Fairchild SA227-DC, VH-DMI

Technical Analysis

Fairchild Industries Inc., SA227-DC, VH-DMI

1. FACTUAL INFORMATION

1.1 Introduction

Extensive radial cracking of the flange

On 12 August 2001, the take-off of a Fairchild Metro 23 aircraft (VH-DMI) was discontinued as a result of the failure of the left engine. To investigate the event, the Australian Transport Safety Bureau carried out an examination of major components from the first, second and third turbine stages of the affected engine.

  • Centre rotating air seal plate (p/no. 3103839-3, s/no. 2-23315-945)
  • First-stage turbine wheel (p/no. 3103897-10, s/no. 3-03229-1075)
  • Second-stage nozzle guide vane assembly
  • Second-stage turbine wheel (p/no. 3103927-5, s/no. 981217201126)
  • Third-stage nozzle guide vane assembly
  • Third-stage turbine wheel (p/no. 3103838-2, s/no. 0-01345-1837)

An earlier disassembly of the engine had found these components damaged to varying degrees.

To further assist the examination, two additional rotating air seal plates were supplied. Extensive radial cracking of the flange section had rendered both of these items unserviceable.

1.2 Component history

The failed engine was an Allied Signal (Garrett) TPE331-12UHR-701G, serial number P-70210. At the time of failure, the engine had operated for a total of 9,140 hours and through 15,585 flight cycles. The following life information was also provided for the rotating components.

ItemTSN (hours)CSNLife Limit (cycles)
Air Seal Plate
9,140
15,585
20,000
S1 Turbine Wheel
9,140
15,585
20,000
S1 Turbine Blades
3,067
5,728
Unknown
S2 Turbine Wheel
6,073
9,857
15,000
S3 Turbine Wheel
4,614
8,545
12,000

Analysis

The engine manufacturer advised that investigation into previous failures of the rotating air seal concluded that the cracking in the rim area was due to elevated rim operating temperatures, primarily due to hot gas leakage from deteriorated first stage stator assembly hardware.

To alleviate the problem, the manufacturer introduced two service bulletins, TPE331-72-2002 and TPE331-72-2030 and revised the engine maintenance manual to improve inspection of the relevant components at hot section inspection with intention to prevent hardware prone to gas path leakage from returning to service. The requirements of the service bulletins were incorporated in this engine in 1997 and 1999 respectively. The workshop that overhauled the engine indicated that incidents of rotating air seal cracks were rare on engines that had been modified in accordance with the service bulletins, but they had no service data on the failed seals.

The subject rotating air seal had accumulated over 6,000 hours before the engine had the requirements of the service bulletins incorporated. At that time, the seal was inspected in accordance with the current requirements. However, the possibility that the rotating seal failure was related to damage incurred during the seal's prior time in service could not be excluded.

The investigation determined that fatigue crack propagation led to separation of the rotating air seal outer rim from the flanged section. The fatigue cracking was consistent with the air seal being operated with elevated rim temperatures prior to the incorporation of the engine manufacturer's service bulletins.

Summary

The crew of the Fairchild Metro III aircraft, registered VH-DMI, heard a loud bang shortly after application of full power during the take-off roll. The crew immediately retarded both engine power levers and noticed that the left engine exhaust gas temperature was increasing so they shut down the left engine. When a passenger advised that `smoke and fire' were coming from the left engine, the crew discharged the fire bottle into that engine. The crew then shut down the right engine and ordered an evacuation out the right side of the aircraft.

An external examination by the operator's engineers found damage to the left engine turbine blades and shrapnel damage to the exhaust nozzle. The operator removed the engine and sent it to an approved workshop for examination and repair. The Australian Transport Safety Bureau (ATSB) did not attend the examination, but requested that all damaged components be forwarded to the ATSB for detailed examination.

After the engine was disassembled, the ATSB was advised that the engine failure was precipitated by a failure of the turbine first stage disc rotating air seal. The rotating air seal's outer rim was missing and the downstream turbine components received damage consistent with fragments of the rotating air seal passing though the turbine. The failed rotating air seal, the first, second and third stage turbine wheels and nozzle guide vane assemblies were forwarded to the ATSB for further examination.

Engine and component history

The Allied Signal TPE331-12UHR-701G turboprop engine, serial number P-70210, had accumulated 9,139.8 hours and 15,585 cycles since new and 3,066.9 hours since overhaul. In May 1997, it had Allied Signal service bulletin TPE331-72-2002 incorporated, which detailed replacement of the inner baffle with a new inner baffle part number 3108039-2. Service bulletin TPE331-72-2030, that detailed replacement of the compressor interstage seal assembly support, was incorporated in July 1999, at 6,073 hours, during engine overhaul, after overhaul, the engine was installed into DMI where it remained until the failure.

The rotating air seal, part number 3103839-3, serial number 2-23315-945, appeared to have been installed in the engine since new as its time and cycles since new were identical to those applicable to the engine. During the engine overhaul in 1999, it was inspected in accordance with the requirements current at that time and found serviceable.

The ATSB was advised that cracking of the rotating air seals had occurred in the past, but that it was rare to see a cracked rotating air seal on engines that have the requirements of the engine manufacturer service bulletins TPE331-72-2002 and TPE331-72-2030 incorporated.

Rotating air seal examination

The examination of the rotating air seal and other components from the failed engine is detailed in the ATSB's technical analysis report number 40/01. The examination revealed that the entire outer rim of the rotating air seal had separated from the flanged section. About seventy percent of the rim circumference was recovered and most material from the outer ten millimetres of the plate flange was lost.

One location, where the loss of material was substantially greater, exhibited a short length of fracture showing evidence of fatigue crack propagation. Heat tinting over the area of fatigue indicted that it was present prior to the event failure. The seal had no evidence of material or manufacturing anomalies.

Examination of the turbine components

The turbine disks and nozzle guide vane assemblies showed evidence of random impact damage to the blade leading edges. The damage was consistent with the separated pieces of the failed rotating air seal passing through the turbine.

A copy of the ATSB's technical analysis report, number 40/01, is available on the ATSB web site at or from the ATSB on request.

Engine manufacturer's action

The engine manufacturer reported a number of documented in-flight shutdowns due to separation of the rotating air seal plate rim. Their investigation into the events concluded that cracking in the rim area was due to elevated rim operating temperatures, primarily due to hot gas leakage from deteriorated first stage stator assembly hardware. To alleviate the problem, the manufacturer introduced service bulletins TPE331-72-2002 and TPE331-72-2030 and revised the engine maintenance manual to improve inspection of the relevant components at hot section inspection with the intention of preventing hardware prone to gas path leakage from returning to service.

Occurrence summary

Investigation number 200103749
Occurrence date 12/08/2001
Location Orange, Aero.
State New South Wales
Report release date 10/09/2002
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Occurrence class Technical Analysis
Highest injury level None

Aircraft details

Manufacturer Fairchild Industries Inc
Model SA227
Registration VH-DMI
Serial number DC-839B
Sector Turboprop
Operation type Air Transport Low Capacity
Departure point Orange, NSW
Destination Sydney, NSW
Damage Minor

British Aerospace Plc BAe 146-100, VH-NJA

Safety Action

On 6 September 1999, the Australian Transport safety Bureau issued recommendation R19990052 to the Civil Aviation Safety Authority. That recommendation stated that:

"The Civil Aviation Safety Authority, in conjunction with the aircraft manufacturer, British Aerospace Plc, address deficiencies that permit the entry of fumes into the cockpit and cabin areas of BAe 146 aircraft. These deficiencies should be examined by the regulatory authority as part of its responsibilities for initial certification and continued airworthiness of the BAe 146 aircraft."

