Fairchild SA227-AC, VH-CUZ

Summary

While in cruise flight, the crew of the SA 227 aircraft noticed the left engine oil pressure fluctuating. A visual inspection of the engine in-flight revealed nothing unusual. A short time later, the left engine oil warning light illuminated and, in accordance with company standard operating procedures, a precautionary engine shut down was carried out. The crew then diverted the aircraft to the nearest available airport and conducted a single engine approach and landing. A post flight inspection of the aircraft revealed no measurable oil remaining in the left engine.

An inspection of the aircraft, immediately following landing, found that the engine oil had leaked from a loose right-angle oil line fitting that was situated on the left engine's Beta Manifold. A subsequent maintenance investigation by the operator discovered that the fitting had become loose after it had been forcibly contacted by the left starter generator's "micarta" electrical connector block. That contact had occurred following the rotation of the generator on its mounts due to a loose attaching clamp and several missing locating pins.

An inspection of the generator's attaching "v-band" clamp revealed evidence of deterioration of the thread and nut that tightened the clamp. Three of the four locating pins that positioned the generator on the mount were also noted to have been missing, with the remaining pin partially depressed into the surface of the mount. The generator had been removed, and re-installed, during contractor maintenance approximately two weeks prior to the incident.

The starter generator and mounts were replaced with serviceable items and the engine was ground run with no problems noted. The aircraft was returned to service.

Following the incident the contract maintenance personnel were briefed on the occurrence and the ramifications of incorrect component installation.

Occurrence summary

Investigation number 200105660
Occurrence date 29/11/2001
Location 130 km E Osborne Mine, (ALA)
State Queensland
Report release date 05/03/2002
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer Fairchild Industries Inc
Model SA227
Registration VH-CUZ
Serial number AC-610B
Sector Turboprop
Operation type Air Transport Low Capacity
Departure point Townsville, QLD
Destination Osborne ALA, QLD
Damage Nil

Boeing 767-238, VH-EAQ

Safety Action

Local safety action

In response to other JT9D blade failures from trailing edge cracks, the engine manufacturer implemented improvements to the eddy-current techniques used to inspect the blades after overhaul. The improvements included the addition of a new eddy-current inspection requirement after fan blade patch repairs, changes to the probe scanning methods and the use of a chart-recorder device to produce a 'hard-copy' of the test results for post-inspection review. The blade fracture on engine P-716610 occurred on a component that was repaired and inspected before the technique improvements and relevant engine manual changes were made.

The engine manufacturer is revising the relevant engine manuals to include the use of an enhanced 3-pass eddy current inspection procedure in lieu of the single pass procedure. This procedure provides a greater degree of confidence for the detection of small defects. The issue of these engine manual revisions is planned for early 2003.

An all-operator communication (AOW) was issued by the engine manufacturer on 19 July 2002, providing for a temporary revision of the engine manuals to incorporate the 3-pass eddy current inspection procedure, prior to the full revision of the engine manuals as mentioned above. The AOW also recommended the re-inspection of all fan blade leading and trailing edges at next overhaul, using the 3-pass eddy current procedure.

After the engine failure, the aircraft operator implemented a once-off fleet-wide inspection of the fan blade trailing edges using an eddy-current technique. No other similar defects were found. The operator has also implemented an engineering instruction requiring that all new or lease engines introduced into the fleet will automatically be flagged as requiring a blade trailing edge eddy-current inspection.

Factual Information

History of the flight

Approximately eight minutes into a regular passenger transport flight from Melbourne to Sydney, while the Boeing 767 aircraft was climbing through flight level 160, the crew and passengers heard a loud bang and felt severe vibration throughout the airframe. Engine indication and crew alerting system (EICAS) messages on the flight deck indicated the left (number-one) engine had no N1 turbine rotation and an elevated exhaust gas temperature. After discontinuing the climb and advising air traffic services (ATS), the flight crew actioned the 'engine fire, severe damage and separation' checklist and advised the cabin crew and passengers of the engine failure and the intention to return to Melbourne. Several aircraft crewmembers that were passengers aboard the flight advised the flight crew (via the cabin services manager) that the left engine had lost a fan blade and that it had perforated the engine cowling. The flight crew made a PAN radio call to ATS and requested emergency services be placed on local stand-by. After configuring the aircraft for a single-engine approach and landing, some adjustment of the airspeed was required to minimise the level of vibration from the failed engine. The aircraft landed safely on Melbourne airport runway 27, eighteen minutes after the engine had failed and twenty-six minutes after departure.

After exiting the runway, the aircraft was stopped and airport rescue and fire-fighting services carried out a safety inspection before allowing the aircraft to taxi to the terminal buildings using thrust from its remaining serviceable engine. Following passenger disembarkation, the flight crew conducted an operational debriefing with the cabin crew.

Injuries to persons

InjuriesCrewPassengersOthersTotal
Fatal
 

 

 

 
Serious
 

 

 

 
Minor
 

 

 

 
None10194Nil204

Damage to the aircraft

Damage to the aircraft was limited to the left engine assembly and nacelle. While multiple punctures of the engine nose cowling indicated the liberation of debris from the confines of the intake area, none of this debris had struck the wing, fuselage or tailplane of the aircraft.

Failure of the Pratt & Whitney JT9D-7R4 engine (serial number P-716610) fitted to the aircraft was attributed directly to the fracture and release of the outer half of a single low-pressure compressor (fan) blade (part number 5001341-22, serial number ND9278).

Liberation of the blade segment caused appreciable damage to the remaining fan blades and extensive damage to the intake linings. Ancillary damage to the engine included distortion of the fan casing, loss of the fan speed (N1) sensor and the overload failure of several nose-cowl bolts. Although the primary impact of the released blade with the fan casing had resulted in the segment being contained, the subsequent forward movement of the blade allowed it to impact the nose-cowling with sufficient energy to puncture the cowl wall and escape the engine intake. The initial impact with the cowl occurred at the two-o'clock position (looking forward), with the blade segment passing through the cowl with a tangential trajectory, exiting at around the three-o'clock position. From the impact point and angle, it was evident that the blade segment had been ejected downward and beneath the aircraft. Other debris liberated through the nose cowl or fairings included the N1 sensor and one of the nose cowl lip bolts. Both components were located adjacent to the initial blade impact point and thus were likely to have been subject to a very large reactive force as the blade segment struck the fan case. Figures one to four illustrate the trajectory followed by the released blade segment and the fan case components that perforated the engine cowling.

Aircraft information

ManufacturerBoeing Co.
Model767-238
Serial number23896
RegistrationVH-EAQ
Year of manufacture1987
Certificate of airworthinessIssue date: 27 August 1987
Certificate of registrationIssue date: 27 August 1987

Engine information

The subject engine (serial number P-716610) had been installed on VH-EAQ since October 2001 and had operated for 319 hours and through 200 cycles while fitted to the aircraft. Pratt & Whitney first purchased the engine for leasing in 1998 and, since that time, it had been installed on several different aircraft from different airlines. At the time of failure, the engine had operated for a total of 26,138 hours and through approximately 8,900 cycles.

The failed fan blade (part number 5001341-22, serial number ND9278) was fitted to the engine in August 1998. Before this, the blade had been held as a stock component since its repair and refurbishment in 1991. Work done on the blade at that time included two elevated-temperature straightening operations, where the blade was heated to 650 degrees Celsius and the aerofoil shape re-formed. The manufacturer's records indicated a subsequent blade service life of 7,187 hours and 2,083 cycles. The total time and cycles accumulated by the blade since manufacture was unknown.

Blade inspection

Various non-destructive inspections had been carried out on the blade since overhaul, including eddy current inspections after the thermal straightening operations and periodic visual inspections of the blade while in operational service. Prior to installation on VH-EAQ, the engine underwent a foreign object damage inspection (conducted every 200 cycles) and an eddy current inspection of the leading edge (conducted by the operator every 350 hours). No further inspections had been performed or were required at the time of failure. The requirements and frequency of these on-wing inspections were specified in the aircraft manufacturer's maintenance manual (B767-72-31-02/601) and in Pratt & Whitney service bulletin SB 72-255. At the time of the failure, these documents contained no requirement to carry out a periodic eddy current inspection of the blade trailing edges while the engine was in-service. SB 72-255 stated that 'Eddy current inspection may be used as an option at the operator's discretion'.

After the 1991 refurbishment work, the manufacturer's records indicated that the failed blade was inspected to the engine manual requirements using a single-pass eddy current technique. The eddy current procedure was specified as having the capability to detect crack-like defects as shallow as 0.25mm (0.010") along the blade edges. No defects were detected as a result of this procedure and the blade was subsequently accepted for service.

Cabin aspects

The cabin services manager (CSM) reported the initial engine failure event as "like hitting a brick wall; obviously not turbulence". The CSM described a noisy, high level vibration throughout the cabin, causing some unsteadiness to the crew standing in the cabin service areas. After the vibration had abated, the crew commenced securing the cabin and awaited instruction from the flight deck. Several aircraft crewmembers travelling as passengers reported damage to the left engine nacelle to members of the cabin crew. The CSM passed those observations on to the flight crew. The CSM reported no adverse passenger reactions during the event or during the subsequent return to Melbourne.

Flight recorder

The aircraft was fitted with an L3 Communications (LORAL) model FA2100 solid-state flight data recorder (SSFDR). An excerpt of the data from the recorder containing information from the previous flight and the incident flight was obtained by the ATSB. That data was analysed by the ATSB and used to prepare a summary of events and actions during the incident flight.

The FDR information indicated that the left engine failed at 00:19:59UTC (11:19:59 Eastern Summer Time) and was characterised by a sudden increase in the engine broadband vibration and a decrease in the engine pressure ratio (EPR). At that time, the aircraft was climbing through an altitude of 16,134 feet and maintaining 311 knots airspeed. Both left and right engines were operating at an N1 speed of approximately 94 percent. Vibration levels peaked around two seconds following the initial event and the engine exhaust gas temperature (EGT) peaked at 633 degrees C, six seconds after.

Within the next fourteen seconds, the flight crew had retarded the left engine thrust lever, disengaged the auto-throttle and move the left engine fuel cut-off lever to the OFF position. The left engine fire switch was pulled at 00:21:47, however neither fire bottle was discharged. All actions taken were as documented in the 'Engine fire, severe damage or separation' section of the B767-238 quick reference handbook.

