.
State New South Wales
Report release date 24/12/1999
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Airborne collision
Occurrence class Accident
Highest injury level Fatal

Aircraft details

Manufacturer Piper Aircraft Corp
Model PA-28
Registration VH-UZR
Serial number 28-8190154
Sector Piston
Operation type Private
Departure point Hoxton Park, NSW
Destination Hoxton Park, NSW
Damage Substantial

Aircraft details

Manufacturer Piper Aircraft Corp
Model PA-38
Registration VH-FTX
Serial number 38-79A0268
Sector Piston
Operation type Private
Departure point Bankstown, NSW
Destination Bankstown, NSW
Damage Destroyed

Boeing 737-376, VH-TAI

Safety Action

As a result of this investigation, and a number of similar occurrences, the Bureau of Air Safety Investigation issued a report (B98/90) of an investigation of systemic issues at the Sydney Terminal Control Unit. Nine recommendations were made in the report, the following four of which are considered valid for this investigation:

"R980157

Airservices Australia review the application of the "teams" concept within the Sydney Terminal Control Unit to ensure that teams are resourced appropriately and that there is an ongoing commitment to the provision of adequate training in order to achieve a high level of controller proficiency and standardisation."

"R980158

Airservices Australia ensure that adequate refresher training is undertaken by controllers in order to provide for high levels of controller proficiency and standardisation and so that the integrity of safety cases, in which refresher training is deemed to be a mitigating strategy for identified hazards, is maintained."

"R980159

Airservices Australia reassess the human factor hazard analysis for both Stage One and Stage Two of the LTOP safety cases so that the mitigating strategies applied to identified hazards adequately allow for the fundamental limitations of human performance. In reassessing this hazard analysis, BASI recommends that Airservices Australia seek the assistance of human performance expertise."

"R980160

Airservices Australia consider restructuring the current roster operating in the Sydney Terminal Control Unit to ensure that contemporary fatigue management research is translated into meaningful duty hour regulations. In any restructure of the roster, BASI recommends that Airservices Australia expand its absentee management program to include individuals who expose themselves to the risks of fatigue by participating in excessive amounts of overtime and/or emergency duty."

Summary

Sydney airport and associated airspace was being operated in accordance with Mode 9 of the Long-Term Operating Plan. A Boeing 737 (B737) departed runway 34R for Melbourne and was cleared initially to 5,000 ft on a MARUB ONE standard instrument departure (SID), with a Wollongong transition. The SID required the crew to intercept and track via the 075 Sydney VOR radial to 15 NM (waypoint MARUB), and to then turn right and track 144 degrees until passing 9,000 ft.

At the same time, another B737 inbound to Sydney on a CHEZA THREE standard arrival route (STAR) for a landing on runway 34R had passed waypoint WHALE, located 20 NM east of Sydney, and was maintaining 7,000 ft in accordance with its clearance.

The Departures South controller cancelled the 5,000 ft altitude restriction for the departing B737 and issued a clearance for the aircraft to climb to Flight Level 280. The 5,000 ft restriction would have assured separation with the inbound B737. When the altitude restriction was removed, the controller relied on monitoring the flight paths of both aircraft and intervening, if necessary, to maintain separation.

When the departing B737 turned right to track 144 degrees in accordance with the SID, there was a breakdown in separation between the two aircraft. Separation was reduced to 2.5 NM horizontally and 500 ft vertically, whereas the required standard was either 3 NM or 1,000 ft. Traffic information was passed to the crew of the departing B737, who sighted the other B737 while passing behind it.

The Departures South controller was relatively inexperienced, having held a control rating in the Sydney Terminal Control Unit for only three weeks. The controller was distracted from the monitoring role by coordination activities with Bankstown control tower, and by radio transmissions to other aircraft. The controller also considered himself to have been fatigued as a result of local rostering practices.

Occurrence summary

Investigation number 199802135
Occurrence date 12/06/1998
Location 28 km E Sydney, (VOR)
State New South Wales
Report release date 18/06/1999
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Loss of separation
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer The Boeing Company
Model 737
Registration VH-TAI
Serial number 23483
Sector Jet
Operation type Air Transport High Capacity
Departure point Sydney, NSW
Destination Melbourne, VIC
Damage Nil

Aircraft details

Manufacturer The Boeing Company
Model 737
Registration FODGX
Sector Jet
Operation type Air Transport High Capacity
Departure point Noumea, New Caledonia
Destination Sydney, NSW
Damage Nil