The Civil Aviation Safety Authority responded on 14 March 2000 stating:

"In the lengthy period between the incident and the release of your report, CASA has investigated this issue in considerable detail, in conjunction with the aircraft manufacturer and the major Australian operators. As a result of this work, and discussions with the certifying authority (the UK Civil Aviation Authority), CASA is satisfied that the BAel46 aircraft in service in Australia are safe for public transport. CASA technical specialists are available to brief your investigators on the scope and findings of this work.

"As your recommendation does not specify the nature of any additional deficiencies that the Bureau believes need to be addressed by CASA and the aircraft manufacturers, I am seeking details of any deficiencies that you believe have not been appropriately dealt with. It would also assist us in providing a meaningful and constructive response to your recommendations if you were to provide us with details of any incidents that have occurred since the original incident in 1997.

"In the meantime, we will continue to monitor the situation and review any information that comes to hand."

The Bureau classified the response as "Open" and has initiated further correspondence with CASA. On 12 October 2000, the Senate Rural and Regional Affairs and Transport References Committee tabled its report into Safety and Cabin Air Quality in the BAe 146 Aircraft. The Government tabled its response to the References Committee's report on 28 June 2002.

Analysis

Both incidents on this aircraft were initially characterised by the strong smell of fumes in the cabin. It was considered that an intermittent leak of oil in engine number three contaminated that engine's bleed air that, in turn, contaminated air conditioning pack two. The observation that the fumes dissipated after pack two was switched off supports this view.

The initial maintenance inspection of the air conditioning system, engines and APU that revealed no signs of oil contamination or oil leaks, highlighted the difficulty faced by maintenance staff in trying to trace the cause of reported fumes events. The identification of the failed oil seal and the subsequent engine change resulted from the CASA airworthiness directive requiring the operator to follow up the event with corrective maintenance action.

Summary

Shortly after take-off, and in accordance with standard procedure, the flight crew selected engine bleed air as the source of air for the aircraft's two air conditioning packs. Subsequently, the cabin staff reported a strong smell of fumes in the cabin. As there was also a smell of fumes entering the flight deck, the flight crew donned their oxygen masks in accordance with the non-normal procedure for suspected cabin air contamination.

The flight crew then proceeded to identify the source of the fumes using a contamination source location schedule. That procedure involved selecting different combinations of engine air and air conditioning packs. During normal operation, bleed air from engines one and two was fed to pack one, which in turn supplied conditioned air to the flight deck and cabin. Bleed air from engines three and four was fed to pack two, which normally only supplied air to the cabin. Additionally, bleed air from the Auxiliary Power Unit (APU) was used by either pack during the take-off and landing phases or when air conditioning was required during ground operations. It was determined that with pack two selected off, the fumes dissipated. The flight was continued with only pack one supplying conditioned air to the cabin and flight deck. The two cabin staff and several passengers were affected by the fumes with symptoms of sore eyes, sore throat and headache.

On arrival of the aircraft in Brisbane, a Licensed Aircraft Maintenance Engineer (LAME) addressed the reported defect in accordance with the Civil Aviation Safety Authority airworthiness directive AD/BAe146/086 and the British Aerospace Systems Information Service Bulletin (ISB) 21-150. The ISB required certain actions to be performed whenever a cabin air quality problem was identified which was suspected of being associated with oil contamination of the air supply from the air conditioning packs. The engineer's inspection of the air conditioning system, engines and APU revealed no signs of oil contamination or oil leaks. The defect was therefore cleared and the aircraft resumed service.

The following day, the same aircraft but with a different crew was involved in a similar occurrence. A strong smell of fumes was noticed, mainly in the cabin, during the cruise. The flight crew donned oxygen masks as a precautionary measure. Symptoms of sore eyes, sore throat and headache were reported by both the crew and passengers. The pilot in command, who had been affected by fumes on previous occasions, received medical attention after landing.

Engineering inspection revealed oil contamination in the number 3 engine bleed band. The defect was deferred in accordance with the aircraft's approved Minimum Equipment List that allowed the aircraft to be flown with only the number one air conditioning pack in use. No further fumes were evident during following flights. Subsequent engineering investigation of the number 3 engine revealed that the oil leak was a result of a worn number one bearing seal. The number 3 engine was replaced, and the defect was cleared.

Evidence from previous incidents of air system contamination on this type of aircraft had indicated that the fumes were associated with engine or APU oil contamination of the air conditioning system. As a result, operators have incorporated various modifications to the cabin air system, APU, and engines. They have also introduced improved maintenance practices to further address the issue. However, that action has not completely solved the problem. The air supplied to the air conditioning packs was protected from contamination by oil seals in the engines and APU. A technical defect arising in one of the seals can result in oil entering the cabin air conditioning system, with the first signal of the defect being an awareness of fumes by the members of the crew. The difficulty of identifying the origin of the contamination is exacerbated by the often-intermittent nature of the fumes events.

Occurrence summary

Investigation number 200103696
Occurrence date 07/08/2001
Location Brisbane, Aero.
State Queensland
Report release date 04/07/2002
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Air/pressurisation
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer British Aerospace
Model BAe 146
Registration VH-NJA
Serial number E1004
Sector Jet
Operation type Air Transport High Capacity
Departure point Brisbane, QLD
Destination Mackay, QLD
Damage Nil

Piper PA-31, VH-KAD

Summary

The Piper PA -31 (Navajo) aircraft with eight persons on board had departed on a charter flight from Mount Isa for Century Mines in north-west Queensland. The pilot reported that the landing gear did not retract when selected up after take-off. The lever was reselected without success. He then placed the landing gear lever into the down position, however the green down and locked light for the nose landing gear failed to illuminate. The pilot also tried, unsuccessfully, to extend the gear by using the emergency hand pump. He then conducted a flyby of the control tower where observers confirmed that the nose landing gear was not fully down. Emergency services were placed on stand-by and the aircraft completed a normal approach and touch-down. During the latter part of the landing roll the nose gear collapsed and the aircraft slid to a stop on the runway. All persons on board were able to exit without injury. The aircraft sustained impact and abrasion damage to both propellers, the nose landing gear doors, and the pitot head.

A subsequent examination by maintenance personnel revealed that a rigid hydraulic pressure line for the landing gear, which attached directly to the hydraulic power pack, had cracked and partially separated beneath the collar section of a line connector. As a result, all the fluid from the hydraulic reservoir, including that portion contained in the power pack emergency sump, had drained out. The loss of fluid meant that the pilot was unable to retract or extend the landing gear; either by the normal or emergency systems.

The operator reported that prior to the last flight, maintenance personnel had attended to a leak in the area of the failed hydraulic line. At that time several line connectors were checked for tightness but none was found to be loose. The operator also reported that the hydraulic reservoir was topped up and the aircraft returned to service.

The ATSB specialist engineering examination 200100023 stated:

"Identification:

The supplied component was identified as a hydraulic line from the nose landing gear assembly of a Piper PA-31 (VH-KAD) that sustained substantial damage on landing resulting from the failure of the nose landing gear to fully extend. The component did not carry any visible identification markings - inspection found that it was produced from a single length of seamless aluminium alloy tubing and employed conventional `B-Nut' connections at each end.

"Failure:

The hydraulic line presented cracking approximately 8.5mm from the flared connection at one end of the line. The cracking was located beneath the B-nut sleeve, which extended to 10mm from the end of the fitting. The cracking extended around 3/4 of the tube circumference and was associated with visible axial twisting of the tube, producing a permanent circumferential displacement of approximately 0.6mm. Branching of the cracking was not evident, nor was any evidence of pre-existing mechanical damage or defects.

"Fracture:

Separation of the crack surfaces allowed close visual and scanning electron microscope examination of the fracture morphology. Specific detail was difficult to resolve due to the extent of surface contact damage, however the suspected point of fracture initiation was identified and placed roughly mid-way between the crack ends. No indications of material defects or other anomalous features were noted.