Comparison of the engine broadband vibration levels found no specific differences between the incident flight (before the failure) and the previous flight. Examination of the graphically presented information showed that at approximately twenty seconds before the major vibration transient associated with the fan blade release, a smaller transient occurred in the base vibration levels (figure 5). Short-term escalations in engine vibration levels are anomalous and often indicative of transient events such as compressor aerofoil stalls and surges or foreign object ingestion.

Tests and research

The ATSB examined the released blade segment, assisted by authorised representatives from Pratt & Whitney.

Liberation of the fan blade segment occurred as a direct result of fatigue cracking developing within the trailing edge of the blade aerofoil section. A single transverse high-cycle fatigue crack had developed from a 0.6mm deep pre-existing defect at the blade trailing edge, approximately 290 millimetres above the root face. Multiple surface arrest marks indicated to the growth of the cracking over multiple flight cycles. Final tensile overload of the remaining cross-section released the outer blade section after the fatigue crack had grown to a length of approximately 85 millimetres.

The characteristics of the defect at the fatigue origin identified it as a crack-like feature formed under localised tensile loads. Heat tinting of the defect surfaces indicated the exposure of the region to the elevated temperatures associated with the blade overhaul. The implication from this was that the defect was either present before the overhaul or was produced by the overhaul operations. The defect location was within an area of repair blending at the blade trailing edge. While the blending had reduced the chord-wise width of the blade to one millimetre below the specified minimum limit, it was not considered to have significantly contributed to the development of fatigue cracking from the trailing edge defect. Non-destructive testing procedures carried out following the blade re-work had failed to detect the trailing edge defect before the blade was re-introduced into service within engine P-716610.

A copy of Technical Analysis report number 9/02 detailing the examination of the failed blade is available from the bureau on request.

Significant Factors

  1. A small crack-like defect remained within the trailing edge of a first-stage low-pressure compressor (fan) blade after the component had undergone overhaul operations in 1991.
  2. Post-overhaul non-destructive inspection procedures conducted on the blade edges failed to detect the defect and the blade was placed in storage until 1998, when it was installed into engine P-716610.
  3. Because of its small size, the trailing edge defect was not detectable by the in-service visual inspections required by the manufacturer and carried out by the various engine operators (SB 72-255).
  4. An optional eddy-current inspection of the blade by the last operator was capable of detecting the defect, but was not performed (nor required to be performed) along the blade trailing edge.
  5. Fatigue cracking initiated and propagated from the trailing edge defect in response to vibratory and centrifugal operating loads.
  6. Fracture of the fan blade occurred after growth of the fatigue cracking to critical size.
  7. The left engine of the aircraft failed after the fracture and liberation of the blade segment during climb to cruising altitude.



 

Analysis

Engine failure

Failure of the left engine from VH-EAQ occurred as a result of the fracture and liberation of approximately two-thirds of the length of a single first-stage low-pressure compressor (fan) blade. The loss of the blade section produced a significant imbalance in the fan rotor, which manifested as severe vibration of the airframe and produced heavy tip rub on the remaining blades against the fan case lining. The flight crew's subsequent observations of a high exhaust gas temperature indicated the development of anomalous combustion conditions within the engine because of the airflow interruptions produced by the fan failure.

Blade loss

Rotor kinematic laws predict that the partial loss of a fan blade will result in the fragment striking the fan case, before folding flat and moving forward from the plane of rotation with a helical motion. This motion will continue until the fragment either perforates the intake cowling forward of the fan case, exits the front of the intake cowling, or is drawn back into and re-ingested by the fan rotor. In this case, damage to the intake (nose) cowling indicated the loss of the blade section soon after liberation, with comparatively little other damage to the remaining blades. Measurements of the damage to the intake cowling indicated the blade exited the cowling with a forward and downward trajectory, sufficient to take it away from the aircraft without impacting any other part of the structure.

The radial forces transferred to the fan case by the initial impact of the blade segment were sufficient to break away several of the nose cowl bolts, one of which punctured the inboard fan case cowl. The fan speed (N1) sensor was also lost in a similar manner. Neither of these components had damaged the aircraft after exiting the engine nacelle.

Blade failure

Laboratory examination of the blade fracture surface confirmed the presence of a pre-existing trailing edge defect, from which high-cycle fatigue cracking initiated and propagated. The examination identified the defect was either produced by, or was present before the last major blade refurbishment operation incorporating an elevated temperature straightening operation. The size and nature of the defect was such that it should have been detectable by non-destructive means following the blade refurbishment operations. The engine manufacturer stated that the eddy-current method specified for this inspection had the capability to detect defects well below the size of the actual defect present. In this regard therefore, error by the inspecting technician was the most likely factor contributing to the failure to detect the defect.

Pratt & Whitney service bulletin SB 72-255 was the core document that specified the requirements for the periodic in-service inspection of the engine low-pressure compressor blades. The objective of that service bulletin was to provide opportunities for the early discovery and repair of foreign object damage, thereby reducing the potential for foreign object damage induced blade failures. The bulletin required the visual inspection of the fan blade assemblies and the blend repair of all leading edge damage found, with eddy current inspection included as an option at the operator's discretion. In this case however, visual inspection alone would have likely proved unsuccessful in detecting the defect at the origin of fatigue cracking, due to the small defect size and the absence of any associated foreign object damage.

In the current engine operator's case, an eddy current technique was used to complement the visual inspection, however this was a limited survey and did not extend to the examination of the blade trailing edges. It was not known whether any of the previous engine operators had used an eddy current inspection as part of their compliance with SB 72-255.

Continuing airworthiness

The US Federal Aviation Administration has published a draft advisory circular that provides a mechanism for the assessment of the continued airworthiness of powerplants and auxiliary power units on transport category aircraft (AC39-XX). The advisory circular describes the Continued Airworthiness Assessment Methodologies (CAAM) and uses them to identify unsafe conditions, before prescribing corrective actions in accordance with the Federal Aviation Regulations (FAR) part 39.

The CAAM recognise uncontained engine blade failures as an 'historically unsafe condition' and as such, require that an appropriate response be determined and carried out. In this case, the unsafe condition may be more specifically defined as the presence of undetected defects within the blade trailing edges, from which uncontained failure may result. Following from this, aircraft exposed to this unsafe condition are defined as those aircraft fitted with engines carrying defective fan blades. In the context of this occurrence, the assessment of the level of exposure (ie. number of aircraft) can only be determined by the inspection of each blade currently in service, to determine the presence or otherwise of the defect/s. Minimisation of the risk is achieved by the subsequent removal of all blades found to contain defects.

This action is proposed by the engine manufacturer and is detailed within section 4 of this report (Safety Action).

Summary

During the early stages of a regular passenger transport flight between Melbourne and Sydney, Boeing 767 aircraft, registration VH-EAQ, sustained the failure of the left engine, necessitating a return to Melbourne airport. The turn-back and subsequent single-engine landing was uneventful.

Failure of the left engine resulted from the liberation of the outer-most half of a single first-stage compressor (fan) blade. The fan casing had contained the initial blade impact, however subsequent forward movement of the segment allowed it to strike and penetrate the engine intake (nose) cowling. Other small components had also penetrated the inboard fan case cowl. Inspections found no evidence that any of the released debris had damaged the aircraft structure outside of the engine nacelle.

Laboratory examination of the section of failed blade remaining within the fan rotor found that the fracture had occurred from high-cycle fatigue cracking that initiated from a pre-existing defect at the blade trailing edge. This crack-like defect showed evidence of having formed during or before the blade was last overhauled in 1991 and had remained undetected during post-overhaul non-destructive testing inspections. The manufacturer fitted the blade to the subject engine in 1998 and it remained in service until the failure, accumulating 7,187 hours and 2,083 cycles since overhaul.

The engine manufacturer attributed the failure to detect the original fan blade defect to procedural deficiencies and operator error during inspection. In response to previous blade failures, the manufacturer amended the engine manuals to incorporate a number of improvements aimed at increasing the probability of defect detection. The failed blade in this occurrence had been inspected before the engine manual changes. The engine manufacturer has also issued an all-operator communication recommending that any blades last inspected before the engine manual changes should be re-inspected to the latest requirements.

(Damage confined to number one engine and cowling. Loss of single fan blade produced multiple punctures of nose cowling and smaller preforations in fan case cowling. Extensive impact damage to remaining fan blades and cowl linings.)

Occurrence summary

Investigation number 200105627
Occurrence date 27/11/2001
Location 56 km NE Melbourne, Aero.
State Victoria
Report release date 02/10/2002
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer The Boeing Company
Model 767
Registration VH-EAQ
Serial number 23896
Sector Jet
Operation type Air Transport High Capacity
Departure point Melbourne, VIC
Destination Sydney, NSW
Damage Minor

Beech Aircraft Corp C90, VH-LQH

Factual Information

FACTUAL INFORMATION

In common with most transport accidents, this occurrence involved a number of different contributing factors. Although some of these factors were associated with actions of individuals or organisations, it is essential to note that the key objective of an ATSB safety investigation is to identify safety deficiencies or weaknesses in the safety system and to learn how to minimise the risk of future accidents. It is not the purpose or intention of the investigation to apportion blame, or to provide a means of determining liability.

Sequence of events

At about 0836 Eastern Standard Time on 27 November 2001, a Beech Aircraft Corporation King Air C90 aircraft, registered VH-LQH, took off from runway 29 at Toowoomba aerodrome, Queensland for an Instrument Flight Rules charter flight to Goondiwindi, Queensland. On board were the pilot and three passengers.

Just prior to, or at about the time the aircraft became airborne, the left engine failed. A subsequent examination of the left engine found that it probably lost thrust-producing power almost immediately. Following the engine failure, the take-off manoeuvre continued and the aircraft became airborne prior to crashing.

The aircraft was equipped with an automatic propeller feathering system, but the propeller was not feathered at impact. The reason the propeller was not feathered could not be determined. The landing gear was not retracted during the short flight. The right engine was developing significant power at impact.

The aircraft remained airborne for about 20 seconds. The aircraft's flight path was typical of an asymmetric, low speed flight situation, and it is unlikely that the aircraft's speed was ever significantly above the minimum control speed (Vmca) of 90 kts. The aircraft manufacturer's specified procedures for responding to an engine failure in LQH stated that the take off should be rejected below the 'take-off speed', specified as 100 kts. After control of the aircraft was lost, and as the aircraft was rolling through about 90 degrees left bank, it struck powerlines about 10 m above ground level and about 560 m beyond the end of the runway. It then continued to roll left and impacted the ground inverted in a steep nose-low attitude. An intense fuel-fed fire erupted upon initial impact with the ground. The aircraft was destroyed and all four occupants sustained fatal injuries. The accident was not considered to be survivable due to the impact forces and post-impact fire.

Maintenance-related issues

The central event in this accident was the failure of the left engine, which was the 'critical' engine on the aircraft in terms of aircraft performance considerations. Examination of the left engine showed internal damage that was consistent with the fracture and release of one or more compressor turbine blades into the engine gas path, resulting in a significant reduction in power from the engine. There were no indications that the engine failure was due to manufacturing defects, metal fatigue, foreign object damage during the flight, or the quality or quantity of fuel on board the aircraft. Examination of the compressor turbine blades indicated that they had been exposed to higher than normal operating temperatures in the period leading up to the accident.

The engine failure occurred at 3,556.0 hours since the last overhaul, which was within the 3,600 hours time between overhaul (TBO) specified in the engine manufacturer's service bulletins. However, the aircraft's engines were operating on a life extension to 5,000 hours TBO in accordance with the provisions of the Australian Civil Aviation Safety Authority (CASA) Airworthiness Directive AD/ENG/5 Amendment 7. A requirement of the AD was that, if the engines were operating to a 5,000 hour TBO, they had to be subject to an engine condition trend monitoring (ECTM) program. The pattern of ECTM data from the left engine indicated that a potentially safety-critical problem existed in that engine for several weeks prior to the accident. For a variety of reasons, that evidence was not detected and analysed, nor was appropriate remedial action initiated. Without timely intervention to address the developing engine problem, it was increasingly probable that the aircraft would have an in-flight emergency involving the left engine.

The pattern of evidence suggested that a problem with the efficiency of the cold section of the engine probably led to temperature-related damage to the compressor turbine blades, which probably resulted in the failure of one of those blades. However, some other explanations for the failure, such as a previous hot start leading to or exacerbating the temperature-related damage, could not be discounted.

Apart from issues associated with the left engine, there was no indication of any fault in any aircraft system that may have contributed to the accident. The ECTM data for the right engine suggested that a potential problem had also been developing in the cold section of that engine for a period of time.

The last maintenance of the left engine most probably occurred on 7 June 2001. Based on the requirements of AD/ENG/5, a compressor performance recovery wash was required to be conducted in response to trend monitoring parameter deviations, or at intervals not to exceed 3 months or 220 hours, whichever came first. Had the performance recovery wash been conducted on the left engine at the appropriate time, it may have been effective in removing the source of deterioration in cold section efficiency.

Prior to March 2001, maintenance on the operator's aircraft was conducted by an external maintenance organisation. From March 2001, maintenance was conducted by a newly formed internal maintenance organisation. The ratio of the operator's available maintenance personnel resources relative to the maintenance resources reasonably required, resulted in the operator's chief engineer experiencing a significant workload. In August 2001, the maintenance controller left the operator and the chief engineer took over the maintenance controller responsibilities. His workload increased significantly when he took on these additional responsibilities.

In addition to the level of maintenance resources, the investigation noted that the defences within the operator's maintenance organisation were deficient in a number of other areas. The chief engineer had minimal preparation for his role as maintenance controller. He had also not completed ECTM training, and therefore the operator arranged to send the data to the engine manufacturer's field representative for analysis. However, the ECTM data were not being recorded or submitted for analysis as frequently as required by the engine manufacturer's requirements or AD/ENG/5. In addition, there were deficiencies in the operator's maintenance scheduling processes.

CASA was aware that the chief engineer had not completed ECTM training and that the operator had an arrangement to send ECTM data to the engine manufacturer's field representative for analysis. However, CASA surveillance had not detected any problems with the operator's ECTM program prior to the accident. Following the accident, CASA inspectors conducted a review of the engine condition monitoring programs of operators in their region. The review found that a number of the operators were not complying with relevant requirements.

The introduction of AD/ENG/5 allowed life extensions to be approved for PT6A engines in Australia under less restrictive circumstances compared with those required by the engine manufacturer. By allowing a wider range of operators to extend TBOs, there was an onus on CASA to take measures to assure itself, during its surveillance activities, that operators were complying with the AD and conducting ECTM appropriately. However, CASA's surveillance system was not sufficiently rigorous to ensure that the mitigators it had introduced within AD/ENG/5 for allowing TBO extensions were effective.

The investigation also noted that the CASA system for approving maintenance organisations and maintenance controllers did not appropriately consider the maintenance organisation's resource requirements.

Flight operations issues

The investigation determined that the pilot was appropriately licensed to conduct the flight, and that it was unlikely that any medical or physiological factor's adversely affected the pilot's performance. There was also no evidence that incorrect aircraft loading or meteorological conditions were factors in the accident.

Several factors would have contributed to the aircraft's speed not being sufficient for the pilot to maintain control of the aircraft during the accident flight. These factors included the significant loss of power from the left engine just prior to, or at about the time, the aircraft became airborne, and the substantial aerodynamic drag resulting from the landing gear remaining extended and the left propeller not being feathered. In addition, the aircraft's speed when it became airborne was probably close to Vmca and not sufficient to allow the aircraft to accelerate to the best one-engine inoperative rate-of-climb speed (Vyse) of 107 kts with an engine failure.

With an engine failure or malfunction near Vmca, the safest course of action would be to reject the takeoff due to the likelihood of the aircraft not being able to accelerate to Vyse. Although in some cases this will mean that the aircraft will overrun the runway and perhaps sustain substantial damage, the consequences associated with such an accident will generally be less serious than a loss of control after becoming airborne.

In this case, the engine failure occurred during a critical phase of flight, in a situation that was among the most difficult for a pilot to respond to in a manner that would ensure a safe outcome. In addition to the timing of the engine failure, a number of factors could have influenced the pilot's decision to continue with the takeoff, including the nature of the operator's procedures, the length of the runway, and the visual appearance of the runway and buildings beyond the runway at the time of the engine failure.

The operator specified a rotation speed of 90 kts, which was less than the 96 kts rotation speed specified by the aircraft manufacturer for King Air C90 aircraft. The operator's specified rotation speed had the effect of degrading the one-engine inoperative performance capability of the aircraft during takeoff. In addition, the operator's procedures did not provide appropriate guidance for pilots regarding decision speeds or decision points to use for an engine failure during takeoff.

While aircraft manufacturers have provided guidance material in operating manuals regarding engine failures leading to power loss in multi-engine aircraft, CASA had not published formal guidance material. The level of training available for emergencies in this category of aircraft during critical phases of flight and at high aircraft weights was less than desirable.

Toowoomba aerodrome was licensed and met the relevant CASA standards. However, runway 29 did not meet the ICAO standard in relation to the runway end safety area (RESA).

Safety action

Since the accident, CASA has made changes to the requirements of AD/ENG/5 and the processes for assessing the suitability of maintenance controllers.

As a result of this investigation, the ATSB issued six recommendations to CASA relating to the following areas:

  • reviewing operator compliance with the requirements of mandatory turbine engine condition monitoring programs.
  • surveillance processes for confirming operator compliance with mandatory engine condition monitoring programs.
  • processes for identifying priority areas for consideration during airworthiness surveillance and approval activities.
  • processes to assess whether a maintenance organisation has adequate resources to conduct its required activities.
  • the provision of formal advisory material to operators and pilots about managing engine failures and other emergencies during takeoff.
  • the assessment of synthetic training devices for the purpose of training pilots in making decisions regarding emergencies during critical stages of flight.

As a result of this accident, the ATSB has issued a recommendation to the aerodrome operator for it to liaise with CASA to evaluate an engineering solution to enhance aircraft deceleration in the runway end safety area of runway 11/29 at Toowoomba aerodrome.

A number of issues identified during the investigation related to the aircraft operator, and would normally have resulted in safety recommendations to that organisation. However, subsequent to the accident the operator ceased operations.

Summary

On 11 November 2005 a further investigation under section 19DF of the Air Navigation Act 1920 was commenced into aspects of this accident. This investigation has been completed and a supplementary report 200507077 has been released and is available on the website.

Occurrence summary

Investigation number 200105618
Occurrence date 27/11/2001
Location Toowoomba, (ALA)
State Queensland
Report release date 25/06/2004
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Collision with terrain
Occurrence class Accident
Highest injury level Fatal

Aircraft details

Manufacturer Beech Aircraft Corp
Model 90
Registration VH-LQH
Serial number LJ-644
Sector Turboprop
Operation type Charter
Departure point Toowoomba,QLD
Destination Goondiwindi, QLD
Damage Destroyed

Boeing 737-476, VH-TJY

Safety Action

The investigation found a safety deficiency relating to the limitations of self-checking of data inputs by controllers. Any outcome from the investigation of the safety deficiency will be published on the Australian Transport Safety Bureau website www.atsb.gov.au.

Analysis

It was likely that the controller was distracted by thoughts of the pending meeting. He may also have been fatigued to some degree as he had been occupied with either operational or administrative tasks since commencing work and had not had an adequate rest period.

It is possible that the controller did not appreciate the error, because the read back by the pilot phonologically matched the information stored in the controller's short-term memory. The controller had issued a clearance of FL330 to the crew and this was the same flight level that was read back.

The aviation system relied on the instruction and readback cycle used by pilots and controllers to prevent misunderstanding. The nature of interacting with TAAATS can make the controller response to the clearance read back an automatic process that provides no clue to input errors. While the read back process used two parties, a pilot and a controller, to challenge and check each other, the data input to TAAATS was reliant on controller self-checking. The occurrence highlighted the limitations inherent in using individuals to check their own work. Controllers need to be aware of the potential for error when checking TAAATS data inputs against clearance read backs.

The situational awareness of the crew of TJY, and their query regarding the assigned flight level, ensured that the situation was clarified and safety was maintained.

Summary

A Boeing 737 (B737) registered VH-TAW (TAW) was inbound to Ayers Rock from Sydney at flight level (FL) 320. A B737 registered VH-TJY (TJY) departed Ayers Rock for Sydney with a planned level of FL350. The Alice Springs sector controller calculated the estimated time of passing for the aircraft as 1328 Central Standard Time (CST). The controller entered FL310 into The Australian Advanced Air Traffic Control System (TAAATS) for TJY but unintentionally instructed the crew to "Climb to amended FL330". At 1321 CST, after the crew of TAW had reported on the sector frequency, the controller requested them to "Report sighting and passing TJY on climb to FL310". The crew of TAW responded that they would advise. The crew of TJY heard the controller's transmission and queried their assigned level of FL330. The controller advised that crew that they had been assigned FL310. The crew of TJY, having passed FL320, elected to continue the climb and at 1322 CST they reported maintaining FL330. The application of standard separation required the aircraft to be established 1,000 ft vertically apart ten minutes prior to the estimated time of passing. There was an infringement of separation standards.