While specific fracture detail was not evident, the general transverse nature of the cracking, the absence of branching and the lack of any plastic deformation associated with the cracking are all features typical of a fatigue cracking mechanism. The examination failed to find any evidence of contributory material or manufacturing defects.

The axial twisting distortion shown by the cracked region indicated the presence of pre-existing torsional loading on the hydraulic line. Pre-loading or residual loads add to operating loads and compound the level of stress experienced by components in service. In such cases, the potential for the initiation and propagation of fatigue cracking increases in response to the greater applied stress levels.

In the case at hand, torsional or bending pre-loads were most likely introduced during assembly, where one fitting was tightened sufficiently to prevent free movement of the line when the opposite end was brought into position."

Examination of the aircraft's maintenance documents did not reveal if the line was fitted during original aircraft manufacture or during a subsequent repair action. The aircraft had a total of 12,745 hours "time in service" at the time of the incident.

Many technical publications are available regarding the precautions to be taken during installation and maintenance of rigid pipes fitted to aircraft. One of those, the Civil Aircraft Inspection Procedures Manual, advises in section 2, AL/3-14, 3.2.2(a) "When connecting pipes with standard brazed, flared or flareless couplings the following points should be verified:- subpara (iii) That the pipe ends align correctly with their mating parts. Pipes should never be forced into position, since this may introduce considerable stress into the connection and result in subsequent leakage or fatigue damage".

The investigation was unable to determine when the tightening, that induced the axial twisting distortion, occurred.

Occurrence summary

Investigation number 200103655
Occurrence date 08/08/2001
Location Mount Isa, Aero.
State Queensland
Report release date 23/01/2002
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Hydraulic
Occurrence class Accident
Highest injury level None

Aircraft details

Manufacturer Piper Aircraft Corp
Model PA-31
Registration VH-KAD
Serial number 31-7300924
Sector Piston
Operation type Charter
Departure point Mount Isa, QLD
Destination Century Mine, QLD
Damage Substantial

Boeing 737-377, VH-CZK

Safety Action

Local safety action

Following the occurrence the contractor, in conjunction with the airport operator, implemented the following measures:

  1. Installed additional stanchions at Delta to delineate the route.
  2. Conducted a number of all-staff briefings to remind them of the need for vigilance.
  3. Introduced a procedure whereby a safety officer would attend and control works traffic at taxiway Delta when required to do so for aircraft movements on the RAAF apron.
  4. The contractor arranged for their safety manager to spend a part of each day on-site to assess and monitor safety aspects.

Significant Factors

  1. The route for work vehicles across taxiway Delta was not marked.
  2. The truck driver was probably distracted and fatigued by the task demands.
  3. The truck driver was unaware of his position on the work site.
  4. Taxiway Foxtrot and Delta were similar parallel taxiways between taxiway Alpha and runway 35/17.

Analysis

The plans developed by the airport operator and contractor did not adequately address the use of taxiway Delta by both aircraft and works vehicles during the day. The plan relied on work staff to remember that the taxiway was also available for aircraft use. Consequently, route markers were not used across taxiway Delta, leaving a gap in the markers defining the work area and site route. That was a fail unsafe situation.

It is possible that the truck driver was fatigued as he was near the end of his shift and had not had a break for several hours. The level of possible fatigue combined with the competing demands, to remain vigilant and to complete numerous tasks, may have caused the truck driver to approach information overload and reduce his overall performance, or to make a slip or lapse type error. A reduction in vigilance and awareness of the environment, combined with the driver's preoccupation with watching the approaching aircraft and the absence of any visual cues to indicate that he was entering an active taxiway, were probably the main reasons for him not recognising that he was turning onto Delta instead of taxiway Foxtrot.

If the works plan had included traffic management procedures for taxiway Delta during the day and had the route marking been continued across the taxiway, it is likely that the situation would have been prevented.

Summary

A Boeing 737-377 (B737) was inbound to Canberra for a landing on runway 35. The crew had established the aircraft on the extended runway centreline from 10 NM (18.5 km). At approximately 4 NM the aerodrome controller (ADC) instructed the crew that they were clear to land. As the aircraft was about 1.85 km from the runway threshold, the ADC saw a truck enter taxiway Delta. Taxiway Delta was approximately 1427 m from the threshold of runway 35. The ADC considered that the truck was unlikely to stop and instructed the crew to go around. The crew acknowledged the instruction and conducted a missed approach, a left circuit and then landed.

The driver of the truck had entered the runway strip without a clearance and had not complied with procedures. Later analysis of recorded radar data showed that the B737 had descended to 310 ft above the aerodrome elevation during the approach and go around.

Air traffic control

The air traffic control tower operating positions faced south-south-west, overlooking the Royal Australian Air Force (RAAF) Fairbairn aircraft apron, the intersection of the runways and the runway 35 threshold. The tower had three operating positions: ADC, tower coordinator (COORD) and surface movement controller (SMC). The ADC operating position was situated on the north-western end of the console with the COORD to the left and then the SMC position on the south-eastern end of the console. All positions were staffed at the time of the occurrence. The COORD and SMC saw the truck approaching and enter the apron from the south before turning left onto taxiway Delta. The ADC was conducting the final scan of runway 35 prior to the B737 landing when the SMC advised that the truck was going to enter the runway. Simultaneously, as the COORD suggested to the ADC to instruct the crew to go around, the ADC issued the instruction to the B737 crew.

The SMC saw the truck stop on taxiway Delta, after crossing the holding point and entering the runway strip, and then reverse as the B737 went around. The SMC notified an airport safety officer who then drove to Delta and spoke to the truck driver.

Runway 35/17

Runway 35/17 was bounded by the runway strip that was an area around the runway, up to 75 m either side of the runway centre line and included the runway clearways that extend 60 m from the thresholds. The purpose of the runway strip was to reduce the risk of damage to aircraft inadvertently running off the runway and to protect them when flying over it during take-off, landing or missed approaches. Gable markers indicated the limit of a runway strip. On taxiways the limit of a runway strip was marked as a holding point. A clearance from air traffic control was required before personnel, vehicles or machinery could enter a runway strip. Personnel, vehicles or machinery were normally excluded from a runway strip when a runway was in use or a pilot had a clearance that enabled an aircraft to use the runway.

Runway 35/17 was 45 m wide and the position the truck reached before stopping could not be accurately established. Reports from the driver and witnesses indicated that the truck reached a position somewhere between 35 m to 65 m from the runway centreline.

Canberra airport works

Canberra airport was halfway through a period of major works to construct:

- 7.5 m shoulders on runway 35/17;
- a turning node on the northern end of runway 35/17;
- drains along runway 35/17; and
- widened turn fillets at runway/taxiway intersections for runway 35/17.

The works also included the replacement of runway lights.

The airport operator had awarded the contract to a company that had recently completed similar major works at another capital city airport. That company was the prime contractor (contractor) and the task was scheduled for completion by 31 August 2001. Planning was fast tracked to meet the schedule and both the airport operator and the contractor believed it was achievable. The truck driver's company was a sub-contractor to the contractor.

Management of the works site was a joint responsibility between the airport operator and contractor. The contractor was responsible for managing the works area while the airport operator was responsible for managing the interaction of works and airport activities.

A method of work plan (MOWP) was prepared by the airport operator and was provided to the contractor to assist in the development of their work method statement and project management plan. The airport operator reviewed the project management plan. The MOWP detailed how areas would be delineated to ensure airport users and contractor activities did not conflict. The airport operator also arranged for aeronautical information circular (AIC) H7/01 to be issued on 14 June 2001. The AIC detailed the scope of the work during the four work stages, operational restrictions required during each stage and advised that the dates and times of activation of each stage would be advised by a notice to airmen (Notam). The AIC included draft Notams for each stage.