Reduced vertical separation minimum (RVSM) procedures had been introduced across the Australian airspace on 1 November 2001. Those procedures reduced the previous 2,000 ft vertical separation standard for aircraft operating above FL290 to 1,000 ft for approved aircraft operating between FL290 and FL410. Both aircraft were RVSM approved and the controller had undergone RVSM training prior to the change in procedure.

The controller had seven years experience in air traffic control and was rated on the Alice Springs sector in June 2000. During the 12 months prior to the incident the controller had spent the majority of his time working on that sector. The controller was included on the team leader roster in September 2001.

The Ayers Rock sector position was located in the Melbourne Air Traffic Control centre. Team leaders worked a daily shift from 0830 to 1630 Eastern Summer Time (ESuT). The incident shift was the seventh day of the controller's shift period. After arriving at work the controller, as the team leader, was advised that a rostered controller was unavailable. He unsuccessfully sought approval to call in a replacement controller. The controller then self-briefed and from 0900 to 1030 ESuT operated one of the Group's control positions. The controller had a break during which he endeavoured to resolve the controller shortfall by roster adjustments before returning to another operating position at 1100 ESuT. The controller had scheduled a 1330 ESuT meeting for a project he was working on and organised his periods at the console to ensure that he was able to attend that meeting. He took a second break at 1230 ESuT before taking over the Alice Springs sector position at 1300 ESuT. He reported that he had lunch during one of the breaks when he left the operations room for about 10 minutes.

The controller reported that there was a medium level of air traffic. The Alice Springs sector was combined with the low-level Todd sector. That required the controller to operate on three radio frequencies. There were also several aircraft on frequency with similar callsigns, including aircraft registered: VH-TJY, VH-TJJ, VH-TAW and VH-TJD. Each of those aircraft required separation action or clearance adjustment. It was during that time that the controller made a communication error in that a crew was addressed by an incorrect callsign. That error was undetected but did not affect safety.

The crew of TJY had planned to operate at FL350 and the controller was aware that there was insufficient time to establish the required passing standard. He intended to maintain TJY at FL310 until it had passed TAW. The crew of TJY reported departure from Ayers Rock to the controller at 1311 and shortly after, were cleared to enter controlled airspace "On track to Oodnadatta, and planned route, on climb to amended FL330". The crew read back that clearance. The controller used the cleared flight level field in the aircraft's label on the air situation display to change the level to FL310. Analysis of the recorded system and audio data confirmed that the controller had entered, and accepted, FL310 in TAAATS and had transmitted FL330 to the crew.

Occurrence summary

Investigation number 200105559
Occurrence date 21/11/2001
Location 278 km ESE Alice Springs, (VOR)
Report release date 07/08/2002
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Loss of separation
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer The Boeing Company
Model 737
Registration VH-TJY
Serial number 28151
Sector Jet
Operation type Air Transport High Capacity
Departure point Ayers Rock, NT
Destination Sydney, NSW
Damage Nil

Aircraft details

Manufacturer The Boeing Company
Model 737
Registration VH-TAW
Serial number 23488
Sector Jet
Operation type Air Transport High Capacity
Departure point Sydney, NSW
Destination Ayers Rock, NT
Damage Nil

Abnormal engine indications, Boeing 777, 9V-SRE, Tindal, Northern Territory, on 18 November 2001

Safety Action

Local safety action

As a result of this incident the operator has proceeded to replace all VSV levers of the same manufacture as the failed item.

The engine manufacturer has amended the 'IPC tip bend acceptance criteria' text in the aircraft maintenance manual and issued a revision to service bulletin RB211-72-D516, extending the range of the inspection to include all VSV-1 and VSV-2 levers. The engine manufacturer has also designed a strengthened VSV lever that has been certified for use under service bulletin RB211-72-E042.

RECOMMENDATIONS

As a result of this occurrence the Australian Transport Safety Bureau issues the following safety recommendations:

1. Recommendation R20030002

The Australian Transport Safety Bureau recommends that Rolls-Royce plc revise service bulletin RB211-72-D516 to highlight the potential for cracking failure between the lever and connecting pin of the Variable Stator Vane lever assemblies, and ensure that inspections contained within this service bulletin adequately address this mode of failure.

2. Recommendation R20030003

The Australian Transport Safety Bureau recommends that the United Kingdom Civil Aviation Authority review Rolls Royce plc, Trent 800 engine inspection procedures for the variable stator vane lever assemblies and service bulletin RB211-72-D516, to ensure that they adequately address and manage the potential for cracking failure of the lever assemblies.

Technical Analysis Report

Boeing 777-212ER, 9V-SRE

1. FACTUAL INFORMATION

1.1 Introduction

During a flight from Brisbane to Singapore, the crew of the Boeing 777-212ER aircraft noticed the onset of abnormal vibration levels and several 'thumps' from the right engine. While continuing to monitor the engine, the vibration and thumps recurred and the engine was subsequently shut down after the oil and exhaust gas temperatures rapidly increased. Following a diversion to Darwin, the crew conducted an uneventful single engine landing.

On initial inspection, maintenance personnel found a single fractured first-stage variable stator vane (VSV) control lever (figure 1). Later internal boroscopic inspection of the engine found significant levels of mechanical damage within the intermediate and high-pressure compressor stages.

The fractured lever and a selection of other levers from the first-stage VSV assembly were removed from the engine for examination by the ATSB.

tr200105494_001.jpg


Fig. 1 External view of the stage-one variable stator vane actuator ring and the single fractured lever (arrowed).

1.2 Visual examination and fractography (failed lever)

Initial inspection in the ATSB laboratory found the VSV lever had fractured transversely through the end of the arm section (figure 2), at a location coincident with the riveted connection to the actuator pin. The fracture path followed a uniform arc, extending from one side of the arm to the opposite and intersecting the pin connection at the centre (figure 3).

tr200105494_002.jpg

Fig. 2 Underside of the VSV lever removed from the engine.

tr200105494_003.jpg

Fig. 3 Underside of the VSV lever showing the curved fracture path and the wear mark produced by in-service movement after failure.

A prominent track mark had developed on the underside of the arm where the relative movement between the separated arm and the pin flange had produced appreciable wear. The effects of wear extended to the fracture surfaces themselves, which were heavily eroded and all fracture surface detail obliterated (figures 4 & 5). Apart from the fracture, the arm had sustained little other mechanical damage and showed no evidence of deformation or distortion associated with the failure.

tr200105494_004.jpg

Fig. 4 Arm section fracture surface showing degree of wear and loss of detail.

tr200105494_005.jpg

Fig. 5 Pin section fracture - adjoins the surface shown in figure 4.

On close inspection, the fracture path appeared to intersect the bore of the rivet hole, with slight upward 'dishing' of the arm section beneath the rivet head (figure 6). A clearance or gap was not evident between the pin shaft and the bore of the arm hole through which the pin shaft was riveted.

tr200105494_006.jpg

Fig. 6 Gap between the pin flange and the control arm produced by upward 'dishing' of the arm beneath the rivet head.

The examination did not show any evidence of binding or excessive friction between the actuator pin and the mating bushing, nor did any other component show significant indications of miss-installation or anomalous operation.

Analysis

The soft body damage identified as bending on the IPC stage-2 blades by the boroscope inspection on 8 April 2001, was consistent with that incurred by the engine ingesting a soft bodied object such as a bird or ice. These defects were determined to be within serviceable limits, and as such would not have failed unless additional abnormal forces were applied to them.

There was no evidence of any system faults or additional internal deterioration of the engine after the increase in TGT was detected on 15 October 2001. It is possible that the increase was the result of the number 28 vane moving to the closed position after the lever failed. The nudging of the number 28 vane towards its normal closed position by the number 29 vane during engine shut down may have been enough to allow the failed lever to assume its normal position, thereby escaping easy detection.

The ATSB's technical analysis report determined that the failure of the lever was probably a product of a progressive fatigue cracking mechanism. The observed fracture features suggested that the crack initiation occurred from the connecting-pin, hole.

The bias in the wear mark to one side of the failed lever combined with the contact points evident on the number 28 and 29 vanes indicated that during engine operation, the number 28 vane had remained in a predominantly closed position.

As found with previous VSV lever failures, the out of sequence position of the vane created turbulence in the airflow. This would have been felt on the IPC stage-2 blades inducing abnormal loads. Two of the bent IPC stage-2 blades were unable to tolerate that excitation and as a result their blade tips failed. The released sections of blade then ricocheted within that stage before being projected through the engine, impacting blades in other stages downstream.

As the sections of blade and accumulated debris passed through the engine, a piece of material impacted the leading edge of a HPC stage-1 blade, chipping and cracking it. The crack then progressed to a point where the blade failed and detached.

Although it was possible for the IPC stage-2 blade tips to fail as a result of bird or ice ingestion during the incident flight, the lack of supporting evidence, and the failure mechanism of the HPC blade did not support such an event.

Significant Factors

  1. A number of IPC stage-2 blades were found to be damaged during a borescope inspection on 8 April 2001 but remained in service on the engine.
  2. Fatigue cracking of the VSV-1 lever led to its failure resulting in the closing of the number 28 Variable Stator Vane.
  3. The closure of the number 28 Variable Stator Vane created a disrupted airflow, which acted on the passing blades.

Summary

After departing Brisbane en-route to Singapore, the crew of the Boeing 777-212ER aircraft heard and felt two thumps through the airframe and noticed a severe vibration indication of the right engine. The vibration subsided before re-occurring moments later with an increase in the engine's exhaust gas temperature also indicated. The crew conducted an in-flight engine shutdown and requested Air Traffic Control clearance to divert to Darwin where an uneventful single-engine landing was carried out.

An inspection conducted by ground engineers at Darwin found a stage-1, variable stator vane (VSV) control lever broken on the right engine. A borescope inspection of the engine interior was then carried out with a number of compressor blades found damaged. The engine was removed from the aircraft and sent to an overhaul facility for disassembly and evaluation.