The contractor was working on stages 1 and 2. The MOWP stated that taxiway Delta would be unavailable during stage 2 between 2200 Eastern Standard Time and 0600 (overnight hours). The MOWP did not have any restrictions on the use of taxiway Delta during the period from 0600 to 2200 (daylight and early evening hours). Seven Notams, that described the work stages and the operational restrictions, were current at the time of the occurrence. Those Notams were in accordance with the MOWP except there was no Notam regarding taxiway Delta overnight.

The airport operator prepared and conducted a site induction brief for the contractor and associated sub-contractor staff prior to commencing the work. That briefing included aspects of site safety including movement of persons and vehicles, "no-go" areas, contractor vehicle routes and that contractor staff were to comply with any directions from an airport safety officer. Following the initial induction, the contractor assumed responsibility for ensuring that all persons employed on the works underwent a one hour induction briefing and that copies of the induction brief were made available to staff. The contractor was also responsible for maintaining a record of the staff who had been briefed. Those records indicated that the truck driver had received an induction brief on 27 June 2001. The truck driver later reported that he was aware of the need for vigilance when working on the airport and had often consulted the maps provided that detailed approved routes for works vehicles and staff.

Effect of the works on runway 35/17

A displaced threshold for runway 17 had been imposed to enable work on the northern end of runway 35/17. Taxiway Alpha, parallel to the runway and taxiway Foxtrot that linked Alpha and the runway were both closed to aircraft operations for this stage. The runway 17 displaced threshold was located south of taxiway Foxtrot.

The contractor had implemented a new route for works vehicles for the current stage of works. The route had been used for 10 days by trucks to cart soil from the runway 17 undershoot (at the northern end of the runway 35/17) to an area outside the airport at the south-western end (adjacent to the southern end of the runway 35/17). That route was marked with stanchions and used taxiways Foxtrot and Alpha, across the intersection of Alpha/Delta and the RAAF apron, along a gravel road parallel to runway 30, around the eastern end of runway 30 and then along the perimeter fence to the dump area. The route was sign posted with a speed restriction of 40 kph with a reduction to 25 kph in the area near the runway 30 threshold.

The segment of the route across the intersection of taxiway Delta and the RAAF apron was not marked. The contractor considered that the gap in markers at Delta was sufficiently small for staff to appreciate route continuation, and that the intersection was referred to in the induction brief and was marked on the maps. Taxiway Delta remained open to enable aircraft to use the RAAF apron. There was no restriction on vehicles crossing taxiway Delta but generally drivers of vehicles stopped or slowed when approaching that taxiway to check for aircraft before continuing.

Truck driver

The truck driver had been on the site for five weeks and generally worked a 12-hour day. Prior to the week of the occurrence he had had four days leave as a result of rain that prevented work being carried out. He had little previous experience of operating on airports. He had worked from 0700 to 1900 Eastern Standard Time on Monday, 0630 to 1730 on Tuesday and had started at 0600 on the day of the occurrence. The truck driver was supervising two work teams. One team was at the northern end of runway 35/17, while the other team was working outside the eastern runway strip near the intersection of runways 35/17 and 30/12. He started the team at taxiway Alpha near the northern end of runway 35 and then commenced a task himself at about 1700 in the northern area. Shortly after, he received a request to provide equipment to the team near the runway intersection. He drove to the north-western boundary of the airport to get the equipment and then travelled via the northern and eastern route to the team's location. He delivered the equipment and was returning to the northern area when he drove onto taxiway Delta and entered the runway strip.

The truck driver reported that he had a lot on his mind at the time. His last break had finished at 1330. The truck driver knew that he had insufficient time in which to complete the job he had started and that he had to supervise the clean up by his teams before finishing work that afternoon. He had been warned to watch for aircraft and consequently, whenever he was crossing a taxiway, would check for aircraft. As he turned onto taxiway Delta he was watching the approaching B737 through the passenger's window of the truck but thought he was turning onto the northern works area via taxiway Foxtrot. He became aware that there were no markers in the area and that he was on the wrong taxiway. He stopped the truck and reversed as quickly as possible off taxiway Delta back onto taxiway Alpha. The truck driver reported that he had used the designated route about 25 times previously on the day of the occurrence.

Occurrence summary

Investigation number 200103433
Occurrence date 01/08/2001
Location Canberra, Aero.
State Australian Capital Territory
Report release date 21/01/2002
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Runway incursion
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer The Boeing Company
Model 737
Registration VH-CZK
Serial number 23663
Sector Jet
Operation type Air Transport High Capacity
Departure point Sydney, NSW
Destination Canberra, ACT
Damage Nil

Boeing 737-376, VH-TAZ

Safety Action

Local safety action

On 3 Feb 2000, Airservices Australia undertook to investigate methods to enhance controller awareness and application of the concept of separation assurance through, among other initiatives, the production and dissemination of information and a review of MATS. As at 24 May 2002, Airservices Australia had:

  1. included separation assurance as a refresher training module,
  2. highlighted occurrences in which a lack of separation assurance may have been a contributing factor, and
  3. described separation assurance, in MATS, in terms of conflict avoidance rather than conflict resolution.

ATSB safety action

Airservices Australia advised the ATSB on 21 April 2002 that it was reviewing all aspects of separation assurance matters, which will include a definition of separation assurance. On 26 July 2002, further correspondence from Airservices indicated that a definition of separation assurance would be included in the next amendment of MATS. The ATSB will continue to monitor these separation assurance matters until the amendment is promulgated.

Analysis

The CBE controller had developed a plan to provide the Hercules crew with a practice ILS. He unsuccessfully applied speed control and radar vectors to both the Hercules crew and the B737 crew to execute the plan and to achieve the required separation. As a contingency, the CBE controller planned to terminate the approach of the B737 if that became necessary to maintain required separation standards. However, the plan did not provide any separation assurance between the Hercules and the B737.

The CBE controller did not apply a separation standard between the Hercules and the B737 from the time the Hercules descended below radar coverage in the Canberra circuit area until the ADC accepted responsibility for separation following the touch and go landing. A procedural separation standard between the Hercules and the B737 should have been applied while the Hercules was outside radar coverage and while the ADC could not provide visual separation.

Summary

A Lockheed C-130J Hercules (Hercules) had conducted a practice Instrument Landing System (ILS) approach to runway 35 at Canberra followed by a touch and go landing and departure to the northwest. A Boeing 737-376 (B737) was simultaneously radar vectored for an instrument approach to runway 17. Both aircraft intended to use the same runway surface but in opposite directions. The Canberra Approach East (CBE) controller became concerned that the separation standard of either 3 NM laterally or 1,000 ft vertically would not be maintained between the aircraft and issued turn instructions to both crews. While complying with the instructions the two aircraft passed with approximately 2 NM and 100 ft separation. There was an infringement of separation standards.

The Hercules crew had requested an ILS approach to runway 35 at Canberra for instrument flight rules (IFR) flying training purposes. An ILS is a precision instrument approach that provides centreline and glideslope guidance to the pilot, aligned to the landing runway and is primarily used during periods of low cloud and/or poor visibility. Runway 35 was the only runway serviced by an ILS approach at Canberra. The En Route Supplement Australia (ERSA) required crews planning instrument training at Canberra to contact Canberra air traffic control to book an approach time slot for air traffic control traffic management purposes. The service provider reported that the Hercules was running late and had missed its booked slot.