Engine description

The Rolls-Royce Trent 800 was a triple spool turbofan engine. Its construction consisted of a single-stage low pressure fan connected to a five-stage low pressure turbine. An eight-stage intermediate pressure compressor (IPC) connected to a single stage intermediate pressure turbine and a six-stage high pressure compressor (HPC) connected to a single-stage high pressure turbine (see fig 1).

aair200105494_001.jpg

To maintain maximum efficiency during all power settings, the airflow through the engine needed to be controlled to prevent stalling or surging. This was achieved by a single stage of variable inlet guide vanes installed between the fan and the first stage of the IPC and two stages of variable stator vanes, VSV stage 1 and VSV stage 2 (VSV-1 and VSV-2) installed between IPC stages, one/two and two/three respectively. Each Variable Stator Vane was attached to a lever that transferred the linear input from the controlling actuators and unison rings to a rotational movement of the vane (see fig 2). These levers consisted of an arm and connecting pin (see fig 3).

During engine start, these vanes would have been in their most closed position with internal engine bleed valves open. As the power was increased, the bleed valves would close and the vanes move toward their full open position allowing optimum airflow through the engine.

Post incident engine inspection

Prior to disassembly, the engine's exterior was inspected with the broken VSV-1 lever identified as being in the number 28 position. No evidence was observed of bird impact or other external defects. Rigging and clearance checks of the VSV control system were carried out with no anomalies found. The remaining VSV-1 and VSV-2 levers were then removed and crack tested using a dye penetrant inspection. No evidence of cracking was found on any of those levers.

After separating the engine-to-modular level, the IPC and HPC modules were completely disassembled for a detailed inspection.

IPC inspection

Removal of the IPC casing revealed six stage-2 blades displaying soft body impact damage 1 resulting in bending of the blades. On two of those blades the corners had also detached. Three other blades displayed hard body impact damage 2 with cuts and nicks (small cuts) on their surfaces. Two blades with minor nicks were found in stage 3, with only one blade in stage 5 showing nick damage. All of the stage-8 blades displayed hard body impact damage on their trailing edges, a few blades also having nicks on their leading edges. There was no evidence of damage to the disc material adjacent to the blade roots on any of the eight stages.

The IPC case lining was examined with only minor damage evident. The number 28 VSV 1 vane, had a wear mark on the leading edge lower corner with a noticeable worn stepped area on its horizontal surface above its base. The adjacent number 29 vane had a contact mark at a point mid span on the vane and one on its base. The remaining VSV-1 and all the VSV-2 vanes were found to be undamaged. Dark deposits were evident around the base of each VSV. These deposits formed a black ringed area around all except for the number 28 vane where the mark was crescent shaped.

When the number 28 and 29 vanes were positioned so that the wear marks on both vanes aligned, the number 29 vane was found to be in its normal full open position while the number 28 vane was noted as sitting beyond its normal closed position. The dark crescent area around the base of the number 28 vane also coincided with the angle of the vane's root. When the number 29 vane was moved to the closed position it was seen to nudge the number 28 vane up towards its normal closed position.

1 Having been impacted by an object made from a softer material than the blade itself.
2 Having been impacted by an object made from the same or harder material than the blade itself.

aair200105494_002.jpg

Failed VSV-1 lever

The Australian Transport Safety Bureau (ATSB) conducted a metallurgical examination of the failed number 28, VSV-1 lever (see fig 3). The examination found that:

'The lever had fractured transversely through the end of the arm section, at a location coincident with the riveted connection to the actuator pin. The fracture path followed a uniform arc, extending from one side of the arm to the opposite and intersecting the pin connection at the centre. A prominent track mark had developed on the underside of the arm where the relative movement between the separated arm and the pin flange had produced appreciable wear. On close inspection, the fracture path appeared to intersect the bore of the rivet hole with a slight upward 'dishing' of the arm section beneath the rivet head'.

The examination also determined that:

'During riveting, the expansion of the rivet shaft could induce tensile stresses within the bore of the rivet hole if the diameter was insufficient to allow for the expansion. Tensile stresses of this nature would be expected to predispose the lever arm to the initiation and propagation of fatigue cracking'.

The examination of a further four VSV-1 levers was conducted, with welding and partial fusion between the lever and connecting pin evident, and varying degrees of cracking also evident on all four levers. For the full technical report refer to attachment A.

A further investigation by the engine manufacturer, identified the presence of a double-sided chamfer to the lever holes on a small number of levers. This removal of material during the lever manufacture may have led to the overheating and partial welding of the lever material during the rivet forming.

HPC inspection

In the HPC, all of the stage-1 blades displayed severe hard body impact damage with one blade found to have failed, detaching above the blade root. Stages 2 to 6 showed hard body impact damage to varying degrees on all the blades.

Close examination of the failed HPC stage-1 blade, found a chipped area in the leading edge, with the fracture surface revealing a number of crack progression marks indicating that the failure was progressive over a number of cycles and not instantaneous. The exact number of cycles required to fail the blade could not be determined (see fig 4).

aair200105494_003.jpg

Engine history

The engine commenced service in December 1998 and had completed a total of 8923 hours and 2373 cycles at the time of this incident. Its service history showed that on 8 April 2001, a routine borescope inspection detected damage to a number of IPC stage 2 blades in the form of bending and curling to their tips. This damage was assessed to be within the manufacturer's allowable limits so the engine remained in service. On 17 October 2001, a substantial shift in the turbine gas temperature (TGT) was detected giving a warning that the engine's efficiency had deteriorated significantly. A borescope inspection was carried out on the engine with only the previously recorded IPC stage-2 bent blade damage found. No other damage was observed on the engine. Checks of the air system, engine bleed air and monitoring systems were carried out, however the reason for the TGT shift could not be determined.

Previous VSV lever failures

Although the manufacturer had not experienced previous failures of VSV-1 levers, failures of VSV-2 levers had been recorded on two separate occasion. On those occasions the connecting pin's had fretted through the body of the lever due to inadequate riveting during the manufacturing process. The result of the levers failing was the closure of their associated variable stator vanes, which created a disruption to the airflow behind them. The vibration subsequently experienced by the blades passing the area resulted in fragments of disc material breaking off and migrating through the engine, damaging blades further downstream. These failures were indicated by a progressive increase in the engine's TGT over periods of 2 to 4 weeks.

The manufacturer issued a service bulletin, RB211-72-D516 to all operators recommending an inspection of, 'the six VSV-1 and VSV-2 levers either side of the actuating mechanism control rod connection, for significant relative movement between the lever and connecting pin'.

Occurrence summary

Investigation number 200105494
Occurrence date 18/11/2001
Location Tindal
State Northern Territory
Report release date 18/03/2003
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Abnormal engine indications
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer The Boeing Company
Model 777
Registration 9V-SRE
Serial number 226
Sector Jet
Operation type Air Transport High Capacity
Departure point Brisbane, Qld
Destination Singapore
Damage Nil

Boeing 767-338ER, VH-OGN

Safety Action

As a result of this occurrence, the operator raised an Engineering Instruction (EI), EI-767-032-0102 Rev 0, to immediately inspect all B767 MLG shock strut doors and check the torque values of the door attaching hardware. All of the operator's B767 aircraft were subsequently checked between 23 November 2001 and 8 December 2001. The inspection revealed that a number of MLG shock strut door mounting bolts were found to be below the required Aircraft Maintenance Manual (AMM) torque value and were retorqued to the correct value. As a result of the EI inspection, the operator subsequently issued a revised EI (EI-767-032-0102 Rev 1) requiring that the inspection be conducted on a regular basis; every 3 months.

As a result of reports of loose or fractured MLG shock strut door attach bolts, the aircraft manufacturer developed an engineering change to prevent the MLG shock strut door attach bolts from loosening and indicated that a Service Bulletin to incorporate those changes would be released in the second quarter of 2002.

As there have been two similar events on Australian registered aircraft, The Australian Transport Safety Bureau will continue to monitor actions relating to B767 MLG shock strut door separation occurrences pending the release of the Service Bulletin.

Summary

During the approach, and while below the maximum limit speed of 270 Kts, the flight crew of the Boeing 767 aircraft lowered the landing gear to assist in speed reduction. After a normal landing at Darwin, the crew was informed by a maintenance engineer that the right main landing gear (MLG) strut door had separated from the aircraft. Although an extensive search was conducted by the operator's maintenance staff, the separated door and some attachment fittings were not recovered.

A subsequent examination of the remaining MLG shock strut door attachment fittings revealed that they all showed fractures characteristic of rapid overloading, and were damaged as a result of the door separation but had not contributed to the initial failure sequence.

The aircraft manufacturer issued a Fleet Team Digest (767-FTD-52-01005, revised 21 Nov 2001), referring to Service Bulletin (SB) 767-32A0051, revision 3, dated 27 Mar 1997. The Digest indicated that the manufacturer had received reports of loose or fractured MLG shock strut door attach bolts and that they had "identified details in the MLG door attach joint assembly that can lead to bolt preload loss." The Digest also indicated that operators may wish to inspect the applicable MLG shock strut door attachment joints for looseness. Looseness or premature failure of MLG shock strut door attach bolts could have lead to the loss of the door from the aircraft.

A similar event occurred to an Australian registered B767 aircraft, VH-NOA, on 26 August 2000, during approach to Amsterdam airport in the Netherlands. The Dutch Transport Safety Board is investigating this occurrence.

Occurrence summary

Investigation number 200105518
Occurrence date 20/11/2001
Location 2 km ESE Howard Springs, Locator
State Northern Territory
Report release date 05/03/2002
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer The Boeing Company
Model 767
Registration VH-OGN
Serial number 25576
Sector Jet
Operation type Air Transport High Capacity
Departure point Cairns, QLD
Destination Darwin, NT
Damage Minor

Cessna 210N, VH-LMX

Safety Action

Verification of the actual fuel quantity during pre-flight inspection would have alerted the pilot to the amended state of fuel quantity on board the accident aircraft. CASA produced an Advisory Circular in September 2001 on fuel planning as guidance for operators and pilots to help ensure correct pre-flight planning procedures and that aircraft carry sufficient fuel to safely complete each flight.

The fitment of upper body restraints to the passenger seat belt systems may have reduced the exposure to some of the serious injuries incurred in this accident. Recommendation R19980281 arising from occurrence 199802830, dated 26 July 1998, was previously made to CASA to address this perceived deficiency with regard to upper body restraints. In response to this recommendation, CASA issued a Discussion Paper `Proposed Airworthiness Directive, General Series - Upper Torso Restraints for Occupants in Small Aircraft' explaining the intention to introduce such a requirement and inviting comment by the industry. The public comment period closed 01 March 2002 and CASA is now considering these comments prior to promulgation of the AD.