The CBE controller planned to sequence the Hercules between the second of two aircraft taxiing for a departure from runway 17 and the B737, which was the first of a number of arrivals for that runway. The CBE controller was aware that the Hercules' practice ILS approach might be delayed by up to 45 minutes if he was unable to sequence that aircraft ahead of the B737. The CBE controller stated that he felt some pressure to provide a good service to the Hercules crew.

On first contact with the CBE controller the B737 crew was told to expect a Very High Frequency Omni-Directional Radio Range/Distance Measuring Equipment (VOR/DME) approach to runway 17. At various times thereafter, the crew was assigned radar vectors and a speed restriction of 270 knots indicated airspeed to position the B737 behind the Hercules and provide sufficient spacing to maintain the required separation standard. The CBE controller had asked the crew of the Hercules to maintain their best speed once established on the final approach track. That was a request only and the crew of the Hercules was under no obligation to comply. From that point, the Hercules was capable of maintaining an indicated airspeed between 10 to 20 kts faster than that which it would routinely maintain. The crew of the Hercules could not recall whether they had complied with the request.

The CBE controller was concerned about the application of separation between the B737 and the Hercules after the Hercules had completed its touch and go landing. The Letter of Agreement between the Canberra Tower and Canberra Approach Control stated that the approach controller was responsible for separation assurance during reciprocal runway operations unless it was assigned to the ADC "by mutual agreement". The CBE controller advised that his contingency plan was to instruct the B737 crew to terminate the approach if it became apparent that separation between the two aircraft may be infringed.

The CBE controller reported that he had based the traffic management plan on his expectation that the Hercules would be operated at a higher speed along the final approach path. The CBE controller also reported that the Hercules had commenced its turn later than he had expected following the touch and go landing. He could not see the Hercules on radar following the touch and go landing and was unsure of the position of that aircraft in relation to the B737. The CBE controller asked the ADC to confirm when the Hercules had commenced the turn and was visually clear of the inbound path of the B737. The ADC was unable to provide visual separation between the B737 and the Hercules before radar and vertical separation were infringed.

The CBE controller reported that his workload was very high at the time of the occurrence. He did not provide either crew with a safety alert in respect of the other aircraft, as required by MATS, despite the distance between the two aircraft being less than that prescribed by the applicable separation standards.

Both aircraft were equipped with a traffic alert and collision avoidance system (TCAS). The crew of the Hercules did not receive either a traffic advisory (TA) or a resolution advisory (RA) on the TCAS. The crew of the B737 did not report receiving a TA or a RA either during, or after, the occurrence.

Occurrence summary

Investigation number 200103353
Occurrence date 24/07/2001
Location Canberra, Aero.
State Australian Capital Territory
Report release date 12/08/2002
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Loss of separation
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer The Boeing Company
Model 737
Registration VH-TAZ
Serial number 23491
Sector Jet
Operation type Air Transport High Capacity
Departure point Melbourne, Vic.
Destination Canberra, ACT
Damage Nil

Aircraft details

Manufacturer Lockheed Aircraft Corp
Model C-130J
Sector Turboprop
Operation type Military
Departure point Richmond, NSW
Destination Richmond, NSW
Damage Nil

Boeing 737, YJ-AV18

Analysis

It was not possible to conclusively determine why the tyre tread separated from the tyre and, due to the damaged condition, if the results of the tests carried out were representative of the condition of the tyre prior to its failure. The air leakage observed on the tyre's surface during the tyre pressure testing was consistent with gas venting from between the damaged plies. This was verified by the liner integrity test. The air leak from the bead area of the tyre could not be confirmed as being pre-existing as the tyre had been deflated and reinflated since the failure.

The shiny areas observed on the tyre surface indicate that movement between the ply layers had occurred. This may have been a result of overheating, which was also evident by the blueing around the tyre shoulders or may have been from another form of adhesion failure. The overheating may have been due to low tyre pressure, although the service history of the tyre's pressure was not sufficient to conclude that the tyre had an ongoing leakage problem. The tyre pressure was found to be low after the aircraft landed, but that may have been as a result of the failure of the tyre itself and not a pre-existing condition.

Low tyre pressure and consequent overheating may have contributed to the tyre's failure. The physical recording of actual tyre pressures whenever they are checked would give a more accurate record of a tyre's pressure retention rate.

Summary

Shortly after departing Melbourne en route to Port Vila, Vanuatu, the crew of a Boeing 737 (B737) aircraft received advice from Air Traffic Control (ATC) that a following aircraft had observed rubber and debris on the runway. As nothing unusual had been noticed during take-off, the flight crew of the B737 considered that the debris was possibly from the BAe 146 ahead of them and asked ATC if the debris could be identified. Assessment by ground engineers confirmed that the debris was a section of the left main landing gear door and tyre tread from a B737.

On receiving that information the crew checked their flight controls for any signs of restriction or abnormal handling. As the left wing trailing edge was checked for damage through the cabin window by one of the cabin crew, a passenger advised her that a bang had been heard from under the wing during take-off. No damage was observed but the flight crew decided to divert the aircraft to Sydney. Approaching Sydney, the crew contacted ATC and requested a gear-down fly-past to assess the condition of the landing gear.

The fly-past confirmed that part of the left main landing gear door was missing but the wheels appeared to be intact. An emergency was then declared and the flight crew consulted the operator's emergency procedures manual. After burning off excess fuel, the cabin crew and passengers were briefed for the emergency. The flight crew then commenced their approach with the cabin crew and passengers in the brace position and an uneventful landing was carried out.

The aircraft was stopped on the taxiway and inspected by ground engineers where it was found that the left outboard tyre had lost its tread but was still inflated, although at a lower than normal pressure. The aircraft was then cleared to taxi under its own power to the terminal and the passengers disembarked normally. Both left main wheels were deflated and replaced. Further inspection of the aircraft revealed damage to the left main gear mid door, the left inboard trailing edge flaps and the underwing false structure. Temporary repairs were carried out to the aircraft and it was flown, without passengers, to a maintenance facility in Melbourne for further repairs.

The investigation revealed that there had been impact damage, marked with black rubber, to the flaps and underwing, and ductile overload damage to the landing gear door tie rod and underwing panel support links. The left outboard main wheel and tyre were sent to overhaul and retread facilities for examination and testing.

An examination of the wheel and tyre showed evidence of air leakage from the bead area and on the tyre surface. After a pressure retention check, the wheel was disassembled and the hub-halves examined with no evidence of damage to the hub seal or mating surfaces found. The tyre liner was found to be intact with no air leakage apparent and there were no signs of delamination of the carcass inner plies. An inspection of the separated surfaces revealed areas of shiny polished rubber. That indicated that there may have been localised ply movement and separation prior to failure.

A blueing of the rubber around the tyre's shoulders and on the separated sections of tread was also noticeable. That indicated that the tyre had been overheating. Factors contributing to overheating can be, low tyre pressures, high taxi speeds, long taxiing or heavy landings. There was no evidence of cuts or foreign object damage on the tyre or tread segments.

The aircraft normally operated with moderate to high payloads and at airports with long taxiways. Both those factors would have affected the temperature of the tyre and increased the importance of maintaining correct tyre pressures. The company's standard operating procedures specified a maximum taxi speed of 30 knots, which was within the tyre manufacturer's limit. An inspection of the operator's maintenance records revealed that the tyres were checked for correct pressure daily before the first flight and every 30 flying hours on an ancillary check. However, the pressures were not recorded if they were found to be within the serviceable limits.

The failed tyre had been fitted to the aircraft for 4 weeks and during that time only one occurrence of lower than normal tyre pressure had been recorded. It was established that the tyre was at its fourth (R4) retread, with that tyre type permitted to have up to seven (R7) retreads. The failed tyre's service history, and the retread and wheel assembly processes were assessed but nothing was found that may have contributed to the tyre failure.

Occurrence summary

Investigation number 200103430
Occurrence date 02/08/2001
Location Melbourne, Aero.
State Victoria
Report release date 11/12/2001
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer The Boeing Company
Model 737
Registration YJ-AV18
Sector Jet
Operation type Air Transport High Capacity
Departure point Melbourne, VIC
Destination Port Vila, Vanuatu
Damage Minor

Boeing 767-336, VH-ZXA

Safety Action

Local Safety Action

Airservices Australia advised that the WOL/JVS ASD was replaced after being declared unsuitable for continued use due to reduced brightness levels.

Significant Factors

  1. The controllers approved route and level changes that eliminated effective separation assurance strategies.

Analysis

The crew of the B737 was recleared from a standard level to a non-standard level and, in order to provide track shortening, from a track that would have provided separation with the B767, to one that conflicted with the B767. The allocation of a non-standard flight level on a one-way route does not guarantee separation from opposite traffic on other, crossing, one-way routes. However, the planned routes of these two aircraft did not cross and were laterally separated. The conflict would have been avoided had the B737 continued on its planned route or had it maintained a standard level.

The B767 crew was recleared to F350 after the B737 crew had already been cleared direct to ALLOC and had been assigned FL350. Had an intermediate flight level below the B737 been assigned to the B767 crew, until the aircraft passed, the conflict would have been avoided.

The ELW/BLA instructor was concentrating on the student. Neither controller realised that the B737 had entered the WOL/JVS sectors. Had the transfer of control and jurisdiction of the B737 been initiated before that aircraft crossed the boundary between the sectors, as it should have been, the WOL/JVS controller may have become aware of the imminent conflict.

The WOL/JVS controller had been distracted by a low priority task. Also, the contrast on the WOL/JVS ASD may have been below specification and that possibly impaired the ability of that controller to maintain situational awareness.

Neither the WOL/JVS controller nor the ELW/BLA controller effectively employed the tools available in TAAATS to highlight the non-standard nature of the B737 flight, either the non-standard level, or the direct route. Use of a standardised method of highlighting the non-standard nature of a flight may assist controllers with conflict recognition.

When operating sectors that have been combined, diverse scenarios and increasing workloads can quickly distract controllers. Controllers need to be vigilant and recognise the need to separate sectors ahead of the requirement to do so.

All the controllers were distracted by events occurring on their ASD's away from where the conflict occurred. The instructor eventually detected the conflict using effective scanning techniques. Although scanning in this case was not done in time to avoid the conflict, it allowed for timely avoiding action. It also demonstrated the importance of effective scanning not only in conflict recognition, but in recognising when other actions are due, or over due, especially during, and after, busy periods and in larger sectors with multiple crossing points.

Summary

A Boeing 767-336 (B767) was en route from Sydney to Melbourne and was maintaining flight level (FL) 350. A Boeing 737-800 (B737) was en route from Melbourne to Nadi, Fiji, and was also maintaining FL350. The aircraft were on segregated routes that provided lateral separation until the crew of the B737 was provided with track shortening. That decision placed the two aircraft on conflicting flight paths at the same level. The Eildon Weir/Benalla (ELW/BLA) sector controllers saw the impending conflict and alerted the Wollongong/Jervis (WOL/JVS) controller. Both controllers then issued traffic information and instructions to the crews for avoiding action. Both crews received Traffic Alert and Collision Avoidance System (TCAS) Resolution Advisories (RA) and the controllers received a Short Term Conflict Alert (STCA) from The Australian Advanced Air Traffic System (TAAATS). The aircraft passed within 4.8 NM laterally and 800 ft vertically. The required separation standard was either 5 NM laterally or 2,000 ft vertically. There was an infringement of separation standards.

The B737 crew had flight planned, and had been initially cleared to, FL330. That was a standard level for the direction of flight. Levels were assigned depending on a number of factors including the track of the aircraft in accordance with the Table of Cruising levels in the Manual of Air Traffic Services (MATS). Aircraft operating at altitudes and flight levels in accordance with the table were considered to be at standard levels, and those operating at altitudes and levels not in accordance with the tables were considered to be at non-standard levels. The crew of the B737 subsequently requested, and was assigned, non-standard FL350. At the time of the level change, both the crew of the B767 and the crew of the B737 had been issued airways clearances on one-way, designated air routes that formed a segregated race-track pattern between Sydney and Melbourne.

The controller responsible for the ELW/BLA sectors was instructing a student training on the ELW sector. Both were concentrating on the sequencing and separation of two jet aircraft in a step descent into Melbourne. A step descent allowed aircraft to simultaneously descend to vertically separated levels provided that the higher aircraft was progressively assigned levels that provided vertical separation with the lower aircraft. The step descent was occurring in the bottom left quadrant of the controller's Air Situation Display (ASD). The instructor was positioned behind and to the left of the student so that he could readily view the ELW sector and the traffic on the left side of the ASD. The B767 and the B737 were displayed in the top right quadrant of the ASD. Once the step descent had been established, the instructor noticed that the B737 was about to conflict with the B767. By that time the B737 was within the WOL/JVS combined sector and the instructor advised the WOL/JVS sector controller that he would be turning the B737. The student instructed the crew of the B737 to turn right to avoid the opposite direction B767.

The B737 was within the WOL/JVS control area, but under the jurisdiction (and control) of the ELW/BLA controller. The Australian Advanced Air Traffic System Human Machine Interface (HMI) used different coloured tracks and labels to aid situational awareness. The track and label colour of the B737 was green to the ELW/BLA controller, and blue to the WOL/JVS controller. The B737 crew should have been transferred to the WOL/JVS sector prior to crossing the boundary between those sectors and the ELW/BLA sectors. Had the transfer been made the track label and symbol would have been green on the WOL/JVS ASD.

The WOL/JVS controller initiated the amended route clearance for the B737 at FL350, and verbally coordinated the change with the ELW/BLA controller. At that time, the southbound B767 was on climb to FL280. The crew of the B767 contacted the WOL/JVS controller and was assigned FL350. The amended route for the B737 was direct to ALLOC, a waypoint located 77NM east-north-east of Sydney.

The workload on the WOL/JVS sectors at the time of the occurrence was reported by the controller to be low. The controller was providing a directed traffic information (DTI) service to military helicopters operating under visual flight rules (VFR) in class "G" airspace. The provision of DTI to VFR aircraft was available on request and subject to controller workload.

The WOL/JVS controller reported that the ASD at that console had recently "been faulted" and found to be outside the acceptable parameters for contrast. Subsequent to the occurrence, the screen was again checked and was found to be below acceptable contrast parameters. The controller reported difficulty distinguishing the blue track colours from the grey background of the screen; they appeared faded. A track was blue to indicate that the track was about to become the responsibility of that controller. Tracks will appear (in this case) blue to only one console at a time. The same track symbol and label was a different colour to all other controllers to indicate the relevance of that track to each control position.

The WOL/JVS controller stated that a smaller information screen that was open on the WOL/JVS ASD initially obscured the track symbol and label of the B737. He had used the route function available in TAAATS to determine the cleared route of the B737. The controller also stated that he normally used the text message box in TAAATS as a visual reminder of potential conflicts. He did not use the text box on this occasion. He also indicated that he would have preferred using strips because they better facilitated the acquisition and maintenance of the traffic picture.

The ELW/BLA instructor commented that the angle of view from behind and to one side of a student made it difficult to see some areas of the ASD and to monitor keyboard entries.