The Bureau's response to that action was RESPONSE STATUS: MONITOR. The ATSB will continue to monitor the CASA action and any further correspondence will be published on the ATSB website www.atsb.gov.au.

Analysis

Fuel quantity calibration and indication

Although the aircraft fuel gauges differed between left and right tanks for a given scale marking, this was compensated for by having a calibration correction card fitted to the aircraft. It is not uncommon to have such discrepancies between multiple gauges in the same aircraft and should not have been a factor in this accident.

As a back up measure the aircraft also carried a dipstick, which was usually locally manufactured by the maintenance organisation. It could be used by the pilot to verify the actual fuel quantity on board before or between flights. The dipstick found at the crash site, although not calibrated specifically for the accident aircraft, should have given a reliable enough reading to alert the pilot to the 80L discrepancy in the fuel quantity on board; if it had been used. Passengers did not see the pilot verify the fuel quantities at Rawlinna, either visually or by using the dipstick. It could not be determined if the pilot verified the actual fuel quantity on board, visually or by dipstick prior to departing Kalgoorlie but, considering the incorrect trip log annotation of 160L in each tank, it is unlikely that he did.

The fuel that rescuers observed leaking onto the front seat occupant and which had pooled under the aircraft, probably came from the disrupted fuel lines around the fuel tank selector in the first instance and later augmented by the right door pillar supply line from the right tank that was severed during the rescue. As the residual fuel in the left tank was not able to feed to the fuel selector supply lines, the fuel remaining in the left tank only approximated to the unusable amount, as published in the POH, for that tank.

The selected position of the yellow segment of the auxiliary fuel pump switch as observed at the accident site, was consistent with emergency checklist action following an inflight engine power loss or vapour purge.

The fuel selector was found selected to the right tank. The fuel pump switch and fuel selector position observations were considered in conjunction with the pilot's trip log notes showing that the flight immediately prior to the power loss was conducted on the left tank. If the pilot had conducted the emergency checklist actions, as seems likely based on the auxiliary fuel pump switch selection, then he had selected the fuel selector to the opposite tank. The evidence was consistent with a power loss while operating from the left fuel tank and a probable attempted engine re-start after changing fuel tank selection to the right tank.

In flight engine restart

The radio call made by the pilot gave the aircraft height of about 800ft above ground level (AGL) at the time the engine lost power. This would have provided gliding time of approximately one minute in the flaps up configuration recommended by the POH; and used by the pilot. This short interval after the engine power loss may have been insufficient for the pilot to successfully complete an in-flight engine re-start drill.

Fuel tank exhaustion - fuel supply starvation

The aircraft fuel usage annotations recorded in the trip fuel log by the pilot showed that he had started his fuel calculations with 80L more fuel than was on-board. The annotations also showed that the left tank had been used for taxi and take off on both flight sectors that day. Take-offs were the periods of highest fuel demand by the engine and in accordance with the POH, should have been conducted from the fullest tank. The trip fuel log showed that, on departure from Rawlinna, the right tank contained the most fuel and, therefore, should have been used for that take off.

Whether prolonged taxi or extended use of climb power using the left tank took place could not be verified and the possibility of additional fuel usage from the left tank during these periods could not be ruled out.

The pilot's fuel usage annotations showed that he calculated the aircraft had used approximately 69L from the left tank and 70L from the right tank in total for both sectors that day, up to the last hand written entry for the fuel tank selection change at 1345. Using the operator's average fuel consumption figure for this aircraft, a further 28L needed to be used from the left tank by the time that the engine lost power; approximately 1413. If the tank selections were correctly carried out as annotated by the pilot, the total fuel burn from the left tank would have been around 97L, which should have left approximately 23L remaining in that tank. The tank was observed, at the accident site, to contain approximately half a litre of (unusable) fuel. It could not be positively determined why only unusable fuel remained in the left fuel tank.

The previous accident in 1995 demonstrated, that on at least one other occasion, this aircraft's left fuel tank contents could be exhausted after one hour and 40 minutes of operation from a `tabs level' fuel quantity. Flight time of the Kalgoorlie accident flight, while operating on fuel supplied only from the left tank, was estimated to have totalled approximately one hour and 37 minutes. It was therefore possible that the contents of the left tank may have also been exhausted on the Kalgoorlie, Rawlinna, Kalgoorlie flight in this period of time.

Operations with low-fuel quantity

The trip fuel log revealed that the pilot would have expected to have 40L more fuel remaining in each tank at the time the engine lost power. Consequently, he may not have considered a low fuel state as a possible cause for the engine power loss.

Flying in turbulence with a low fuel state can also lead to uncovering of the fuel outlets in the fuel tanks. If the pilot had correctly carried out the tank changes noted in the trip log, the left tank should have had approximately 23L of fuel remaining when the engine lost power; which equated to about an eighth of a tank. If such a quantity was present in the reported turbulent conditions, then the possibility of unporting the fuel outlets could not be ruled out.

Summary

The low fuel-state of the left tank alone, or in combination with the forecast turbulence, probably caused the engine to lose power.

In the absence of evidence of a mechanical failure leading to engine loss of power, the most likely cause of the engine loss of power was associated with fuel supply starvation or exhaustion.

The presence of a vehicle on the road appeared to have caused the pilot to initiate a sudden pull back on the flight controls that led to a loss of control and subsequent impact with the ground.

Factual Information

The pilot of a Cessna 210 Centurion was tasked to fly three passengers from Kalgoorlie WA to Rawlinna WA and return.

The aircraft departed Kalgoorlie at 0804 Western Standard Time for Rawlinna with the flight proceeding without incident. The trip fuel log showed that the pilot believed that the aircraft arrived in Rawlinna with approximately 106L remaining in the left tank and 130L remaining in the right tank. The aircraft was not refuelled at Rawlinna.

Two passengers watched the pilot prepare for the return journey from Rawlinna. They reported that the pilot appeared to do a walk around the aircraft and one passenger stated that although he saw the pilot `check things at the front, wingtips and tail', the pilot did not check the fuel tanks in the wings. At approximately 1250, the flight departed for Kalgoorlie. One of the passengers recalled that, shortly after reaching a cruise altitude of about 4,000ft, the pilot appeared to become agitated and was checking something on the floor between the seats. This concerned the passenger, but after a few minutes, the pilot settled down and the passenger assumed that whatever had been a concern, was resolved. The fuel selector is located on the floor between the two front seats.

One passenger with recollection of the remainder of the flight from Rawlinna, stated that it appeared routine up until the engine lost power while the aircraft was approaching Kalgoorlie. (Due to the serious nature of the head injuries sustained in the accident by all of the passengers, their recollections of the flight prior to the engine power loss were very fragmented.)

At approximately 1413, the pilot was heard to broadcast a distress call including the aircraft altitude of 2,000 ft above sea level and his intention to land on a road. During the landing attempt, the passenger in the right front seat observed a car appear in the landing path. The passenger reports of what occurred after the car appeared were consistent with the pilot attempting to climb the aircraft to avoid the car and subsequently losing control of the aircraft during the manoeuvre.

The driver of the car and his wife saw the aircraft pass silently overhead as it crossed the road in a southerly direction. When it impacted the ground, the car driver's wife said that it appeared to `really bury in' before it was obscured by a large cloud of dust.

The driver immediately called emergency services and then he and his wife attempted to render assistance to the occupants. The pilot was fatally injured while the passengers were seriously injured.

Wreckage information

The aircraft impacted the ground in a left wing low, nose-down attitude. Examination of the aircraft found the left and right fuel tanks intact, but the fuel system plumbing was disrupted by cabin distortion at the fuel tank selector valve under the floor. The fuel line to the firewall mounted filter strainer and engine was broken and the strainer was destroyed during the accident impact sequence. The forward door pillar had been severed on the right side of the aircraft by hydraulic cutters used during the rescue effort to free the trapped front seat passenger. The examination of the fuel tank selector revealed that the right fuel tank was selected at impact.

Fuel had poured on to the right front seat occupant during the rescue and had continued for a considerable amount of time after the accident. No fuel remained in the right tank when it was examined by the investigation team on site. The rescuers said that they had not observed fuel to leak from the left wing onto the ground at any time. The aircraft's left wing low attitude uncovered the engine fuel supply lines at the inboard end of the tank and, as a result prevented the remaining left tank contents escaping through the damaged connections to the fuel selector. Less than half a litre of clean fuel remained in the outboard section (lowest point) of the left tank compartment and was considered to approximate the unusable amount for the tank. A sample of the Avgas, which was normal green colour, was taken from the aircraft and inspected at the accident site. It was free of any water or particles in suspension and visible contaminants. The fuel uplift for the flight was from the Kalgoorlie aerodrome. This fuel supply was tested by the supplier and found to be within correct specification.

The left-wing vent line was also clear of the remaining contents and did not appear to have been capable of allowing the remaining contents to drain off through the left-wing tip vent due to the syphon effect. The fuel contractor's log showed that there were multiple deliveries from the same batch of fuel to other aircraft operating from Kalgoorlie airport coincident with the delivery to VH-LMX. The bureau found no reports of fuel related problems with any of these other aircraft.

The fuel system components were bench tested and found to be capable of normal operation within the manufacturer's parameters. The wreckage, engine and component examinations found no evidence of pre-existing mechanical defects with the aircraft or its systems, that would have prevented normal operation of the aircraft prior to the accident.

Fuel pump switch

The auxiliary fuel pump switch is a two-segment split rocker type mechanism. The right half was colour-coded yellow and the left half red. The yellow half was marked START, with the upper position as ON and was used for normal start and some minor vapour purging if required. It was usually selected OFF for normal flight. In the event of an engine driven fuel pump failure in cruise flight, the yellow switch selected to ON should have provided, through a micro-switch arrangement, sufficient fuel for normal engine operation. The red half of the switch was marked EMERG (emergency) with its upper position marked as HI. This red switch was used in the event of an engine driven fuel pump failure during take-off or high-power operation and also extreme vapour purging. When the auxiliary fuel pump switch was removed and examined the yellow segment was found in the ON position.

A fuel dipstick with graduated markings on it was found in the baggage compartment of the aircraft. It was marked C210M VH-WXC and had the following graduations: LEFT FULL, 140, 100, 60, 30 with identical graduations and the word RIGHT on the reverse side of the stick. A check of the type certificate data sheet revealed that the C210N (accident aircraft) was fitted with identical type and capacity fuel tanks to the C210M.