Occurrence summary

Investigation number 200103344
Occurrence date 18/07/2001
Location 28 km E Canberra, (VOR)
State Australian Capital Territory
Report release date 15/04/2002
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Loss of separation
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer The Boeing Company
Model 767
Registration VH-ZXA
Serial number 24337
Sector Jet
Operation type Air Transport High Capacity
Departure point Sydney, NSW
Destination Melbourne, VIC
Damage Nil

Aircraft details

Manufacturer The Boeing Company
Model 737
Registration DQFJH
Sector Jet
Operation type Air Transport High Capacity
Departure point Melbourne, VIC
Destination Nadi Fiji Islands
Damage Nil

Boeing 737-376, VH-TAW

Safety Action

As a result of the occurrence, the airline operator issued a Flight Standing Order applicable to the Boeing 737 fleet. The following policy regarding taxi speed was stated:

"1. Maximum taxi speed on long straight smooth taxiways is 30 kts.

" 2. Maximum taxi speed entering a turn is 10 kts.

" 3. If the taxiway surface is other than dry crew judgement will dictate a lower speed."

Analysis

Although the act of taxiing an aircraft to and from an active runway may have become a routine task, ensuring that it was done safely required planning and constant vigilance by both members of the technical crew. In this particular instance, the aircraft was safely taxied a considerable distance in accordance with company procedures. However, as the aircraft approached the turn at taxiway "alpha", the crew was apparently unaware that the aircraft's speed was high. The aircraft entered the turn at an inappropriate speed and on a surface that was noticeably wet. The probability of maintaining directional control under those circumstances was doubtful.

It was considered likely that both pilots became accustomed to the relatively high taxi speed owing to the extended time spent on the long, straight taxiway that preceded the turn. The crew relied solely upon their visual estimation of speed in circumstances that required cross-reference to the EADI ground speed readout.

Although the taxiway treatment carried out by the airport operator resulted in a surface that was slippery, it was considered that the aircraft would have been unlikely to have left the taxiway if a speed appropriate for the existing conditions had been used.

Summary

A Boeing 737-376 aircraft was being taxied for a departure from runway 20 at Christchurch on a scheduled service to Auckland. The Automatic Terminal Information System indicated that the surface wind was from 200 degrees at 10-15 kts, the temperature was 6 degrees Celsius and the dewpoint was 5 degrees Celsius. The visibility was 10 km reducing to 3,000 metres in rain and drizzle. During the taxi, the crew observed that the weather was fine and that the taxiway was wet after recent rain.

The route to the threshold of runway 20 included a 1,600-metre straight section of the main taxiway which ran parallel to runway 02/20, and which had a slight downhill grade. Analysis of flight data recorder (FDR) data revealed that the aircraft was on that section of the main taxiway for 2.3 minutes and that the speed of the aircraft gradually increased from 11 kts until it reached a maximum of 29 kts. The operator's flight crew training manual (FCTM) contained the following information regarding taxi procedures:

"To the pilot, the airplane appears to be moving slower than it actually is due to the flight deck height above the ground. Consequently, the tendency is to taxi faster than desired.

"Taxi speed should be closely monitored during taxi out, particularly when the active runway is some distance from the departure gate.

"Avoid taxi speeds greater than 30 kt on long taxi routes.

"Allow for decreased braking effectiveness on slick surfaces."

Although it was not included in the most recent edition of the FCTM, previous text stated that when approaching a turn, the aircraft should be slowed to the appropriate speed for the conditions. On a dry surface, approximately 8 kt to 12 kt was recommended. The aircraft manufacturer inadvertently removed that maximum recommended cornering taxi speed, when the Boeing 737 FCTM was extensively rewritten.

At the end of the main taxiway, the route to the threshold of runway 20 required that the aircraft be steered to the left, through approximately 60 degrees, onto taxiway "alpha". The pilot in command began braking the aircraft before reaching that turn point, but the aircraft had only slowed to 25 kt when the turn was commenced.

During the turn the nosewheel started "scrubbing", indicating excessive steering angle and/or taxi speed for the surface condition. Lacking traction, the nosewheel moved sideways and directional control was lost. That was followed by loss of traction on the main gear. As the aircraft moved sideways, the right main gear slid off the paved surface and onto the grassed area adjacent to the taxiway. The aircraft came to a halt with the right main gear settled slightly in the soil.

A maintenance engineer attended the aircraft, assessed that there was no obvious damage and then marshalled the aircraft back onto the taxiway. The aircraft was then taxied back to the terminal where a detailed inspection of the landing gear, the brakes and the engines was carried out. That inspection did not reveal any damage and the aircraft was released back into service.

The technical crew of the Boeing 737 consisted of a pilot in command and a co-pilot; both of whom were very experienced on the aircraft type. The airline operator had only recently commenced operations from this airport; the crew's local experience was therefore limited. The Boeing 737 nose wheel steering system was only controllable from the left control seat. Therefore, the pilot in command always taxied the aircraft. Either pilot could have used the ground speed readout on the pilots' electronic attitude director indicator (EADI) to monitor the taxi speed. The airline's normal procedure was for the co-pilot to bring to the attention of the pilot in command, any unsafe speed. During the airline operator's subsequent investigation of the incident, both pilots expressed surprise at the high speed recorded by the FDR during the turn.

The taxiway in question was treated during February 2001 with a surface enrichment treatment that resulted in making the surface more slippery. A notice to airmen (Notam) was issued on 20 March 2001 that advised poor braking action was possible when the surface was wet. That Notam was subsequently cancelled on 27 May 2001, when it was considered that the taxiway surface had weathered sufficiently for friction levels to return to normal.

During August 2001, a different airline operator reported another two minor skid events at that same location. Neither of those incidents resulted in the aircraft leaving the sealed area. As a precautionary measure, the airport operator re-issued the Notam that warned of the possibility of poor braking action. The taxiway surface was subsequently roughened by water blasting. That action removed the smooth bitumen top layer and exposed the aggregate for a better friction surface.

Occurrence summary

Investigation number 200103240
Occurrence date 22/07/2001
Location Christchurch, Aero.
State International
Report release date 04/02/2002
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer The Boeing Company
Model 737
Registration VH-TAW
Serial number 23488
Sector Jet
Operation type Air Transport High Capacity
Departure point Christchurch, NZ
Destination Auckland, NZ
Damage Nil

Cessna 402C, VH-JOH

Analysis

The investigation did not establish why the Approach One controller believed that the Approach Two controller was responsible for the Cessna, and consequently, did not act to maintain separation between the aircraft. The controller, having completed his Flow control duties, and anticipating leaving the facility shortly, may have become occupied with non-operational thoughts to the detriment of his control.

The pilot of the Cessna had seen the Dash 8 ahead and anticipated a sight and follow instruction. This instruction would have required the pilot to monitor the aircraft ahead and maintain appropriate separation, while safely controlling the aircraft and scanning flight instruments as necessary. With his attention directed outside the cockpit the pilot did not realise that he had descended the aircraft below the assigned altitude of 3,000 ft. Instructions to sight and follow are often used during the approach phase and the pilot may have assumed that the instruction had been issued.

The integrity of the aviation system relies on the instruction and readback cycle used by pilots and controllers to prevent misunderstanding. This system, however, is only effective if both participants continually monitor the subsequent actions to ensure they match the instruction or clearance that has been issued. This occurrence highlights the need for both pilots and controllers to remain vigilant and be ready to verify perceptions.

Summary

The Cessna Aircraft Company 402C (Cessna) was established on final for a straight-in approach to runway 15 at Cairns. The pilot had been assigned a descent to 3,000 ft, due to a de Havilland Canada Dash 8 (Dash 8) that was on final approach ahead of the Cessna and was at or below 2,000 ft. The assigned altitude ensured that the 1,000 ft vertical separation standard was maintained. The Approach One controller did not notice the Cessna descend through 3,000 ft or that the ground speed of the Dash 8 had reduced such that the spacing between the aircraft was less than the required 3 NM radar separation standard. There was an infringement of separation standards. The weather was reported to be fine with a clear sky.