Emergency locator transmitter

The aircraft was fitted with an emergency locator transmitter that activated upon impact. The transmission was received and logged by the Australian search and rescue organisation (AUSSAR) for 2hrs 39 mins before local police disabled the transmitter.

Pilot information

The pilot held a valid Australian commercial pilot licence and command instrument rating. He held a valid Class 1 medical certificate and did not require vision correction while operating an aircraft. At the time of the accident the pilot had accrued a total of 1,087 hours flying experience with 317.5 hours on the Cessna 210. From interviews and postmortem results, no evidence was found that the pilot had any personal or medical problems that may have adversely impinged on his ability to conduct the flight.

Survival

The nose-down, left wing low attitude of the aircraft as it impacted the ground exposed the left front seat occupant (the pilot) to the full force of the impact.

The passengers sustained numerous serious injuries in the form of fractures to legs, upper bodies and heads as well as injuries to internal organs. The leg injuries probably occurred when the floor was forced in an upward direction during the impact sequence. The floor movement also released the anchor points for the front seats. The middle row right seat remained fixed to its mounts. The middle left seat remained fixed by its rear mounts and forward left mount but with the front right mount partially released. There were no upper body restraint systems fitted to the passenger seat row positions in the aircraft, nor were any required to be. The upper body and head injuries sustained by all occupants were probably due to upper torso flailing contact with interior structure and objects. The front seat positions were fitted with upper body restraints. The effectiveness of the front seat restraint systems was compromised by the loss of integrity of the seat to floor attachments. The rearward movement of the engine firewall during the impact sequence may also have reduced the front seat survival space between front seat occupants and control panel structures; which would have increased exposure to injury.

Weather

The weather forecast for the day was for fine conditions, but with thunderstorm activity expected in the Kalgoorlie area during the afternoon after the flight. Other pilots reported experiencing some heavy turbulence in the area during the day and the operator's Chief Pilot remarked it was, `the first really rough day of the season'. The passengers recalled that, for the portions of the flight that they could remember, there was some turbulence but remarked that it was not unusually rough.

Aircraft fuelling

The afternoon before the charter flight, the aircraft operator requested the fuel contractor to fill the aircraft tanks (capacity 160L in each of two tanks) `to the tabs', which equated to a fuel quantity of approximately 120L in each fuel tank. The fuel request form was normally faxed to the fuel depot during the afternoon, but as no request had been received by the time he was due to commence fuelling tasks, the fuel contractor obtained the request sheet by walking to the aircraft operator's office and retrieving the original. The contractor noted that the sheet had been amended by the use of white-out correction fluid and that the original request entered had been for full tanks. It could not be positively determined if the pilot had sighted this fuel quantity request sheet.

Company pre-flight briefing

Some months after the accident, a director of the company stated that he spoke to the pilot in the afternoon prior to the accident flight. This conversation covered the task briefing for the following day and included the fuel load as being `to the tabs'. If this was so, the weight and balance calculations made by the pilot for the flight, in which a `full fuel' quantity was used and showed that the aircraft was close to maximum take-off weight, did not reflect any knowledge that he had received the `fill to tabs' fuel information. The director could not confirm whether the pilot assimilated this information at the time he talked to him.

Aircraft service history

The aircraft had been maintained in accordance with the relevant Civil Aviation Regulations and Orders. The aircraft had a valid maintenance release at the time of the accident with no maintenance overdue. Because a fuel quantity system calibration was required by the Civil Aviation Safety Authority (CASA) every three years as part of an airworthiness directive (AD), a calibration had been carried out six months prior to the accident in accordance with the AD. The gauge calibration results recorded in the aircraft logbook were as follows:

Left 10/46, 20/83, 30/117, 40/167, F/169 (Gallons/Litres)
Right 10/38, 20/65, 30/100, 40/145, F/164 (Gallons/Litres)

The aircraft fuel gauges, calibrated in US Gallons, were within the required parameters but the quantities differed between the left and right tanks for a given scale marking. This was compensated for by having a calibration correction card fitted to the aircraft. The calibration recordings in the logbook did not include a value for E (empty). However, the calibration card fitted to the aircraft stated that for E indication on the gauge, the tanks were to be read as empty.

A review of the aircraft's history revealed that, when being operated by its previous owner on the east coast, it had been involved in a similar accident in 1995 when it was force landed due to engine power loss. The aircraft had also taken off with the fuel tanks filled `to the tabs', and on that occasion it was estimated that the pilot had operated the aircraft for approximately 1 hour and 40 minutes when the engine lost power. The left fuel tank was used for the entire flight and when examined at the accident site, it was found to be empty.

Flight trip log

A company trip fuel log for the flight was found at the accident site. This log was being used by the pilot to record flight times and fuel usage from each tank for the flight. It had the following annotations:

PlaceTimeLeftRight
KG0804160160

 
34130160

 
04130130
RAW0928106130
RAW1250106130

 
0591130

 
13459190

The trip fuel log noted that the fuel tanks contained 160L in each tank on departure from Kalgoorlie.

The take-off from Kalgoorlie had been conducted using fuel from the left tank. The trip fuel log indicated that the aircraft had consumed 54 litres from the left tank and 30 litres from the right tank during the flight to Rawlina. Additionally, the log indicated that the pilot elected to remain on the left tank for the taxi, pre-take-off checks, take-off and departure from Rawlinna thereby carrying out both take-offs using fuel from the left tank. The pilot recorded an initial use of 15L from the left tank on departure from Rawlinna, followed by 40L from the right. At 13:45 WST he changed the selection to the left tank. About 28 minutes later, the engine lost power.

Pilots Operating Handbook (POH)

The aircraft was fitted with a placard that provided information in the form of a checklist in the event of major fuel flow fluctuations and/or engine power surges. Additionally, the POH provided expanded procedures for inflight engine restarts and excessive fuel vapour in the fuel system. The POH also noted that if the propeller is windmilling, the engine will start automatically within a few seconds. If the propeller has stopped (possible at lower speeds), turn the ignition switch to START, advance the throttle slowly from idle, and (at higher altitudes) lean mixture from full rich.

The POH went on to indicate that with fuel quantities of less than a quarter tank, prolonged uncoordinated turns or slips should be avoided as it might uncover the fuel tank supply outlets and starve the engine of fuel.

Engine out glide distance

The MAYDAY transmission made by the pilot placed the aircraft at a height of 800 ft above ground level. This height, according to the Maximum Glide graph in the POH, equated to approximately 1.2 NM, or approximately one minute of glide time from the time at which the engine lost power to the impact point.

Occurrence summary

Investigation number 200105446
Occurrence date 14/11/2001
Location 10.7 km ESE Kalgoorlie/Boulder, Aero.
State Western Australia
Report release date 16/09/2002
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Fuel starvation
Occurrence class Accident
Highest injury level Fatal

Aircraft details

Manufacturer Cessna Aircraft Company
Model 210
Registration VH-LMX
Serial number 21063509
Sector Piston
Operation type Charter
Departure point Rawlinna, WA
Destination Kalgoorlie, WA
Damage Destroyed

Boeing 747SP-38, VH-EAA

Summary

A Boeing 747-SP38 aircraft was maintaining Flight Level (FL) 430 with autopilot `A' engaged, when the aircraft yawed abruptly to the right and rolled to a bank angle of approximately 20 degrees. The autopilot was disengaged and the aircraft stabilised in a straight and level attitude. The uncommanded yaw occurred again. The flight crew broadcast a PAN (radio code indicating uncertainty or alert, not yet the level of a Mayday) and received a descent authorisation to FL380.

The upper rudder position indicator showed a rudder displacement of 5-degrees right and the lower rudder indicator showed zero degrees deflection. The flight crew began activating and de-activating the upper and lower yaw damper switches attempting to isolate the problem. During those actions, the aircraft commenced to `Dutch roll' (lateral oscillations with both rolling and yawing components). The crew then successfully isolated the problem to the upper damper and turned the upper damper switch off. With the aircraft at FL380, normal operations ensued. Autopilot `B' was then engaged and the flight proceeded without further incident.

Investigation by company maintenance personnel confirmed an anomaly of the upper yaw damper computer. The unit was replaced and the system tested. Normal operations ensued.

Analysis of Flight Data Recorder information revealed that during the event the upper rudder displaced 4.7 degrees. The data also indicated that the maximum roll encountered was 13 degrees to the right.

System redundancy had operated as required to limit the effect of the upper yaw damper anomaly.

Occurrence summary

Investigation number 200105429
Occurrence date 13/11/2001
Location Abeam Moomba
Report release date 25/03/2002
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Aviation occurrence category Flight control systems
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer The Boeing Company
Model 747
Registration VH-EAA
Serial number 22495
Sector Jet
Operation type Air Transport High Capacity
Departure point SINGAPORE
Destination Sydney, NSW
Damage Nil

Boeing Co 767-300ER, VH-BZI

Summary

The crew of a Boeing 767 (B767) had been cleared to taxi for departure from runway 01, intersection "A7", at Brisbane. They proceeded along taxiway "B" then, incorrectly, initiated a turn onto taxiways "B5" and "A", which was in conflict with rapid exit taxiway "A5S". A BAe146 vacating runway 01 via "A5S", was instructed by ATC to hold short of taxiway "A" in order to avoid the B767. The crew of the BAe146, although not expecting to have to hold short of that taxiway intersection, had reduced speed to an extent that they were able to comply with the instruction.

The operator of the B767 advised that they had tried a new system of printing aerodrome charts from a computer application compact disk. However, the print format was such that the pilot in command of the B767 was not able to correctly read the notes provided on the chart with respect to taxiway routes and directions.

Safety Action

As a result of the occurrence, the B767 operator immediately replaced the aerodrome charts in the applicable aircraft with charts printed in a larger format. In addition, a briefing note was issued to crews in order to highlight the problem and to minimise the likelihood of a recurrence.