Cairns approach control was managed by two control positions; Approach One and Approach Two. The Approach One area of responsibility was over the sea and included the final approach for runway 15 and all departures. Approach Two was responsible for the area over land.

The Approach One controller had accepted responsibility for the position about 10 minutes before the occurrence. The controller had been the Flow controller for the afternoon and was due to finish his shift at 1830 Eastern Standard Time. Prior to leaving, he offered to take over Approach One to enable another controller to take a short break. A handover/takeover was conducted at the Approach One position and he was aware of the six aircraft in the arrival sequence; having established the sequence himself while in the Flow position. He was also aware of another four aircraft taxiing for departure.

The initial aircraft in the arrival sequence were a Twin Otter from Mackay, the Dash 8, the Cessna and then an Embraer Bandeirante from the west. The Approach One controller was responsible for the Twin Otter, Dash 8 and the Cessna, while the Bandeirante was under the control of the Approach Two controller.

The Twin Otter crew had been assigned a visual approach for left base to runway 15 but subsequently requested an instrument landing system (ILS) approach. Approval of the ILS would entail additional track miles and reduce the spacing between the Twin Otter and the Dash 8. The controller believed sufficient spacing for separation and sequencing would be maintained with some minor track adjustments. He instructed the Dash 8 crew to turn left heading 330 degrees and to descend to 3,000 ft to position the aircraft east of the coast and 6 miles behind the Twin Otter. About two minutes later the controller instructed the Dash 8 crew to descend to 2,000 ft and the pilot of the Cessna to descend to "3000 (ft) visual". Those instructions were appropriately acknowledged by the crews. As the Cessna was from the north, and effectively on a long final, the controller issued the instructions to establish the vertical separation standard between the aircraft.

The Approach One controller instructed the Dash 8 crew to turn left heading 250 degrees and to descend to 1,500 ft. The crew was aware of aircraft arriving from the north. As the Dash 8 approached the runway 15 extended centreline, the crew thought the approach controller may have forgotten them and they discussed whether or not to contact the aerodrome controller direct. The crew could see the terrain to the west and reduced the aircraft's speed to reduce the rate of closure with the terrain. Shortly after, the Approach One controller instructed them to make a visual approach. That required them to turn the Dash 8 approximately 140 degrees to the left and then turn back to the right to establish the aircraft on final for runway 15. The crew did not report, nor were they required to report, their reduced speed. The controller could monitor aircraft ground speeds via the air situation display radar track labels.

The pilot of the Cessna had been assigned a descent to 3,000 ft and was instructed to maintain the best approach speed. He had been given traffic information on the Dash 8 and was expecting to be instructed to sight and follow that aircraft. Use of the sight and follow procedure by air traffic control (ATC) was common and transferred separation responsibility from ATC to a pilot. The Cessna pilot could see the Dash 8 ahead on final and continued descent below 3,000 ft without a clearance. He later stated that he only became aware that he had not complied with his clearance after he transferred to the aerodrome control frequency. The pilot also said that he believed there was no risk of collision.

The Approach One controller was an experienced controller and was also a team leader. He was on the second shift of a four-day cycle and had commenced the shift at 1100. He had worked the same shift the previous day. The controller had two days off duty before commencing this shift cycle. On the day of the occurrence he had visited a relative in hospital at 0800 and then returned home to do some paperwork before going to work. The relative had entered hospital about a month previously and the controller had visited regularly over that period. The controller was aware of the need to not allow the relative's illness to impact on his work. He believed he had achieved a balance between work and non-work commitments.

The controller spoke briefly with the Approach Two controller and gained the impression that the Cessna was under the control of the Approach Two controller. Consequently, as he saw the distance reducing between the Dash 8 and the Cessna he was waiting for a response from the Approach Two controller despite the fact that both pilots were operating on the Approach One radio frequency.

The Aerodrome controller was concerned with the reduction in spacing between the aircraft, and asked the Approach One controller to slow the Cessna to provide sufficient time for the Dash 8 to vacate the runway. That prompted the controller to ask the pilot of the Cessna if he could see the Dash 8. The pilot replied that he could, and was then instructed to contact the Aerodrome controller, who instructed the pilot to make an orbit, as there was insufficient spacing to ensure that the runway standard would be met.

Occurrence summary

Investigation number 200103164
Occurrence date 16/07/2001
Location 5 km NNW Cairns, (VOR)
State Queensland
Report release date 17/12/2001
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Loss of separation
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer Cessna Aircraft Company
Model 402
Registration VH-JOH
Serial number 402C0486
Sector Piston
Operation type Air Transport Low Capacity
Departure point Cooktown, QLD
Destination Cairns, QLD
Damage Nil

Aircraft details

Manufacturer De Havilland Canada/De Havilland Aircraft of Canada
Model DHC-8
Registration VH-TNU
Serial number 203
Sector Turboprop
Operation type Air Transport Low Capacity
Departure point Townsville, QLD
Destination Cairns, QLD
Damage Nil

Cessna 182G, VH-DFQ

Summary

A Cessna 182G was climbing to 10,000 ft for a parachute drop over the Warnervale authorised landing area (ALA) while a Twin Otter was operating a regular public transport flight from Aeropelican to Sydney at 6,000 ft outside controlled airspace (OCTA). The airspace above Warnervale ALA was Class G up to 7,500 ft, including a common traffic advisory frequency (CTAF) from ground level to 3,000 ft, and Class C above 7,500 ft.

While climbing OCTA, the Cessna pilot broadcast his intentions on the CTAF and area frequencies, but received no replies. When the pilot called Sydney Departures for clearance into Class C airspace above 7,500 ft, the controller advised him of the Twin Otter in his vicinity. The controller then cleared the Cessna to enter the CTA and cleared it to carry out the parachute drop.

Immediately after releasing the parachutists about 1.5 miles west of the drop zone, the Cessna pilot looked back and saw the Twin Otter just south of the drop zone on a southerly heading. He then called the Twin Otter crew and asked if they had seen the parachutes. The Twin Otter crew replied that they had not seen the parachutes and had no prior warning of the drop. The parachutists later reported that they did not see the Twin Otter. The minimum separation between the Twin Otter and the parachutists was estimated to be 1 NM.

Procedures governing parachuting operations from Class C airspace are detailed in AIP OPS SPEC-8 para 95.2. which states;

95.2.2 Where parachutists will leave classes B, C or D airspace on descent, the pilot of the aircraft must broadcast the intention to drop, at least two (2) minutes prior to exit, on the relevant CTAF, Area VHF or MBZ frequency. Notwithstanding that a drop clearance may have been issued, the drop must not proceed if replies to this broadcast (or visual observation) indicate that there is conflicting traffic beneath the CTA. The drop must not proceed until the conflicting traffic is clear.

The controller advised the Cessna pilot of other aircraft in the vicinity of the drop zone in accordance with the AIP requirements. Although aware of the presence of the Twin Otter below, the Cessna pilot did not ensure that the Twin Otter was clear of the drop zone before releasing the parachutists.

Occurrence summary

Investigation number 200103089
Occurrence date 13/07/2001
Location Warnervale, (ALA)
State New South Wales
Report release date 27/09/2001
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer Cessna Aircraft Company
Model 182
Registration VH-DFQ
Serial number 18255654
Sector Piston
Operation type Sports Aviation
Departure point Warnervale, NSW
Destination Warnervale, NSW
Damage Nil

Aircraft details

Manufacturer De Havilland Canada/De Havilland Aircraft of Canada
Model DHC-6
Registration VH-KZN
Serial number 652
Sector Piston
Operation type Air Transport Low Capacity
Departure point Belmont, NSW
Destination Sydney, NSW
Damage Nil