Occurrence summary

Investigation number 200105351
Occurrence date 04/11/2001
Location Brisbane, Aero.
Report release date 04/02/2002
Report status Final
Investigation type External Investigation
Investigation status Completed
Mode of transport Aviation
Occurrence class Incident
Highest injury level None

Aircraft details

Manufacturer The Boeing Company
Model 767
Registration VH-BZI
Operation type Air Transport High Capacity
Departure point Brisbane, QLD
Destination Sydney, NSW
Damage Nil

Aircraft details

Manufacturer British Aerospace
Model BAe 146
Registration VH-YAD
Serial number E2097
Operation type Air Transport High Capacity
Departure point Canberra, ACT
Destination Brisbane, QLD
Damage Nil

Instrument system event, Boeing 747-400, 9V-SPP, 19 km south-east of Nyngan Airport, on 6 November 2001

Safety Action

Local safety action

As a result of this incident the aircraft and component manufacturers have changed the software for the EIUs and reclassified the IOP #1 fault as a hard3 fault. Further testing was being conducted at the time of this report's release.

___________

[3] A fault that would completely shut down the affected EIU.

Analysis

The on-board recorders showed that the highest cabin altitude captured was 8553 feet with a subsequent continuous decrease in cabin altitude recorded prior to the loss of the system data. The cabin altitude did not reach the required height for supplementary oxygen which was consistent with the reported lack of oxygen flow through the passenger drop masks after they had deployed.

The operation of the pressure relief valve indicated that an over-pressurisation condition had been experienced in the cabin. This was most likely due to the manual closing of the outflow valves by the flight crew while the aircraft was continuing to be pressurised by the controlling CPC. The resultant rate of change of cabin pressure may have contributed to the reported injury sustained by a passenger.

The concern at the lack of oxygen flow through the masks led to some cabin crew moving from their seated position to obtain portable oxygen, or to assist passengers during the emergency descent.

Extensive research has shown that the effect of oxygen deprivation can be insidious and, as such, cabin crew may not be the best judges of their own oxygen intake. Although the cabin altitude may not have been high enough to require supplemental oxygen, that information was not available to the cabin crew at the time. As the cabin crew were unable to accurately judge the aircraft's altitude, remaining seated until advised by the flight crew that a safe altitude had been reached, in accordance with procedures, may have been a safer practice than moving through the cabin to assist passengers and accessing bottled oxygen.

Although the flight crew conducted an appropriate emergency descent, most cabin crew commented that the floor angle in the cabin during the descent seemed less steep than their emergency decompression training had led them to expect. Previous decompression events have shown that cabin floor angles less steep than expected may have led to cabin crew judgement that it was safe to move about the cabin during an emergency descent.

The reason for the loss of the IDUs could not be determined or reproduced during the subsequent testing of system components. The IOP#1 fault found on one of the EIUs, could have led to the blanking of the PIC's primary flight display, but it should not have resulted in the failure of the remaining IDUs. The subsequent IDU blanking incident in January 2003 has resulted in further investigation by the CAAS, the NTSB, the aircraft and EIU manufacturers.

Factual Information

History of the flight

On 6 November 2001, as the Boeing 747-400 aircraft was approaching flight level 360 en-route from Sydney to Singapore, the flight crew observed a CABIN ALT AUTO message and an increase in cabin altitude. The crew carried out the non-normal checklist, which included manually closing the outflow valves and turning off one of the air conditioning packs. However, the cabin altitude continued to rise and could not be controlled. The pilot in command (PIC) decided to conduct an emergency descent. The flight crew donned their oxygen masks and manually deployed the passenger oxygen masks.

As the aircraft commenced descent, one of the flight crew noticed the PIC's primary flight display screen go blank, with its data transferring to the PIC's navigation display screen. At that point a number of messages momentarily flashed onto the centre, Engine Indicating and Crew Alerting System (EICAS) screen, before all the display screens that are referred to as integrated display units (IDUs) blanked. The crew continued the emergency descent using standby instruments for reference, levelling at 10,000ft. The IDU system circuit breakers (CBs) were checked with all CBs found to be in their normal configuration. Manual selection between alternate system controllers was made but the IDUs remained blank.

After the post decompression drill announcement was made to the cabin crew, the PIC was advised that one passenger had sustained an injury in the form of bleeding from the ear. The PIC was also advised that there appeared to be no oxygen flowing through any of the passenger cabin oxygen masks, however this did not seem to have had any ill effect on the passengers. After the PIC cycled the passenger oxygen switch, a momentary surge of oxygen through the passenger masks was observed.

With Melbourne Air Traffic Control Centre providing vectoring assistance and using the standby flight instrumentation, the flight crew returned the aircraft to Sydney. Due to the loss of the display screens monitoring information, dumping of excess fuel was not possible. Information regarding the position of the landing gear or flaps was also not available. On approach to Sydney, the flight crew requested that the tower controller visually confirm that the landing gear was down and after receiving that confirmation, the crew conducted an uneventful, but overweight landing.

An inspection of the aircraft by engineers revealed that a cabin pressure relief valve had operated, indicating that the cabin had been over-pressurised at some stage during the flight. After a number of system CBs were cycled, the flight deck display screens returned to normal operation. An engine ground run and system check was then carried out, but the inflight faults could not be reproduced. The primary components of the aircraft's pressurisation and flight deck display systems were removed for further testing.

Cabin crew survey

The Australian Transport Safety Bureau carried out a survey of the cabin crew, which revealed the following:

Some cabin crew were concerned about the lack of oxygen flow through their masks during the descent and opted to use the emergency bottled oxygen. A number of cabin crew were observed removing their mask and later stated that they "could feel the presence of air" in the cabin. Some cabin crew were moving about the cabin during the descent assisting passengers. The majority of the cabin crew described the cabin floor angle as being less steep than their emergency decompression training had led them to expect. There was no evidence that any passengers or cabin crew showed signs of suffering from the effects of decompression sickness.

The operator's decompression drill detailed in the non-normal procedures of the operations manual stated that "When there is a loss of cabin pressure and the cabin altitude exceeds 14,000 feet the oxygen masks will drop. The pre- recorded announcement (where fitted) will start playing automatically".

The cabin crew were then required to immediately "Put on a drop mask as quickly as possible" and "Sit down at nearest available seat and fasten seat belt". The procedure then stated that after the aircraft had levelled off, the cabin crew were to "transfer from drop mask to portable oxygen bottle and mask" and to "assist the passengers".

The procedures also contained supplementary information regarding the symptoms and "effects of decompression sickness". The manual stated that at 10,000 feet cabin altitude, the cabin crew and passengers could experience headaches and fatigue. At 14,000 feet the effect may cause sleepiness, headaches, dizziness, impaired vision, personality changes and cyanosis-bluing of fingernails.

Subsequent occurrences involving this aircraft

On 11 November 2001, the flight crew reported that during climb there were large erratic oscillations of both outflow valves, causing large changes in the cabin altitude. The flight crew reported discomfort to their ears and observed significant rates of change in cabin altitude. The system returned to normal operation when the cabin pressure controller (CPC) was manually selected to position B.

On 16 November 2001, during taxi to the terminal, the flight crew observed the advisory message OUTFLOW VALVE L indicating a failure of the left outflow valve. After a ground test of the CPC was carried out, the message disappeared. During the next flight the message again appeared and again was cleared on completion of a ground test of the CPC.

Subsequent fleet occurrence

On 24 January 2003, all six IDUs blanked on another of the operator's Boeing 747-400 aircraft during a flight from Singapore to Sydney, while at FL350. After discussion with the operator's maintenance control personnel, the flight crew were advised to cycle selected CBs. On reset of the CBs, all the IDUs returned to normal operation and the flight continued on to Sydney. The Civil Aviation Administration of Singapore (CAAS) in conjunction with the United States National Transportation Safety Board (NTSB) are investigating the occurrence.

Component testing

The IDUs and EIUs1 removed after the 6 November flight were subjected to examination and testing by their manufacturers, under the supervision of the NTSB. One of the EIUs was found to have an internal IOP #1 card 'soft'2 fault. This fault should not have led to the IDU failure during the incident flight. No faults were found with the IDUs.

Testing of the pressurisation system components following the initial occurrence did not reveal any faults. After the subsequent flights on 11 and 16 November, further testing was conducted, which revealed that the CPC that had been fitted after the 6 November flight had a faulty pressure sensor that was giving erratic signals. One of the system's relays also displayed evidence of failure. The remaining pressurisation components were considered to be serviceable.

Oxygen system

The aircraft was fitted with two separate oxygen systems; one dedicated flight crew system and one dedicated passenger system. The crew system provided a continuous supply of oxygen to each of the flight deck regulators. Removal of the oxygen mask from the stowage box initiated the flow of oxygen. The passenger system had both manual and automatic deployment. Automatic deployment activated when the cabin altitude reached the "equivalent of 13,250 to 14,250 feet", with manual deployment available at any cabin altitude. This was a free-flow oxygen system with oxygen flow being controlled through flow control units (FCU) located downstream of the oxygen cylinders. During the first few seconds of operation, a surge of oxygen was released to open the panels above the passenger seats, allowing the masks to fall within easy reach of the passengers. The quantity of oxygen supplied was then controlled by altitude compensation mechanisms in the FCUs. The higher the cabin altitude, the greater the flow. Chapter 35-21-00 of the operator's aircraft maintenance manual stated: "Passengers are not required to receive [supplemental] oxygen below 10,000 feet, except for medical reasons".

On-board recorders

Data retrieved from the aircraft's on-board recorders revealed the following:

6:47:22 The first officer's IDUs switched from right to left EIU control, at the same time the pressurisation/air-conditioning system data stopped recording correctly.
6:47:44 The CABIN ALT AUTO message was observed.
6:48:09 The right and left EIU's were recorded as inactive.
6:52:58 Highest cabin altitude was recorded at 8553 feet.
6:54:10 Cabin altitude recorded at 6033 feet.
6:54:15 Numerous systems stopped recording data correctly and the Centre EIU became inactive.

(Note: Times refer to Coordinated Universal Time)

[1] The electronic interface units that transfer data from the electronic flight instrument (EFIS) and engine indicating and crew alerting (EICAS) systems to the IDUs.

[2] A fault that is internally logged but does not result in a complete EIU shut down.

Occurrence summary

Investigation number 200105338
Occurrence date 06/11/2001
Location 19 km SE Nyngan Airport
State New South Wales
Report release date 24/09/2003
Report status Final
Investigation type Occurrence Investigation
Investigation status Completed
Mode of transport Aviation
Occurrence class Serious Incident
Highest injury level Minor

Aircraft details

Manufacturer The Boeing Company
Model 747
Registration 9V-SPP
Serial number 28029
Sector Jet
Operation type Air Transport High Capacity
Departure point Sydney, NSW
Destination Changi, SINGAPORE
Damage Nil